Académique Documents
Professionnel Documents
Culture Documents
CHAPTER I
PRELIMINARY CONSIDERATIONS
Statutory Construction
t h e a r t o r p r o c e s s o f d i s c o v e r i n g a n d expounding the meaning
a n d i n t e n t i o n o f t h e a u t h o r s o f t h e l a w w i t h respect to its application to a given case, where
that intention is rendered doubtful, among others, by reason of the fact that the given case is
not explicitly provided for in the law.
Difference between judicial legislation and statutory construction: Where legislature attempts to do
several things one which is invalid, it may be discarded if the remainder of the act is
workable and in no way depends upon the invalid portion, but if that portion is an integral part
of t h e a c t , a n d i t s e x c i s i o n c h a n g e s t h e m a n i f e s t i n t e n t o f t h e a c t b y
broadening its scope to include subject matter or territory which was not included therein as enacted,
such excision is judicial legislation and not statutory construction.
Construction is the drawing of conclusions with respect to subjects that are beyond the direct
expression of the text, while interpretation is the process of discovering the true meaning of the
language used.
Interpretation is limited to exploring the written text. Construction onthe other hand is the
drawing of conclusions, respecting subjects that lie beyond the direct expressions of the text.
SITUS OF CONSTRUCTION AND INTERPRETATION
In our system of government:
L e g i s l a t i v e p o w e r i s v e s t e d i n t h e C o n g r e s s o f t h e P h i l i p p i n e s t h e Senate and
the House of the Representatives
E x e c u t i v e p o w e r i s v e s t e d i n t h e P r e s i d e n t o f t h e R e p u b l i c o f t h e Philipp
ines (Art. VII, Sec.1, Phil. Const.)
J u d i c i a l p o w e r i s v e s t e d i n o n e S u p r e m e C o u r t a n d i n s u c h l o w e r courts as may be
established by law. (Art VIII, Sec. 1, Phil. Const.)
Legislative makes the lawExecutive - executes the law Judicial interprets the
lawS i m p l y s t a t e d , t h e s i t u s o f c o n s t r u c t i o n a n d i n t e r p r e t a t i o n o f w r i t t e n laws
belong to the judicial
department.I t i s t h e d u t y o f t h e C o u r t s o f J u s t i c e t o s e t t l e a c t u a l c o n t r o v e
r s i e s involving rights which are legally demandable and enforceable, and
t o d e t e r m i n e w h e t h e r o r n o t t h e r e h a s b e e n a g r a v e a b u s e o f d i s c r e t i o n amounting
to lack or excess of jurisdiction on the part of any branch or instrumentality of the
government.Supreme Court is the one and only Constitutional Court and all otherlower
courts are statutory courts and such lower courts have the power to construe and interpret
written laws.
D U T Y O F T H E C O U R T S T O C O N S T R U E A N D I N T E R P R E T THE LAW;
REQUISITES
1.There must be an actual case or controversy,2.There is ambiguity in the law involved in
the controversy.Ambiguity exists if reasonable persons can find different meanings in
astatute, document,
etc.A s t a t u t e i s a m b i g u o u s i f i t i s a d m i s s i b l e o f t w o o r m o r e p o s
s i b l e meanings.I f t h e l a w i s c l e a r a n d u n e q u i v o c a l , t h e C o u r t h a s n o o t h e r
a l t e r n a t i v e but to apply the law and not to interpret.
C o n s t r u c t i o n a n d i n t e r p r e t a t i o n o f l a w c o m e o n l y a f t e r i t h a s b e e n demo
nstrated that application is impossible or inadequate without them.
D I F F E R E N T K I N D S O F C O N S T R U C T
I O N A N D INTERPRETATION
Hermeneutics
the science or art of construction and interpretation.
Legal hermeneutics
i s t h e s y s t e m a t i c b o d y o f r u l e s w h i c h a r e recognized as
applicable to the construction and interpretation of legal writings.Dr. Lieber in his work on
Hermeneutics gives the following
classificationof the different kinds of interpretation
:
1.
C l o s e i n t e r p r e t a t i o n a d o p t e d i f j u s t r e a s o n s c o n n e c t e d w i t h t h e character and
formation of the text induce as to take the words in
then a r r o w e s t m e a n i n g . T h i s i s g e n e r a l l y k n o w n a s
literal
interpretation.2 . E x t e n s i v e i n t e r p r e t a t i o n a l s o c a l l e d a s l i b e r a l i n t e r p r e t a
t i o n , i t adopts a more comprehensive signification of the
words.3 . E x t r a v a g a n t i n t e r p r e t a t i o n s u b s t i t u t e s a m e a n i n g e v i d e n t l y b e y o n d the
true one. It is therefore not genuine interpretation.4 . F r e e o r u n r e s t r i c t e d i n t e r p r e t a t i o n
p r o c e e d s s i m p l y o n h e g e n e r a l principles of interpretation in good faith, not bound by any
specific orsuperior principle.5 . L i m i t e d o r r e s t r i c t e d i n t e r p r e t a t i o n - i n f l u e n c e d
b y o t h e r p r i n c i p l e s than the strictly hermeneutic ones.6.Predestined interpretation takes
place when the interpreter,
laboringu n d e r a s t r o n g b i a s o f m i n d , m a k e s t h e t e x t s u b s e r v i e n t t o h i s pre
conceived views and desires.
SUBJECTS OF CONSTRUCTION AND INTERPRETATION
M o s t c o m m o n s u b j e c t s o f c o n s t r u c t i o n a n d i n t e r p r e t a t i o n a r e t h e constitu
tion and statutes which include ordinances. But we may alsoadd resolutions, executive orders
and department circulars.
CHAPTER IISTATUTES
LEGISLATIVE PROCEDURES
The power to make laws is lodged in the legislative department of
t h e government.A statute starts with a bill.
Bill
is the draft of a proposed law from the time of its introduction in al e g i s l a t i v e b o d y t h r o u g h a l l
the various stages in both houses. It ise n a c t e d i n t o l a w b y a v o t e o f t h e
l e g i s l a t i v e b o d y. A n
Act
i s t h e appropriate term for it after it has been acted on and passed by
t h e legislature. It then becomes a statute, the written will of the legislaturesolemnly
expressed according to the form necessary to constitute it as the law of the
state. S t a t u t e L a w i s a t e r m o f t e n u s e d i n t e r c h a n g e a b l y w i t h t h e
w o r d statute. Statute Law, however, is broader in meaning since it includes not only
statute but also the judicial interpretation and application of theenactment.
HOW DOES A BILL BECOMES A LAW STEPS
A bill before it becomes a law must pass the strict constitution
a l r e q u i r e m e n t s e x p l i c i t b o t h i n t h e 1 9 7 3 C o n s t i t u t i o n a n d t h e 1 9 8 7 Cons
titution.Passage of a bill in a parliamentary system (unicameral assembly):a . A m e m b e r o f t h e
N a t i o n a l A s s e m b l y m a y i n t r o d u c e t h e p r o p o s e d b i l l to the Secretary of the National
Assembly who will calendar the samefor the first reading.b.In the first reading, the bill is
read by its number and title
only.c . A f t e r t h e f i r s t r e a d i n g , t h e b i l l i s r e f e r r e d b y t h e S p e a k e r
t o t h e a p p r o p r i a t e c o m m i t t e e f o r s t u d y. A t t h i s s t a g e , t h e
appropriatec o m m i t t e e w i l l c o n d u c t p u b l i c
h e a r i n g s . T h e n a f t e r t h e p u b l i c hearings, the committee shall decide whether or
not to report the billfavorably or whether a substitute bill should be considered. Should
there be an unfavorable report of the committee, then the proposed bill is
dead.d . U p o n f a v o r a b l e a c t i o n b y t h e c o m m i t t e e , t h e b i l l i s r e t u r n e d t o
t h e National Assembly and shall be calendared for the second reading.e.In the second reading,
the bill is read in its entirety.f . I m m e d i a t e l y a f t e r t h e s e c o n d r e a d i n g , t h e b i l l i s s e t
for open
d e b a t e s w h e r e m e m b e r s o f t h e a s s e m b l y m a y p r o p o s e a m e n d m e n t s a n d ins
ertions to the proposed bill.g . A f t e r t h e a p p r o v a l o f t h e b i l l i n i t s s e c o n d r e a d i n g a n d a t
l e a s t t h r e e (3) calendar days before its final passage, the bill is printed in its finalform and copies
thereof distributed to each of the members.h . T h e b i l l i s t h e n c a l e n d a r e d f o r t h e t h i r d
a n d f i n a l r e a d i n g . A t t h i s stage, no amendment shall be allowed. Only the
t i t l e o f t h e b i l l i s read and the National Assembly will then vote on the bill. Under
thepresent 1987b Constitution, after the third and final reading at oneHouse where the bill
originated, it will go to the other House where it will undergo the same
process.i . A f t e r t h e b i l l h a s b e e n p a s s e d , i t w i l l b e s u b m i t t e d
t o t h e P r i m e Minister (President) for approval. If he disapproves, he shall veto it a n d
return the same with his objections to the National Assembly(House where it
originated), and if approved by two-thirds of all its m e m b e r s , s h a l l b e c o m e
a l a w . U n d e r t h e p r e s e n t s e t - u p , i f t h e originating house will agree to pass the
bill, it shall be sent, together with the objections to the other house by which it shall be likewise
beconsidered and must be approved by two-thirds of the votes. Everybill passed by
Congress shall be acted upon by the President within thirty (30) days from
receipt thereof. Otherwise, it shall become a law.
CONSTITUTIONAL TEST IN THE PASSAGE OF A BILL
Three (3) very important constitutional requirements in the enactment of statute:1 . E v e r y b i l l p a s s e d
by Congress shall embrace only one subject which s h a l l b e e x p r e s s e d
i n t h e t i t l e t h e r e o f . T h e p u r p o s e s o f t h i s constitutional requirements are:
To f a i r l y a p p r i s e t h e p e o p l e , t h r o u g h s u c h p u b l i c a t i o n s o f legis
l a t i v e p r o c e e d i n g s a s i s u s u a l l y m a d e , o f t h e s u b j e c t s o f legislation that
are being considered, in order that they may have opportunity of being heard thereon by petition
or otherwise, if theyshall so desire.
2 . N o b i l l p a s s e d b y e i t h e r H o u s e s h a l l b e c o m e l a w u n l e s s i t h a s p a s s e d three
readings on separate days, and printed copies thereof in its
finalf o r m h a v e b e e n d i s t r i b u t e d t o e a c h m e m b e r t h r e e d a y s b e f o r e i t s passage.3 . E v e
r y b i l l p a s s e d b y t h e C o n g r e s s s h a l l , b e f o r e i t b e c o m e s a l a w, b e presented to the
President. The executive approval and veto power of the President is the third important constitutional
requirement in themechanical passage of a bill.
PARTS OF STATUTE
a.
Title
the heading on the preliminary part, furnishing the name by w h i c h t h e a c t i s
i n d i v i d u a l l y k n o w n . I t i s u s u a l l y p r e f i x e d t o t h e statute in the brief summary of its
contents.
b.
Preamble
part of statute explaining the reasons for its enactmentand the objects sought to be
accomplished. Usually, it starts withwhereas.
c.
Enacting clause
part of statute which declares its enactment and serves to identify it as an act of legislation
proceeding from the properlegislative authority. Be enacted is the usual formula used to
startthis clause.
d.
Body
t h e m a i n a n d o p e r a t i v e p a r t o f t h e s t a t u t e c o n t a i n i n g i t s substantive
and even procedural provisions. Provisos and exceptionsmay also be found.
e.
Repealing Clause
- a n n o u n c e s t h e p r i o r s t a t u t e s o r s p e c i f i c provisions which have
been abrogated by reason of the enactment of the new law.
f.
Saving Clause
restriction in a repealing act, which is intended to save rights, pending proceedings, penalties,
etc. from the annihilation which would result from an unrestricted repeal.
g.
Separability Clause
p r o v i d e s t h a t i n t h e e v e n t t h a t o n e o r m o r e provisions or unconstitutional, the remaining
provisions shall still bein force.
h.
Effectivity Clause
announces the effective date of the law.
KINDS OF STATUTES
1.
General Law
affects the community at large. That which affects allpeople of the state or all of a particular
class.2.
Special Law
designed for a particular purpose, or limited in range or confined to a prescribed field of action
on operation.
3.
Local Law
relates or operates over a particular locality instead of over the whole territory of the state.
4.
Public Law
a general classification of law, consisting generally
of c o n s t i t u t i o n a l , a d m i n i s t r a t i v e , c r i m i n a l , a n d i n t e r n a t i o n a l l a w , concer
ned with the organization of the state, the relations between the state and the people who
compose it, the responsibilities of publico f f i c e r s o f t h e s t a t e , t o e a c h o t h e r, a n d t o p r i v a t e
p e r s o n s , a n d t h e relations of state to one another. Public law may be general, local
orspecial law.
5.
Private Law
d e f i n e s , r e g u l a t e s , e n f o r c e s a n d a d m i n i s t e r s relationships among
individuals, associations and corporations.
6.
Remedial Statute
providing means or method whereby causes of action may be affectuated, wrongs redressed and
relief obtained.
7.
Curative Statute
a form of retrospective legislation which reaches back into the past to operate upon past events,
acts or transactions
ino r d e r t o c o r r e c t e r r o r s a n d i r r e g u l a r i t i e s a n d t o r e n d e r v a l i d a n d effective many
attempted acts which would otherwise be ineffective forthe purpose intended.
8.
Penal Statute
defines criminal offenses specify corresponding finesand punishments.
9.
Prospective Law
applicable only to cases which shall arise after itsenactment.
10.
Retrospective Law
looks backward or contemplates the past; one which is made to affect acts or facts
occurring, or rights occurring, before it came into force.
11.
Affirmative Statute
directs the doing of an act, or declares what s h a l l b e d o n e i n c o n t r a s t t o a
n e g a t i v e s t a t u t e w h i c h i s o n e t h a t prohibits the things from being done, or
declares what shall not bedone.
12.
Mandatory Statutes
generic term describing statutes which requireand not merely permit a course of action.
CONCEPT OF VAGUE STATUTES
S t a t u e s o r a c t m a y b e s a i d t o b e v a g u e w h e n i t l a c k s c o m p r e h e n s i b l e standards
those men of common intelligence must necessarily guess at its meaning and differ as to its
application.Statute is repugnant to the Constitution in two (2) respects:1 . I t
v i o l a t e s d u e p r o c e s s f o r f a i l u r e t o a c c o r d p e r s o n s f a i r n o t i c e o f conduct
to avoid; and2.It leaves law enforcers unbridled discretions.The Supreme Court held that the
vagueness doctrine merely requires areasonable degree of certainty for the statute to be upheld--- not
absoluteprecision or mathematical exactitude. Flexibility, rather than meticulousspecificity, is permissible
as long as the metes and bounds of the statuteare clearly delineated
REPEALS OF STATUTE MAY BE EXPRESSED OR IMPLIED
Express repeal
is the abrogation or annulling of a previously existing l a w b y t h e e n a c t m e n t o f a
s u b s e q u e n t s t a t u t e w h i c h d e c l a r e s t h a t t h e former law shall be revoked and abrogated.
Implied repeal
when a later statute contains provisions so contrary
toi r r e c o n c i l a b l e w i t h t h o s e o f t h e e a r l i e r l a w t h a t o n l y o n e o f t h e t w o st
atutes can stand in force. T h e r e p e a l o f a p e n a l l a w d e p r i v e s t h e c o u r t o f j u r i s d i c t i o n
t o p u n i s h persons charged with a violation of the old penal law prior to its repeal.
Only a law can repeal a law
. The intention to repeal must be clear and manifest, otherwise, at least,as a general rule,
the later act is to be construed as a continuation of, and not a substitute for, the first act. Two (2)
categories of repeal by implication:1.Where provision in the two acts on the same subject
matter are in anirreconcilable conflict;2 . I f
the later act covers the whole subject of the
e a r l i e r o n e a n d i s clearly intended as a substitute to be a complete and perfect systemin
itself.
ORDINANCE
Ordinance
an act passed by the local legislative body in the exercise of its law-making authority.
TEST OF VALID ORDINANCE
1.Must not contravene the Constitution or any statute;2 . M u s t n o t b e u n f a i r o r
oppressive;3.Must not be partial or discriminatory;4.Must not prohibit but may
r e g u l a t e t r a d e ; 5.Must be general and consistent with public policy; and6 . M u s t
not be unreasonable.
R E A S O N W H Y A N O R D I N A N C E S H O
U L D N O T CONTRAVENE A STATUTE
L o c a l c o u n c i l s e x e r c i s e o n l y d e l e g a t e d l e g i s l a t i v e p o w e r s c o n f e r r e d o n them by
Congress as the national law making body. The delegate cannot be superior to the principal.
ROLE OF FOREIGN JURISPRUDENCE
P h i l i p p i n e l a w s m u s t n e c e s s a r i l y b e c o n s t r u e d i n a c c o r d a n c e w i t h t h e intention of
its own law makers and such intent may be deduced from the language of each law and the
context of other local legislation relatedthereof.
CHAPTER IIIBASIC GUIDELINES IN THE CONSTRUCTION ANDINTERPRETATION OF
LAWS
LEGISLATIVE INTENT
The object of all interpretation and construction of statutes is
t o ascertain the meaning and intention of the legislature, to the end that the same may be
enforced.L e g i s l a t i v e i n t e n t i s d e t e r m i n e d p r i n c i p a l l y f r o m t h e l a n g u a g e o f t h e statu
te.
VERBA LEGIS
If the language of the statute is plain and
f r e e f r o m a m b i g u i t y, a n d e x p r e s s a s i n g l e , d e f i n i t e , a n d s e n s i b l e m
e a n i n g , t h a t m e a n i n g i s conclusively presumed to be the meaning which the
legislature intendedto convey.
STATUTES AS A WHOLE
A cardinal rule in statutory construction is that legislative intent must
bea s c e r t a i n e d f r o m a c o n s i d e r a t i o n o f t h e s t a t u t e a s a w h o l e a n d n o t mer
ely of a particular provision. A word or phrase might easily convey ameaning which is different from the
one actually
intended.A s t a t u t e s h o u l d b e c o n s t r u e d a s a w h o l e b e c a u s e i t i s n o t
t o b e presumed that the legislature has used any useless words, and becauseit is
dangerous practice to base the construction upon only a part of it, since one portion may be
qualified by other portions.
SPIRIT AND PURPOSE OF THE LAW
When the interpretation of a statute according to the exact and literalimport of its words
would lead to absurd or mischievous consequences,or would thwart or contravene
the manifest purpose of the legislature in
its enactment, it should be construed according to its spirit and reason, disregarding or
modifying, so far as may be necessary, the strict letter of the law.
When the reason of the law ceases, the law itself ceases.
Doctrine of necessary implications. What is implied in a statute is asmuch a part thereof as that which is
expressed.
CASUS OMISSUS
When a statute makes specific provisions in regard to sev
e r a l enumerated cases or objects, but omits to make any provision for a caseor object which is
analogous to those enumerated, or which stands uponthe same reason, and is therefore within the general
scope of the statute,and it appears that such case or object was omitted by inadvertence
orbecause it was overlooked or unforeseen, it is called a
casus omissus.
Such omissions or defects cannot be supplied by the courts. The rule of casus omissus pro omisso
habendus est can operate andapply only if and when the omission has been clearly established.
STARE DECISIS
It is the doctrine that, when court has once laid down a principle,
anda p p l y i t t o a l l f u t u r e c a s e s , w h e r e f a c t s a r e s u b s t a n t i a l l y t h e s a m e , r
egardless of whether the parties and properties are the same.
Stare Decisis
. Follow past precedents and do not disturb what has beens e t t l e d . M a t t e r s a l r e a d y d e c i d e d o n
t h e m e r i t s c a n n o t b e r e l i t i g a t e d again and again.
Stare decisis et non quieta movere
(follow past precedents and do not disturb what has been settled.
CHAPTER IVCONSTRUCTION AND INTERPRETATION OFWORDS AND PHRASES
W H E N T H E L AW D O E S N O T D I S T I N G U I S H , C O U RT S S
HOULD NOT DISTINGUISH
When the law does not distinguish, courts should not distinguish. Therule, founded on
logic, is a corollary of the principle that general words and phrases of a statute should ordinarily
be accorded their natural andgeneral significance. The courts should administer the law not as they think
it ought to be butas they find it and without regard to consequences.
G E N E R A L T E R M S F O L L O W I N G S P E C I A L
T E R M S (EJUSDEM GENERIS)
It is a general rule of statutory construction that where general words follow an enumeration
of persons or things, by words of a particular ands p e c i f i c m e a n i n g , s u c h g e n e r a l w o r d s a r e
n o t t o b e c o n s t r u e d i n t h e i r widest extent, but are to be held as applying only to persons or things
of the same general kind or class as those specifically mentioned. But thisr u l e m u s t b e
discarded where the legislative intention is plain to
t h e contrary. T h i s r u l e i s c o m m o n l y c a l l e d t h e e j u s d e m g e n e r i s r u l e , b e c
a u s e i t teaches us that broad and comprehensive expressions in an act, such asand all others, or
any others, are usually to be restricted to personsor things of the same kind or class
with those specially named in thepreceding words.Rule of
ejusdem generis
merely a tool of statutory construction resorted to when legislative intent is uncertain.
EXPRESS MENTION AND IMPLIED EXCLUSION
It is a general rule of statutory construction that the express mention of one person, thing, or
consequence is tantamount to an express exclusionof all others.
Expressio unius est exclusio alterius.
Except:
o f t h i r t y d a y s ; d a y s o f t w e n t y f o u r h o u r s ; a n d n i g h t s f r o m s u n s e t t o sunrise.If
months are designated by their name, they shall be computed by the number of days which
they respectively have.In computing a period, the first day shall be excluded, and the last
dayincluded (Art. 13, New Civil Code).A week means a period of seven consecutive days without
regard to theday of the week on which it begins.
FUNCTION OF THE PROVISO
Proviso
is a clause or part of a clause in the statute, the office of whichis either to except
something from the enacting clause, or to qualify
orr e s t r a i n i t s g e n e r a l i t y , o r t o e x c l u d e s o m e p o s s i b l e g r o u
n d o f misinterpretation of its extent.
Provided
is the word used in introducing a proviso.
Opinions and rulings of officials of the government called upon to execute or implement
administrative laws;
Public policy;
Penal laws are to be construed strictly against the state and in favor
of t h e a c c u s e d . H e n c e , i n t h e i n t e r p r e t a t i o n o f a p e n a l s t a t u t e ,
t h e tendency is to subject it to careful scrutiny and to construe it with such strictness as to
safeguard the right of the accused.
An implied repeal is predicated on a substantial conflict between the new and prior laws.
The abrogation or repeal of a law cannot be assumed;the intention to revoke must be clear and
manifest.
When the law speaks in clear and categorical language,there is no occasion for interpretation.
Penal laws must be construed strictly. Such rule isfounded on the tenderness of the law for the
rights of individuals and on the plain principle that the power of punishment is vested in the
Congress, not in theJudicial department.
Statutes that are remedial, or that do not create new ortake away vested rights, do not fall