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and a Hyperbola?
Shreeram S. Abhyankar*
Parabola
X Y = 1;
we xCan=parametrizet
and y = _lit.by
t Hyperbola
* S u p p o r t e d b y NSF a n d O N R grants.
X 2 + Y2 = 1;
4. P r o j e c t i v e P l a n e
we can parametrize it by
The geometric significance of the highest degree terms
X = cos0andY = sin0. is that they dominate when X and Y are large. In other
words, they give the behavior at infinity. To make this
0 more vivid we shall introduce certain fictitious points,
By substituting tan ~ = t we which are called the "points at infinity" on the given
curve and which correspond to factors of the highest
get the rational parametrization Circle
degree terms in the equation of the curve. These ficti-
tious points may be considered as "points" in the
1 - t2 2t
X - and Y - "projective plane." The concept of the projective plane
l+t 2 l + t 2'
may be described in the following two ways.
A point in the affine (X,Y)-ptane, i.e., in the ordinary
which is not a polynomial parametrization. (X,Y)-plane, is given by a pair (~,~) where c~ is the X-
Similarly, the ellipse coordinate and [3 is the Y-coordinate. The idea of
is given by the equation points at infinity can be made clear by introducing ho-
mogeneous coordinates. In this setup, the old point (o~,~)
X2 y2 is represented by all triples (koL,k~,k) with k # 0, and
a2 + ~ 1 w e call a n y such triple (koL,k~,k) h o m o g e n e o u s
(X,Y,Z)-coordinates of the point (oL,f~). This creates
room for "points" whose homogeneous Z-coordinate
is zero; we call these the points at infinity, and we call
their totality the line at infinity. This amounts to en-
Ellipse
larging the affine (X,Y)-plane to the projective (X,Y,Z)-
and for it we can also obtain a rational parametrization plane by adjoining the line at infinity.
that is not a polynomial parametrization. I did not More directly, the projective (X,Y,Z)-plane is ob-
start with the circle (or ellipse) because then the tained by considering all triples (a,~,~/), and identi-
highest degree terms X 2 + y2 (respectively, (X2/a2) + fying proportional triples; in other words, (a,~,~/) and
(y2/b2)) do have two factors, but we need complex (od,~',~/') represent the same point if and only if
numbers to find them. (el',f3',~') = (kc~,k~,k~/) for some k ~ 0; here we exclude
the zero triple (0,0,0) from consideration. The line at
infinity is now given by Z = 0. To a point (oL,~,~/) with
3. C o n i c s
# 0, i.e., to a point not on the line at infinity, there
In the above paragraph we have given the equations corresponds the point (od~,~/~/) in the affine plane. In
of parabola, hyperbola, circle, and ellipse in their stan- this correspondence, as ~/ tends to zero, od~/ or [3/"/
dard form. Given the general equation of a conic tends to infinity; this explains w h y points whose ho-
mogeneous Z-coordinate is zero are called points at
aX 2 + 2hXY + bY2 + 2fX + 2gY + c = 0, infinity.
To find the points at infinity on the given conic, we
by a linear change of coordinates, we can bring it to replace (X,Y) by (X/Z, Y/Z) and multiply throughout
one of the above four standard forms, and then we by Z 2 to get the homogeneous equation
can tell whether the conic is a parabola, hyperbola, el-
lipse, or circle. Now, the nature of the factors of the aX 2 + 2hXY + bY 2 + 2fXZ + 2gYZ + cZ2 = 0
highest degree terms remains unchanged w h e n we
make such a change of coordinates. Therefore we can of the projective conic. On the one hand, the points of
tell what kind of a conic we have, simply by factoring the original affine conic correspond to those points of
the highest degree terms. Namely, if the highest de- the projective conic for which Z # 0. On the other
gree terms aX 2 + 2 h X Y + bY 2 have only one real hand, we put Z = 0 in the homogeneous equation and
factor, then the conic is a parabola; if they have two for the remaining expression we write
real factors, then it is a hyperbola; if they have two
complex factors, then it is an ellipse; and, finally, if aX 2 + 2hXY + bY2 = (pX - qY)(p*X - q'Y)
6. Cubics
y\ j
tangent lines. For ex-
ample, the tacnodal
The nodal cubic is given
quintic is given by
/ "x
by the equation
the equation
y2-- X2- X3 = 0.
y2 - X 4 - X5 = 0, 9
eo ~
It has a double point at the
Q~
origin because the which we find by multi-
degree of the lowest degree plying the two opposite pa- Tacnodal quintic
terms in its equation is two. cubic rabolas Y + X2 = 0 and adding the extra term to make
over, this double point at the origin it irreducible as a polynomial. The double point at the
is a node, because at the origin the curve has the two origin is a tacnode because there is only one tangent
tangent lines line Y = 0 but two power series factors
Y = XandY = -X
(Y - X2(1 + X)I/2)(Y + X2(1 + X)V2).
(we recall that the tangent
lines at the origin are given So, more accurately, a cusp is a double point at
by the factors of the lowest which there is only one place; at a cusp it is also re-
degree terms). Likewise, the quired that the tangent line meet the curve with inter-
cuspidal cubic is given by section multiplicity three; i.e., when we substitute the
the equation equation of the tangent line into the equation of the
curve, the resulting equation should have zero as a
y2- X3 = 0. triple root. For example, by substituting the equation
of the tangent line Y = 0 into the equation of the cu-
It has a double point at the origin. spidal cubic y2 _ X3 = 0, we get the equation X3 = 0,
Moreover, this double point at the Cuspidal cubic which has zero as a triple root.
In particular, F and G have a common root if and only w h e r e the s u m m a t i o n is over a finite set of non-
if Resy(F,G) = O. negative integers j. We can also change bases contin-
u o u s l y . N a m e l y , given a n y finite sequence n =
(nl,n2. . . . . nh+l) of positive integers such that n 1 = 1
12. Approximate Roots and nj+ 1 is divisible by nj for I ~ j ~ h, every nonnega-
tive integer A has a unique n-adic expansion; i.e., A can
Henceforth let us consider an algebraic plane curve C uniquely be expressed as
defined by the equation
h+l
F(x,Y) = 0, A = E ejnj,
j=l
where F(X,Y) is a monic polynomial in Y with coeffi- where e = (e1. . . . . eh+ 1) is a sequence of nonnegative
cients that are polynomials in X, i.e., integers such that ej < nj+Jnj for 1 ~ j ~ h.
In analogy with P-adic expansions of integers, given
F = F ( X , Y ) = yN + ax(X)yN-1 + . . . + aN(X), any
F = G ' ~ + B'~G ' ~ + ... + B' o, C R I T E R I O N for having only one place at infinity. C
has only one place at infinity if and only if dh+ 1 = 1 and
w h e r e B'I . . . . . B ' o are p o l y n o m i a l s in X a n d Y rid 1 > r2d 2 > . . . > rhd h and gj+l is degreewise straight
w h o s e Y-degree is less than N / D . We can easily see relative to (r,g,gj) for I <~ j <~ h (in the sense we shall define
that if B1 # 0 t h e n degyB' 1 < degyB 1. It follows that by in a moment).
starting with a n y G a n d repeating this p r o c e d u r e D To spell out the definition of degreewise straight-
times we get the approximate Dth root of F. ness, for e v e r y polynomial H in X and Y we consider
Again, in analogy with n-adic expansion, given any the g-adic expansion
s e q u e n c e g = ( g l . . . . . gh+l), w h e r e gj is a monic h+l
polynomial of d e g r e e nj in Y with coefficients that are H = EHr l ~ g~J, w h e r e H e is a polynomial in X
polynomials in X, e v e r y polynomial H in X and Y has j=l
a u n i q u e g-adic expansion a n d w h e r e the s u m m a t i o n is o v e r all s e q u e n c e s of
h+l
n o n n e g a t i v e integers e = (e1. . . . . eh+l) such that ej <
H = E H e I-[ g~J w h e r e H e is a polynomial in X nj + 1/nj for 1 ~< j ~< h. We define
j=l
f i n g ( r , g , H ) = max ejrj with eo = degxHe,
a n d w h e r e the s u m m a t i o n is o v e r all s e q u e n c e s of
\j = 0
n o n n e g a t i v e integers e = (e1. . . . . eh+l) such that ej <
nj+ 1/nj for 1 ~< j ~< h. w h e r e the max is taken over all e for which H e ~ 0 =
eh+l; here ring is s u p p o s e d to be an abbreviation of the
p h r a s e " d e g r e e w i s e formal intersection multiplicity,"
14. Places at Infinity w h i c h in turn is m e a n t to suggest some sort of analogy
with intersection multiplicity of plane curves.
As the next step t o w a r d the criterion, w e associate
For 1 ~< j ~< h let u(j) = nj+l/n j and consider the gj-
several sequences with F as follows. The case w h e n Y
adic e x p a n s i o n
divides F being trivial, we a s s u m e the contrary. N o w
let u03
d I = r o = N , gl = Y, rl = d e g x R e s y ( F , g l ) k=l
a n d a~(X) . . . . , a*n,(X) are p o w e r series in X that are fint(r,g,H) = min ejr/ with eo = ordxH~,
',j = 0
zero at zero. By ord x of a p o w e r series in X w e m e a n
the degree of the lowest degree term p r e s e n t in that w h e r e the rain is taken over all e for which H e ~a 0 =
p o w e r series. We also note that in the p r e s e n t situa- eh + 1; h e r e fint is s u p p o s e d to be an abbreviation of the
tion, the a p p r o x i m a t e roots of F* are monic polyno- p h r a s e "'formal intersection multiplicity," w h i c h in
mials in Y w h o s e coefficients are p o w e r series in X. t u r n is m e a n t to suggest some sort of analogy with in-
N o w let tersection multiplicity of plane curves.
For 1 ~ j ~ h let u(j) = nj+l/n j and consider the gF
d 1 = r o = IV*, gl = Y, rl = o r d x R e s y ( F * , g l ) adic e x p a n s i o n
and
gj+, = +
k=l
I d2 = GCD(ro, rl), g2 = app(d2,F*),
r 2 = ordxResy(F*,g2) w h e r e w e n o t e that in the p r e s e n t situation, the coeffi-
and cients gjk are polynomials of d e g r e e less than nj in Y
w h o s e coefficients are p o w e r series in X. We say that
d3 = GCD(ro, rl,r2), g3 = app(d3,F*), gj+ i is straight relative to (r,g,gj) if
r 3 = ordxResy(F*,g3)
(u(j)/k)fint(r,g,gjk) >I fint(r,g,gjuo) ) = u(j)Ifint(r,g,gj)]
a n d so on, w h e r e w e agree to put
for 1 ~ k ~< u(j); again, the adjective straight is m e a n t to
ordxResy(F*,gi) = oo if Resy(F*,gi) = 0
suggest that we are considering some kind of general-
ization of N e w t o n Polygon.
and
F* = F a n d d l = r0 = N* = N = 4 a n d g l = Y
References
and hence
1. S. S. Abhyankar, Local Analytic Geometry, New York: Ac-
ademic Press (1965).
Resy(F, gl) = F(X,O) = X 6 - X 7 a n d 2. - - A Glimpse of Algebraic Geometry, Lokamanya
r 1 = ordxResy(F,gl) = 6. Tilak Memorial Lectures, University of Poona, Pune, India
(1969).
Therefore, 3. - - Singularities of algebraic curves, Analytic Methods
in Mathematical Physics, Conference Proceedings (Gordon
and Breach, eds.) (1970), 3-14.
d 2 = GCD(ro, r~) = GCD(4,6) = 2 4. - - Historical ramblings in algebraic geometry and
related algebra, American Mathematical Monthly 83 (1976),
and hence 409-440.
5. - - O n the semigroup of a meromorphic curve (Part
I), Proceedings of the (Kyoto) International Symposium on Al-
g2 = app(d2,F) = ),2 _ X3 = ( y _ X3/2)(y + X3/2).
gebraic Geometry, Tokyo: Kinokuniya Book-Store (1977),
249-414.
Consequently, 6. - - Generalizations of ancient Indian mathematics
and applications (in Hindi), Second Anniversary Souvenir
Resy(F,g2) = F(X, X3/2)F(X, - X 3/2) of Bhaskaracharya Pratishthana, Pune, India (1978), 3-13.
= (Xp+(3/2) - X7)(-Xp+(3/2) _ X 7)
7. - - Irreducibility criterion for germs of analytic func-
tions of two complex variables, forthcoming in Advances
= _X2p+3 + X14
in Mathematics.
8. Bhaskaracharya: Beejganita (algebra) (in Sanskrit), India,
and hence 1150.
9. G. Chrystal, Algebra, Parts I and II, Edinburgh (1886).
10. J. J. Sylvester, On a general method of determining by
14 if p > 5 mere inspection the derivations from two equations of
r2 = ordxResy(F,g2) = 2p + 3 if p ~ 5.
any degree, Philosophical Magazine 16 (1840), 132-135.
N o w , if p = 5, t h e n
gll = 0, a n d g 2 1 = 0
and
g12 = X3 a n d fint(r,g,X 3) = 3r 0 = 12 = 2r 1
and
g22 = X s Y - X7 a n d
fint(r,g, XSY - X 7) = 5r0 + rl = 26 = 2r 2