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This paper demonstrates the special capabilities and practical value of advanced laboratory testing, focusing on its
application in advancing the understanding and prediction of how driven piles function and perform in sand. Emphasis
is placed on integrating laboratory research with analysis and field observations, drawing principally on work by
the author, his colleagues and research group. The laboratory studies include highly instrumented static and cyclic
stress-path triaxial experiments, hollow cylinder and ring-shear interface tests and micro-mechanical research. Soil
element testing is combined with model studies in large laboratory calibration chambers, full-scale field investigations
and numerical simulations to help advance fundamental methods for predicting pile behaviour that have important
implications and applications, particularly in offshore engineering.
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Geotechnical Research Advanced laboratory testing in research
Volume 1 Issue 1 and practice: the 2nd Bishop Lecture
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and application of fundamental research in civil engineering practice. were conducted on multiple piles, including six 193-m-long
His contributions to soil sampling and testing were summarised 457-mm-o.d. driven steel pipe piles: R1 to R6. Static axial testing
in the last major keynote he gave, at the Stockholm international involved a maintained-load (ML) procedure where load (Q) was
conference on soil mechanics and foundation engineering (Bishop, applied initially in 200-kN steps that reduced as the tests progressed.
1981). Similarly admirable attributes were clear in the first Bishop Loads were held constant until creep rates slowed to pre-set limits;
Lecture presented by Tatsuoka (2011), making the invitation to the piles took between several hours and 15d to reach failure.
deliver the second lecture both a considerable challenge and a More rapid ML tension tests that achieved failure with an hour were
poignant honour for this former student of Bishop and Skempton. also conducted after cyclic loading experiments. Testing rate was
The lives, work and archived papers of the latter two pioneers are found to affect displacements but to have little influence on shaft
described together in a website hosted by Imperial College: http:// capacity. The cyclic tests were controlled to deliver approximately
www.cv.ic.ac.uk/SkemArchive/index.htm. sine-wave load variations at 1 cycle/min.
The key aim here is to demonstrate the special capabilities and The static testing investigated, among other factors, the effects
practical value of advanced laboratory testing, mirroring Bishops of pile age after driving. Figure 1 presents tension tests on three
work and TC-101s intent in the international symposia it convened identical piles that were aged for 9 to 235d before being failed for
in Hokkaido 1994, London 1997, Torino 1999, Lyon 2003, Atlanta the first time. The following are noted.
2008 and Seoul 2011. The focus here is on the mechanics of piles
driven in sand, a practical problem that was thought fully resistant to The load displacement (Q) curves are practically identical
theoretical refinement by Terzaghi and Peck (1967). The illustration up to Q1 MN but then diverge to show marked increases in
draws principally on work by the author, his colleagues and research Qult (the ultimate load shaft capacity) with age.
group. In keeping with Bishops approach, emphasis is placed on Creep displacements (d/dt when dQ/dt=0) were negligible
integrating laboratory research, analysis and field observation. until Q > 1 MN after which creep became progressively more
important, finally dominating as failure approached.
The selected topic is significant industrially. Pile stiffness, capacity,
cyclic response and long-term behaviour can be critically important Loaddisplacement behaviour was highly non-linear. The overall
to, for example, wind-turbine foundations. However, the key pile head secant stiffnesses k=Q/ all fell as loading continued with
geomechanics issues are complex and cannot be addressed fully no discernible linear-elastic plateau. This feature is highlighted in
or reliably with currently available conventional design tools. Figure 2 with data from first time tension tests on five R piles.
Database studies and prediction competitions have quantified The pile stiffnesses, kl, are normalised by kRef, the value developed
the significant biases and scatters associated with conventional under QRef the first (200 kN) load step. The loads Q are normalised
practice. The coefficients of variation (CoVs) established by by QRef.
contrasting axial capacity predictions with field tests typically
fall around 05 to 07. Some methods predictions scatter around An objective assessment was made of how well the Dunkerque
half the measurements, while others tend to double the test values pile tests could be predicted by well-qualified engineers by
(Briaud and Tucker, 1988). The capacity CoVs can be halved and
biases largely eliminated by applying modern offshore methods
(Jardine et al., 2005b; Lehane et al., 2005). But displacement 3500
Force applied to pile headtension positive: kN
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Geotechnical Research Advanced laboratory testing in research
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Figure 2. Stiffness load-factor curves from first-time tests at Rimoy et al. (2013) discuss the piles permanent displacement
Dunkerque conducted (except R6) around 80 days after driving and cyclic stiffness trends, noting also that their non-linear cyclic
(Rimoy et al., 2013) stiffnesses depended primarily on Qcyc/QT and did not vary greatly
with the number of cycles (N) until failure approached. The
permanent displacement trends were more complex, depending
inviting entries to an open competition that concentrated on the also on Qmean/QT and N. Interactions were seen between the piles
static and cyclic tests conducted 80d after driving (Jardine et al., ageing and cyclic behaviours: low-level cycling accelerated
2001a). Over 30 (many prominent) international practitioners and capacity growth, while high-level cycling slowed or reversed the
academics took part, sending in a wide spread of predictions. The beneficial capacity trend.
10
No cyclic failure
First failure
Cyclic failure after previous cyclic or static failure
08
1 S = stable cycle zone
41 MS = metastable cycle zone
12 US = unstable cycle zone
06 US
Qcyclic / Qmax static
13
24
206
04 MS 9 1
3
>221 27
>200 345
S
02
>1000
02 0 02 04 06 08 10
Qaverage / Qmax static
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Eight research themes are considered below that addressed the strain sensors or dynamic non-destructive techniques are required to
shortfalls in understanding as revealed by the Dunkerque tests obtain representative data (see Tatsuoka et al., 1999).
1. characterising the sands true stressstrain relationships, Laboratory research with such equipment that contributed to the
correlating advanced laboratory and in situ measurements first phase of research that advanced the Dunkerque agenda
2. checking, through finite-element (FE) modelling, whether included the PhD studies of Porovic (1995), who worked with a
laboratory-based non-linear predictive approaches led to better resonant column (RC)-equipped HCA, and of Kuwano (1999), who
matches with full-scale behaviour developed dual-axis bender elements and enhanced resolution local
3. stress-path laboratory testing programmes that investigated strain sensors for stress-path triaxial tests. Porovic worked mainly
creep and ageing trends with Ham River sand (HRS), a silica sand graded from Thames
4. studying the stress conditions imposed by pile installation Valley gravels that has been tested since Bishops arrival at Imperial
through highly instrumented calibration chamber (CC) tests College and is now known generically as Thames Valley sand
5. grain-crushing and interface-shear zone studies involving (TVS) (Takahashi and Jardine, 2007). Kuwano studied Dunkerque
high-pressure triaxial, ring-shear and laser particle analysis sand, spherical glass ballotini (GB) and HRS; Connolly (1998)
6. quantitative checking against advanced numerical analyses undertook RC and HCA experiments on Dunkerque sand. The
7. model-pile CC cyclic loading experiments sands were tested saturated after pluviation to the desired initial
8. cyclic soil element tests to replicate pile loading conditions. void ratios; Table 1 and Figure 4 summarise their index properties.
Figures 57 illustrate the apparatus employed in this first period of
A common theme is that sands show strong non-linearity, plasticity sand research. Studies with the TVS and French Fontainebleau
and time dependency from very small strains and have markedly NE 34 sands are considered later in the paper.
anisotropic properties. It is argued that their overall responses can be
understood within a critical state soil mechanics framework, provided Kuwano and Jardine (1998, 2002a, 2002b) noted the high sensor
that the above features are accommodated and the importance of resolution and stability required to track sands stressstrain
particle breakage is recognised, especially under high pressures responses from their (very limited) pseudo-elastic ranges through
and within abrading shear bands. Space constraints limit the details to ultimate (large strain) failure. Even when the standard deviations
that can be reported for the various studies cited or the reviews that in strain measurements fall below 106, and those for stresses below
can be made of research by other groups. However, PhD theses and
co-authored articles are cited to cover the main omissions. 100
80
Characterising stressstrain behaviour
Bishop recognised at an early stage that geotechnical stressstrain 60
% Finer
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0 50 100 mm
Tie bar
Load cell
PMMA Drainage Drainage
cylinder
Top cap
Lubricated
end
BE(vh)
LVDT
for overall
axial strain BE(hv) BE(hh)
Inclinometer
BE(vh)
Lubricated end
Pedestal
Drainage Drainage
Loading
ram
Figure 5. Automated hydraulic stress path triaxial cell for (Kuwano and Jardine, 1998, 2002a). BE, bender element; LVDT,
100-mm-OD specimens employed to investigate non-linear, linear variable differential transformer; PMMA, poly(methyl
anisotropic, pressure and time-dependent stiffness of sands methacrylate)
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Geotechnical Research Advanced laboratory testing in research
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1. Eu = f (e) Au ( p pr ) Bu
005kPa, multiple readings and averaging are required to establish
initial stiffness trends. Highly flexible stress-path control systems
are also essential. 2. Ev = f (e) Av ( v pr )Cv
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Displacement
transducer Bellofram cylinder
Ram
Clamp
Sprocket and torque
transmission chain
Stepper motor for
torsion Rotary tension cylinder
Specimen
Load cell
Outer cell and pore water
pressure transducers
To foundation
with depth in void ratio and state. Also shown is the in situ Gvh Figure 9 illustrates the shear stiffness trends from undrained triaxial
profile measured with seismic CPT tests and DMT tests conducted compression, triaxial extension, which should converge within the
by the UK Building Research Establishment (Chow, 1997). very small strain elastic region, along with torsional shear (HCA)
experiments. The stiffnesses are normalised by p, as the stress level
The sands marked quasi-elastic stiffness anisotropy is clearly exponent was higher over this range than in the Y1 bubble and
evident. Under an overconsolidation ratio (OCR) of 1, K0 approaches unity at 01%. The tests on K0 consolidated samples
conditions, the Ev /Eh ratio is 17, while E/G
v vh 39. The pattern were all sheared from p=200kPa at OCR=1. Higher stiffness
of anisotropy varies with OCR and applied K ratio. The field quasi- ratios were developed in other tests conducted at OCR=2 (Jardine
elastic seismic CPT Gvh profile matches that from RC-equipped et al., 2005a).
HCA tests by Connolly (1998) and falls marginally (12%) above
Kuwanos bender element Gvh profile. Advanced laboratory testing offers the only means of making such
accurate measurements of the non-linear, time-dependent and
The Dunkerque HCA and triaxial tests demonstrated how stiffness anisotropic behaviour of geomaterials and how they respond to the
anisotropy persists after Y1 yielding and degrades with strain. general stress paths applied by field foundation loading.
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Geotechnical Research Advanced laboratory testing in research
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Jardine
600
2500
400
2000
200
File resistance, Q: MN
1500
0
0001 001 01 1
s: %
1000
Figure 9. Experimental shear stiffnessshear strain invariant curves
with ICFEP analysis curve (Jardine et al., 2005a)
500 Predicted ICFEP
Observed
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q: kPa
effects (see Jardine and Potts, 1988). Lateral/moment loading 100
responses and group analyses may be considered through three-
dimensional approaches (Potts and Zdravkovic, 2001). Stiffness Isotropic stress path
anisotropy can be addressed within the same non-linear framework
0
(Addenbrooke et al., 1997). However, the time-independent FE 0 100 200 300 400
analysis could not predict the large creep movements that developed p: kPa
in the field, following a stick-slip pattern, as failure approached.
New research was required into several aspects of behaviour Figure 11. Effective stress paths followed in drained creep stress
path tests on HRS and GB specimens (Kuwano and Jardine 2002a)
the time-dependent processes of ageing and creep
the stress regime set-up in the soil mass by driving
how cycling affects stiffness, capacity and permanent
displacements. 0659
Pressure-dependent elastic stiffness functions (Equations 15) illustrates the void ratio (e)p relationships obtained from the
established from parallel tests were integrated to calculate the K0 normally consolidated stage of test H4 on an HRS specimen
contribution of elastic straining de to the overall total (elastic- prepared to the average relative density applying to the Dunkerque
plastic) strains dep developed over each test stage. Figure 12 field profile. The average de/dep ratios applying during loading
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(dp/dt > 0) stages fall from 030 to 023 as loading continues, 1000
indicating an increasingly plastic response. However, the
Ham River sand
additional plastic strains developed during creep stages (where
e = 074
dp/dt = de/dep = 0) become progressively more significant as 800
loading continued and contributed the major part of the overall
consolidation strains (con) by the end of the test.
600
The latter point is emphasised in Figure 13 by plotting the proportion
q: kPa
of the overall consolidation strain con that was due to creep cre
during the pause periods of test H4 and two otherwise identical
400
experiments on loose HRS and medium-dense, nearly spherical,
GB. Overall, the relative contribution of creep appears to (a)
Undrained creep stage
grow with stress level and grain angularity and (b) fall with initial
200
void ratio, OCR and stress ratio K = 3 / 1. Jardine and Kuwano
(2002a) also show that creep strain rates decay inversely with time
over the first few hours. Jardine et al. (2001b) offer observations
on the micro-mechanical processes that control the experimental 0
behaviour seen in triaxial and HCA tests. 0 200 400 600 800 1000
It is argued later that the kinematic conditions applying close to the Figure 14. Effective stress paths followed in undrained creep
shafts of displacement piles impose approximately constant volume stress-path test H2 on HRS specimen (Kuwano and Jardine 2002a)
conditions. The constant volume creep response is illustrated in
Figure 14 by showing first the effective stress path followed by an response and anti-clockwise effective stress-path rotation at the Y3
isotropically normally consolidated medium-dense HRS specimen stage (when q160kPa), (d) the Y4 phase transformation point (at
that was allowed to creep to a stable condition before being sheared q200kPa, p170kPa when q/p approaches Mcritical state), and (e)
undrained in triaxial compression under a constant axial rate of a second family of t curves applying post Y4 showing creep rates
05%/h, punctuated by seven constant stress creep pauses. that grow slowly as q increases very significantly.
12
008
Loose HRS (H3)
Anisotropic stress state Medium-dense HRS (H4)
10 GB (G2)
shear strain invariant
006
08
q = 200, 250 kPa
06 K = 045
cre /con
004
04
002
02 q = 150 kPa
K = 045: after axial loading
K = 053: after unloading q = 100 kPa
0 q = 30 kPa
0 100 200 300 0
p: kPa 0 01 02 03 04 05 06
Elapsed time: h
Figure 13. Ratios of creep strains ecre to total consolidation axial
strains econ in K0 compression tests on HRS and GB specimens Figure 15. Strain-time paths followed in seven undrained creep
following the paths shown in Figure 11 (Kuwano and Jardine stages of stress-path test H2 on HRS specimen identified in Figure
2002a) 14 (Kuwano and Jardine 2002a)
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The triaxial trends bear out the pile load-test trends in Figure 1 for stresses either in an undisturbed true state or in combination
creep yielding (noted at Q 1MN with the R piles) followed with low-level drained cyclic loading.
by creep rates that rise rapidly with each subsequent load step.
It is clear that time dependency has an important impact on both Figures 18 and 19 show the volumetric and shear strain invariant
laboratory and field pre-failure behaviour. responses observed during true creep at three p levels, showing
stable and consistent trends. While the invariant shear strain
Longer-term triaxial stress-path experiments designed to investigate increased monotonically with time and p level, the volumetric
the interactions between pile ageing and low-level cyclic loading trends reversed when s exceeded 0015% after several hours
noted by Jardine et al. (2006) are considered next. Rimoy and and diverged strongly from the initially near K0 pattern, where da/
Jardine (2011) report suites of tests conducted on medium-dense dvol=1 and ds/dvol=2/3 for zero radial strains. Monotonically
TVS sand (see Figure 4 and Table 1) in the advanced hydraulic continuing shear distortion led to sharp rotation of strain increment
stress-path cell system illustrated in Figure 16. directions, eventually establishing a steady trend for ds/dvol 1.
Figure 17 sets out the effective stress paths followed by Rimoy This interesting kinematic yielding trend, which was not apparent
and Jardine (2011), indicating the pause points at which drained in the shorter-duration creep tests investigated by Kuwano (1999),
creep straining was observed for 2- to 4-d durations under constant can be seen as the (stationary) effective stress point engaging
Load cell
Suction cap
Radial belt
Ram
(Global)
displacement
transducer
Bearing
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1000 020
True creep
016 p 600 kPa
800 p 400 kPa
012 p 200 kPa
600 True creep or
evol: %
008
cyclic loading with
q: kPa
True creep
087 0
200 Cyclic loading with
constant p 004
K0 line 0 1000 2000 3000 4000 5000 6000
0 Minutes
0 200 400 600 800 1000
p: kPa Figure 19. Volume straintime trends followed in true creep
stages of stress-path triaxial tests on TVS specimens (Rimoy and
Figure 17. Effective stress paths followed in creep-cyclic Jardine, 2011)
interaction triaxial tests on TVS specimens after Rimoy and Jardine
(2011)
030
p = 600 kPa
qcyc, 005p = 30 kPa
020 025
qcyc, 0025p = 15 kPa
True creep qcyc, 015p = 10 kPa
p 600 kPa 020
016
cyc creep creep: %
p 400 kPa
p 200 kPa 015
012
010
es: %
008
005
004
0
0 1000 2000 3000 4000 5000 6000
0 Minutes
0 1000 2000 3000 4000 5000 6000
Minutes Figure 20. Shear strain invariant-time trends from cyclic stress-
path tests on TVS specimens conducted at 1cycle/min (Rimoy and
Figure 18. Shear strain invariant-time trends followed in true Jardine, 2011)
creep stages of stress-path triaxial tests on TVS specimens (Rimoy
and Jardine, 2011)
from tests where the deviator stresses q were varied by one
cycle per minute (as in the Dunkerque pile tests) while keeping
a kinematic yield surface that is moving with respect to time or p constant. The cycling commenced as soon as the stress path
strain rate. Given the final strain increment direction, it appears arrived at the desired p level with (half peak-to-trough) amplitudes
that the Y2 bubble has moved rightwards with time and the fixed qcyc equal to 5%, 10% and 15% of p. The cyclic tests showed
effective stress point has engaged its leftward limit. Under strain- augmented rates of permanent strain development, which in the
controlled K0 conditions, any radial dilation has to be suppressed, qcyc=015p test doubled those seen in the true creep experiment.
leading to radial effective stresses and increases in K0. Bowman and Other experiments showed that prior drained ageing (creep) or
Soga (2005) noted similar features in independent experiments, overconsolidation slows permanent strain development.
speculating that this feature might play a significant role in pile
capacity growth with age. More complex interactions are revealed by plotting s against vol in
Figure 21. It can be seen that cyclic loading retards the shift from
Rimoy and Jardine (2011) also explored the interactions between contractive-to-dilative volumetric response. The time-dependent
creep and low-level cyclic loading. Figure 20 plots the st trends Y2 point is pushed forward in terms of both creep duration and
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Electric jack
Force guage
Pile instruments
Guidance system
Stress sensors output
Pressurised water
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study of the stresses developed around closed-ended displacement distances r/R = 1 from the pile axis at three levels, as shown in
piles. Cone-ended stainless-steel, moderately rough (RCLA3m) Figure 23. Measurements were also made of z , q and r at two to
piles with 18-mm-radii R (the same as a standard CPT probe) three levels in the sand mass at radial distances between 2 and 20R
(mini-Imperial College Pile (ICP)) were penetrated 1 m into dry, from the pile axis using miniature soil sensors. Zhu et al. (2009)
pressurised and highly instrumented medium-dense Fontainebleau focus on the sensors calibrations and performance, emphasizing
NE 34 silica sand. NE 34 has the index properties shown in Figure the care needed to address non-linear and hysteretic cell action.
4 and Table 1 and is broadly comparable to the earlier discussed
Dunkerque, HRS and TVS sands. Jardine et al. (2009) detail the Upper annular membranes were used to apply a surcharge pressure
general experimental arrangements outlined in Figure 22. Cyclic of zo
150kPa to the sand mass. Separate CPT tests established
jacking, with full unloading between strokes, was imposed to qc profiles for various boundary conditions. As shown in Figure
simulate pile driving installation. 24, two alternative membrane designs gave quasi-constant CPT
trace sections with qc=21 2MPa, although this was achieved at
The mini-ICP instrumentation included reduced-scale surface stress a shallower depth with the smaller-i.d. membrane. Also shown is
transducers that measure radial and shear shaft stresses at radial the qc profile predicted by Zhang et al. (2013) that is discussed later.
100 mm
1500
1400
Cable
1300
1200 d = 36 mm
900
Dista nce a bove pile tip, h : m m
800
Trailing, h/R = 417
700
R = pile radius
600
500
300 fs
Qd stage Circuit board
200 Axial load cell (ALC)
Leading, h/R = 67
r Surface stress transducer (SST)
100 rz + temperature sensor + inclinometer sensors
0
120 120
Three cells positioned at 120 spacing around pile
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q c : MPa Rimoy (2013) describes more recent experiments with the same
0 5 10 15 20 25 equipment, noting that axial capacities from multiple load tests
agree encouragingly well with predictions made with the field-
0 calibrated capacity approach outlined by Jardine et al. (2005b),
which gave good results for the Dunkerque field tests.
200
Jardine et al. (2013a, 2013b) report and interpret the measurements
made during installation, referring to these as the mini-ICP data
P en etra t i o n: m m
400
200 mm ID top membrane
set. Pile penetration invoked extreme stress changes in all three
50 mm ID top membrane normal stress components and significant stress changes out to
600 Numerical simulation
r/R > 33. Synthesising thousands of stress measurements led to
contour plots for the stress components including the radial stress
800 set given in Figure 25 derived for moving steady penetration
( rm
) stages. The results are normalised for local qc and plotted with
1000 cylindrical coordinates defined relative to the pile tip. Normalised
vertical distances (h/R) above are positive; points below have
1200 negative h/R. Separate plots were derived for stationary pause
radial stresses ( rs points) recorded when the pile head was unloaded
Figure 24. Measured and predicted CPT qc profiles with alternative fully. Moving and stationary contour sets were also reported for the
CC top membranes (Jardine et al., 2013a; Zhang et al., 2013) vertical ( z) and hoop ( q) stresses.
50 10
0 0
025
40 10 20
20 10
40
30
30 5 60
025 40
15 80
50
20 60 1 100
h/R
h/R
60 40 20
10 0 83 30
050
48
0 2015
10 050
075 15
10 5
10
20 025
075
30 10
0 5 10 15 20 0 5 10
r/R r/R
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The contour plots indicate intense stress concentrations emanating from the shaft, between 2 < r/R < 4; must vary steeply with r/R
from the pile tip. Radial stress maxima exceeding 15% qc were to maintain equilibrium and give > r close to the shaft.
observed at h/R05, r/R=2, during penetration, while the zero-
load stationary values were two to three times smaller. Yang et The above effective stress profiles, taken in combination with the
al. (2010) describe how an active failure develops beneath the time-dependent behaviour discussed above (Investigating time-
advancing tip where, on average, zm / qc = 1, rm
= m = K A zm
dependent behaviour), have the potential to explain the marked
and KA = tan2(45 + /2). Close analysis of the moving and field capacitytime trends illustrated in Figure 1 by the Dunkerque
stationary stress measurements shows the greatest divergence tension pile loading tests.
near the tip (5 < h/R < 3) where substantial differences extend
to r/R=10. Variation is mainly restricted to the r/R < 2 region at
higher levels on the shaft. Laboratory testing and fabric studies to
investigate particle crushing and interface
The most reliable observations of how stresses vary with r/R shear processes
(at set h/R values) were developed from the end-of-installation The CC model pile tests also revealed the important micro-
measurements. The stationary r and profiles interpreted by mechanical features illustrated schematically in Figure 28. Post-
Jardine et al. (2013b) for four h/R values are presented in Figures mortem sampling revealed a clearly differentiated grey-coloured
26 and 27. Note that the final radial stresses develop maxima away interface shear band (zone 1) around the shaft, as shown in Figure 29.
The following paragraphs report the insights provided by laboratory
30 studies into the breakage phenomena. Their influence on the stress
regime developed around the penetrating pile is considered later.
25
Yang et al. (2010) describe how the three concentric micro-
20
/qc : %
h/R = 56 fabric zones were defined, their diameters measured and samples
comprising only a few grams analysed with a QicPic laser-based
15
rs
imaging system. The last one can resolve particles with sizes
h/R = 1621
10 between a few micrometres and several millimetres. Care is needed
h/R = 311
to relate the various optical definitions of grain size with sieve
05 h/R = 406 analyses, and the Feret minimum optical measurement correlated
best. The grey zone 1 band contained the highest fraction of
0
0 5 10 15 20 modified, partially crushed sand. Fracture commenced beneath the
r /R
active pile tip area once qc > 5MPa. The high-pressure oedometer
test on NE 34 sand illustrated in Figure 30 indicates that large-scale
Figure 26. Radial profiles of radial stresses measured around a breakage is delayed until z > 10MPa under K0 conditions.
model pile after installation in a laboratory CC (normalised by CPT
qc and shown in %) (Jardine et al., 2013b) Yang et al. (2010) tested material taken from the zone 1 shear zone,
finding that breakage reduced the minimum void ratio emin very
considerably but had less effect on emax. The sand was densified in the
3 shear zone and manifested a higher relative density in relation to its
modified limits. The original (intact) and modified (partially crushed)
h/R = 56
emin and emax values are shown in Figure 30 for reference. Although not
demonstrated here, the experiments reported by Altuhafi and Jardine
2
h/R = 16~21 (2011) support the view that a family of critical state lines evolve as
/qc : %
h/R = 406 Once produced, the crushed material is smeared over the advancing
pile shaft, giving an initial zone 1 thickness 05mm, which grew
0 to 15mm at any given soil depth as the tip advanced and the cyclic
0 5 10 15 20
r/R interface shearing caused by jacking promoted further shear abrasion.
Figure 27. Radial profiles of hoop stresses around a model pile Figure 31 displays the progressively increasing breakage from the
after installation (normalised by CPT qc and shown in %) (Jardine fresh sand through zones 3 and 2 to the interface zone 1, where
et al., 2013b) about 20% of the sand comprises fragments finer than the smallest
grains present in the parent NE 34. Image analysis showed that the
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~09 mm
Transitional zone
zone 1 sand has similar sphericity and convexity to fresh NE 34, TVS) in ring-shear tests involving interfaces positioned both above
while diffraction analyses showed quartz contents (996%) just and below the sand samples. Their sweep of angles against d50
01% lower than for intact NE 34. is shown in Figure 34 where the upper plot (a) shows trends after
shearing to 50mm, while the lower plot (b) indicates those after
The pile surface was also modified. Multiple Rank Hobson Talysurf 8m of shear displacement. Also shown are the critical state trends
measurements showed that the maximum surface roughness declined suggested by Jardine et al. (1992) from low-displacement (5mm)
from around 33 to 22m, while the centre line average values fell direct-shear interface tests and by CUR (2001) from cyclic shear
from 38 to 28m. The abraded 1-m thickness of stainless steel box interface tests.
would have contributed less than 1/1000th of the average thickness
(1mm) of the interface shear zone, which is compatible with the It is clear that the angles previously interpreted as stable critical
very slightly (01%) lower quartz content of the zone 1 material. state values in fact vary with the test conditions.
Parallel interface ring-shear experiments were conducted with a The lower interface arrangement led, with d50 > 02mm of
modified version of the Bishop et al. (1971) equipment, shearing sands, to lesser angles after 50-mm displacements than
NE 34 against surfaces identical to the pile shaft, at normal stresses equivalent upper interface tests, where fine fragments can fall
up to 800kPa. These tests also developed grey zone 1 shear from above into void spaces beneath the shear zone.
bands, as illustrated in Figure 32, although the bands were thinner Lower interface ring-shear tests gave similar trends at 50-mm
and had lower percentages of broken grains than those adjacent to displacement to (5mm) direct-shear interface tests.
the model piles. Ring-shear tests employing the lower interface Fragments appear to choke available void spaces after
configuration shown in Figure 33 did not reproduce the high- large displacements (8m), preventing lower friction angles
pressure pile tip breakage conditions, but led to closely comparable persisting with coarser sands and upper interfaces. The ring-
= tan -1 ( zh / z ) angles to the pile tests that were practically shear trends converge, but do not conform fully to the uniform
independent of stress level over 100 < z < 800kPa. =29 CUR (2001) recommendation.
Ho et al. (2011) extended the study, covering a wider range of The CC model studies reported above (Establishing the stress
gradings with seven silica sands and silts (including NE 34 and conditions developed around laboratory model displacement files)
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(a)
advancing towards the sand element from above.
Drained compression under constant r until apparent critical
states were reached with 1 >20MPa, simulating failure
beneath the conical pile tip. Tests that stopped abruptly
developed large creep strains. The displacement strain rates
therefore were slowed progressively to reduce residual creep
effects prior to unloading. The critical state ep relationships
depend on time.
Drained unloading to q=0 under constant r before isotropic
unloading to p values between 150 and 500kPa (giving OCRs
of 40 to 140 in terms of vertical stresses), simulating the sharp
unloading experienced as the tip passes.
Renewed drained shearing to failure at constant r in
(b) compression (or at constant p in extension) to assess the shear
strength and dilatancy of the heavily overconsolidated and
Figure 29. Photographs of interface shear zone developed around partially crushed sand.
a laboratory model pile: (a) top view from above and (b) side view
of shear zone material (Yang et al., 2010) The results obtained are illustrated in Figure 37, plotting mobilised
angles of shearing resistance against axial strain. The upper
09 emax emax
Loading curve
08
Fresh sand
Initial state eo 07 Zone 1 material
06
Voi d r ati o e
cc = 034
05 emin Average Zone 1
unloaded efinal = 036
04
03 emin
02
01 1 10 100
v: MPa
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60
Comparison with numerical analyses
Recently published numerical analyses allow further links to be
40
established between the soil element and model pile experiments.
Zhang et al. (2013) present FE analyses of penetration in sands
20 in which they adopted an arbitrary LagrangianEulerian (ALE)
approach to deal with the implicit moving boundary problem and
0 a constitutive model that accounted for grain-size distribution
10 100 1000
Particle size: mm evolving through grain breakage. Their analyses included
simulations of the CC model pile tests that applied a breakage
Figure 31. Optical grain-size distributions defined by Feret constitutive model that they calibrated against NE 34 laboratory
mimima for fresh NE 34 sand and Zones 1 to 3 (Yang et al., 2010) tests reported by Yang et al. (2010) and others.
It is clear that the sands behaviour alters radically on unloading Laboratory model pile tests to investigate
as the pile tip advances by a few diameters, changing from being cyclic loading
contractant, ductile, highly prone to creep and offering relatively low The mini-ICP CC experiments described above (Establishing the
beneath and around the tip, to being dilatant, brittle and able to stress conditions developed around laboratory model displacement
mobilise far higher peak in the mass that surrounds the shaft. These files) included multiple suites of axial cyclic loading tests with the
features were critical to the Jardine et al. (2013b) interpretation of model piles installed into pressurised medium-dense NE 34 sand.
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Fixed together
kept stationary
Axis
Top confining
rings
Gap opened
Soil
during slow
specimen
shearing
Steel interface ring
Bottom confining rings
replaced by annular steel
interface ring that moves
with the rotating table
Figure 33. Lower interface configuration for ring shear tests (Ho
et al., 2011)
40
35
Interface friction angle: degrees
30
8 mm displacement cv
25 50 mm displacement cv lower
20
50 mm displacement cv upper
15
Upper interface tests: 8 m
10
Lower interface tests: 8 m
5 Trendfrom direct shear tests
CUR (2001) recommendation
0
001 01 1 10
Mean particle size, D 50 : mm
Figure 34. Friction angles from ring shear tests against stainless-
steel interfaces with initial CLA roughnesses of 3 to 4m. Results
after shearing from shear displacements of 50mm and 8m
(Ho et al., 2011)
Cycling was found to have a broadly similar effect on axial capacity A particular advantage offered by the laboratory model pile
to that seen in the Dunkerque field tests. Figure 41 presents an arrangements shown in Figures 22 and 23 was the ability to
overall interactive diagram that compares directly with the field measure the pilesand effective stress-path response directly, both
patterns in Figure 3. Tsuha et al. (2012) and Rimoy et al. (2013) at the shaft interface (with the mini-piles leading, following and
report on the cyclic stiffness and permanent displacement trends. trailing surface stress transducers) and within the sand mass by the
Broadly, they classify responses to cycling as sand-stress sensor arrays.
stable: capacity increasing slightly, displacements small and Figure 42 illustrates the local interface effective stress paths
stabilising, over 1000 or more cycles followed under stable conditions in a 1000-cycle experiment. The
unstable: reaching failure with 100 cycles patterns resemble those seen in constant normal stiffness (CNS)
metastable: falling between these limits. shear experiments (see e.g. Boulon and Foray, 1986; Dejong et al.,
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Accumulator
Piston Pressure
transducers Oil
reservoir
P R
Axial displacement
transducer Accumulator
Internal
load cell Oil
reservoir
High pressure
triaxial cell R
Internal P
axial displacement
transducer
Pressure
transducers
Loading frame V
2003), with radial effective stresses increasing under tension loading failure criterion angles established by Yang et al. (2010) through
(that generates negative shaft shear stress) and decreasing under interface ring-shear tests or those shown in Figure 34 from Ho et al.
compressive load increments around the relatively rigid mini-ICPs. (2011). The continuing rates of radial stress reduction might also be
While the load-displacement response is inelastic (non-linear and related to very slow rates of continuing interface surface abrasion
hysteretic) under even low-level cycling, the radial effective stress and particle modification.
changes and pile head movements induced by each cycle are small.
Multiple static tension tests on the mini-ICPs showed shaft
The effective stress paths appear to match, approximately, the Y2 capacities increasing (by up to 20%) as a result of stable cycling,
criteria described above (Characterising stressstrain behaviour) mainly due to changes in loading stress-path geometry that gave
and traced by Kuwano and Jardine (2007) in small strain triaxial a less contractive response under static loading. The Dunkerque
probing tests. Rather than remain exactly static, the radial stresses field tests also showed tension capacity increasing after a stable
reduced, albeit at very slow rates, over time, indicating a tendency 1000-cycle test (Jardine and Standing, 2012). Figures 43 and 44
towards contraction and migration towards the interface shear demonstrate the contrasting responses seen in metastable tests under
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16 000 TW test progressed further and developed a full failure system with
a butterfly-wing effective stress-path pattern resulting from slip
B displacements that generated dilatant loading stages followed by
Axial compression stage
sharply contractant unloading stages.
12 000
Deviatoric stress, q: kPa
See figure below Close examination reveals the top-down progressive failure process
for low-pressure
test paths described by Jardine (1991, 1994). The points where behaviour
A
8000 switches from contractant to dilatant fall on an interface phase
K0 compression
transformation line analogous to that noted by Ishihara et al. (1975).
stage
200
The changes in local radial stress, r, developed on the shaft
in response to trz increments that cause dilative or contractive
D1 D2 Mean effective stress, p, kPa radial displacements Dr at the interface can be related to the shear
0
O D3
200 400 600 800 1000 stiffness of the surrounding sand by the elastic cavity expansion
expression given as Equation 6 (Boulon and Foray, 1986). Jardine
200
et al. (2005b) suggest that Dr is approximately equal to the peak-
to-trough centreline average roughness of the pile surface under
400 E1 static loading to failure. Provided that strains remain very small and
the shear stiffness is linear, Equation 6 implies a constant normal
E2
stiffness (CNS) interface shear boundary condition, where KCNS is
600
E3 the interfaces global radial stiffness value.
Constant p extension stage
800 6. r / r = 2G/R = K CNS
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50
40
: Degrees
30
P-T1 Ultimate = 30
20 P-T2
P-T3
P-EE1
10
P-EE2
P-EE3
0
0 10 20 30 40
Strain: %
(a)
50
Peak = 42
40
30
: Degrees
Ultimate = 30
P-T1
20 P-T2
P-T3
10
0
0 5 10 15 20 25
Strain: %
(b)
Figure 37. Mobilised j values plotted against axial strain for both
high-pressure (a) and low-pressure (b) test stages of triaxial tests
on NE 34 sand (Altuhafi and Jardine 2011)
Constant volume or CNS simple shear (SS) tests provide conditions b values (reflecting 2 ratios or Lode angles) and principal stress
analogous to those near pile shafts (Randolph and Wroth, 1981). axis rotation.
However, conventional simple shear tests cannot provide a full
description of the samples stress state: neither invariant effective Undrained triaxial experiments can also provide useful information.
stress paths nor Mohr circles of stress can be drawn. Shen The shear stress changes trz developed on the pile shaft and changes
(2013) presents new discrete-element method-based simple shear to triaxial deviator stress q = (s1 s3) can be inter-related by
simulations. His analyses, which did not require any assumption assuming an isotropic soil response and applying general stress
of idealised co-axial (or other) plasticity in the sand, emphasise invariants, or by simply noting that, in a Mohr circle analysis,
the differences between the true internal stress variables and the increments of pure shear shaft loading trz have an equivalent effect
average stresses deduced from boundary measurements. He to an increment q that is numerically twice as large. In this simplified
also highlights the impact of apparatus details on the parameters view, the changes to mean effective stress, p, observed under cyclic
interpreted by alternative simple shear failure hypotheses. loading in the triaxial cell can be seen as implying approximately
equivalent proportional D r changes at points close to the shaft.
Shibuya and Hight (1987), Menkiti (1995), Nishimura (2006) and
Anh-Minh et al. (2011) outline the principles and technicalities of Sim et al. (2013) emphasise the need for very stable high-resolution
conducting SS tests with HCA equipment. While HCAs are subject test equipment and stable environments for such tests. This applies
to sample curvature effects that have to be considered (Hight et particularly to long-duration, low-level cycling tests where p drift rates
al., 1983), their annular geometry automatically provides the and changes in cyclic stiffness/permanent strain development may be
complementary shear stresses and so reduces stress non-uniformity. slow. Sim et al. also report cyclic experiments on Dunkerque and NE
They also allow the full stress and strain tensors to be defined and 34 sands designed to help interpret the field and laboratory CC model
permit detailed assessments of the effects of anisotropy, variable pile tests. Their ongoing research programme is investigating the
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Axis of
symmetry
B
~02 mm 035
030
~25 mm 025
020
~58 mm 015
Pile 010
005
0
(a) (b)
60 60
Numerical results by Zhang et al. (2013) Numerical results by Einav (2012)
Fontainebleau sand Fontainebleau sand
h/R = 3
45 45
h/R = 6
h/R = 3
r /qc %
/qc: %
30 30
h/R = 6
h/R = 9
15 15 h/R = 9
0 0
0 5 10 15 20 0 5 10 15 20
r/R r/R
Figure 39. Radial profiles of s r/qc from the analysis of Zhang et al. Figure 40. Radial profiles of /qc from the analysis of Zhang et
(2013) of mini-ICP pile in NE 34 sand al. (2013) of mini-ICP pile in NE 34 sand
differences between HCA SS and triaxial responses Figure 47 illustrates the leftward effective stress-path drifts
effects of pile installation stress history, including the developed in undrained cyclic triaxial tests with paired tests on
overconsolidation that takes place as the tip passes, and the medium-dense Fontainebleau and Dunkerque samples conducted
effects of the shearing cycles imposed by jacking or driving after K0 consolidation to 800kPa and unloading to OCR = 4, to
sequence in which different cyclic load packets are applied, simulate pile installation for points positioned 2 < r/R < 3 from a
assessing the applicability of Miners rule pile shaft. A total of 1500 qcyclic = 020p stress-controlled cycles
varying sand types and initial sand states. were then applied at 1/min. The stress paths evidently engaged
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Geotechnical Research Advanced laboratory testing in research
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ay
w
Trailing C
o
Tw
08 100
06 Unstable 0
1
5
10 4
10
04 4 100
100 170 66
500
500 Metastable
1000 Direction of
02 200 radial stresses
>1000
Stable
0 100 200 300 400 500
0 Radial stress, r : kPa
02 0 02 04 06 08 10
Qmean /QT
Figure 43. Interface shear rz - r effective stress paths:
Figure 41. Effects on shaft capacity of cyclic loading. Interactive metastable cyclic test ICP2-OW3 (Tsuha et al., 2012)
stability diagram from mini-ICP CC tests (Tsuha et al., 2012)
200 Leading A
Following B = 27
200 Leading A
Following B = 27 Trailing C
Trailing C
100
Shear stress, rz: kPa
100
Shear stress, rz: kPa
0
0
100
100
200 Direction of
Direction of radial stresses
200 radial stresses
0 100 200 300 400 500
Radial stress, r: kPa
0 100 200 300 400 500
Radial stress, r: kPa
Figure 44. Interface shear rz - r effective stress paths:
metastable becoming unstable cyclic loading test ICP4-TW1
Figure 42. Interface shear rz - r effective stress paths: stable
(Tsuhaet al., 2012)
cyclic test ICP4-OW1 (Tsuha et al., 2012)
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Dunkerque
Leading A Dunkerque critical state failure line
200 = 27 Fontainebleau
Following B Fontainebleau critical state failure line
Trailing C 200
M Drunk
n
tio
100 cs
Shear stress, rz: kPa
a
lid
so
150
n
Co
g
McsFont
in
0
ell
K
0
Sw
q: kPa
100
0
K
100 50
qcyc = 20% p0
Direction of 0
200 0 50 100 150 200 250 300
radial stresses p: kPa
Axial
r rainflow
Degradation laws
z
In situ testing: Lab testing: Experimental data
z PMTc Soils: TXc/CSS Model tests
CPTc Interfaces: CNS Field tests
r
r Global pile
Local soil-pile
analysis Soil and analyses
interface
behavioural
laws
Cyclic TZ curves Degraded capacity
Figure 46. Soil element adjacent to a pile shaft (Sim et al., 2013) accumulated pile-head
displacement
Envelope tz SCARP
follow either a local (TZ, the left-hand path in Figure 48) or a global RATZ/PAXcy
(the right-hand route in Figure 48) assessments procedure. The global FEM analyses
approach is most applicable when soil conditions are relatively
uniform and progressive top-down failure is not a major concern. Figure 48. Flowchart outlining approaches for assessing cyclic
loading effects in driven pile design: after Jardine et al. (2012)
Jardine et al. (2012) describe several approaches for such calculations.
These include the simple ABC formulation given by Jardine et al.
(2005b). Calibration of the latter approach against both laboratory et al., 2012). Another application of the laboratory-derived ABC
tests and the Dunkerque field experiments indicated encouraging approach involved manned oil platforms founded on pile groups
agreement (Jardine and Standing, 2012). Recent practical applications driven in very hard sandy glacial tills (Jardine et al., 2012).
include a fleet of 40 wind turbines at Borkum West II (German North
Sea), which employ a tripod design that relies on three 248-m- The fully analytical cyclic assessment route shown as the central
dia. piles per turbine driven in (mainly) very dense sands (Merritt path through Figure 48 may also be followed. Laboratory testing can
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provide the detailed information required for modelling the sands relatively small strain cycles. These trends may be modified
complex behaviour including stiffness and shear strength anisotropy; considerably by overconsolidation, ageing or pre-cycling.
non-linearity and progressive yielding; grain crushing; time effects/ Particle breakage develops under large displacement interface
creep; and cyclic loading responses. Similarly, the laboratory and shearing as well as high-pressure compression and triaxial
field model pile stress measurements can guide the specification (or conditions. Breakage leads to continuous evolution of the
modelling) of the effective stress regime set up around the driven piles index properties and critical state ep relationships.
and show how this may change under static/cyclic loading conditions.
The stage is now set for numerical modelling that can capture field Conclusions regarding piles driven in sand include the following.
behaviour far more accurately than was previously possible.
1. Conventional approaches for capacity and load-displacement
assessment have generally poor accuracy and reliability.
Summary and conclusions 2. It is possible to improve predictions considerably through
The key aim of the lecture was to demonstrate the special capabilities numerical analyses that capture the observations made with
and practical value of the advanced laboratory testing promoted by advanced laboratory stressstrain and interface shear tests.
Bishop and TC-101. New insights have been offered through static 3. Such predictions rely critically on assumptions regarding the
and cyclic experiments with the apparatus and techniques they stresses set up around the piles during and after installation.
advocated, including highly instrumented stress-path and high- 4. Laboratory and field tests highlight the importance of plastic
pressure triaxial tests as well as hollow cylinder, ring-shear interface and time-dependent straining, which becomes progressively
and micro-mechanical experiments. Emphasis has been placed also more important as stress and strain levels rise.
on integrating laboratory research, field observations, numerical 5. The CC model pile tests demonstrate key physical features of
analysis and CC model pile studies to advance understanding and the pilesoil mechanics, including the extreme stress changes
prediction of the complex behaviour of driven piles in sands. and grain breakage experienced during installation. Micro-
mechanical laboratory analysis and high-pressure triaxial and
The experiments investigated sand behaviour under a wide range ring-shear tests allow the properties of the modified material
of conditions. Aspects highlighted for consideration in ongoing and to be studied in detail.
future constitutive modelling include the following. 6. Laboratory model pile experiments demonstrate that radial
stress maxima develop at some distance from the pile shafts.
Sands show strong non-linearity, marked inelasticity and time This feature can also be predicted analytically in studies that
dependency seen from small-to-large strains. address grain breakage. Taken together with the creep trends
Sands have markedly anisotropic behaviour within the large- discussed above, this feature offers a mechanism for the
scale classical critical state soil mechanics (Y3) yield surface. growth in shaft capacity of piles driven in sand over time.
Sands also show phase transformation (Y4) over a wide range 7. Axial cyclic pile tests show broadly similar modes of stable,
of states. These features may occur either in soil continua or metastable and unstable behaviour in full-scale field tests and
during shearing against interfaces. model experiments in CCs.
Behaviour can only be considered elastic within a very limited 8. Local stress measurements made on the ICP and mini-ICP
kinematic true (Y1) yield surface that is dragged with the piles give profound insights into the mechanisms of cyclic
current effective stress point, growing and shrinking with the degradation, demonstrating features of kinematic yielding and
mean effective stress p and changing in shape with proximity interface shear failure that can be tracked in triaxial, HCA and
to the outer Y3 surface; stiffness is anisotropic within Y1, ring-shear laboratory experiments.
following patterns that evolve with K = r / z.
Plastic straining commences once Y1 is engaged and becomes Advanced laboratory testing is vital to advancing all difficult
progressively more important as straining continues along any geotechnical engineering problems where the outcomes depend
monotonic path. critically on the detailed constitutive behaviour of the ground.
An intermediate Y2 kinematic surface may be identified in Tatsuoka (2011), for example, described advanced testing directed
either continuum or interface shear tests that signifies (a) towards the performance of large bridge foundations and the
potentially marked changes in strain increment directions, (b) compaction of reinforced earth retaining wall backfills, while
the onset of important strain-rate or time dependency and (c) a Kovacevic et al. (2012) describe novel analyses of very large
threshold beyond which permanent strains (and mean effective submarine slope failures that employed models derived also from
stress reductions in constant volume tests) accumulate detailed and advanced laboratory studies.
significantly in cyclic tests.
Creep tests and experiments that combine drained creep
and low-level cycling show that the Y2 process is both time Acknowledgements
dependent and affected by cyclic perturbations. The author acknowledges gratefully the many contributions by
Undrained cyclic tests taken to large numbers of cycles current and former co-authors, students, technicians, colleagues
tend to show continuous rates of p reduction, even under and co-workers principally at Imperial College, but also at Building
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Geotechnical Research Advanced laboratory testing in research
Volume 1 Issue 1 and practice: the 2nd Bishop Lecture
Jardine
Research Establishment (BRE, UK), Cambridge-Insitu (UK), Burland JB and Burbridge MC (1985) Settlement of foundations
DAppolonia (Italy), Geotechnical Consulting Group (GCG, on sand and gravel. Proceedings of the Institution of Civil
London), IFP (France), INPG (Grenoble, France) and ISSMGE Engineers, Part 1 78(6): 13251381
TC-29/101. He also acknowledges with thanks funding from the Burland JB and Symes M (1982) A simple axial displacement gauge
Commonwealth Commission, CNRS (France), EPSRC (UK), EU, for use in the triaxial apparatus. Gotechnique 32(1): 6265.
HSE (UK), NSFC (China), Royal Society (UK), Shell (UK), Total Chow FC (1997) Investigations into Displacement Pile Behaviour
(France) and other bodies. Prof. David Hight and Dr Jamie Standing for Offshore Foundations. PhD thesis, Imperial College
are thanked also for their useful comments on the manuscript. London, London, UK.
Connolly T (1998) Hollow Cylinder Tests on Dunquerque sand.
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