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Review article

Journal of Intelligent Material Systems


and Structures
23(11) 11811195
Active and semi-active control of The Author(s) 2012
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DOI: 10.1177/1045389X12445029

A review of recent advances jim.sagepub.com

Fabio Casciati1, Jose Rodellar2 and Umut Yildirim1

Abstract
It is internationally recognized that structural control was introduced in civil engineering through a pioneering article by
Yao and through the implementations promoted by Kobori. The concepts of active and semi-active structural control in
civil and infrastructure engineering date back 40 years and much progress has been recorded during these four decades.
Periodically, state-of-the-art manuscripts have been published and technical books were also printed to testify the
maturation of the topic. This article only covers the period from the second semester of 2009 to the first semester of
2011, emphasizing the developments in terms of theoretical, numerical and experimental studies, as well as the use of
control algorithms and devices in actual implementations. It is observed that there are still several operational limitations
to prevent from the expected growth of the applications in standard design. Nevertheless, some innovative concepts
help to foresee future developments within special sectors of applications.

Keywords
active control, control algorithms, intelligent systems, laboratory testing, semi-active control, structural control

Introduction and Magonette, 2001; Flesh et al., 2005; Fujino et al.,


2010; Housner et al., 1994; Johnson and Smyth, 2007;
The solutions for mitigating the response of structures Kobori et al., 1999).
under natural hazards, such as earthquakes and strong While many of these structural control strategies
winds, have been moving from passive control systems have been successfully applied, challenges pertaining to
to smart and effective active or semi-active systems by cost, reliance on external power and mechanical intri-
exploring recent advances in microprocessor, sensor cacy during the life of the structure have delayed their
and actuator technologies. While passive systems are widespread use. An early review article of active struc-
unable to adapt to changes in the structural properties tural control in civil engineering was prepared by
and to the stochastic nature of the external excitations, Soong (1988). The article stated the motivating factors
active control systems can adapt to a wide range of of active control and the benefits of its use under severe
operating conditions and structures. But their input of conditions. The activities in control system design,
mechanical energy into the structural system could algorithm development and some practical considera-
result in significant increases in hardware costs and tions were also outlined.
reliability issues. Semi-active control systems achieve a The conceptual basic system architecture of actively
compromise between active and passive control systems controlled structures was first proposed by Kobori
by combining the inherent reliability of passive systems early in the 1950s. He classified the researches on active
and the adaptability of active systems without requiring control in theoretical research and application
significant sources of external power. In addition they
are inherently stable.
Over the past four decades, various control algo- 1
Department of Structural Mechanics, University of Pavia, Pavia, Italy
rithms and control devices have been developed, modi- 2
Department of Applied Mathematics III, Universitat Politecnica de
fied and investigated by various groups of researchers Catalunya (UPC), Barcelona, Spain
since the pioneering work by Yao (1972). Periodic con-
Corresponding author:
ferences greatly helped to disseminate the scientific and Umut Yildirim, Department of Structural Mechanics, University of Pavia,
technical developments (Baratta and Rodellar, 1996; Via Ferrata 1, 27100 Pavia, Italy.
Belyaev and Indeitsev, 2008; Casciati, 2003; Casciati Email: umut.yildirim@unipv.it
1182 Journal of Intelligent Material Systems and Structures 23(11)

development (Kobori, 1996). Several authors worked The developments and advances in semi-active/smart
together (Housner et al., 1997) to publish a tutorial (or variable stiffness and adaptive passive systems were pre-
survey) article to provide a starting point for research- sented in Naragarajaiah (2010). Semi-active or smart
ers who were wishing to assess the state of the art in tuned mass dampers (STMDs), adaptive length pendu-
the control of civil engineering structures. The article lum (ALP) dampers, adaptive negative stiffness devices
provided a link between structural control and other (NSD) and also their driving algorithms were proposed.
fields of control theory, pointing out both differences In parallel to the evolution of review papers published
and similarities. The article provided details of passive in international journals, some books were also prepared
energy dissipation systems, active control systems, (Casciati et al., 2006; Chu et al., 2005; Rodellar et al.,
hybrid and semi-active control systems, sensors for 1999), initially in the form of contributed chapters orga-
structural control, smart material systems as well as nized by editors. Recent contributions of the new con-
structural health monitoring and damage detection as cepts and applications in structural control strategy are
support to structural control. disseminated by Rodellar et al. (1999). From mathemati-
A detailed literature review of semi-active control cal calculations to practical issues at the infrastructure
systems was prepared in Symans and Constantinou level, several topics are introduced to the readers atten-
(1999). The review specifically focussed on the descrip- tion. In particular, the book chapters ranged from topics
tion of the dynamic behaviour and the distinguishing of observability, controllability, model-free approaches,
features of various semi-active systems, which had been risk adverse control, semi-active control, spillover, decen-
experimentally tested both at the component level and tralized control, HN tools, stability-based control, fuzzy
within the small-scale structural models. The semi- controllers, adaptive structures and so on. Significant
active systems that were reviewed include stiffness issues involved in the integrated implementation of active
control devices, electrorheological dampers, magnetor- control systems are introduced in Chu et al. (2005). Basic
heological (MR) dampers, friction control devices, fluid knowledge of how to handle digital data discretized from
viscous dampers, tuned mass dampers (TMDs) and analogical measurements, transformation from theoreti-
tuned liquid dampers. cal values to practical signals and the effects of quantiza-
The article by Soong and Spencer (2002) presented a tion are introduced. Then, the compatibility between the
brief historical outline of the development and an control hardware and the software of the integrated sys-
assessment of the state of the art and state of the prac- tem is evaluated. Additionally, the issues of discretization
tice of evolving structural control technology. Also, in time, output feedback, sensor inaccuracies, time
their advantages and limitations were included in the delays, measurement noises and real-time measured sig-
context of seismic design and retrofit of civil engineer- nals are considered. The book by Casciati et al. (2006) is
ing structures. A review study for the main classes of organized into two parts: theoretical contributions and
semi-active control devices and their full-scale imple- experimental evaluations. The first part consists of
mentation to civil infrastructure applications was pre- different kinds of control schemes and strategies. The
sented 1 year later (Spencer and Nagarajaiah, 2003). second part explains the concepts in terms of implemen-
Another review (Datta, 2003), mainly focussed on tation aspects.
the application of active control of structures to coun- This article only covers the developments in the
teract earthquake excitation, provides theoretical back- period from the beginning of 2009 to the early 2011. Its
grounds of different active control schemes, parametric general outline moves from a review of the progresses
observations on active structural control, limitations on a theoretical and numerical ground (section
and difficulties of their practical implementation. An Theoretical issues and numerical simulations). Section
overview on some theoretical and practical issues Experimental studies groups few examples of experi-
involved in the design and implementation of control mental and hybrid testing studies. Section Full-scale
algorithms was presented in Rodellar et al. (2008), applications discusses the full-scale applications
including selected references. together with a foreseeing of the expected develop-
More recently, the article by Soong and Cimellaro ments in structural control. Section Final remarks and
(2009) focussed on the integrated design of control/ conclusions outlines some concluding remarks.
structural systems. The research opened a gate for new
possibilities in structural forms and configurations. The
main idea was to separate the control law into two parts: Theoretical issues and numerical
a passive part that was implemented into the physical
simulations
system by redesigning it and an active part that repre-
sents the remaining active control law required after the Control theory is the base for developing active and
structure redesign. In other words, the structure can be semi-active strategies. Many issues are involved in
redesigned for better controllability in terms of a lighter designing control laws: model, feedback architecture
structure for a specified performance in view of minimiz- (centralized/decentralized), performance objective, con-
ing the amount of active control power needed. trol methodology, stability, robustness in the presence
Casciati et al. 1183

of uncertainties and non-linearities. All of them are A procedure using a two-stage approach was formu-
crucial and have to be investigated in the design pro- lated in Cimellaro et al. (2009a) for the integrated
cess. Since most of these characteristics are combined design of controlled structural systems. As a first step,
in different ways depending on each control problem, an initial structure was chosen and was assumed fixed,
there is not a single way of organizing a review on con- while the controller was designed in order to satisfy a
trol methods in an area like structural control. This sec- given performance requirement (e.g. drift, absolute
tion is divided into subsections where the compiled acceleration, base shear, etc.) of this initial structure.
contributions have significant intersections. Subsection The dynamic response of the initial structure in this step
Control laws and feedback architecture joins articles is called Ideal Response. As a second step, the struc-
where modelling issues and feedback architecture are ture and the controller were redesigned cooperatively to
particularly relevant. Subsection Soft computing and achieve a common goal (the ideal dynamic response of
adaptive control laws includes mainly soft computing the first step), while a certain objective function was
and adaptive approaches. Typical non-linearities arise optimized. For example, structural redesign can be
when using smart actuators in semi-active settings, accomplished to reduce the amount of active control
like in the family of MR dampers. This family has power needed to achieve the ideal response. In other
attracted intensive research in the last few years and is words, the structure was redesigned in view of a better
the subject of subsection Control laws for the MR controllability. Basically, the integrated redesign proce-
device family. Control designs have been sometimes dure was formulated for the case of elastic buildings.
directly motivated by case studies. Results are often The same authors also proposed the integrated design
based on reduced numerical models without experi- of structural/control systems in the case of inelastic
mental support. They offer the scientists and the structures (Cimellaro et al., 2009b).
designers a common framework for comparing the The eigenvalues of a linear vibratory system under
achieved ability to manage well-defined problems. state-feedback control in the presence of time delay are
Among the case studies, a special character must be studied using the method of receptances (Ram et al.,
given to the contributions to the benchmarks launched 2009). The eigenvalues are separated into two groups,
across the scientific community. Subsections Case primary and secondary eigenvalues. The primary eigen-
studies and Benchmark studies discuss a number of values are the finite eigenvalues of the system without
articles within this framework. time delay. The secondary eigenvalues are the other
eigenvalues emerging from infinity due to the delay.
The analysis is based on Taylor series expansion of the
Control laws and feedback architecture control that allows approximation of the primary
This subsection reviews a set of articles whose main eigenvalues of the system. This approximation can be
focus is on several issues that have an architectural improved to desired accuracy by increasing the order
nature within a control loop. Thus, some articles deal of the expansion as shown by examples. The theoretical
with the kind of performance that a system (the struc- and practical applications of receptance method for
ture) is expected to achieve through a control system. single-input and multi-input state-feedback partial pole
Concepts such as desired response and pole assignment placement were developed and demonstrated useful for
are used to design controllers based on performance vibration suppression in structures (Tehrani et al.,
specifications. The problem of the time delay in the 2010). One of the advantages of the receptance method,
control loop (mainly due to the actuation time lags), over conventional matrix methods such as state-space
which was a subject of big concern for long time in the control based on a finite element discretization, is that
structural control research community, is still in the there is no need to know or to evaluate the structural
focus of some of the reviewed articles. matrices, or of the actuator dynamics, which may be
A significant component in a control loop is the included in the measurement by generalization of the
architecture linking the sensors and the actuators. receptance. Poles are assigned sequentially, the force
Different options can be adopted depending on the distribution vector in each step being selected from the
number and location of these devices and how the null space of previously assigned modes to easily excite
information signals are connected, particularly for sys- the next mode, thereby ensuring that the previously
tems with large physical dimensions. This may be par- assigned poles are uncontrollable and remain
ticularly relevant for large-scale structures like bridges, unchanged. A good agreement was demonstrated
buildings and others. Some articles in this subsection between the simulated and measured poles and also in
deal with decentralized strategies where the overall sys- the natural frequencies and damping of the structures.
tem is first decomposed into subsystems and local con- The problem of noise in measured receptances of
trollers are designed and implemented. The final robust pole placement in structural vibration is studied
purpose is to reduce the transmission and computation in Tehrani et al. (2011). The effects of sequential multi-
costs within the control loops while increasing the relia- input state feedback combined with minimization of
bility of the control system in case of failures in sensors. the eigenvalue sensitivity are investigated. In a
1184 Journal of Intelligent Material Systems and Structures 23(11)

sequential multi-input state-feedback approach, the direct output feedback (DOF) to reduce the number of
procedure assumes that a different eigenvalue can be sensors for real implementation, was given in Yang et
assigned at each step without changing those eigenva- al. (2011). According to the algorithm, the online con-
lues assigned at previous steps. The sequential trol forces were simply generated from the actual out-
approach has the advantage of a characteristic equa- put measurements that were multiplied by a prescribed
tion that is linear in the control gains and is shown to constant output feedback gain matrix.
be inherently more robust to measurement noise than Decentralized strategies using the concept of over-
the single-input method. lapping systems have been proposed in control theory
A dynamic control strategy, based on pole placement and recently focussed on structural control in Bakule et
technique, was proposed for application to active or al. (2005) and Palacios-Quinonero et al. (2010).
semi-active control systems installed in buildings Overlapping means to decompose a large-scale system
designed against seismic actions (Pnevmatikos and into subsystems that share state and control variables.
Gantes, 2010). The general control strategy consists of Using appropriate linear transformations, the overall
the following stages: the monitoring of the incoming system can be represented as a set of decoupled subsys-
signal, its fast Fourier transform (FFT) or wavelet anal- tems in such a way that virtual decentralized control-
ysis for recognition of its dynamic characteristics, the lers can be designed for such subsystems. Then, these
selection of poles of the integrated controlled system, controllers are transformed back so that they can be
the application of the pole placement algorithm for the implemented in the real system. The methodology
calculation of the required actions, and finally, account- ensures essential structural properties like controllabil-
ing for the limitations of the devices to be used, their ity and observability (Bakule et al., 2001).
action accounting for saturation effects and time delay. In the article by Zimmerman and Lynch (2010), an
The article by Abdel-Rohman et al. (2010) addressed agent-based data processing in the wireless structural
the problem of time delay compensation by two meth- health monitoring through the application of market-
ods. In the first method, the delayed control action was based techniques was used in network mode shape esti-
expressed in terms of the current control action and its mation. Specifically, following previous wireless sensor
derivatives using a truncated Taylors series. In the sec- work by the authors, in both decentralized frequency
ond method, the delayed control action was expressed domain decomposition (DCFDD) and market-based
as feedback of the delayed state variables. Both meth- resource allocation, an algorithm derived from free-
ods were applied on a linear model derived from the market principles was developed through which an
actual non-linear model. agent-based wireless sensor network can autonomously
A technique to verify the stability and accuracy of and optimally shift emphasis between improving the
adaptive control algorithms affected by time delay is accuracy of its mode shape calculations and reducing
proposed in Bursi et al. (2010). The adaptive minimal its dependency on any of the physical limitations of the
control synthesis (MCS) algorithm is applied to linear wireless network, namely, processing time, storage
time-invariant plants while the whole controlled system capacity, wireless bandwidth or power consumption.
state and control equations, discretized by the zero- In summary, most of the articles discussed above
order-hold (ZOH) sampling, are non-linear. The two deal with eigenvalues, poles, time delay, performance,
linearization procedures are obtained by a physical model decomposition and decentralization. All of them
insight scheme and Taylor series expansion. The effec- are essential issues in designing and implementing con-
tiveness of the methodology is assessed by both simula- trollers for systems that have a complex architecture, as
tions and experimental tests. for the systems encountered in structural control. Some
A time-delayed decentralized HN controller was of the above issues are classical in the structural con-
designed and validated using a numerical model of a trol literature. Others, like those related to feedback
five-storey structure in Wang (2011). Simulations were architecture and decentralization, are more recent in
conducted to illustrate the effects of different feedback this context and, in our opinion, have potential to grow
time delays for different decentralized feedback pat- in the near future, particularly when associated to the
terns. The performance of the decentralized HN con- new possibilities of wireless sensing and computing.
trollers was then compared with the performance of
time-delayed decentralized controllers that were based
on linear quadratic regulator (LQR) optimization cri-
Soft computing and adaptive control laws
teria. It was shown that with less feedback latency, Structures are complex systems that include elements
decentralized control strategies may achieve similar and devices with a clear non-linear nature. This issue
performance when compared with centralized ones. motivated an increasing interest in the recent years for
Therefore, decentralized strategies can be more appeal- developing non-linear control methods. In this context,
ing due to associated lower costs. the interaction between modelling and control formula-
An algorithm of modified predictive control (MPC), tion is very important and the mathematical and
which was derived with the partial-state concept of computational involvement is a significant problem to
Casciati et al. 1185

tackle. Analytical models are, in principle, the ideal subsystems, each adopting a corresponding control
framework to describe accurately the dynamic beha- algorithm. During the control design process, a direct
viour and to develop appropriate mathematical control adaptive fuzzy control design scheme was developed to
laws to ensure stability and performance requirements deal with the non-linear subsystem. The stability of the
with robustness capability against discrepancies closed-loop system was proven by Lyapunovs direct
between the models and the real non-linear behaviour. methods. Moreover, HN performance was achieved
Since accurate models are not always available and are through a subsystem with the proposed controller.
difficult to validate experimentally, there is a trend to An adaptive control method was proposed in Bitaraf
use simplified models based on semi-physical approxi- et al. (2010) with the focus on damage mitigation. The
mations or direct inputoutput relationships experi- purpose was to force the damaged structure to behave
mentally obtained for control purposes. like the undamaged structure that has an acceptable
The articles included in this subsection use tools such performance. The observability of the system shows
as wavelets, neural networks, fuzzy logics and soft com- that the internal states of the system can be inferred by
puting. They have in common the objective of control- the knowledge of its external outputs. The controllabil-
ling systems by combining analytically based control ity and observability of the system with the governing
methods with model-free tools for uncertain non-linear equations were checked.
and time-varying components. An inverse Lyapunov method in a bang-bang type
A wavelet-based adaptive time-varying controller semi-active control for civil structures was used in
was investigated by Basu and Nagarajaiah (2008). The Hiramoto et al. (2010). In the conventional Lyapunov-
modified LQR algorithm of the controller uses the based semi-active control, the Lyapunov function is first
information derived from the wavelet analysis of the determined; mostly, it is defined as the sum of the
response in real time, in order to obtain the local kinetic and potential energies at every instant, and the
energy distribution over frequency bands. This struc- bang-bang type control is derived so that the dissipation
tural system information is used to adaptively design rate of the defined Lyapunov function (the total energy)
the controller by updating the weighting matrices to be is maximized. In this specific article, conversely, the
contributed to the response energy and the control bang-bang type control is first introduced, based on an
effort. The optimal LQR control problem is solved for unspecified Lyapunov function. Then, the Lyapunov
each time interval with updated weighting matrices, function was searched over a defined parameter space
through the Riccati equation, leading to time-varying so that the performance index on vibration control was
gain matrices in real time. optimized. The Lyapunov function was parameterized
A wavelet neuro-controller capable of self- as the weighted sum of the following indices: the sum of
adaptation and self-organization was also proposed in the kinetic and the potential energies, the sum of the
Laflamme et al. (2011) for uncertain systems controlled squared inter-storey drift, the squared modal displace-
by semi-active devices, regarded as ideal candidates for ment and velocity of lower modes of vibration. Under
large-scale civil structures. The controller was built on the proposed parameterization, the parameters in the
neural networks. The adaptive rules of the neuro- Lyapunov function were optimized with genetic algo-
controller were derived using Lyapunov stability to rithms to minimize the quantitative performance indices
ensure robustness. on vibration suppression.
The performance of an adaptive fuzzy sliding mode The combination of complementary techniques is, in
control (AFSMC) for highway bridges was investigated general, an interesting way of addressing complex prob-
in Ning et al. (2009). This approach combines the lems. The above articles combine analytical methods,
advantages of sliding mode control (SMC), adaptive like Lyapunov stability, SMC and HN, with soft tools
control and fuzzy control without compromising the trying to exploit benefits from both sides. While the
stability or robustness. Switching-type control law of analytical methods provide a solid mathematical back-
the conventional SMC and uncertainty part of the ground for a class of models within given assumptions
equivalent control was approximated by a fuzzy con- and working conditions, model-free tools can help in
troller to attenuate the chattering phenomenon of SMC supplying practical rules for time-varying environments
and harmful effects caused by uncertainties. In order to that may be difficult to model. The reviewed articles
reduce the complexity of the fuzzy rule bases, an adap- are some examples in structural control.
tive law based on Lyapunov function and Barbalats
lemma was designed. AFSMC is also integrated with a
clipped-optimal (CO) strategy to illustrate its efficiency
Control laws for the MR device family
for semi-active MR dampers. This subsection deals with a class of actuators that con-
A non-linear robust control approach to address the tain MR fluids. After application of a magnetic field,
non-linear control problem of civil structures under the fluid changes from liquid to semi-solid state in few
strong earthquake excitation was presented in Li et al. milliseconds. Thus, although they are really dampers
(2011). The overall system was decomposed into several that supply dissipative (not active) forces only, they can
1186 Journal of Intelligent Material Systems and Structures 23(11)

operate semi-actively under a feedback control that is A different technique, the so-called quantitative
designed to manipulate either a voltage or an electric feedback theory (QFT), was used in Zapateiro et al.
current. MR dampers have been received a lot of atten- (2009a) in a structure equipped with an MR damper.
tion in the last years and can be easily acquired on the In this scheme, the controller is designed in the fre-
market nowadays. quency domain and the natural frequencies of the
A key aspect in designing and implementing a con- structure can be directly accounted for in the process.
trol system through this class of semi-active devices is Though the QFT methodology was originally con-
that, while the structure behaviour is effectively con- ceived for linear time-invariant systems, a new metho-
trolled by the force supplied by the device, the final dology was proposed to characterize the non-linear
feedback control signal is the voltage (or current) that hysteretic behaviour of the MR damper through the
has to be appropriately derived to generate the desired uncertainty template in the Nichols chart. The resulting
force. The relation between input voltage and output controller performance was evaluated in a real-time
force at the MR damper is very difficult to model accu- hybrid testing (RTHT) experiment.
rately and, if available, a sophisticated model may be Always with reference to MR dampers, a semi-active
impossible to handle in a manageable form for real-time controller based on the backstepping technique was
actuation. Then, most of the proposed control strate- proposed in Zapateiro et al. (2009b). The backstepping
gies modify the voltage through onoff rules without control design consists in selecting appropriate func-
the use of a model. In many cases, these rules consist in tions of the state variables as pseudo control inputs for
adjusting the voltage in such a way that the actual force lower dimension subsystems of the overall system. The
supplied by the MR damper tracks a desired force in reader is referred to Ali and Ramaswamy (2009a) as
the best possible way under the restriction of the purely well as to earlier studies such as Pozo et al. (2006) and
dissipative capacity of the device. This desired force is Zhou et al. (2006). Each backstepping stage is a new
usually calculated by means of an active feedback con- pseudo control design in terms of the preceding stages.
trol law designed to achieve a control objective on the The final result is a feedback design for the true control
structure. This overall strategy has been popularized as input, which achieves the original design objective by
clipped control in the literature. Other bang-bang virtue of a final Lyapunov function formed by sum-
model-free voltage adjustments have been proposed in ming up the Lyapunov functions associated with each
terms of minimizing Lyapunov energy functions. A individual design stage.
recent family of methods considers the tracking of A non-clipped semi-active stochastic optimal control
desired active control forces but through the inversion strategy for non-linear structural systems with MR
of a simplified model of the voltageforce relation. dampers was presented in Ying et al. (2009). It was
Altogether, the combination of practical potential developed and based on the stochastic averaging
and big challenges for control design and implementa- method and stochastic dynamical programming princi-
tion has motivated an intensive research on vibration ple. The control force of an MR damper was separated
control using MR devices. Perhaps the largest subset of into its passive and semi-active parts. The passive con-
papers in the last 2 years covered by this review is trol force components, coupled in the structural mode
related to MR devices. space, were incorporated in the drift coefficients by
Du and Zhang (2009) presented a model-based fuzzy directly using the stochastic averaging method. Then,
control algorithm for non-linear building-MR damper the stochastic dynamical programming principle was
system. First, the MR damper model was obtained as a applied to establish a dynamical programming equa-
fuzzy model with TakagiSugeno (T-S) fuzzy modelling tion, from which a semi-active optimal control law,
technique. Identifying the T-S fuzzy model from implementable by the MR damper was determined.
numerical inputoutput data includes two steps: the An integrated relative displacement sensor (IRDS)
structure identification and the parameter estimation. technology is implemented to MR dampers based on
Gaussian membership functions have been used in electromagnetic induction and the principle of an inte-
identifying the T-S fuzzy model from inputoutput grated relative displacement self-sensing MR damper
data. The controller synthesis of the T-S fuzzy system (IRDSMRD) based on the IRDS technology were
is based on a common quadratic Lyapunov function modelled and designed with finite element method
because the problem can be efficiently solved by linear (FEM) in Wang and Wang (2009). The IRDSMRD
matrix inequality (LMI) techniques. Then, this fuzzy consists of an exciting coil wound on the piston and an
MR damper model was integrated with the structural induction coil wound on the non-magnetic cylinder.
system model. Finally, a generalized H2 or energy-to- The coil wound on the piston acts as the exciting coil
peak control algorithm, which aims to reduce the for both the MR damper to adapt the yield stress of
control output peak value under energy-bounded dis- the MR fluid and the IRDS simultaneously and the coil
turbance, was applied to the fuzzy model. The optimal evenly wound on the cylinder acts as the induction coil
fuzzy controller theoretically guarantees the closed- of the IRDS. The exciting coil is fed by the harmonic
loop system stability and the closed-loop performance. voltage signal on a direct current (DC). Changing the
Casciati et al. 1187

DC current alters the yield stress of the MR fluid in the desired optimal control force, a clipped algorithm was
fluid gap to provide a controllable damping force. The then employed to select the command voltage to the
harmonic voltage signal with the same frequency will MR damper. Since the authors also carried out experi-
be induced in the induction coil wound on the cylinder mental tests, this article is considered again in section
by the harmonic magnetic field along the primary flux Experimental studies, where some conclusions on the
path. When the piston moves in and out of the cylin- comparison are also illustrated. More comparative stud-
der, the number of the active turns of the induction coil ies of different control laws are available like Shook et
in the primary flux path correspondingly increases or al. (2007) and Ali and Ramaswamy (2009c, 2009d).
decreases. In this way, demodulating the induced vol- Two voltage control laws were introduced in Purohit
tage from the induction coil, the relative displacement and Chandiramani (2011): inverse quadratic voltage
between the piston and the cylinder of the MR damper law (IQVL) and inverse onoff voltage law (IOOVL),
can be accessed and used to achieve the self-sensing both based on the MR constraint filter. These laws were
integrated relative displacement. implemented in addition to the existing clipped voltage
In Bahar et al. (2010a), a semi-active control was law (CVL). The results for controlled response of the
proposed based on a new inverse model of MR dam- building were obtained in terms of peak and root mean
pers (Bahar et al., 2010b). The model relies on an exten- square (RMS) values of response quantities (inter-
sion of the BoucWen description of the inputoutput storey drift, displacement, acceleration). They were
hysteretic behaviour (Ikhouane et al., 2007). The con- compared with existing results obtained via a linear
trol strategy has a hierarchical structure to allow decen- quadratic Gaussian (LQG) control using CVL and via
tralized control of a set of MR dampers in base-isolated a passive-on control with constant (saturation) voltage
structures. applied. A reduction in the maximum peak inter-storey
The article by Kim et al. (2010) investigated the drift, maximum RMS inter-storey drift and perfor-
behaviour of a seismically excited benchmark building mance index was obtained when using optimal static
employing MR dampers operated by a model-based output feedback (OSOF)IOOVL/CVL control while
fuzzy logic controller (MBFLC) formulated in terms of comparing with passive-on control.
LMIs. The MBFLC system was developed through A semi-active control strategy is presented in
integration of a set of Lyapunov controllers, Kalman Aguirre et al. (2011) based on the idea of clipping the
filters, and semi-active converters with the fuzzy inter- voltage signal but using a simpler proportional and
polation method. A set of multi-input multi-output integral (PI) control. The two PI parameters are calcu-
(MIMO) autoregressive exogenous (ARX) input mod- lated so that the controller guarantees stability, minimi-
els was used for the design of the set of Lyapunov con- zation of the closed-loop response and robustness
trollers that were formulated in terms of LMIs. against modelling errors. Simulation results shows that
Four different semi-active control algorithms (CO, this simple strategy can effectively improve the struc-
Lyapunov stability theory (LYAP), maximum energy tural responses and achieve performance index compa-
dissipation algorithm (MEDA) and cost function-based rable to that of more complex algorithms.
semi-active neuro-control (SNC) algorithm) are consid- By summarizing, a sample of the class of more
ered in Lee et al. (2010). CO control strategy is based recent studies on control using MR dampers has been
on the acceleration feedback for controlling an MR provided. Most significant effort is paid in developing
damper. As the force generated in the MR damper control strategies to be implementable in a semi-active
depends on the local responses of the structural system, scheme. The mathematical characterization of the
the desired optimal control force cannot always be pro- semi-active actuators is one of the main components in
duced by the device. Only the control voltage can be the control formulation, since they are non-linear
directly controlled to increase or decrease the force pro- devices that cannot apply purely active forces. A vari-
duced by the device. According to LYAP, if the rate of ety of methods still rely on the concept of clipped con-
change of the Lyapunov function is negative semi- trol, where an active control is first designed and then
definite, the origin is stable. Therefore, a LYAP deter- approximated by a damper-like restoring force imple-
mines the control force in order to induce the rate of mentable by a semi-active actuator. Other methods
change of the Lyapunov function to be a negative value combine semi-physical models, like the BoucWen or
(if possible). The MEDA was presented as a variation of related models, with a non-linear control method. A
the decentralized bang-bang approach. This algorithm recent review on the use of this model in this context is
considers a Lyapunov function that represents the rela- available in Ismail et al. (2009). In any case, the robust-
tive vibratory energy in the structure without including ness against the uncertainties in the whole control loop
the velocity of the ground in the kinetic energy term. is a matter addressed in most of the articles. Most of
An SNC algorithm, which consists of a clipped algo- the works address the control with a single device.
rithm in addition to the neuro-controller, was also pro- Extensions to strategies to manage sets of several
posed. The neuro-controller first calculates the optimal devices are interesting and can motivate further studies
control force. To induce the MR damper to generate the (Bahar et al., 2010a).
1188 Journal of Intelligent Material Systems and Structures 23(11)

Case studies shorter time segments and an FFT is performed on


The contributions summarized below use control meth- each segment to identify the dominant frequencies pres-
ent in the system during the time period considered and
ods that could be included in previous subsections, but
it is used to continually tune the dampers to the domi-
we have preferred to collect them in a separate subsec-
nant frequencies of the system.
tion since the control designs are driven by specific
problems involving specific structures and actuators,
like wind turbines, TMD and active mass damper Benchmark studies
(AMD) and semi-active hydraulic devices.
Several benchmarks were launched within the structural
A semi-active control device was considered for
control community targeted to aseismic buildings, tall
decreasing the non-linear vibration of shallow cables in
buildings under wind excitation, cable-stayed bridges
Casciati and Ubertini (2008). The control device was
and eventually base-isolated bridges. The results were
represented by a TMD with a variable out-of-plane
usually collected in special issues of journals (Agrawal
inclination. A simple control algorithm was regulated
et al., 2009a, 2009b; Naragarajaiah et al., 2008). Since
for the out-of-plane inclination of the TMD. The effec-
this review article is limited to the last 2 years only, a
tiveness of the proposed control strategy was validated short report on base-isolated bridges seems to be ade-
by means of numerical simulations, through an FEM quate, the previous benchmarks being older.
formulation and a reduced discrete control-oriented A sample control design using passive, active and
analytical model. The equations of motion derived semi-active control systems for the newly developed
from the classical updated Lagrangian approach in benchmark highway bridge model was presented in Tan
both the FEM model and the reduced Galerkin model and Agrawal (2009). An H2/LQG control algorithm
are taken into account in order to get a high numerical was selected for the active case and a CO control algo-
accuracy in analytical model. rithm was chosen for the semi-active case by assuming
A fuzzy logic-based control algorithm to control a that the system remains linear since the initially elastic
non-linear high-rise structure under earthquake excita- model of the benchmark highway bridge was used to
tion using an AMD device was developed in Li et al. derive a reduced-order controller design model. This
(2011). For the control of a high-rise building under reduced-order model was obtained by the eigenmode
earthquake excitation, due to the complexity of the reduction method. It was a modal decoupling approach
vibration modes, many inputs were needed for the in which the original state equation was transformed
fuzzy controller, and this may cause the explosion of into a diagonal canonical form using the modal coordi-
fuzzy rules. To solve this problem, generalized inputs nates as the states.
for fuzzy control were proposed by considering all the A control scheme was introduced in Pujol et al.
states of the structure based on a quadratic perfor- (2009) based on using a passive static hyperbolic damp-
mance index. For high-rise buildings, the innovative ing function. The main feature of the proposed control-
strategy of using both AMD and inter-storey dampers ler was its simplicity in the formulation, design and
was developed to control the non-linear vibration of implementation, depending only on the velocity. This
the structure to avoid excessive inter-storey drifts that expression can be also seen as an active control law,
may be caused by the AMD. which can be implemented by an appropriate actuator
A simulation model for the 10-storey shear building using only local velocity feedback. The adopted model
structure equipped with displacement-dependent semi- of the MR damper is based on the BoucWen hystere-
active hydraulic damper (DSHD) was investigated in tic model. It was also proved that the smooth com-
Go et al. (2010) for the purpose of practical design. mand voltage function was able to produce a force
Based on the linear analysis approach, the DSHD was velocity relationship in a modelled MR damper instead
assumed with two components: a linear spring and a of a clipped control or bang-bang Lyapunov design
linear viscous damper. The DSHD was then perform- (Pozo et al., 2010).
ing as an equivalent element with linear mechanism. A two-stage controller to monitor the MR voltage
The concept of equivalent stiffness and damping ratio based on the feedback from the system was proposed
for the simulation were validated by the example of a in Ali and Ramaswamy (2009b). The primary control-
10-storey building subject to the El Centro earthquake. ler should provide an optimal force for the system in
The semi-active control system that is developed for the state-feedback form with a control algorithm such
wind turbine blades and its tower in the study of as LQR, LQG, pole placement or any other. The goal
Arrigan et al. (2011) employs a frequency-tracking then was to supply the required voltage to the MR
algorithm based on the short-time Fourier transform damper so that it produces that force. When the rela-
(STFT) technique. It allows local frequencies of non- tion between the voltage command signals and the
stationary signals to be identified in the response of the damper forces are linear, it can be explicitly established.
system that may only exist during a short period of However, if it is non-linear (as in the case of MR dam-
time. The STFT algorithm splits up the signal into pers), a direct monitoring of the MR damper voltage,
Casciati et al. 1189

as based on system responses, is required. In this arti- control be first validated on a numerical model and fur-
cle, a dynamic inversion (DI)based controller was ther followed by experimental testing.
developed to track the force generated by the primary This is the case of Lee et al. (2010), mentioned in the
controller. The tracking error was minimized in an L2 previous section, where authors investigated experi-
norm sense for a set of controllers, and the voltage sup- mentally the effectiveness of some semi-active control
ply to each damper, which is required to minimize the algorithms based on MR dampers for the seismic pro-
tracking error, was optimized. In the process, the DI tection of a full-scale five-storey steel frame building
procedure accounted for the suppliedcommanded vol- structure. The frame was excited by the external excita-
tage dynamics and provided a state-dependent explicit tion produced by a linear active mass driver (AMD)
form of the voltage supply to each MR damper. and controlled by several semi-active control algo-
The benchmark studies have shown to be useful. The rithms, such as the CO control, the LYAP, the MEDA
models were built to represent large structures with and the SNC algorithm. Under the experimental results
good fidelity and freely available for the research com- of four historical and one filtered artificial earthquakes,
munity. They were an opportunity to test and compare the LYAP and SNC algorithms were shown to be
passive, active and semi-active control schemes for large appropriate in reducing the accelerations of the struc-
structures. Indeed, computational schemes should not tural system. The passive optimal case and MEDA
substitute experimental studies, but it is worth to keep showed excellent performance in reducing the first floor
and even extend their use in several other problems. displacement. The CO shows good performance in
They can complement the real implementations and reducing both displacements and accelerations.
even allow testing, in a feasible, manageable and repeti- As for the case discussed above, most of the experi-
tive way, some issues that would difficult to character- mental studies in the period reported in this article deal
ize and measure in reality. with MR dampers in structural applications. The reader
can find more details in the book chapter dedicated to a
base-isolated building hybrid experiment with MR
Some prospective remarks dampers, which is referred to as Ali and Ramaswamy
When comparing the present trend of development (2010).
with that of one decade ago, one can say that problems In recent years, hybrid testing schemes have been
addressed to the system management (as collocated adopted to evaluate structural controllers. They com-
versus non-collocated, centralized versus decentralized, bine, in a closed loop, physical devices and instrumen-
linear versus non-linear, stable versus robust control) tation with significant structural elements simulated
are today replaced by problems addressed to the opti- numerically. Two recent works are discussed below,
mal management of a single device. This trend has been which use such kind of testing to perform experiments
mainly motivated by one of the bottle necks of active with the MR dampers.
control: the availability of implementable feasible The seismic performance of a building structure
actuators. The authors guess that besides the actuation equipped with an MR device was presented in Park et
issue, the long-term target seems to be the implementa- al. (2010) using the real-time hybrid testing method
tion of embedded intelligence, which is promoted by (RT-HYTEM). First, the force required to drive the
the availability of distributed microcontrollers able to displacement of the storey, at which the MR damper
receive the sensors feedback and to elaborate locally was located, was measured from the load cell attached
the counteraction(s). It can be foreseen that the main to a universal testing machine (UTM). The measured
topics (systems oriented) of 10 years ago will be soon force was then returned to a control computer to calcu-
back again. late the response of the numerically simulated struc-
ture. Finally, the experimental structure was excited by
the UTM with the calculated response of the numerical
Experimental studies
structure. The RT-HYTEM implemented in this study
Control theory is the base for developing active and was validated by comparing the RTHT results
semi-active strategies, but the experimental validation (obtained by application of sinusoidal and earthquake
is a must. Indeed, the control strategy relies on having excitations) with the corresponding analytical results
a model of the system and on the assumption that feed- obtained using the BoucWen model to compute the
back information is available with some degree of pre- control force of the MR damper from input current:
cision. The overall feedback control loop is highly they were in good agreement.
sensitive to modelling errors, particularly within semi- Also, Zapateiro et al. (2010) carried out experiments
active schemes as discussed previously, and to signal in a RTHT configuration. Numerical simulations and
noises and other information constraints. Laboratory experiments on small-scale specimens motivated the
environments and scaled specimens are the first step feasibility of implementing a backstepping control law
towards the promotion of an idea to an exploitable in larger systems. The test consisted of the following
scheme. One expects that any new idea in structural steps: (a) a computer that simulates the structure to be
1190 Journal of Intelligent Material Systems and Structures 23(11)

controlled and generates the commanding signals (dis- assessed in simulation and implemented in office floor
placements and control signals); (b) a small-scale MR that is already in service. Vibration reductions have
damper driven by a hydraulic actuator, which in turn is achieved in approximately 60% for walking tests and
controlled by a servo-hydraulic controller; (c) a digital over 90% for daily vibration monitoring. Another effi-
signal processor, with its analogue-to-digital (A/D) and ciency of control system for flexible stress-ribbon foot-
digital-to-analogue (D/A) hardware. The available sen- bridge is evaluated in terms of the reduction of the
sors included a linear variable displacement transformer structural response when the footbridge is excited by
(LVDT) for displacement measurements and a load cell several types of pedestrian loads in Moutinho et al.
for measuring the MR damper force. The damper was (2011).
subjected to sinusoidal and random displacements and In summary, experimental studies are a necessary
varying voltages. The MR damper was driven by a step towards the practical use of structural control
hydraulic actuator to impose a displacement from the studies and they will continue. Presumably, hybrid test-
computer running the simulation. The measured piston ing experiments should be developed further since they
displacement during the execution of an experiment are promising cost-effective schemes somehow between
showed a good match between the desired and mea- numerical and purely real-time implementations.
sured displacement. In order to see the performance of Particularly they are attractive to test real control
the system model, simulations were run to compare devices without having the real structure, which is
with the experimental response. The MR damper piston numerically simulated. Another aspect to expect in
displacement measured during an experiment was com- future experimental works is the incorporation of any
pared with that obtained by the model of the overall sort of embedded wireless technology as emphasized at
system. To make this comparison, the El Centro seismic the end of the previous section, but mainly in moving
motion record and the MR damper voltage were taken from the standard analogue electronics to the current
as inputs to the RTHT system. The results showed the digital format (Casciati and Chen, 2011). It is worth
good accuracy of the system model. noticing that wireless structural monitoring does not
Two experimental studies are described involving require a real-time data transmission, whereas struc-
shape memory alloys (SMAs) as actuators. The combi- tural control does it.
nation of a control law and a strategy to manage the
particular nature of this material is required to produce
an effective control system.
Full-scale applications
The effectiveness of a control policy in mitigating The practical application of AVC and semi-AVC on
the linear and non-linear multimodal cable vibrations buildings and bridges around the world is not often
was investigated by means of a numerical analysis and explicitly publicized. In several cases, the structure is
a campaign of laboratory tests (Faravelli et al., 2010, built without any supplementary control device, which
2011b). The proposed control method was a hybrid is added later to mask some detected poor performance.
solution combining wrapped SMA austenitic wires and The studies associated to the famous Millennium
an open-loop actuation. By operating in this way, a Bridge in London are a key example in this area, where
robust and economical control strategy was achieved. passive TMDs and viscous dampers were installed.
It overcomes the damper/actuator localization and the
state-tracking difficulties that significantly impair the
overall control effectiveness of most of the control solu-
Full-scale implementation in Japan
tions already investigated in the literature. By contrast, in Japan, there was the wish to open a mar-
A control system actuated by SMA tendons was pro- ket and the few realized applications (there are approxi-
posed in Suzuki and Kagawa (2010). The control strat- mately 72 active and semi-active control systems in
egy was designed through a linear approximation of the Japan which were installed since 1989) are monitored.
non-linear relationship between the applied voltage to A deep discussion of these actual observation records in
the SMA actuator and the contraction force resulting that country is reported in Ikeda (2009).
from the shape memory effect. An HN control law of The largest earthquake that semi-active control sys-
the beamactuator system, which includes the uncer- tems have experienced, before the terrible event of
tainty of the actuator characteristics, was installed into 2011, was the Niigata-ken Chuetsu-oki Earthquake
the control system. The calculated and the experimental which occurred on 16 July 2007. In a 31-storey build-
results agreed satisfactorily. ing, the maximum acceleration on the top floor was
Interesting experimental studies have been recently 99.6 cm/s2, the maximum force of the semi-active dam-
reported where passive and semi-active devices were per installed in the fifth storey was 640 kN and the
proposed to reduce human-induced vibrations in floors maximum stroke was 5.2 mm. Their limitations are
or footbridges. Active vibration control (AVC) via 1500 kN for the control force and 60 mm for the
inertial actuators was experimentally tested in Daz stroke. On 23 October 2004, the same building experi-
and Reynolds (2010a, 2010b). The AVC system was enced the Niigata-ken Chuetsu Earthquake. But the
Casciati et al. 1191

responses of the semi-active controllerstructural sys- performance limitation which suggested the adoption
tem were smaller than those of the 2007 earthquake. of semi-active devices.
Based on an identification process using an ARX The negative stiffness characteristics realized by
model, the equivalent damping ratio in the lowest con- semi-active MR damping systems are demonstrated
trolled mode was identified as about 7% under these through an in situ field test of a stay cable in the
earthquakes and their aftershocks. The damping ratio Binzhou Yellow River Highway Bridge in Ou and Li
without semi-active control was evaluated as 1% by (2010). The stay cable with a length of 219.41 m, ten-
the random decrement (RD) technique applied to wind sion of 726,000 kN, weight of 18,850 kg, mass per unit
observation. length of 95.089 kg/m and damping coefficient per unit
To confirm the control effectiveness, observed length of 0.71 Ns/m2 is employed in this study. An exci-
responses of both the structure and the control system ter is used to generate a harmonic excitation input to
have to be analysed appropriately. A harmonically the cable, and then the free vibration of the cable with/
forced vibration test was first applied to a 10-storey without semi-active control is recorded. An LQG-based
office building with an AMD system, the Kyobashi control algorithm is used to determine an active control
Seiwa Building. Two AMDs were placed on the 11th force, which is proposed for the MR damper in the
floor (roof floor). Two vibrators were placed at oppo- field test. The results indicate that a larger damping
site locations in the longitudinal direction on the 10th can be realized using semi-active control than using
floor. The vibrators excited the structure in the trans- passive control. The semi-active damping system can
verse direction with the same phase harmonic loadings generate the control force with the characteristics of
and in the rotational direction with the opposite phase damping and negative stiffness and can replace the
harmonic loadings. The controlled displacement was active control system. By contrast, any passive linear
compared with the uncontrolled one on the 10th floor. viscous dampers cannot generate the control force with
The same phase harmonic excitation generated the low- negative stiffness.
est vibration mode in the transverse direction, and the The same research team (Li et al., 2011) investigated
natural frequency was 1.065 Hz. The opposite phase the seismic behaviour of a cable-stayed bridge incor-
excitation test generated the lowest mode in the tor- porating negative stiffness dampers (may be active or
sional direction, and the frequency was 1.85 Hz. The semi-active dampers, simulated by pseudo-viscoelastic
control effectiveness was very high in both vibration (P-VE) dampers) between the tower and the deck. The
modes in terms of structural response. Another para- reduction in the seismic response of the cable-stayed
meter for control effectiveness is confirmed by damping bridge was investigated. The results indicate that the
ratios in the resonance vibration modes of the structure seismic performance of the cable-stayed bridge and the
by free vibration tests. damping ratio of the bridge achieve their maximum
When a typhoon excited the Kyobashi Center values when the damper stiffness is optimum.
Building on August 1990, the controlled and uncon-
trolled responses were recorded alternately every 30
min. Before verification, the power spectra of the wind
Operational limitations for viable practical usage
velocity, its direction and the acceleration amplitude on As said, most of the full-scale applications outside
the 11th floor were analysed each 10 min to confirm Japan are in bridges that, designed without any control
the comparison possibility. The controlled acceleration system, showed some weakness during the first-year
on the 11th floor was mostly within 2.0 cm/s2, while monitoring. The main environment hazard comes here
the uncontrolled acceleration discontinuously exceeded from the wind action, but controlled solutions have
6.0 cm/s2 with beating. Thus, the AMD system reduced then to be verified for the other specific actions as traf-
the maximum acceleration on the 11th floor to about fic and seismic events.
one-third of the uncontrolled value. It was also con- A question may come out spontaneously to the
firmed that the AMD system eliminated the resonance reader: why such a massive research effort, as the one
peak at the first natural frequency of 1.07 Hz in the in the area of structural control, gave rise to a so mod-
transverse direction. est number of full-scale applications? The answer could
span from a drastic because structural control is not
viable in civil and infrastructure engineering to a more
Full-scale implementations in China promising because there are operational limitations
The main full-scale implementation of active control which have still to be solved. The authors thought is
outside Japan was realized in China: the Nanjing televi- closer to the second proposition.
sion tower was equipped by an AMD prototype rea- To support it, it is suitable to summarize what actu-
lized in a joint project with the University of New York ally occurred in the area of passive control (base isola-
at Buffalo. But the device is no longer working at the tion and energy dissipation). When the designer
moment. Nevertheless, several long-span bridges were submits the design of a new structural system to the
recently realized and most of them showed some owner, cost and reliability are the two competitive
1192 Journal of Intelligent Material Systems and Structures 23(11)

parameters. Thus, the designer is allowed to introduce Final remarks and conclusions
extra costs, provided that this reduces other costs of
In the attempt to send a positive message, the previous
different nature and/or increase the global reliability.
sections clearly state that structural control in Civil and
This is true provided that the structural code allows the
Infrastructure Engineering is alive at a theoretical level
exploitation of passive control solutions, and this is so
and that experimental campaigns were carried out or
now in many countries.
are in progress. The drawback is that the basic princi-
When extrapolating to non-passive solutions, most
ples of structural control do not find easy acceptation
of the codes state that the structural system must be
able to survive even in the occurrence that the control in the professional implementations. A research goal,
system fails. Under these conditions, the control therefore, should be to make the implementation and
devices have just to be accounted as extra costs. The maintenance easier and easier: this applies to the model
owner could accept these extra costs for promoting of the control loop, the control strategy, the control
innovation, but the solution is out from strict market methodology and the feedback information constraints
reasoning. and its digital implementation. Maintenance and the
lack of viable actuation devices remain the main issue
towards successful applications.
Future directions
It should be noticed that the term extra costs is made Acknowledgment
of two addenda: initial costs and maintenance costs. The authors appreciated the constructive comments of the
The latter item in the passive control case could require anonymous reviewers, which have helped to improve the
a replacement of the devices every 5 or 10 years, and paper.
this period is sometimes regarded as too short when
compared with the system lifetime. Semi-active and
Funding
active control may require maintenance plans with
shorter schedules, like for instance, biannual mainte- This work was supported by the Athenaeum Research Funds
nance plans. Nevertheless, one cannot conclude that of the University of Pavia. The Marie-Curie EU project
SMARTEN supported the activity of the third author (U.Y.)
active control is not viable at all: its viability requires a
at the University of Pavia.
change of mind on the maintenance problem in the eco-
nomical world associated with civil and infrastructure
engineering. Even some sort of continuous mainte- References
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