Académique Documents
Professionnel Documents
Culture Documents
5 10 October 2015
University of Zambia
AND
ii
List of references
International treaties
1. African Charter on Human and Peoples Rights, adopted on 27 June 1981& entered into force
on 21 October 1986.
2. African Charter on the Rights and Welfare of the Child, adopted on 11 July 1990 & entered
3. Convention on the Rights of the Child, adopted on 20 November & entered into force on 2
September 1990.
and Peoples' Rights, 32nd Session, 17 - 23 October, 2002: Banjul, The Gambia.
5. General Comment 14, UN Committee on Economic, Social and Cultural Rights (2000).
6. General Comment 18, UN Committee on Economic, Social and Cultural Rights (2006).
7. General Comment 20, UN Committee on Economic, Social and Cultural Rights (2009).
10. Guidelines on Freedom of Peaceful Assembly, prepared by Office for Democratic Institutions
11. International Covenant on Civil and Political Rights, adopted on 16 December 1966 & entered
12. International Covenant on Economic Social and Cultural Rights, adopted on 16 December
13. Optional Protocol to International Covenant on Economic, Social and Cultural Rights, adopted
14. Pretoria Declaration on Economic, Social and Cultural Rights in Africa (2004).
iii
15. Protocol to the African Charter on Human and Peoples Rights on the Establishment of an
African Court on Human and Peoples Rights, adopted on 10 June 1998 & entered into force
on 25 January 2004.
16. The Declaration on Academic Freedom and Autonomy of Institutions of Higher Education
17. The Kampala Declaration on Intellectual Freedom and Social Responsibility (1990).
18. Universal Declaration of Human Rights, G.A. Res 217A (iii), U.N. Doc. A/811 (1948).
Domestic laws
Case law
2. Civil Liberties Organisation (in respect of Bar Association) v Nigeria (2000) AHRLR 186
(ACHPR 1995)
iv
3. Constitutional Rights Project and Others v Nigeria (2000) AHRLR 227 (ACHPR 1999)
7. Malawi African Association and Others v Mauritania (2000) AHRLR 149 (ACHPR 2000)
9. Social and Economic Rights Action Centre (SERAC) and Another V Nigeria (2001) AHRLR 60
(ACHPR 2001).
Kimel v. Argentina, Inter-American Court of Human Rights, May 2, 2008. Series C No. 177.
1. Currie, I & Waal, JD The Bill of Right Hand Book (6th ed) (2005).
1. Keller, H; Ulfstein, G & Grover, L Human Rights Treaty Bodies: and Law and Legitimacy,
2. Human Right Watch: Academic Freedom and Human Rights Abuses in Africa (1990).
4. Viljoen, F International Human Rights Law in Africa (Oxford University Press: 2012).
v
List of abbreviations
3. AU African Union.
7. GC General Comment.
vi
Statement of facts
1. The United Republic of Mongu (URM) is a developing country, which relies heavily on
international aid. The national budgetary allocation dedicated to education and health has
increased from 20% in 2000 to 28% in 2013. As at 2012, URM had ratified all the human
rights treaties of United Nations (UN) and African Union (AU), except the Protocol to the
African Charter on Human and Peoples Rights on the Establishment of an African Court on
Human and Peoples Rights (the Court Protocol), which was ratified on 10 October 2013.
2. Mining contributes more than 78% of the URMs GDP. In 2010, the government of URM
passed the Mining Safety Act (MSA) to monitor mining companies. Accordingly, from 2010
to 2014, the Department of Mines visited more than half of the mines in the country.
3. In May 2012, Likando Moremi was diagnosed with advanced lung cancer. He was admitted
to the Kankoyi Private Hospital, because there was no room in any of the state-run hospitals
for anyone suffering from terminal cancer. The Central Provincial medical guideline provides
that, in providing hospital space, hospitals are to be guided by the prognosis of patients. As
a result, Likando failed to qualify to get room in state-run hospitals but he was provided with
4. In the Goldbelt Province, the SML runs a major gold mine. In 2014, a mining accident
occurred and resulted in the loss of the lives of over 200 miners. The families of each
5. Since 2012, there have been sporadic protests in URM, of which 75% turned violent. To
prevent chaos and catastrophes, URM Parliament passed the Peaceful Assemblies Act
(PAA), requiring anyone who engages in any form of public assembly that may reasonably
lead to an act or acts of public violence to request prior permission from the District Prefect.
1
On the early evening of 21 January 2015, some of UNINOK students started conducting
protest without permission around the national presidents residence. Despite repeated
instructions to leave the premises and to disband the protest, they kept chanting, loudly
singing war-song and hitting hard at the fenced premises of the national Presidents residence
throughout the night. Members of the Presidential Guard dispersed the assembly.
6. The public University of Nokeyema (UNINOK) has Disciplinary Code which prohibits staff
members and students from engaging in conduct, which is likely to disrepute the University.
On 19 January 2015, Mr Kozo, a lecturer of Business and Human Rights in the University,
has described the URM Government as shameless and genocidal in a public lecture he
delivered to over 200 students of the university. The Disciplinary Panel of UNINOK found
2
Summary of arguments
7. The URM Government is realizing the right to health progressively within maximum of its
available resource by increasing budget allocated to the health sector. The Medical
Guidelines was established to assist the persons working in State-run hospitals to make the
agonising choices, to decide who should receive treatment and who not based on the limited
available equipments and prognosis of the patients with the aim of providing the maximum
8. The URM Government passed the MSA to monitor the operations of mining companies
through reporting procedure and field inspection. The MSA is reasonable law applicable
uniformly to all mining centers with the aim of protecting miners rights and ensures
9. Right to assembly is not absolute right. PAA is a necessary law enacted to regulate the right
to freedom of assembly and to protect public order in the country. The UNINOK students
protest was unlawful and violent which necessitated dispersal to protect public order.
10. Freedom of expression and academic freedom has restrictions. Mr Kozo abused those rights
by disseminating his research finding with insulting and inciting words. The UNINOK
3
Admissibility
11. Pursuant to article 6(2) of the Court Protocol, the Court rules on admissibility issues taking
into account conditions set out under Art 56 of African Charter on Human and Peoples'
Rights (ACHPR). Accordingly, only communications that are sent after exhaustion of local
remedies are considered.1 The rationale for this requirement is to give the accused State an
opportunity to remedy matters through its own domestic system and save its reputation.2
12. The 1990 Constitution of URM provides for two levels of courts, High Court and Supreme
Court, dealing with human rights issues. In addition, the 2012 Enforcement Rules, made
pursuant to Section 77 of the 1990 Constitution, allows public interest litigation in all human
rights field and struck out the requirement of locus standi for same.3 By this Rule, economic,
social and cultural rights (ESCRs) have equal constitutional and judicial protection with civil
and political rights. This implies that, in URM, local remedies are available, effective and
sufficient as stated by the African Commission on Human and Peoples Rights (African
Commission).4
13. Nevertheless, in the instant communication, the allegations concerning Likandos health right
and the miners right were submitted without exhausting the available local remedies.
Likandos health issue was not appealed to the Appeal Court. Also, in the miners issue, the
trade union had failed to approach the Supreme Court as constitutional matter. Legally
speaking, the Supreme Court is not bound by its previous decisions or precedents. In hearing
provisions and set new precedent in accordance with the current pro-human rights approach.
1
ACHPR, Art 56(5).
2
Malawi African Association and Others v Mauritania (2000) AHRLR 149 (ACHPR 2000), Para 80.
3
Hypothetical case, Para 6.
4
Jawara v The Gambia (2000) AHRLR 107 (ACHPR 2000) (Jawara Case), Para 31.
4
In Haye v The Gambia case, the African Commission has declared a communication
inadmissible due to the complainants default and negligence to seek appeal to the Court of
Appeal.5 Further, no local courts were approached on the protesters issue to seek judicial
remedy. In this regard, in Ceesay v The Gambia case, the African Commission declared the
14. Requiring exhaustion of local remedies ensures that international forums do not become a
tribunal of first instance for cases for which an effective domestic remedy exists.7 Therefore,
the URM Government submits that the communications is inadmissible as the applicant did
not exhaust the available, effective and sufficient local remedies pursuant to article 56(5) of
ACHPR.
Merits
15. Everyone has the right to enjoy the best attainable standard of physical and mental health.8
Since the right to health requires huge resources for its realization, the URM Government is
duty bound to realize it progressively within the available resources.9 Nevertheless, the
Government is mindful of its obligation to take 'concrete and targeted' steps as stated by the
5
Haye v The Gambia (2000) AHRLR 102 (ACHPR 1995), Para 4.
6
Ceesay v The Gambia (2000) AHRLR 101 (ACHPR 1995), Para 4.
7
Social and Economic Rights Action Centre (SERAC) and Another v Nigeria (2001) AHRLR 60 (ACHPR 2001) (Ogoniland
case), Para 39.
8
ACHPR, Art 16(1); ACC, Art 14; CESCR, Art 12 & CRC, Art 24.
9
CESCR, Art 2(1).
10
Purohit and Another v The Gambia (2003) AHRLR 96 (ACHPR 2003), Para 84 & General Comment 14 of UN Committee on
CESCR (GC 14, CESCR), Para 30.
5
16. Consistent with this duty, the URM Government has been taking concrete and targeted steps
by increasing the national budgetary allocation to the health and education sector from 20%
in 2000 to 28% in 2013, despite being a developing country having only 3.5% of annual
joint action, through receiving aid, to achieve the full realization of the right to health.12
17. Despite all these efforts, the URM Government is still unable to provide full healthcare
services to all due to critical resource constraints. State-run hospitals are overstretched by
patients having cases of severe conditions.13 Thus, adopting guideline that requires medical
personnel to provide medical treatment according to the prognosis of patients has become
necessary.14 Accordingly, patients who stood a good chance of recovery from their
conditions would be given hospital space and the necessary medical treatment.
18. The right to health is not an absolute right. The phrases like best attainable state ofhealth
and within available resources sufficiently indicates that the right to health is not unfettered
right.15 Therefore, the State Parties can adopt proportional limitation that is least restrictive
alternative if the situation requires.16 The socio-economic context of URM forced the
19. The medical guideline was not meant to discriminate among patients. It rather strives to
provide satisfactory healthcare service to the majority of patients who have good chance of
recovering than maintaining a patient in chronically ill condition. This qualifies the URM
11
Hypothetical case, Para 4.
12
Hypothetical case, Para 1 & GC 14, CESCR, Para 38.
13
Hypothetical case, Para 10.
14
As above.
15
ACHPR, Arts 1 & 16 & CESCR, Art 12.
16
CESCR, Art 4 & GC 14, CESCR, Para 29.
6
Governments obligation under article 1 and 2 of the ACHPR and ICESCR respectively. In
Soobramoney case, the Constitutional Court of South Africa has upheld the issuance of
medical guidelines to make the agonising decisions in deciding who should receive
The state has to manage its limited resources in order to address all claims. There will be times
when this requires it to adopt a holistic approach to the larger needs of society rather than to focus
20. Further, in R v Cambridge Health Authority case, the Court of Appeal held that:
It is common knowledge that health authorities cannot provide all the treatments they would
like and purchase all the extremely expensive medical equipment they would like. Difficult and
agonising judgments have to be made as to how a limited budget is best allocated to the maximum
19
advantage of the maximum number of patients.
In instant case, Likando Moremi did not comply with this guideline to be admitted for
healthcare services as he was suffering from terminal lung cancer. He had no chance of
recovering and the State lacked the required resources to provide him the necessary
treatment. The painful decision of excluding him from costly medical treatment was
unavoidable in the socio-economic context of URM. The limitation provided by the guideline
is proportional and consistent with the States international obligation. Thus, the URM
Government submits that it is taking all the necessary efforts to provide healthcare services to
the maximum advantage of the maximum number of patients and that it did not violate
Likandos health right guaranteed under articles 16 and 12 of ACHPR and ICESCR
respectively.
17
Soobramoney v Minister of Health (Kwazulu-Natal) 1998 (1) SA 765 (CC) (Soobramoney case), Para 24.
18
Soobramoney case, Para 31.
19
R v Cambridge Health Authority, ex parte B, 8.
7
II. Alleged violation of miners right under article 15 of ACHPR
21. The right to just and favorable conditions of work is part of the right to work as set out under
article 15 of ACHPR and article 7 of CESCR. In addition, the Pretoria Declaration provides
that the right to work includes the right to effective and accessible remedies for work place-
related accidents.20 In URM, mining contributes about 78% of GDP.21 This qualifies States
obligation to exploit its natural resource for the effective realization of ESCRs in the
country.22 Yet, the Government is aware that mining should be conducted in satisfactory
working conditions.
22. In light with this obligation, the URM Government has passed MSA and the Occupational
(other than mines) Safety Act (OSA). This qualifies the requirement of articles 1 and 15 of
ACHPR and articles 2(1) and 7 of ICESCR. Among other things, the MSA requires mining
companies to provide annual report on working conditions in their mines.23 Failing to comply
23. Furthermore, the Department of Mines has been tirelessly conducting inspection on mines
that had been in the news for bad conditions.25 The Government is diligently discharging its
monitoring duty by giving priorities to inspect defaulting companies. For instance, from
2010 to 2014, it inspected more than half of the mining companies in the country except
SML gold mine as there was no negative news about its operations.26 Further, the report
submitted by SML gold mine to the Department of Mines for the year 2010 to 2013 indicates
20
Pretoria Declaration on Economic, Social and Cultural rights in Africa (2004) (Pretoria Declaration), Para 6.
21
Hypothetical case, Para 7.
22
Ogoniland case, Para 54.
23
Hypothetical case, Para 7.
24
As above.
25
As above.
26
Hypothetical case, Para 7.
8
the working conditions in the mine comply with all national and international labor laws.27
Though the URM Government has shown a manifest commitment in this regard, it could not
inspect all mining centers in the country due to the critical resource constraints.
24. In addition, the MSA also provides for adequate compensation scheme for mining accidents
equally and uniformly applicable to all mining activities in the country and subjects all
miners to same treatment. Its margin was determined based on the prevailing socio-economic
situations in a country. Further, this compensation scheme should not be compared with that
of completely different sectors. It is not mandatory to make all sector legislations identical,
since each of them are drafted to give effect to respective policy aims.29
25. Though some mining accident is predictable and avoidable, it is hardly possible to
completely avoid it. The accident that occurred in SML gold mine, despite the companys
compliance with all labor standards and safety measures, is not an exception to this general
truth. Nevertheless, in light with the MSA and its international obligations, the URM
Government has compensated the families of the deceased miners.30 Therefore, the URM
Government submits that it acted within its international obligations and the MSA is
27
Hypothetical case, Para 12.
28
Pretoria Declaration, Para 6; CESC, Art 7(b), & hypothetical case, Para 7.
29
S Stephen 'Giving effect to policy in legislation' 2 (2011).
30
Hypothetical case, Para 12.
9
III. The alleged violation of right to assembly under article 11 of ACHPR
A. Legality of PAA
26. The right to assembly is recognized under international and regional human rights
instruments.31 However, it is not an absolute right and its exercise is subject to restrictions.32
As the Government has duty to respect the right to assembly, it has also corollary obligation
to protect public order through legislative measures. It was meant to provide legal framework
for the effective and peaceful enjoyment of the right to assembly. This qualifies the URM
Governments obligation under articles 1 and 11 of the ACHPR and articles 2(1) and 21 of
ICCPR.
27. In URM, the enactment of PAA was urgently required to break the trend of violence in the
country that was associated with the exercise of public gathering for protest. Facts show
that 75% of previous protests turned violent. 33 Furthermore, report indicates that countries
that experience violence and conflict are slow to develop. 34 The URM is a developing
country heavily relying on foreign aid and having only 3.5 annual growth rate. 35 This
28. Thus, PAA provides for the requirement of prior-permission for assemblies that may
reasonably lead to acts of public violence. This requirement is consistent with articles 11 and
21 of the ACHPR and ICCPR respectively, which permit imposing limitations that are
31
ACHPR, Art 11 & ICCPR, Art 21.
32
ACHPR, Art 11 & ICCPR, Art 21
33
Hypothetical case, Para 2.
34
Hypothetical case, Para 3.
35
Hypothetical case, Para 1 & 4.
10
necessary in the interest of protecting public order. In addition, there should be space in
which such restriction may be justified when there are likelihoods of violence. 36
29. The prior permission requirement provided in PAA is necessary in that it is justifiable;
responding to pressing social need, pursue legitimate aim of achieving public order and its
proportional.37 Further, it has no effect of making the enjoyment of the right illusory. 38
30. Any assembly that does not comply with the requisite preconditions established by domestic
law is unlawful.39 Firstly, the protesters did not get the necessary permission to hold the
assembly. By the time the application for permission was lodged by the organisers, the URM
Government was holding an official reception ceremony for 10 African Heads of States who
had come for Pan-African Economic Development Forum.40 The URM Government has an
31. Secondly, the assembly took place in the midnight and was violent in that they were hitting
hard at the fenced premises of the national Presidents residence, which, by necessity,
demands high level of security.41 Moreover, the protesters were singing war-song that
constitutes incitement to public violence which is prohibited under articles 9(2) and 20 of
32. Using loudhailers, repeated instructions were given to the protesters to leave the premise and
disband the protest. Up on their refusal, the presidential guards used proportional force to
36
Office for Democratic Institutions and Human Rights (ODIHR): Guidelines on Freedom of Peaceful Assembly, Section B,
Para 64.
37
Siracusa Principles on the Limitation and Derogation of Provisions in the ICCPR, Para 10 & 11.
38
Constitutional Rights Project and Others v Nigeria (2000) AHRLR 227 (ACHPR 1999), Para 42.
39
Guidelines on Peaceful Assembly, Section B, Para 23.
40
Hypothetical case, Para 16.
41
Hypothetical case, Para 17.
11
disperse the unlawful assembly.42 Thus, their dispersal was to protect public order, and
provide the necessary protection to the national president and the Heads of States who come
to Mongu for meeting. Therefore, the URM Government submits that it has acted within its
international obligation and has not violated the protesters right as guaranteed under articles
IV. The alleged violations of freedom of expression and academic freedom under
33. The right to freedom of expression is guaranteed under article 9 of the ACHPR and articles
19 of both the UDHR and ICCPR. However, academic freedom is nowhere explicitly set out
(HRC), freedom of expression encompasses the rights to hold opinions, disseminate and
34. The right to freedom of expression is not an absolute right.44 Thus, the State Parties can put
become applicable and get effect by imposing subsequent liability for abuse of this right.46
The act of teaching is among the means of exercising the right to freedom of expression and
42
Guidelines on Peaceful Assembly, Section B, Para 144.
43
General Comment 34, Human Rights Committee (GC 34, HRC), Para 11.
44
ACHPR, Art 9(2) & ICCPR, Art 19(3).
45
Declaration of Principles on Freedom of Expression in Africa (2002), Art 2(2).
46
Kimel v Argentina, 2008, Series c No.177, Para 54.
47
United Nations Educational, Scientific and Cultural Organization (UNESCO): Recommendation concerning the Status of
Higher-Education Teaching Personnel (UNESCO Recommendation), Preamble, Para 10.
12
35. Like any other institutions, the UNINOK has adopted its own Disciplinary Code to regulate
the behavior of its staffs. This constitutes institutional practice of academic freedom which
provides for internal self-government.48 States are under an obligation to respect the
UNINOK principal by Minster of Higher Education serves these purposes and should not be
36. The enjoyment of academic freedom, as integral part of free speech, carries with it special
duties and responsibilities and may be subject to certain restrictions necessary for the
protection of the rights of others.51 The higher education teaching personnel, like Mr Kozo,
public on the nature of their professional expertise in exercising their academic freedom.52
37. Mr Kozo has used inciting and insulting words in his study. The phrases dictatorship,
shameless and genocidal that he has used to describe Government is unprofessional and
unethical. He incited public unrest which was manifested following his public lecture. Such
48
General Comment 13, Committee on CESCR (GC 13, CESCR), Para 40.
49
Declaration on Academic Freedom and Autonomy of Institutions of Higher Education (Lima Declaration), Para 1(c) and 18.
50
GC 134, CESCR, Para 40.
51
GC 34, HRC, Para 21 & Lima Declaration, Para 13.
52
UNESCO Recommendation, Para 34(k).
13
incitement to public violence must be prohibited.53 Kozos act was, undoubtedly, beyond
criticizing the Government. An illegitimate criticism through using insulting and inciting
38. It is established that dismissal as a disciplinary measure can be taken against teaching
personnel for just and sufficient cause related to professional conduct. 54 States shall have
flexibility in deciding whether or not, and if so, how to restrict freedom of expression to
protect legitimate aims.55 Such restrictions should be justified by the very different factual
situations the states faces.56 The URM Government contends that the dismissal measure
taken against Mr Kozo was based on sufficient cause, proportional and serves legitimate
interest of protecting public order since the country is facing persistent violence. Therefore, it
submits that it has not violated the right to freedom of expression and academic freedom of
Mr Kozo.
53
ACHPR, Art 9(2) & ICCPR, Arts 19(3) (b) & 20(2).
54
UNESCO Recommendation, Para 50.
55
Joint Declaration on Universality and the Right to Freedom of Expression (2014), Para 1(d).
56
As above
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Prayers:
The URM Government respectfully requests this honorable Court for declarations that the URM
Government has:
1. acted in accordance with article 1 and 16 of the ACHPR in that it fulfilled its
obligation to enact legislation in order to ensure the right to health and that it did not
violate Likandos health right under ACHPR or any other international law;
2. acted in accordance with article 1 and 15 of the ACHPR in that it fulfilled its
obligation by enacting MSA to ensure the right to satisfactory working conditions and
that it did not violate the miners right under ACHPR or any other international law;
3. acted in accordance with article 1 and 11 of the ACHPR in that it fulfilled its
obligation by enacting PAA in order to ensure the right to assembly and protect public
order and that it did not violate the protesters right under ACHPR or any other
Kozo and that it has not violated articles 9 and 19 of the ACHPR and ICCPR
respectively.
Respectfully submitted,
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