Académique Documents
Professionnel Documents
Culture Documents
A
basic knowledge of ethics, relevant fed- complex healthcare environment. The National
eral and state law, and how these inter- Consensus Project for Quality Palliative Care em-
sect with palliative care and end-of-life phasizes this aspect of care in Domain 8: Ethical
care provides a necessary framework and Legal Aspects of Care, where it states in Guide-
for oncology nurses working in an increasingly line 8.1 ‘‘The patient or surrogate’s goals, prefer-
ences, and choices are respected within the limits
Mary S. McCabe, RN, MA: Director, Survivorship Pro- of applicable state and federal law and within cur-
gram, Chair, Ethics Committee, Memorial Sloan Ketter- rent accepted standards of medical care and profes-
ing Cancer Center, New York, NY. Nessa Coyle, ACHPN, sional standards of practice. These goals,
PhD, FAAN: Consultant in Palliative Care and preferences, and choices form the basis for the
Bioethics, Memorial Sloan Kettering Cancer Center, plan of care.’’1
New York, NY.
In the United States, as well as other technolog-
Address correspondence to Mary S. McCabe, RN, MA,
ically advanced countries, the majority of cancer
Memorial Sloan Kettering Cancer Center, 1275 York
Ave., Room 2101J, New York, NY 10065. e-mail: deaths occur after a long and progressively debili-
mccabem@mskcc.org tating illness. Co-morbidities are common and
Ó 2014 Elsevier Inc. All rights reserved. symptoms with suffering tend to be cumulative.
0749-2081/3004-$36.00/0. Sudden deaths, although they do occur, are
http://dx.doi.org/10.1016/j.soncn.2014.08.011 much less frequent. The combination of advances
288 M.S. MCCABE AND N. COYLE
in science and medical technology, concerns law and then meets with the son-in-law
about paternalism, emphasis on patient auton- who is the Rabbi. A very extensive discussion
omy, and reluctance to offer a clinical judgment is held regarding what needs to be done to
in guiding the decisions of patients and their fam- fulfill Jewish law and how this could be
ilies have complicated the picture. Healthcare done without causing the patient any
providers have the means to prolong life, but also additional suffering. From the Rabbi’s pers-
the means to prolong the dying process. This pective, DNR may be appropriate, but nutri-
double-edge sword has led to both benefits and tion, hydration, and oxygen need to be
challenges for society and an implicit responsi- provided to the patient. The consultant dis-
bility to provide care that is clinically and ethically cusses what can be done to fulfill the spirit
appropriate.2 Clinical judgment and effective of these requirements. It is explained that
communication are essential ingredients in the the patient is at risk for aspiration pneu-
ethics of care. Illness with a long trajectory pro- monia and that oral feeding may no longer
vides both the opportunity and the obligation for be safe. The risks associated with tube feed-
nurses and other healthcare professionals to ings are also explained. The Rabbi does not
have ongoing conversations with patients and question this clinical judgment and agrees
their families about their desire for present and that the nutrition and hydration require-
future healthcare interventions that align with ments can be fulfilled with intravenous
their values, beliefs, and goals. Presenting the pa- fluids, if needed. The question of intubation
tient and or family with the opportunity to have without cardiac resuscitation is raised. It
these conversations (for example, at key points is explained that intubation is uncomfort-
in a disease trajectory, such as at time of initial able and that the patient would in all likeli-
diagnosis or when the disease has progressed and hood need to be sedated afterwards. The
goals of care need to be revisited) is an ethical obli- Rabbi states that he does not want his
gation. The need to have these conversations be- father-in-law to suffer and that the patient
comes even more urgent when the patient himself had expressed that wish. After exten-
presents with advanced disease.2-4 sive discussion, he states that if the patient
stops breathing or his heart stops, ‘‘it will
be God’s wish and the clinical staff should
CASE not interfere.’’ The family is in agreement.
The patient’s condition deteriorates over
the next few days and he dies peacefully
An 88-year-old orthodox Jewish man pre- with his family at the bedside.
sents with recently diagnosed thyroid can-
cer and extensive pulmonary metastases.
He is not a candidate for chemotherapy or Comment – respect for the family, their
surgery, but radiation therapy is being values, and traditions, identifying the
considered for palliation. The patient, who decision-maker, and accommodations on
is alert but confused, is admitted to the hos- both sides facilitated this man’s peaceful
pital for dyspnea. He has a devoted, extended death.
family that communicates well with each
other. His wife is deceased and his two CONTEXT AND CULTURE MAKE A DIFFERENCE
daughters are his healthcare agents. They
both defer, however, to one of the patient’s Although the tenets of bioethics–doing good,
sons-in-law (who is a Rabbi) for decisions avoiding harm, respecting people and their com-
about care. An ethics consult is called by munities, and justice–are of concern to every cul-
the primary care team for assistance in ad- ture and society, how they are conceptualized is
dressing the patient’s code status, as well grounded in the moral traditions and philosophy
as to answer the family’s questions about of a particular society and culture, as reflected in
the institutions policy regarding Jewish the above case. For example, many cultures do
Law around end-of-life care. After meeting not share the primacy of the value of individualism
with the clinical team, the ethics consultant and individual autonomy.5,6 The family as a whole,
speaks with the daughters and one son-in- rather than the individual, or a religious leader, as
ETHICAL AND LEGAL ISSUES IN PALLIATIVE CARE 289
illustrated above, may make the important health- play in the following situations: the patient and
care decisions. In addition, truth telling in the family disagree on the goals of care; the family
setting of advanced disease may be seen as doing and patient disagree on code status; the family at-
harm rather than doing good. The norms of a soci- tempts to override the patient’s advance direc-
ety evolve and change, however, and multiple sub- tives; the family attempts to interfere with
cultures may be present in one society and indeed symptom management, especially around the
within one family. In some cultures, societies, and use of opioids; the family does not want the patient
religions, moral distinctions differ from the domi- to know their diagnosis (‘‘don’t tell mama’’); or the
nant culture. The following examples illustrate family’s voice drowns out that of the patient, who’s
end-of-life situations viewed through the lens of voice is lost.9-11 The importance of nurses’ moral
‘‘Western’’ bioethics, where no moral distinctions sensitivity and advocacy in recognizing and ad-
are made: 1) Withholding versus withdrawing dressing these issues is clear.12,13
treatment is not morally distinct. A justification
for not starting a treatment is also sufficient for
stopping it. 2) Artificial nutrition and hydration
CASE
and other life-sustaining technology such as a
ventilator are medical treatments, and as such
can be withheld or withdrawn. 3) The right to The patient is a 76-year-old man who was
refuse treatment is not dependent on the type of diagnosed at a community hospital with
treatment. A person with capacity has the right to neuroendocrine cancer with metastases to
refuse any or all treatment.6 the liver. He began chemotherapy at the facil-
In addition, The Principle of Double Effect (ie, in- ity, but this was stopped because of urinary
tended versus unintended but foreseeable conse- retention, severe gout, and dehydration.
quences of an action) is relevant to both bioethics His functional status quickly declined and
and palliative care. For example, a symptomatic he became severely debilitated. The patient
patient at end-of-life may require increasing doses and his family sought a second opinion at a
of analgesics to control pain. Although escalating comprehensive cancer center regarding his
opioid doses in response to the level of pain or dys- treatment options. Before the scheduled visit
pnea does not hasten death in most patients, it may the patient’s daughter called to request that
do so in a specific case. To evoke the principle of the staff not engage the patient in any discus-
Double Effect, the act must be morally good or sions regarding his diagnosis, treatment op-
neutral (eg, controlling pain or dyspnea) the good tions, and prognosis, and that all discussion
effect is intended (relieving suffering); the bad ef- and disclosure of information be directed to
fect is merely foreseen as a potential (hastening her and other members of the family. An
death); the bad effect is not the means to the good ethics consultation was requested by the
effect (intent to kill the patient to relieve the team to discuss how best to deal with this sit-
suffering); and proportionality (the good trying to uation. The ethics consultant explained that
achieve outweighs the bad that might happen) – in the matter of truth-telling the clinician’s
this may vary based on goals of care.6,7 Ethical is- responsibility is primarily to the patient
sues at end-of-life are emotionally loaded and and secondarily to the family, although cul-
when cultural or spiritual values are in opposition tural issues may be relevant. The consultant
to the dominant cultural norms, ethical conflicts recommended that the physician and office
may arise. Because of these as well as other factors, practice nurse first meet with the patient
there is a natural interface between ethics and alone to determine his true wishes regarding
palliative care.2,8 disclosure of his healthcare information and
then discuss his preferences with him, his
daughter, and other family members
ETHICS AT THE BEDSIDE together during an office visit. This
approach allowed the patient to express his
Although the patient and family is the unit of preference for full disclosure but with the
care in palliative care and end-of-life care, the desire to have his daughter included in
healthcare provider’s primary obligation is to the important messages and decisions. During
patient. This obligation to the patient comes into the clinic visit, with his daughter present,
290 M.S. MCCABE AND N. COYLE
the patient clearly stated that he wanted full tion by all.14 One of the most important examples
disclosure on all issues. The attending physi- for why the coupling of ethics and law has been
cian was thus able to discuss the incurable necessary can be traced back to the Nuremberg tri-
nature of the patient’s disease, goals of als of Nazi physicians and researchers who had sub-
care, and specific aspects of staging and jected concentration camp prisoners to cruel
sites of metastases. The discussion was experiments without their consent and knowledge.
meaningful and the patient’s daughter had The conclusions of this Military Tribunal, which
no further objections once the patient clearly became known as the Nuremberg Code, set forth
stated his wishes with his family present. 10 ethical principles regarding human experimen-
tation and established the moral standard that the
‘‘voluntary consent of the human subject is abso-
Comment – Respect for autonomy gives the lutely essential.’’15 More than any previous ethical
patient the right to receive full disclosure code for the conduct of research, it was remarkably
about their medical condition but also the specific in requiring free choice. Building on this
right not to be told this information but to precept of respect for persons, the National Com-
have it directed to another person. mission for the Protection of Human Subjects of
A recent ethnographic study explored the Biomedical and Behavioral Research issued The
context in which ethically difficult situations Belmont Report in 1979. This code set out three
arise. Nurses reported challenges such as ‘‘admin- principles, or prescriptive judgments, that are rele-
istering treatments that cause suffering, being vant to both clinical research and clinical care in
honest without removing hope, and considering our Western cultural tradition: respect for persons,
the risks of speaking up.’’10 beneficence and justice.16 These principles
continue to be applied today to the identification
In addition, they described nine types of and assessment of ethical issues in palliative care,
ethically difficult situations: as highlighted in the cases included in this article.
end-of-life situations with futility as a ma- Then through the courts, two important cases high-
jor concern; lighted the fact that there are limits to physician au-
end-of-life situations with patient auton- thority and expanded the concept of surrogate
omy as a primary issue; decision-making and the right to refuse treatment.
fidelity to RN obligations but medical team In 1976, the New Jersey Supreme Court in the case
not listening; of Karen Ann Quinlan gave the patient’s father the
end-of-life situation with honesty about right, as the surrogate decision-maker, to choose a
prognosis a concern; physician who would support his desire to remove
patient capacity to provide informed con- the ventilator, thus allowing for the withdrawal of
sent for clinical trial; ventilator support in a permanently unconscious
pain management when drug-seeking patient.17 In 1990, in the Nancy Cruzan case, the
behavior is suspected; US Supreme Court decision allowed for the discon-
adolescent patients with cancer above age tinuation of artificial nutrition and hydration (both
18 years but parents continue to make all were categorized as medical treatment), also in a
decisions; permanently unconscious, young woman.18 Both
mental health capacity to comply with cases set out the palliative care concepts we use
complex treatments; today; respect for the patient’s right to refuse treat-
justice issues with insurance company ment and acknowledgment of the rights of surro-
refusal to cover treatment.10,11 gates to make decisions for patients when they no
longer have capacity to make medical decisions
THE HISTORICAL INFLUENCE ON PALLIATIVE for themselves.
CARE PRACTICE
Although moral principles should guide the pro- THE LAW AND THE ETHICS OF HEALTHCARE
fessional behavior and decision-making of all PLANNING
healthcare providers, history has shown that it is,
unfortunately, necessary to set out ethical stan- In recent years, the historical precedence estab-
dards in the law to require their consistent applica- lished for the ‘‘respect for persons’’ concept
ETHICAL AND LEGAL ISSUES IN PALLIATIVE CARE 291
about the risks and benefits of such requested in- institutional efforts to bring a formal ethical
terventions and can explain their being withheld perspective to clinical issues. However, they fell
in terms of promoting the good of the patient.25 short of this goal and were described as ‘‘a politically
attractive way for moral controversies to be proce-
CREATING AN ETHICAL PRACTICE FRAMEWORK durally accommodated.’’29 They were usually small
groups focused on particular issues, such as making
Ethical care is an obligation of each individual decisions about involuntary sterilization, abortion
nurse, and, in support of this responsibility, committees that evaluated requests from women
nursing codes of ethics form a framework that unite who wished to terminate their pregnancies, and
individual nurses into a caregiving community with the selection of individuals who would receive he-
ideals of professional conduct. The International modialysis among candidates with end-stage renal
Council of Nurses (ICN) has put forth their code, disease.30 Fortunately, over time, clinicians, clergy,
which states in its preamble: ‘‘Nurses have four and administrators came to see the value for inter-
fundamental responsibilities: to promote health, disciplinary deliberations about issues related to
to prevent illness, to restore health, and to alleviate the rapid explosion of high-tech care, especially its
suffering. The need for nursing is universal.’’ To use at the end of life. In fact, in 1976, the Supreme
properly carry out these responsibilities, there Court of New Jersey recommended in its decision
are four ethical standards of conduct in the ICN in the Karen Ann Quinlan case that hospitals have
code and they relate to: people requiring care, clin- an ethics committee to deal with termination of
ical practice, professionalism, and co-workers.26 In life-sustaining treatments.17 The broader intent of
addition, the American Nurses Association has a this recommendation, which evolved over time,
code of ethics and the tenets of this code consist was to have a group to resolve healthcare conflicts
of nine statements, which describe the commit- with ethical dimensions within the healthcare sys-
ment of nurses to patients, duty to self and others, tem rather than resolving them in the courts. More
and duties beyond individual patient encounters.27 recently, the Joint Commission on Accreditation
These codes of nursing ethics have two principal of Healthcare Organizations has required since
functions as put forth by Benjamin and Curtis.28 1992 that each healthcare institution have a stand-
First, they set out an enforceable standard of ing mechanism to address ethical issues and resolve
minimal conduct that allows the profession to disputes.31
discipline those who fall below this minimum stan- Thus, in the beginning, ethics committees
dard; and second, they serve as a guide for in- focused primarily on ethical conflicts related to
dividuals in deciding on actions in particular goals of care. Over time, the activities of ethics
situations.28 These codes are not merely a set of committees have expanded to include three
rules, but rather they are a reminder to nurses of defined functions: consultation, education, and
the special responsibilities we have in caring for policy development/review, which then provide a
the sick and highlight the responsibility we have broad opportunity to assure that the institution de-
to use our knowledge and skills to help individuals velops and encourages a culture of moral agency
and families when they are at their most vulner- with ethical obligations that guide practice. To be
able. Most importantly, the professional ideals ex- effective in these two clinical domains of consulta-
pressed in these codes must be supported and tion and education, it is critically important that
actualized to be of value. Such actualization can nurses know about and be active members of ethics
occur in a number of ways, at the individual level, committees. Because so much of oncology care is
at the unit work level, at the site of healthcare deliv- provided by multidisciplinary teams, it is not only
ery, and at the institutional level. At all levels, actu- natural but necessary for nurses to be part of the
alization requires ethical analysis and reasoning committee function and to be confident in calling
specific to the situation at hand. on the ethics committee to assist in clinical situa-
One important way in which these values can be tions when ethical issues arise. However, such con-
actualized is through the function of institutional fidence and expertise does not arise overnight, it
ethics committees. Such committees are very com- requires the identification and commitment of
mon in the US and throughout the world, and the nursing leadership to encourage and even request
need for them reflects the complexity of healthcare committee participation, if need be, and to support
today, in particular oncology care. These commit- nurses who speak up about clinical situations
tees were first organized in the mid 20th century as where there is ethical conflict.
ETHICAL AND LEGAL ISSUES IN PALLIATIVE CARE 293
ETHICS CONSULTATION
TABLE 1.
Components of an Ethical Inquiry in Complex Clinical
Hospitals have increasingly incorporated
Situations
consultation into the role of ethics committees
and, by 2002, 81% of all US hospitals had an ethics Patient/family issues
consultation service of some kind.32 As one might Socially and psychologically what issues are driving the
expect, the majority of these consults deal with situation?
Whom do they involve?
conflict, most often at the end of life. But what is Staff issues
driving this need for ethics consults? For one thing, Is there disagreement about medical management?
the healthcare system has become incredibly com- Is some other interstaff conflict being played out?
plex and our approach with patients is to engage Joint issues
them in joint decision-making and have them What is the relationship between the staff and the patient
and family?
more actively involved in their care. More than What is the understanding of goals of care by different
ever before, patients and families face choices participants?
that are difficult to understand and they are asked Ethical issues
to make decisions they often feel unprepared to Is there an ethical dilemma? A true conflict of values that
make. In addition, the coordination of care among cannot be reduced to any other problem or
misunderstanding?
providers is often lacking because each specialist is Are there cultural or religious issues at play here?
focused on a limited set of medical problems and Legal issues
communication with the primary care provider Are there laws or regulations, federal, or state that impact
may be quite limited. Patients also have less well- the case?
established relationships with their physicians Could any of these create a potential clinical/ethical
conflict? What is the nature of that conflict?
and these physicians have less time to spend with
their patients at a time when clear, understandable (Adapted and reprinted with permissions from Lederberg.34)
communication is essential. But communication
and coordination problems are not the sole and
inevitable causes of ethics consults. There can particularly difficult case. It can be more than
also be real disagreements about what constitutes peer support with particular focus on the ethical is-
medically beneficial care, especially as our country sues at play, how they were addressed (or not), and
becomes increasingly diverse. An ‘‘ethics facilita- what would work better in the future. For example,
tion’’ approach as described in Core Competencies a debriefing centered on a case where the family
for Health Care Ethics Consultation: The Report of was requesting that the patient not receive pain
the American Society of Bioethics and Humanities medication at the end of life, despite the assess-
offers a balanced approach to decision-making ment by the nurses that the patient was in signifi-
when disagreements arise, as they will, and sets cant pain, could focus on the professional
out a template for a respectful dialogue among the obligation to relieve suffering, as well as the legal
parties involved.33 and clinical issues of the case. In addition, an ethics
curriculum can be developed by an interested
group that can be instituted as part of an already ex-
ETHICS EDUCATION isting inservice program, nursing grand rounds, or
unit-based training. Such a curriculum could be
One of the most important opportunities for simple and include such topics as: truth telling, sur-
nurses to reduce moral distress associated with pa- rogate decision-making, and medical futility. It
tient care is to develop a practice environment of takes the interest, commitment, and enthusiasm
ethical inquiry so that problematic issues can be of one nurse to begin.
identified, addressed, and resolved (Table 1).34
Certainly, such an effort requires a positive ethical THE PARTNERSHIP OF PALLIATIVE CARE AND THE
climate at the organizational level, but it can truly ETHICS COMMITTEE
be supported and enhanced by nurses themselves.
A number of nursing-led forums can be practically Increasingly, palliative care services are
and effectively instituted. For example, nurses on a becoming incorporated into institutions and prac-
particular unit or practice site can take the lead in tices, thus becoming a standard in the care of pa-
setting up multidisciplinary debriefings after a tients along the care continuum. As this occurs,
294 M.S. MCCABE AND N. COYLE
the palliative care specialists and generalists cancer, 41% of the patients had a palliative care
interact with the ethics committee in such a way consultation as well as an ethics consultation.8
as to mitigate the need for consults and to serve
as expert advisors in the development and dissem- CONCLUSION
ination of ethics education programs. The Na-
tional Consensus Project for Quality Palliative New medical issues in oncology are increasing
Care has defined palliative care: ‘‘Provides and, as a result, there will continue to be ethical
comprehensive management of physical, psycho- challenges in clinical care. The virtual explosion
social, spiritual and existential needs of patients of technology and advances in molecular biology
(and families) that are facing a life limiting now permit such things as genetically driven treat-
illness.’’1 In distinction, the American Society of ment plans for many cancers and are rapidly ex-
Bioethics and Humanities Task Force on the panding our knowledge of individual and family
Core Competencies for Ethics Consultation has cancer susceptibility through genome and exome
defined Ethics Consultation as: ‘‘A service pro- analyses, often outpacing our ability to act on
vided by an individual or a group to help patients, this information. The ability of computers to
families, surrogates, healthcare providers or other analyze mass amounts of patient data is also
involved parties address uncertainty or conflict driving the growing focus on learning healthcare
regarding value-laden issues that emerge in systems, which is blurring the distinctions be-
healthcare.’’33 As one can see, the roles of each tween research and clinical care. At the same
group are separate and distinct, but certainly com- time our country is becoming more and more
plementary. One serves as a limited consult ser- diverse, thus requiring greater sensitivity to reli-
vice and the other as a service providing ongoing gious and cultural issues around clinical
care. Each is better because of the other in serving decision-making and end-of-life care. Yet, at the
patients, families, and clinical staff. In oncology, center of all this change and scientific advance-
many ethically complex issues at end of life fall un- ment is the patient. No matter how sophisticated
der the rubric of both palliative care and bioethics, the technology, how advanced the healthcare de-
and both services may be involved in a particular livery system, or how diverse our community,
case. Often, an ethics consultation may result in respect for the needs, values, and preferences of
a suggested palliative care referral, and if palliative the patient and family will continue to be at the
care is already involved in a complex situation core of palliative care. Our ethical responsibility
they may recommend an ethics consultation to as nurses will continue to be the obligation to
help untangle the situation. In a review of an establish the trust of our patients and families
ethics consultation database from two academic and apply the principle of beneficence in reducing
institutions that related to adult patients with their suffering, especially at the end of life.
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