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370 IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS, VOL. 49, NO.

2, APRIL 2002

Matrix Converter Modulation Strategies: A New


General Approach Based on Space-Vector
Representation of the Switch State
Domenico Casadei, Associate Member, IEEE, Giovanni Serra, Associate Member, IEEE, Angelo Tani, and Luca Zarri

AbstractIn this paper, a novel representation of the switch On the other hand, the complexity of the matrix converter
state of a three-phase to three-phase matrix converter is presented. topology makes the study and the determination of suitable
This approach, based on space-vector notation, simplifies the
modulation strategies a difficult task.
study of the modulation strategies, leading to a complete general
solution of the problem and providing a very useful unitary point Two different mathematical approaches have been considered
of view. The already established strategies can be considered in the past to face this problem, namely, the modulation duty-
as particular cases of the proposed general solution. Using this cycle matrix (MDCM) approach and the space-vector modula-
approach, it can be verified that the space-vector modulation
technique, owing to the intrinsic two degrees of freedom, repre- tion (SVM) approach.
sents the general solution of the modulation problem of matrix The MDCM approach has been initially used in order to put
converters. This technique can be considered the best solution for the matrix converter theory on a strong mathematical founda-
the possibility to achieve the highest voltage transfer ratio and to
tion, and several fundamental papers have been published.
optimize the switching pattern through a suitable use of the zero
configurations. In [1], the first modulation strategy (in the following
Index TermsACAC power conversion, converters, frequency
AlesinaVenturini (AV) method) allowing the full control of
conversion, harmonic distortion, matrix converters, pulsewidth the output voltages and of the input power factor has been
modulation, voltagefrequency conversion. derived. The maximum voltage transfer ratio of the proposed
algorithm is limited to 0.5 and the input power factor control
requires knowledge of the output power factor.
NOMENCLATURE
The inclusion of third harmonics in the input and output
. voltage waveforms has been successfully adopted in [2] to
Line-to-neutral input voltage space vector. increase the maximum voltage transfer ratio up to 0.866, a
Line-to-neutral output voltage space vector. value which represents an intrinsic limitation of the three-phase
Input current space vector. to three-phase matrix converter, with balanced supply voltages
Output current space vector. and balanced output conditions. In [3], the same technique has
Arbitrary space vector defining the direction along which been extended with input power factor control leading to a very
the input current is modulated (input current modulation powerful modulation strategy (in the following optimum AV
space vector). method).
Voltage transfer ratio.
The scalar control modulation algorithm proposed in [4], al-
Superscript denoting complex conjugate. though based on a different approach, leads to performance sim-
Scalar product. ilar to that obtained by using the optimum AV method.
A sensible increase of the maximum voltage transfer ratio up
I. INTRODUCTION to 1.053 is a feature of the fictitious dc link algorithm, presented

T HREE-PHASE matrix converters have received con-


siderable attention in recent years because they
may become a good alternative to voltage-source inverter
in [5]. This strategy considers the modulation as a two-step
process, namely, rectification and inversion. The higher voltage
transfer ratio is achieved in spite of low frequency distortion in
pulsewidth-modulation topology. This is because the matrix the input and output variables.
converter provides bi-directional power flow, nearly sinusoidal The SVM approach, initially proposed in [6] to control only
input/output waveforms, and a controllable input power factor. the output voltages, has been successively developed in [7][10]
Furthermore, the matrix converter allows a compact design due in order to completely exploit the possibility of matrix con-
to the lack of dc-link capacitors for energy storage. verters to control the input power factor regardless the output
Manuscript received April 9, 2001; revised September 14, 2001. Abstract
power factor, to fully utilize the input voltages, and to reduce
published on the Internet January 9, 2002. the number of switch commutations in each cycle period. Fur-
The authors are with the Dipartimento di Ingegneria Elettrica, thermore, this strategy allows an immediate comprehension of
Universit degli Studi di Bologna, 40136 Bologna, Italy (e-mail:
domenico.casadei@mail.ing.unibo.it). the modulation process, without the need for a fictitious dc link,
Publisher Item Identifier S 0278-0046(02)02885-X. and avoiding the addition of the third-harmonic components.
0278-0046/02$17.00 2002 IEEE

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