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1997 UBC SEISMIC

PROVISIONS

Engineering Consultancy Group


Dr. Mohamad Fathy 1
OUTLINE

INTRODUCTION

1997 UBC SEISMIC DESIGN LOADS

1997 UBC DESIGN CONSIDERATIONS

DISCUSSION POINTS

IBC 2006 vs. 1997 UBC

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Dr. Mohamad Fathy 2
INTRODUCTION
EARTHQUAKES

Fault Movements Causes Earthquakes


Faults Are Defined by Dip Angle and Strike Line
1- The Dip angle is the angle the fault surface makes with the
horizontal
2- The strike line is the angle the fault line makes with the north

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Dr. Mohamad Fathy 3
INTRODUCTION

EARTHQUAKES

Types of faults
1- Strike Slip Fault
a- Left Lateral Strike Slip (1-a) (2-a)
b- Right Lateral Strike Slip
2- Dip Slip Fault
a- Normal Fault
b- Reverse Fault
(2-b) (3)
3- Any Combination From The Above Types

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Dr. Mohamad Fathy 4
INTRODUCTION

EARTHQUAKES

Main Types Of Seismic Waves


P-waves
1- Fastest wave
2- Travel in solid and liquid material
(ocean and sea)
3- Horizontal components only
4- Primary waves
S-waves
1- Slow wave
2- Can not travel in liquid
3- Horizontal & vertical components
4- Secondary waves
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Dr. Mohamad Fathy 5
INTRODUCTION

EARTHQUAKES

Earthquake Characteristics and


Measure
1- Peak Ground Motion
(Influences Vibration
Amplitude)
2- Duration of Earthquake
(Influences Structure
Shaking)
3- Frequency Content
(Resonance)
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Dr. Mohamad Fathy 6
1997 UBC SEISMIC DESIGN LOADS

Equivalent Static Force Method

Time History Analysis

Response Spectrum Analysis

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Dr. Mohamad Fathy 7
1997 UBC SEISMIC DESIGN LOADS

Equivalent Static Force Method

1997 UBC Limitations [Sec. 1629.8.3]

1- Structures regular or irregular in seismic zone (1) and of occupancy


category 4 and 5 only in seismic zone (2).
3- Regular structures 73m in height.
4- Irregular structures not more than 19.80 m in height.
5- Structures with flexible upper portion on rigid lower portion, where
the stiffness of the lower portion is at least 10 times the upper portion
and the period of the whole structure in not greater then 1.1 times the
period of the upper portion considered as separate structure with fixed
base
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Dr. Mohamad Fathy 8
1997 UBC SEISMIC DESIGN LOADS

Time History Analysis

Different earthquake records has to be introduced to ensure that


most of the structure modes are excited. 1997 UBC code states
that three recorded events has at least to be used for response
evaluation. [Sec. 1631.6.1]

The structure response is obtained by numerically integrating the


equation of motion in the time domain for every time interval
making the computation effort too high.

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Dr. Mohamad Fathy 9
1997 UBC SEISMIC DESIGN LOADS

Response Spectrum Analysis


Introduction

The response spectrum is the plot of the peak response of a series


of SDOF oscillators with varying periods of vibration subjected to
specific ground motion.

Same damping for


the whole system
P6 P7
P4 P5
P2 P3
P1

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Dr. Mohamad Fathy 10
1997 UBC SEISMIC DESIGN LOADS

Response Spectrum Analysis


Introduction

Factors Affecting Response Spectrum Curve


Local Soil Conditions & Seismic Zone

Duration

Proximity to Known Faults

Damping

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Dr. Mohamad Fathy 11
1997 UBC SEISMIC DESIGN LOADS
Response Spectrum Analysis

Local Soil Conditions & Seismic Zone


Structure of 0.5 sec period, Is short period

structure or long period structure??????


The value Ts To for rock soil

and soft soil


Short period structures response and Ts
Rock
Ts
Soft
To

rock soil (short period structures on


rock soil behave like rigid bodies
attached to the ground)
Long period structures response and

soft soil
Effect of soft soil on hard soil

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Dr. Mohamad Fathy Moharz 1976 12
1997 UBC SEISMIC DESIGN LOADS
Response Spectrum Analysis

Duration

Effect of duration on rock soil


Effect of duration on soft soil

Effect of duration on rock soil 5 % damping

Effect of duration on soft soil 5 % damping

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Dr. Mohamad Fathy 13
1997 UBC SEISMIC DESIGN LOADS

Response Spectrum Analysis

Proximity To Known Faults

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Dr. Mohamad Fathy 14
1997 UBC SEISMIC DESIGN LOADS

Response Spectrum Analysis

Damping

Spectral acceleration decreases


as damping increases

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Dr. Mohamad Fathy 15
1997 UBC SEISMIC DESIGN CONSIDERATIONS

Seismic Zone

Response Spectrum Curve

Structural Framing System

System Redundancy

Over Strength Factor

Drift

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Dr. Mohamad Fathy 16
1997 UBC SEISMIC DESIGN CONSIDERATIONS

1-Seismic Zone

Table 16-I in the UBC defines the seismic zones.

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Dr. Mohamad Fathy 17
1997 UBC SEISMIC DESIGN CONSIDERATIONS
2-Response Spectrum Curve
Ca & Cv

Soil Cv Values Table 16-R


Soil Ca Values Table 16-Q Type Seismic Zone Factor Z
Type Seismic Zone Factor Z
0.075 0.15 0.20 0.30 0.40
0.075 0.15 0.20 0.30 0.40
SA 0.06 0.12 0.16 0.24 0.32 Nv
SA 0.06 0.12 0.16 0.24 0.32 Na
SB 0.08 0.15 0.20 0.30 0.40 Nv
SB 0.08 0.15 0.20 0.30 0.40 Na
SC 0.13 0.25 0.32 0.45 0.56 Nv
SC 0.09 0.18 0.24 0.33 0.40 Na
SD 0.18 0.32 0.40 0.54 0.64 Nv
SD 0.12 0.22 0.28 0.36 0.44 Na
SE 0.26 0.50 0.64 0.84 0.96 Nv
SE 0.19 0.30 0.34 0.36 0.36 Na
SF Site geotechnical investigation and dynamic site
SF Site geotechnical investigation and dynamic site response analysis has to be performed for soil
response analysis has to be performed for soil type type SF
SF Engineering Consultancy Group
Dr. Mohamad Fathy 18
1997 UBC SEISMIC DESIGN CONSIDERATIONS
Ca Values Table 16-Q Seismic Zone Factor Z Acceleration Amplification of Ground Motion [Ca/Z]

Soil Z=1 Z=2A Z=2B Z=3 Z=4 Soil Type Z=1 Z=2A Z=2B Z=3 Z=4
Type
0.075 0.15 0.20 0.30 0.40 0.075 0.15 0.20 0.30 0.40

SA 0.06 0.12 0.16 0.24 0.32 Na SA 0.80 0.80 0.80 0.80 0.80 Na
SB 0.08 0.15 0.20 0.30 0.40 Na SB 1.0 1.0 1.0 1.0 1.0 Na
SC 0.09 0.18 0.24 0.33 0.40 Na SC 1.2 1.2 1.2 1.1 1.0 Na

SD 0.12 0.22 0.28 0.36 0.44 Na SD 1.6 1.5 1.4 1.2 1.1 Na

SE 0.19 0.30 0.34 0.36 0.36 Na SE 2.5 2.0 1.7 2.2 0.9 Na
SF Site geotechnical investigation and dynamic site response SF ************************************
analysis has to be performed for soil type SF

Cv Values Table 16-R Seismic Zone Factor Z Velocity Amplification of Ground Motion [Cv/Z]

Soil Z=1 Z=2A Z=2B Z=3 Z=4


Soil Z=1 Z=2A Z=2B Z=3 Z=4
Type
Type
0.075 0.15 0.20 0.30 0.40 0.075 0.15 0.20 0.30 0.40
SA 0.06 0.12 0.16 0.24 0.32 Nv SA 0.80 0.80 0.80 0.80 0.80 Nv
SB 0.08 0.15 0.20 0.30 0.40 Nv SB 1.0 1.0 1.0 1.0 1.0 Nv
SC 0.13 0.25 0.32 0.45 0.56 Nv SC 1.7 1.7 1.6 1.5 1.4 Nv
SD 0.18 0.32 0.40 0.54 0.64 Nv SD 2.4 2.2 2.0 1.8 1.6 Nv

SE 0.26 0.50 0.64 0.84 0.96 Nv SE 3.5 3.3 3.2 2.8 2.4 Nv
SF Site geotechnical investigation and dynamic site response SF ***********************************
analysis has to be performed for soil type SF

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Dr. Mohamad Fathy 19
1997 UBC SEISMIC DESIGN CONSIDERATIONS
2-Response Spectrum Curve

The amplification of the acceleration, velocity

Amplifications
and displacement occurs at different periods
The acceleration is amplified at low periods,
velocity is amplified at intermediate to long
Periods and displacement is amplified at very
long periods.
Structures have different periods, short period
structures are acceleration controlled,
intermediate to long period structures are
velocity controlled and long period

Amplifications
structures are displacement controlled

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Dr. Mohamad Fathy 20
1997 UBC SEISMIC DESIGN CONSIDERATIONS
2-Response Spectrum Curve

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Dr. Mohamad Fathy 21
1997 UBC SEISMIC DESIGN CONSIDERATIONS

2-Response Spectrum Curve

Na & Nv (Z =4)

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Dr. Mohamad Fathy 22
1997 UBC SEISMIC DESIGN CONSIDERATIONS

3-Structural Framing System

1997 UBC CODE uses (R) value to account for the degree of the ductility of
the framing system. [Table 16-N ordinary structures & Table 16-P for non
building structures]

The (R) value varies from 2.2 (Low Degree of Ductility) To 8.5 (High
Degree of Ductility).

The Elastic Response Spectrum has to be divided by (R) to account for the
global ductility of the Structure.

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Dr. Mohamad Fathy 23
1997 UBC SEISMIC DESIGN CONSIDERATIONS
3- Structural Framing System
Philosophy of Reducing the Design Force level by the (R) Value
It is uneconomic to design Building to remain in the elastic range
Structures has considerable reserve of strength beyond the elastic range
High Degree of Ductility Structures
Structures that have the ability to efficiently sustain gravity loads after it deforms
laterally beyond the elastic range.
No need for extra strength.
Using (R) of 8.5 (for example) will reduce the force design level thus allowing
seismic loads strain the structure beyond the elastic range.
Low Degree of Ductility Structures
Structures that can not efficiently sustain gravity loads after it deforms laterally.
Extra strength is needed to limit the lateral deformation.
Using (R) of 2.2 (for example) will increase the force design level thus seismic loads
will not be able to strain the structure beyond the elastic range.

Engineering Consultancy Group


Dr. Mohamad Fathy 24
1997 UBC SEISMIC DESIGN CONSIDERATIONS
4- System Redundancy
A Redundant structure is defined as its ability to withstand lateral loads
when one component of the lateral load resisting elements fails. [ Its lateral
stiffness is not affected by the failure of any lateral load resisting
component]
Redundancy provides multiple load paths for resistance so the loads can be
distributed to other load resisting elements.
Redundancy is defined as where

is equal to 1.0 in seismic zones 1 and 2 and has to be taken equal to 1.0
when calculating drift. [Clause 1630.1.1]

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Dr. Mohamad Fathy 25
1997 UBC SEISMIC DESIGN CONSIDERATIONS
5- Over Strength Factor

The over strength factor is introduced in the UBC code to account for the
overloading of the non ductile elements in the structure.

The over strength factor shall be used for lateral force resisting members to
account for their over loading due to an undesirable soft story or weak
story mechanism.

The factor mainly depends on the structure system and construction


material type. [Table 16-N and 16-P]

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Dr. Mohamad Fathy 26
1997 UBC SEISMIC DESIGN CONSIDERATIONS

6- DRIFT

is the design level elastic response


displacement determined according to
Sec. 1630.2.1 (E.S.F.) or from
dynamic analysis Sec. 1631 (R.S.)

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DISCUSSION POINTS

1- Diaphragm Rigidity and Flexibility

The diaphragm is considered flexible when the maximum lateral


deformation of the diaphragm () is more than two times the average
story drift of the associated story. This may be determined by
comparing the computed midpoint in-plane deflection of the
diaphragm itself under lateral load with the story drift of adjoining
vertical-resisting elements. [1997 UBC Sec. 1630.6]

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Dr. Mohamad Fathy 28
DISCUSSION POINTS

2- Horizontal Irregularities Table 16-m

Opening 50%

D2>1.15 D1
L2>1.15 L1

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Dr. Mohamad Fathy 29
DISCUSSION POINTS

3- Vertical Irregularities Table 16-L


K2 < 0.7 K3
K2<0.8 (K3+K4+K5)/3

M2 > 1.5M1 or
1.5M3

S2 < 0.8 S3

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Dr. Mohamad Fathy 30
DISCUSSION POINTS
4- Different (R) Value For The Same Structure. [Sec. 1630.4.3 ]

In seismic zone 3 and 4 for wall bearing system


The (R) value of the orthogonal direction
shall not exceed 4.5

Combinations Along Different Axes


Structures < 48 m
Bearing wall system
Moment-resisting frame system
Dual system
Structures > 48 m (Zones 3 and 4 only)
Special moment-resisting frames
Dual systems

Combinations Along Same Axes


Use the least value for R

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DISCUSSION POINTS
4- P Delta Effects [Sec. 1630.1.3]

If the secondary to primary moment ratio is less than 10% no


need to consider for P delta effect. UBC defines the secondary
moment as the axial force multiplied by the elastic story
drift and the primary moment is defined as the
story shear multiplied by the story height.

In seismic zone 3 and 4 if the ratio of the story


drift to story height does not exceed 0.02/ R,
P delta effect need not to be considered.

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Dr. Mohamad Fathy 32
DISCUSSION POINTS

5- Effective Weight. [Sec 1630.1.1]

W = total dead load + Percentage of Live Load

Warehouses....25% live

Buildings with partitions0.48 kN/m2

Design snow load > 1.44 kN/m2 25% design snow load

Permanent equipment100% dead

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Dr. Mohamad Fathy 33
DISCUSSION POINTS

6- Occupancy Category

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Dr. Mohamad Fathy 34
DISCUSSION POINTS
5- Non Building Structures

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Dr. Mohamad Fathy 35
IBC 2006 vs. 1997 UBC
1- Seismic Input Parameters
UBC uses one seismic input parameter which is the zone factor
(Z) to define seismic zones.

IBC does not uses zone factor it uses Seismic Design Categories
(SDC) instead. SDC is defined by two seismic input parameters the
first is for short period ground motion (SDS) that would typically
excite shorter stiffer structures ,and the second for long period
ground motion (SD1) that would typically excite long period
structures..

SDS and SD1 are not given directly. What is given is values for SS
and S1 [Values are shown Maps]

SS is spectral acceleration response for 0.2 sec period for site class
B and S1 is the spectral acceleration response for 1.0 sec period for
site class B Engineering Consultancy Group
Dr. Mohamad Fathy 36
IBC 2006 vs. 1997 UBC
1- Seismic Input Parameters

Find site class form table 1615.1.1 [ Site classes are A, D, C, D ,E


and F]

Find the site coefficients (mapping from site class B)


Fa from [table 1615.1.2 (1)] for SS
Fv from table [1615.1.2 (2)] for S1

Fa Values Engineering Consultancy Group Fv Values


Dr. Mohamad Fathy 37
IBC 2006 vs. 1997 UBC

1- Seismic Input Parameters

Calculate SMS which is the soil modified spectral acceleration response


for short periods and SM1 which is the soil modified spectral acceleration
response at 1.0 sec period

SMS = Fa Ss and SM1 = Fv S1 SDC

Calculate SDS = 2/3 SMS which


is the design spectral acceleration
Sa =SD1/T
response for short periods
Calculate SD1 = 2/3 SM1 which is Sa =SD1 TL/T2
the design spectral acceleration
response for short period of 1.0 sec 1.0 TL

Engineering Consultancy Group


Dr. Mohamad Fathy 38
IBC 2006 vs. 1997 UBC
1- Seismic Input Parameters

Seismic Design Category


Determine Ss and S1 Determine Soil Classification Building Occupancy

We Get SDS and SD1

Determine SDC
Occupancy Category
Occupancy Category S1
SDS I or II III IV
I or II III IV
S1 < 0.067 g A A A
SDS < 0.167 g A A A
0.067 g < S1 <0.133 g B B C
0.167 g < SDS <0.33 g B B C
0.133 g < S1 <0.20 g C C D
0.33 g < SDS <0.50 g C C D
S1 >0.20 g D D D
SDS >0.50 g D D D
S1 > 0.75 g known fault E E F
Engineering Consultancy Group
Dr. Mohamad Fathy 39
IBC 2006 vs. 1997 UBC

1- Seismic Input Parameters

1997 UBC Seismic Zones 0, 1 2A, 2B 3,4

IBC Seismic Design


A, B C D, E, F
Category

THE ABOVE TABLE IS NOT AN EQUIVELANCY


BETWEEN THE IBC AND THE UBC

The level of detailing in the UBC depends only on the seismity (seismic
zones) while the level of detailing in the IBC depends on the Seismic Design
Category.

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Dr. Mohamad Fathy 40
IBC 2006 vs. 1997 UBC

2- Importance Factor

UBC has 5 occupancy categories, IBC has 4 occupancy categories


with different importance factors

Occupancy Category
Importance Factor
IBC

IBC UBC
(UBC)
I or II (4,5) 1.0 1.0
III (2,3) 1.25 1.0
IV (1) 1.50 1.25

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Dr. Mohamad Fathy 41
IBC 2006 vs. 1997 UBC

3- Response Modification Factor (R)

The number of structural systems in IBC is much higher


compared to the UBC

UBC (R) values range from 2.2 to 8.5, IBC (R) values range from
1.5 to 8.

For the same structural system in both codes the R value might be
different. R value for moment resisting frames in the UBC is 8.5, however
in the IBC it is 8.

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Dr. Mohamad Fathy 42
IBC 2006 vs. 1997 UBC

4- Over Strength Factor

UBC values for the over strength factor are 2.0, 2.2 and 2.8, while
in the IBC it is 2.0 , 2.5 and 3.

5- Natural Period

T = Ct hx, Ct value and power coefficient value are different in IBC


the new values in the IBC will give slightly higher periods and
consequently slightly lower base shear.

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Dr. Mohamad Fathy 43
IBC 2006 vs. 1997 UBC

6- Distribution of Story Forces Along the Height

For IBC if the period is less than 0.5 second the distribution is
linear.

For the IBC if the period is 2.5 seconds or more the distribution
is parabolic and this to account for the higher mode effects in the
response of longer period structures.

The UBC also accounted for the higher mode effects by


introducing an additional force (Ft) at the top floor level for
structures having periods higher than 0.7 second. That is no longer
valid in the IBC as the parabolic distribution takes care of that.
Engineering Consultancy Group
Dr. Mohamad Fathy 44
IBC 2006 vs. 1997 UBC
6- Distribution of Story Forces Along the Height
1997 UBC IBC 2006
(Wx )( hx )
Fx (V Ft )
(W )( h)
T<0.7 Sec Ft=0
T>0.7 Sec Ft=0.07 VT

T<0.7Sec T<0.5Sec

(Wx )(hk x )
Fx (V )
(W )(h )k

T<0.5 Sec k=1


T>2.5 Sec k=2

T>0.5Sec
T>0.7Sec

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Dr. Mohamad Fathy 45
IBC 2006 vs. 1997 UBC

NOTE;

A linear distribution of the base shear along the building height


assumes the following:

1- The structure is responding to the ground motion in the


fundamental mode entirely which might be the case for shorter
stiffer structures, however, this is not accurate for long period
structures.

2- The fundamental mode is linear rather than curvilinear which


might be the case for short stiffer structures.

Engineering Consultancy Group


Dr. Mohamad Fathy 46
IBC 2006 vs. 1997 UBC
7- Drift Calculations

The inelastic drift in UBC is calculated as


Cd * XE
x
IBC uses Cd coefficient to amplify the elastic drift I
Cd factor depends on the structural system
IBC reduces the inelastic drift by the importance factor (I). That
is because IBC has different drift limits according to the occupancy
of the structure.

A hospital for example has a drift limit lower than an office building
and the philosophy here is that you should not penalize the hospital
twice first by instituting a lower lift and second by calculating
larger drifts for the hospital because the forces that were used to
calculate this drift were amplified by the importance factor (I)
Engineering Consultancy Group
Dr. Mohamad Fathy 47
IBC 2006 vs. 1997 UBC
7- Redundancy Factor

Redundancy factor in the UBC varies from a value of 1.0 to 1.5.


In the IBC it has only two values 1.0 or 1.3.

8- Near Source Factor

The UBC has a near source factor to account for the proximity of faults,
however that is not case in the IBC. The proximity effect is already taken
into consideration in the Ss and S1 values.

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Dr. Mohamad Fathy 48
IBC 2006 vs. 1997 UBC
9- Combinations of Framing Systems in Two Orthogonal
Directions

In IBC If we have different framing systems with different (R) in


two orthogonal directions. Each direction can be analyzed
according to its (R) value. In the UBC we design for the lower (R)
value.

10- Combinations of Framing Systems in The Same Direction

For a moment resisting frame system (R=8) supporting a bearing


wall system (R=5). This structure has to be designed for an R=5. [R
value can not increase as you go down]

Cd values and Over Strength Factor can not increase as you go


down Engineering Consultancy Group
Dr. Mohamad Fathy 49
IBC 2006 vs. 1997 UBC
11- Base Shear Scaling

In the IBC the base shear from response spectrum should not be
less than 85% of the base shear form the equivalent static force
method.

In the UBC the base shear from response spectrum should not be
less than 90% of the base shear form the equivalent static force
method. [Sec 1631.5.4]

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Dr. Mohamad Fathy 50
REFERENCES
1- Dynamic Loading and Design of Structures, edited by A.J. Kappos,
2002, Spon Press, 11 New Fetter Lane, London, EC4P 4EE, ISBN 0-419-
22930-2.

2- Dynamics of Structures Theory and Applications to Earthquake


Engineering, Anil K. Chopra, 1995, Prentice Hall, Englewood, New Jersy,
ISBN 0-13-8552-14-2.

3- Earthquake Engineering Application to Design, 2007, Charles K.


Erdey, John Wiley & Sons, Inc. ISBN 978-0-470-04843-6.

4- Seismic and Wind Design of Concrete Building, 2003, S.K. Ghosh and
David A. Fanella, International Code Council, Inc, ISBN 1-58001-112-8

5- Seismic design of Building Structures, Michael R. Lindeburg and


Majid Baradar, 2006 Professional Publications Inc, Belmont CA.

6- The Seismic Design Handbook, edited by Farzad Naiem, 1989 Van


Nostrand Reinhold, ISBN 0-442-26922-6.
Engineering Consultancy Group
Dr. Mohamad Fathy 51
REFERENCES
7- Wind and Earthquake Resistant Buildings Structural Analysis and
Design, Bungale S. Taranath, 2005, Marcel Dekker, New York, USA ISBN
0-8247-5934-6.

8- Seismic Design of Reinforced Concrete and Masonry Building, T.


Paulay and M.J.N. Priestley, 1992, John Wiley and Sons, ISBN 0-471-
54915-0

9- Structural Dynamics Theory and Application, Joseph W. Tedesco,


William G. McDougal and C. Allen Ross, 1999, Addison Wesley Longman
Inc. ISBN 0-673-98052-9

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Dr. Mohamad Fathy 52

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