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In Figure 3.2 it is possible to learn about the aggregate energy consumption, where
again a less desirable peak can be verified. While the aggregate demand smoothes out
the individual peaks, the daytime load still doubles the night time load.
Sustainability
Sustainability is a concept that turned into a principle. It prescribes that the use of
natural resources to satisfy present needs should not compromise the satisfaction of
necessities of future generations.
The three circles, hereby called spheres, represent the environmental, the social and the
economic sphere. The sphere that applies mostly to this work is the environmental one.
Its in this area that the pumped-storage as well as the use of hydropower have a goal of
sustainability. The use of the natural resources, without abusing them or damaging
them, is the key to reach a sustainable development. With pumped-storage, renewable
energy from, for example sun or wind, can be stored with the help of water. All the
resources are natural and their use is harmless for future generations, because it doesnt
affect their source.
Historical Review - In the 1890s the first pumped hydroelectric storage in the world
appeared in the Alpine regions of Switzerland, Austria and Italy. The earliest designs
use separate pump impellers and turbine generators. Since the 1950s, a single reversible
pump-turbine has become the dominant design for pumped hydroelectric storage. The
development of these systems remained relatively slow until the 1960s, when utilities in
many countries began to envision a dominant role for nuclear power. Many of these
facilities were intended to complement nuclear power providing peaking power.
In the 1990s, the development of pumped storage power plants (PSPP) significantly
declined in many countries. Many factors may have contributed to the decline. Low
natural gas prices during this period make gas turbines more competitive in providing
peaking power than pumped-storage. Environmental concerns caused the cancellation of
several PSPP projects and significantly prolonged the licensing process. In some
countries, power sector restructure probably also contributed to this slowdown. During
the 1990s, several countries started to restructure the power sector by unbundling
generation and transmission. The nature of PSPP falls into the grey area between
generation and transmission. Because the net electricity output of PSPP operation is
negative, a PSPP facility usually cannot qualify as a power generator. Although PSPP
provides crucial load-balancing and ancillary services to the grid and reduces the needs
for transmission upgrades, PSPP do not typically qualify as transmission infrastructure.
For instance, in the United States, the Federal Energy Regulatory Commission denied a
request from a proposed PSPP project to be categorized as a transmission facility for
purposes of rate recovery. The regulations for PSPP vary from country to country. For
example, in China, PSPP is considered a transmission facility and the Chinese
government charges the state grid corporations with the primary responsibility for
developing PSPP and allows them to recover costs of PSPP through transmission tariffs
(Yang, 2011).
Nowadays, a very big interest in PSPP is taking place worldwide. Many new PSPP are
being built and older ones are being upgraded and renovated. Pumped hydroelectric
storage is at the present moment considered the most established technology for utility
scale electricity storage. Low-carbon electricity resource, like the wind, the sun, or even
nuclear power, cant adjust their output to match fluctuation power demands, without a
storage component.
There is a big necessity of mitigating global warming, and reducing the burning of fossil
fuels is the major mean to achieve this final goal. This burning of fossil fuels may only
be reduced if some kind of energy exists to replace it. The option of renewable energy is
a very popular one, but in order to be competitive and available at all time, it needs to be
stored. Pumped-storage is therefore a piece of high importance in the puzzle of the
mitigation of the global warming.
- Potential - Pumped-storage is the only viable, large scale resource that is
being broadly used for storing energy, and it offers the best option for
harnessing off-peak generation from renewable sources. With the ever-
increasing investment in variable generating sources, energy storage will be a
critical tool for using our clean energy resources effectively (Miller and
Winters 2011).
An example of a pumped-storage power station can be seen in Figure 3.5, where the
upper reservoir and the lower water body can be seen.
These kind of pumped-storage facilities are being upgraded and constructed in several
countries in Europe. This fact is due to its capacity of storing electricity. Besides the
storage it still balances the load and can react quickly to change grid conditions (Zber,
2011).
Such facilities are different from normal hydroelectric power generation facilities.
Instead of only generating electricity it uses it as well. Energy gets stored in form of
water pumped from a lower elevation reservoir to a higher elevation reservoir. In hours
of low demand electricity gets consumed and water gets pumped into the higher
reservoir. When the peak hours arrive, and the demand is high, water gets turbined and
generates therefore electricity. This system buys electricity from the grid when this
electricity has a very low price, and can therefore be called a net consumer, but it sells
this same energy later in high demand hours, where electricity prices are high, and
creates therewith profit.
But generating this profit isnt the only advantage of this system. This technology
provides the possibility of firming the variability of energy generated by intermittent
renewable sources. Since wind and sun are not constant and dont guarantee they will be
available once they are needed, the excess of energy generated by these green sources
may be stored in pumped-storage systems instead of being wasted, during low demand
hours. These systems present an interesting option, since they have the possibility of
storage and provide significant flexibility regarding start-ups and shut-downs. The
necessary balance between generation and demand is facilitated by the existence of
these systems and are therefore being installed in all Europe. As explained before, the
European Union has a share of renewable energies that is continuously growing. Until
2020 the shares are supposed to increase until 20%. Most of this energy is and will be
generated by wind power. However the existing grids and power plants are not built or
prepared for such energy generation. In very windy times the grid might get overloaded,
but at the same time, when demand is high wind may not be available and some other
option has to replace it and generate quickly the needed energy for the supply. Pumped-
storage plants present a large-scale storage solution for this problem which compensates
the fluctuations of the loads. Although wind poses some challenges, as they were
described before, they can be highly valuable when working together with a storage
system. In several experts opinion pumped-storage is the best option for storage, and
this matter will be discussed further on in this chapter.
The average facility consists normally of an upper reservoir, which has a higher
elevation and a lower reservoir, which is located in a lower elevation. In addition it has
a reversible turbine and generator. These turbines act as a turbine and as a pump, and
are normally Francis turbine design. In one facility one can have several groups of
turbines, depending on how much power one wants to install in the system. Most of
these systems have a large variation of height between two natural bodies of water or
artificial reservoirs.
(3.1)
P: installed power (kW)
Q: discharge (m3/s)
h: turbine-generator efficiency
In the previous equation it is possible to understand that the installed power, P, depends
only on the discharge, Q, and the head, H, since the specific weight and the turbine
efficiency are constants, once the turbine has been chosen. The higher the head, H, and
the bigger the discharge Q, the bigger will be the power, P. Knowing this result one can
vary between bigger Hu and smaller Q, or vice versa. Normally the more economical
solution is linked to big Hu, and not so big Q. Bigger Qs need big equipment, big
turbines which increase very much the price of such an investment. The best option is
consequently two reservoirs with a big variation of heights of the lower and upper
reservoir. This means that the higher the installed power is, the smaller will be the ratio
/MW. In summary, the most advantageous scenery is a big head, which leads to big
power. This results in a lower price of per MW, which turns the system more viable.
Depending on the amount of power installed, one can apply one or more groups of
reversible turbines. Usually the turbines used in such a system are Francis turbines.
These are reaction turbines. Francis Turbines are typically used with heads between 20
and 500 m. Depending on this head, the size and the shape will differ. An example of a
Francis Turbine can be observed in Figure 3.7.
Figure 3. 7 Francis Turbine.
These reaction turbines contain a runner that has water passages through it formed by
curved vanes or blades. As the water passes through the runner and over the curved
surfaces, it causes rotation of the runner. The rotational motion is transmitted by a shaft
to a generator. The largest Francis turbines have an output of 750 MW. In Figure 3.8,
one can see a cross sectional of another Francis turbine.
Advantages Disadvantages
Since conventional hydro is the lowest cost technology and the cleanest one, it is also
the most popular. Nevertheless most developed systems have their hydroelectric
potential almost completely harnessed, which makes it necessary to find other
technologies to provide balancing services.
After conventional hydro, pumped-storage is the best alternative to firm the variability
of wind. In these systems power is available without restrictions. The combined cycle
would be the third best option that is more likely to firm variability of wind
Because of these positive aspects the market of pumped-storage power plants will, most
probably, grow like never before in the next 10 years. The prediction is that until 2020,
more than 60 new plants with an installed capacity of 27 GW will be constructed. These
numbers represent about the half of the current pumped-storage power plant stock and
an investment volume of almost 26 billion euros (Zber, 2011).
Wind Capacity and Pumped-Storage in Europe - Due to the growth of the share
of renewable energies in the total electricity generation, load fluctuations caused
by energy of wind, and photovoltaic have to be compensated by storage, which
lead to a boom of construction of such facilities. Figure 3.9 shows wind energy
capacities in some selected countries, and their development until 2020 is
presented as well. Countries with proper natural conditions for such systems are
the ones who will focus on this option. Countries like Austria, Switzerland, Spain or
Norway are big investors in this option because of their mountains.
As the previous Figure 3.9 and Table 3.2 illustrates, wind capacity is going to increase
very much in Europe. Not only onshore wind power generation will be included, but
also offshore wind farms. For example, in Germany which is a very big investor in wind
energy, offshore projects are supposed to generate 10.000 MW by 2010.
Portugal
In this moment there are several new projects of hydro power plants under construction
or planned to be built or being upgraded in Portugal. Some of these include pumped-
storage. Most of them, and all of the following examples are under construction of EDP,
Energias de Portugal. The projects of EDP represent an investment of almost 3400
million euros in Portugal until 2020.
Baixo Sabor:
Baixo sabor is a power plant under construction, and is located in the Sabor river, in the
Douro river basin. It has a storage strategic role added to the electricity generation and
is equipped with reversible units. The main indicators relating to this project can be
found in Table 3.4.
Main indicators
Power 171 MW
Ribeiradio-Ermida:
This power plant, also under construction, is located in the Vouga river and includes
two dams and two power houses equipped, the upstream, with one unit, and the
downstream, with two units. This project has the indicators one can see in the next
Table 3.5, but, unlike the previous one, it does not include reversible units.
Main indicators
Number of units 3
Power 77 MW
This project is, unlike the previous two, not yet in construction, but only planned to be
built. It is supposed to be located in the Tvora river, and includes an underground
powerhouse in cavern equipped with two reversible units and an hydraulic circuit by
tunnel. The main indicators are shown in the following Table 3.6.
Main indicators
Power 555 MW
It is possible to notice in this table how big the installed power will be in comparison to
the first two examples. With the big power comes a bigger reduction of CO2, a bigger
national contribution, but of course a bigger investment as well. This power plant
includes reversible units, and will therefore be working with pumped-storage. The
particular characteristic of this example is that it will be the first project in Portugal with
pure reversibility cycle. The other existing systems that include storage, like Alqueva,
Vanda-Nova or Aguieira are not pure, because they have two functions. Besides storage
they are also required to regulate the flows
The two next and last examples consist in an upgrading of two already existing hydro
power plants, namely Alqueva II and Venda Nova III. These are only two examples of
the several others that are being upgraded as well, like Salamonde II, Paradela II,
Bemposta II or Picote II.
Alqueva II:
The particular upgrading of the Alqueva I will be discussed more extensively further on,
since it will be one of the included case studies. This project is located on the right
bank of the Guadiana River. The additional powerhouse will be equipped with two
reversible units and a hydraulic circuit with independent tunnels. The main factors of
this project are in Table 3.7.
Table 3. 7 - Main indicators of Alqueva II power plant.
Main indicators
Power 256 MW
In Figure 3.10 one can observe the longitudinal profile of the hydraulic circuit.
The upgrading of Venda-Nova, that is now under construction is positioned on the left
bank of Cvado River. An additional underground powerhouse is included, and its
equipped with two reversible units, and a hydraulic circuit. This example was chosen
because it has the particularity of becoming, once its ready, the biggest hydro power
plant existing in Portugal. The main indicators are the following, represented in Table
3.8:
Table 3. 8 Main indicators of Venda Nova III power plant.
Main indicators
Power 736 MW
The cases mentioned above justify the conclusion that hydro-power and pumped-
storage have a lot of positive aspects on their side, and are therefore, a sector where big
investments are being done. In the next Figure 3.11 it is possible to observe a market
forecast for Portugal.
referring the number of pumped-storage power plants and the installed capacity. The
cases mentioned earlier are only a few of the ones that are planned to contribute to the
installed capacity of the country.
The prognosis shown in Figure 3.11, was made in 2011. It shows that the pumped-
storage installed capacity will be double in the next years. These plants undoubtedly
contribute to the development of countries and local communities, and the investment is
also being done, taking into account all the positive aspects of such a solution. Dams are
considered a winning solution for the environment. They promote regional
development; improvement in roads; support for entrepreneurship; promotion of
cultural and scientific events; between lots of others. But the crucial benefits are:
Viablity
In Europe, pumped-storage is being installed rapidly, and one of this papers goal is to
find a pattern for the restrictions. The installed capacity in Europe can be observed in
Figure 3.12.
Figure 3. 12 Pumped-Storage capacity in Europe (Zber,2011).
This brings this study to its main issue. Which are the restrictions that turn pumped-
storage into a viable solution? Both technical and economical viability have to be
achieved to guarantee a systems success.
Most pumped-storage power plants that are successful and working have a minimum
limit of head and power, H and P. The suggested examples that include pumped-storage
follow these rules as well as many others all over the world. However these values are
not fixed and other solutions are possible, although a big part of pumped-storage
projects find themselves between these limits.
In Table 3.10 are simply estimates to give some guidance referring the viability of
pumped-storage. Most projects, especially the ones that consist of a pure reversible
cycle, respond to these levels, and these values can therefore be a first evaluation or a
first thought about the viability of such a project.
Table 3. 10 Guidelines for pumped-storage for large systems.
Variables Limits
EDP made it possible to accompany part of the studies, namely the economical
component aswell as the environmental benefits of this project.
The Alqueva I scheme consists of a 96m high concrete double arch dam, and it was
conceived to be a development to benefit the region of Alentejo. Its main objectives are
the following:
electricity supply;
public water supply;
irrigation of 115 000 ha of agricultural land;
implementation of leisure and tourism infrastructures.
P = 256 MW
H = 72 m
Q = 200 m3/s
As a first approach, these values, especially the head, 72m, are lower than the ones
suggested in chapter 3. However, as it was mentioned in the same chapter, those values
are mainly for pure reversible cycles, which is not the case of Alqueva I. Besides
storage and regulation of inflows, irrigation or public water supply are also very
important tasks of this dam, and they were strong reasons that justified building this
scheme. Because of its various functions, the limiting values of power and head need a
sensitivity analysis, and cant be directly applied.
Alqueva I operates together with the Pedrogo reservoir. The Pedrogo reservoir is a
small hydro scheme, located about 18km downstream of the Alqueva dam. This scheme
has an elevation of the water level of 84,80m and consists of a 39 m high RCC gravity
dam and a powerhouse equipped with a 10MW tubular turbine. A picture of Alqueva
and Pedrogo schemes can be seen in Figure 3.14.
Figure 3.14 Scheme of Alqueva I (left), before the upgrade project, and Pedrogo
(right) (EDP).
Alqueva II
The reasons for the upgrade of the Alqueva II, were mainly the impressive boom in the
wind energy sector, as mentioned before. Most of the new hydro power projects, not
only this one, include the possibility of pumped-storage to act as a key instrument in the
optimum exploitation of large existing reservoirs, storing the excess of wind energy
generated in periods of lower electricity demand and to increase hydropower generation
in more valuable periods.
The upgrade project of Alqueva II was already predicted by the time Alqueva I was
being constructed. However the upgrade came much sooner than it was expected. In the
following Figure 3.15 the structure that was left in order to facilitate the construction of
Alqueva II once it was needed, can be observed.
Figure 3.15 - Structure that was left, for the future construction of Alqueva II (Efacec).
By the end of the construction of the Alqueva II the scheme will look like the following
Figure 3.16, where Alqueva II is shown in pink.
The Alqueva II scheme is very similar to Alqueva I. It will be equipped with two
pump-turbines with very similar characteristics to those of Alqueva I. The new
powerplant will be located on the right bank of the Guadiana river. Two separate
underground upstream hydraulic circuits will connect the water intake structures in the
Alqueva reservoir to the surface powerhouse. The water intake structures are founded at
elevation 121.65 m, and will have an outside platform at elevation 154 m.
Hydromechanical equipment includes steel trash racks, sluice stoplogs and fixed wheel
gates. The stoplogs and gates will be operated by a gantry crane installed on the outside
platform. Each of the two tunnels of the upstream hydraulic circuits, with an inner
diameter of 8.5 m, and 360/387 m long, will have an initial short sub-horizontal stretch
after the water intake, followed by a short vertical shaft which will lead to a new and
longer sub-horizontal stretch extending to the powerhouse. The powerhouse will be
39.70 x79.10 m2 in plan. The setting of the machines is at elevation 62 m, and the main
powerhouse floor at el. 73 m. Each unit will be isolated downstream by two gates. The
outlet conduits will end in a downstream 70 m-long trapezoidal tailrace channel, with its
invert at elevation 74 m.
The powerhouse roof will be integrated in the final outside platform, where the
substation and the control building will be built. The substation structures will be partly
founded on the powerhouse roof slab. Any interferences to the operation of the
Pedrgo reservoir will be restricted to short time periods (for example, during
excavations for the complementary concrete cofferdam and execution of the final
stretch of the outlet channel). The connection of Alqueva II to the nearby Alqueva
Substation of the National Grid Company (Rede Nacional de Transporte) will be by a
1.5 km 400 kV line, parallel to the existing line which serves Alqueva I and using the
same infrastructures.
Concluding, all this upgrade of the Alqueva dam has the goal of doubling the installed
reversible power, in order to use the conditions created by the Alqueva dam and the
Pedrgo dam, which have the possibility of creating week-cycles of pumping and
turbining. This means that with the new Central II the cycles are much easier to rule.
While one is turbining the other one can be ready to pump, when necessary, and the
changes between turbine and pump in the same system start to decrease, which
improves the maintenance of the system. Since there are differences in the energy
cost during one day the system has to pump some hours and turbine some other
hours. With two powerhouses available, the efficiency will be higher and the
deterioration of the equipment will be lower.
The installation of the new central and the two new reversible groups brings advantages.
However it is necessary to be aware of the limiting factor, which is the storage capacity
of the Pedrgo reservoir, which forbids the installation of higher capacities. As much
as a higher capacity would be able to pump a higher quantity of water to the Alqueva
reservoir, the limiting size of Pedrogo reservoir wont have enough water.
Concluding it is predicted that the central Alqueva II will be equipped with two
reversible groups similar to the ones existing in Alqueva I, with the following
characteristics:
number of groups: 2;
type: reversible Francis turbines One of them can be seen in the next Figure 3.17 which was
taken during the construction;
available net head: 65m;
turbine average discharge: 192 m3/s;
pump average discharge: 162 m3/s;
power (turbining): 120 MW;
power (pumping): 110 MW.
Figure 3.18 - Simulation of how the central Alqueva II will look like when finished
(EDP).
Concluding, the Alqueva II project shows how pumped-storage is viable and a good
solution for energy storage. Using the variation of the energy price during the day and
the week shows that such a project, even with a need of a huge investment, is viable and
can generate profit, by taking advantage of this variation.
Seawater Pumped-Storage Power Stations (SPSPS)
Figure 3.11 - Sectional view of Waterway of the SPSPS Okinawa in Japan (Fujihara,
Imano, Oshima, 1998).
Cape Verde presents a big scarcity in fresh water. Rivers almost dont exist, and long
drought periods happen very often. Rain only comes in torrential events, and the water
only lasts a few days as superficial runoff after the storm. Most of the islands are
included in the desert area categorization, and only three are in the semi-arid area
categorization. These three have an average annual rainfall lower than 500mm. This
aspect will represent a first big challenge to this project.
Concluding
Japan is not only the country who holds the biggest installed capacity, but it was also
the first country trying the Seawater Pumped Storage Power Station. Also Ireland was
one of the first considering the SPSPS, and has recently a capacity of 292 MW. These
countries were able to see the significance of electricity storage in a carbon-
constrained world. They realized the non existing flexibility of low-carbon electricity
resources, to adjust their output to match fluctuating power demands. The search for this
system was done, because nuclear power operates best continuously and cant adjust to
peak and off-peak situations, and wind and sun are intermittent and have therefore little
control over the schedule of electricity output. The ability of stabilizing the electricity
grid through peak shaving, load balancing, frequency control and reserve generation
makes the pumped storage the most proven and commercially viable solution for the
problems and obstacles mentioned before.