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Integrative Review
Nicole Habel
Abstract
supplementation of folic acid and the risk of orofacial cleft development in newborns. Orofacial
clefts are globally prevalent, however, there is no mainstay therapy for prevention. Databases
such as PubMed and Nursing Reference Center were utilized to locate research articles. The
search yielded 43 articles, five of which satisfied the specific research criteria set for this topic.
The results of three out of five of these articles clearly depict the advantages of prenatal folic
acid intake as it pertains to decreased risk for orofacial clefts. The results from these studies can
be used to advocate for the intake of folic acid among all women of fertile age. Due to the
researcher’s limited experience with research and the lack of research articles available
specifically focusing on folic acid intake and orofacial cleft development, there are limitations to
this review. Additional research should focus on precise measurement of folic acid intake in
Integrative Review
Orofacial clefts are congenital facial malformations with complex etiologies and long-
term effects on the patient and their families (Figueiredo R., Figueiredo N., Feguri, Bieski,
Mello, Espinosa, & Damazo, 2015). Orofacial clefts are globally prevalent, however, there is no
mainstay therapy for prevention. While research is abundant in regards to the benefits of folic
acid on prevention of neural tube defects, a gap in literature exists in regards to orofacial clefts
(Wehby et al., 2013). The purpose of this integrated review is to gather relevant literature
pertaining to the researcher’s PICOT question, “Are pregnant women who have folic acid
supplements at a decreased risk for newborns with orofacial clefts than pregnant women without
folic acid?” Although current literature on the topic is limited, the researcher located five
relevant articles. The researcher’s personal experience inspired her interest in this topic as her
nephew was born with a bilateral cleft lip and cleft palate with no known etiology.
The research design is an integrative review. This integrative review contained five
research articles obtained through a computer-based search engine PubMed and the Nursing
Reference Center database. The search terms included “pregnancy,” “oral clefts,” and “folic
acid.” The search was limited to peer-reviewed quantitative nursing research journal articles,
written in English, and published between 2011 and 2017. The sparse amount of literature on the
topic limited the researcher’s ability to review articles within the last 5 years. The search yielded
43 articles from PubMed and one article from the Nursing Reference Center. The articles had to
pertain to the researcher’s PICOT question,” Are pregnant women who have folic acid
supplements at a decreased risk for newborns with orofacial clefts compared to pregnant women
without folic acid?” To maintain an academic approach on the topic, articles used were peer-
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reviewed and published in approved journals. The articles were then selected on the following
inclusion criteria: pregnant population and folic acid intervention variable. The articles were
screened based on inclusion criteria and PICOT question relevance. Research articles that did not
meet the inclusion criteria were excluded from the review. The screening produced five
The results and findings of three out of the five articles selected for research identify a
significant correlation between intrapartum folic acid intake and decreased orofacial cleft
development (Figuieredo et al., 2015; Jia, Shi, Chen, Shi, Wu, & Xu, 2011; Wehby et al., 2013).
A summary of the research articles is located in Table 1. Four out of five articles examined
employed a case-control design, one article took on a population-based approach, and each
contained a framework structured around intake of folic acid during pregnancy and risk of
orofacial cleft development in newborns. Each article provides valuable research that is specific
to the contributing country and is relevant to the researcher’s PICOT question. This review is
structured based on the following categories: positive effects of folic acid on decreased orofacial
cleft risk and neutral effects of folic acid on orofacial cleft risk.
influence of prenatal folic acid supplementation on the risk of orofacial cleft development. There
was a consensus among all three studies that folic acid intake has a significant positive impact on
Figueiredo et al. (2015), recruited 80 subjects from a primary care clinic associated with the
researchers. In the study, 40 mothers of children affected by orofacial clefts were asked to
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nutrition and folic acid usage, and malformation occurrence. The authors compared the results of
the survey to that of a control group of 40 mothers of healthy children. The authors wanted to
explore this topic in order to understand why orofacial clefts have a high prevalence in a specific
population in Brazil. Data was analyzed using SPSS and MINITAB and then examined to find
any correlations between the survey responses and reported orofacial cleft development. Results
indicated that a diet low in folate and inadequate use of folate in the prenatal period correlated
Similarly, Jia et al. (2011) wanted to analyze the relationship between environmental
factors and orofacial clefts within a population that was local to the researchers. The authors
interviewed 713 mothers of children with orofacial clefts and 221 mothers of normal children
and focused on five domains of influence: family history; gender, birth weight; maternal
covariates; maternal weight change, reaction to pregnancy and environmental exposure. As with
the first quantitative study, the authors used SPSS to analyze interview data. Results showed that
folic acid supplementation and dietary folate are associated with a decreased risk for orofacial
Wehby et al. (2013) employed a double-blinded randomized control design to study the
efficacy of an orofacial cleft prevention program with folic acid as the mainstay therapy over a
five-year period in Brazil. The authors noted that previous research suggests folic acid
randomized design, appropriate control groups, and reliability. The authors utilized a clinic-
based model to recruit 2,508 women at risk for orofacial cleft recurrence in their pregnancies.
The participants were randomly assigned to one of two groups: a primary prevention group that
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received 0.4 mg of folic acid supplements daily in the pre-conception period through three
months of pregnancy or a primary prevention group that received 4 mg of folic acid supplements
daily in the pre-conception period through three months of pregnancy. In order to maintain
ethical standards, the authors utilized a historic control group to compare recurrence rates of
orofacial clefts to that of the rates of the experimental groups. Participants were followed up
periodically with study staff to ensure compliance with the experimental intervention and all
subsequent pregnancies and deliveries were followed in-person to measure orofacial cleft status.
The authors compared the recurrence rates of orofacial clefts in the experimental groups to that
of the historic control group using a one-sample z-test for proportions. Outcomes of the two folic
acid groups were compared using two-group comparison tests, Fisher’s exact test for binary
outcomes, and Wilcoxon rank-sum and t-test for continuous outcomes. Both folic acid groups
control group. Results indicated no significant difference in recurrence rates between the 0.4 mg
Two quantitative studies were found to have similar results regarding the effect of
prenatal folic acid intake and subsequent risk of orofacial cleft development (Gildestad, Bjorge,
Vollset, Klungsoyr, Nilsen, Haaland, & Oyen, 2015; Golalipour, Kaviany, Qorbani, &
Mobasheri, 2012). Gildestad et al. (2015) conducted a population-based study to examine how
conditions of newborns with defects are affected by demographic data, maternal health, and
reported use of folic acid or multivitamins. This study took place in Norway and collected data
over 35 years. A total of 528,220 women and 896,674 subsequent live births were included in the
study. The authors were aware that Norway has the highest prevalence of orofacial clefts in
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Europe and wanted to determine if there was a connection with the lack of mandatory
fortification of folic acid in the Norwegian food supply. Data from every pregnancy was reported
to a Medical Birth Registry and analyzed using Stata and log-binomial regressions to determine
any associations between the major variables studied. The results revealed no association
between maternal supplement use and risk for orofacial clefts in the newborn. Several factors
such as design, sample selection, and different measures of vitamins were recognized as possible
Golalipour et al. (2012) employed a case-control study to identify the risk factors for
congenital orofacial clefts in Iran. The study consisted of 96 mother-infant dyads that were
visiting the pediatrician in the immediate postpartum period. Subjects in the experimental group
had infants with orofacial clefts whereas subjects in the control group had infants with no known
birth defects. Each subject completed a multiple-choice question survey inquiring on pregnancy
history, maternal health history, intake of folic acid, and type of orofacial cleft if applicable. Data
analysis was performed using SPSS and a logistic regression model was applied to measure a
crude odds ratio of the occurrence of orofacial clefts for each of the independent variables
(Golalipour et al., 2012). The results revealed that a lack of folic acid consumption was
associated with an increased risk for orofacial clefts but the association was not significant.
The results of several of the research articles discussed in this review identify a positive
relationship between prenatal intake of folic acid and decreased risk for orofacial cleft
development (Figuieredo et al., 2015; Jia et al., 2011; Wehby et al., 2013). Given that
relationship, the research in this review supports the PICOT question posed by the researcher.
The results of these studies implicate that supplements of folic acid during pregnancy can be
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helpful in the prevention of orofacial cleft risk among other birth defects. While not all the
results were statistically significant, they were significant in that they expressed a trend towards
Folic acid is widely known as a preventive therapy for neural tube defects developed in
utero, but given that there has been a dearth in literature regarding folic acid as a prevention for
orofacial clefts, physicians can use the results from these studies to advocate for the intake of
folic acid among all women of fertile age (Figueiredo et al., 2015). Orofacial clefts are
widespread on a global scale and intake of folic acid is not as prevalent as it should be. Research
on this topic is sparse and improvements should be made in future research with a prime focus
on precise measurement of daily folic acid intake. With all of the known long-term
complications of orofacial clefts, efforts must be in place to prevent this congenital birth defect.
that the researcher has limited experience completing integrative reviews. This integrative review
utilized five articles and as a result is not an exhaustive analysis of the topic. There is a deficit in
literature for the topic and there are a limited number of articles published. While each of the
articles were appropriate and relevant to the PICOT question, each of the articles had their own
limitations that affected the overall integrity of the literature review. The case-control study by
Wehby et al. (2013) halted enrollment of new participants due to lower than anticipated
enrollment and pregnancy rates. The study found that folic acid supplementation significantly
decreases the recurrence of orofacial clefts, however, the results could have been more powerful
had the sample size been as large as the researchers anticipated. The study conducted by
Fiegueiredo et al. (2015) utilized convenience sampling when enrolling participants that
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routinely sought care from the clinic closely affiliated to the researchers. Sampling by
convenience creates potential bias in research and can influence the validity and overall integrity
of the results.
Findings discussed in this integrative review focus on the importance of folic acid
supplementation during pregnancy in order to reduce risk of orofacial cleft development. Despite
promising reports from researchers, folic acid supplements are still not the mainstay of
preventive therapy for orofacial clefts. Taking folic acid is an affordable alternative compared to
the long-term care warranted by orofacial clefts and should be a universal, routine
recommendation for pregnancy. Education pertaining to the many benefits and protective
qualities of folic acid should be shared with nurses, obstetricians, and primary care physicians so
they can advocate for its usage during pregnancy and decrease the worldwide incidence and
References
Figueiredo, R. F., Figueiredo, N., Feguri, A., Bieski, I., Mello, R., Espinosa, M., & Damazo, A.
S. (2015). The role of the folic acid to the prevention of orofacial cleft: An
Gildestad, T., Bjorge, T., Vollset, S. E., Klungsoyr, K., Nilsen, R. M., Haaland, O. A., & Oyen,
N. (2015). Folic acid supplements and risk for oral clefts in the newborn: A population-
10.1017/S0007114515003013
Golalipour, M. J., Kaviany, N., Qorbani, M., & Mobasheri, E. (2012). Maternal risk factors for
192.
Jia, Z. L., Shi, B., Chen, C. H., Shi, J. Y., Wu, J., & Xu, X. (2011). Maternal malnutrition,
environmental exposure during pregnancy and the risk of non-syndromic orofacial clefts.
Wehby, G. L., Felix, T. M., Goco, N., Richieri-Costa, A., Chakraborty, H., Souza, J., ... Murray,
J. C. (2013). High dosage folic acid supplementation, oral cleft recurrence and fetal
growth. International Journal of Environmental Research and Public Health, 10, 590-
First Author Figueiredo, R. F. (2015).—Post-graduate in Health Science, Medical School, Federal University of
(Year)/Qualifications Mato Grosso, Cuiaba, MT
Background/Problem Orofacial clefts have complex and multifactorial etiologies and have an increased incidence in Brazil
Statement as compared to other countries. Randomized control trials have shown supplementation with folic
acid significantly reduces risk of other birth defects. Researchers want to analyze in detail the
nutritional, educational, health, and socio-economic factors associated with the occurrence of
orofacial clefts in a specific population in Brazil.
Conceptual/theoretical Not discussed
Framework
Design/ Retrospective case-control study
Method/Philosophical Researchers interviewed mothers and children attending follow-ups at the clinic. A selected set of
Underpinnings questions were used to obtain detailed information on participants’ socio-economic, socio-
demographic, and nutritional conditions, along with their medical history, details of the
malformation, use of folate supplementation, and other risk factors. The answers collected compared
the results of mothers of children with orofacial clefts results with the results of mothers of children
in the control group.
Sample/ Setting/Ethical 80 subjects (40 case, 40 control)
Considerations Hospital Universitario Julio Muller and Hospital Geral Universitario in Cuiaba, MT, Brazil from
October 2010 to November 2013
Ethics committee approval from both participating hospitals
Major Variables Studied (and Experimental group = Children affected by orofacial clefts and their mothers who presented to clinic
their definition), if for routine follow-up
appropriate Control group = Healthy children and their mothers
Measurement Tool/Data Interview
Collection Method Questionnaire—11 questions (multiple choice response) in regards to socio-demographic
characteristics, pregnancy, malformation occurrence, and family history characteristics
Data Analysis Statistical analysis using SPSS version 15.0 and MINITAB version 15.0
Double entry performed for validation to avoid errors in database
CI of 95% was considered significant
Findings/Discussion Findings suggested a higher incidence of orofacial clefts among younger mothers, with lower
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educational level, non-white (race), belonging to a social group with less income level, in comparison
with control group.
Only 2.5% of the case group had a diet rich in folate
Findings were in favor of good consumption level of green vegetables, white meat, and milk products
in order to prevent orofacial clefts
Mothers in both groups were not instructed regarding the prevention of congenital malformation with
the use of folate
Most of mothers in both groups had not properly planned their pregnancy, reinforcing the importance
of folate use by all women of reproductive age
Appraisal/Worth to practice A diet low in folate and inadequate use of folate in the preconception period correlated with a high
incidence of orofacial clefts
First Author Gildestad, T. (2015).—Department of Global Public Health and Primary Care, University of Bergen,
(Year)/Qualifications Norway.
Background/Problem Norway has highest prevalence of orofacial clefts in Europe
Statement No mandatory fortification of food supply with folic acid in Norway unlike other countries
Researchers found a gap in literature and wanted to further research impact of prenatal folic acid on
oral cleft development within Norwegian population
Conceptual/theoretical Researchers investigated association between women’s use of folic acid and/or multivitamin
Framework supplement use before pregnancy and the risk for oral clefts in the newborn
Design/ 1967-2002: Live births and stillbirths from 16 weeks’ gestation onwards have been notified to
Method/Philosophical Medical Birth Registry of Norway (MBRN)
Underpinnings Population-based study; registry comprises demographic data, maternal health, delivery and
condition of newborn including defects, reported use of folic acid and/or vitamin before or during
pregnancy
Sample/ Setting/Ethical 528,220 women resulting in 896,674 live births and stillbirths and 2,278 pregnancy terminations
Considerations Total number of oral clefts was 1,714
Norway
Approved by Regional Medical Ethics Committee of Western Norway
Major Variables Studied (and Outcome of oral clefts in each live birth, stillbirth, and pregnancy
their definition), if
appropriate
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Measurement Tool/Data Demographic data and birth outcomes reported to the MBRN
Collection Method
Data Analysis Log-binomial regression applied to investigate associations between maternal use of vitamins before
pregnancy and the risk for oral clefts using Stata version 12.1
Relative risks with 95% confidence intervals
Findings/Discussion Found no association between maternal supplement use and risk for oral clefts in the newborn
Appraisal/Worth to practice Large study population strengthens the generalizability of the results
Presents valuable research that folic acid may not be protective against oral clefts within a certain
population
First Author Golalipour, M. J. (2012).—Gorgan Congenital Malformations Research Center, Gorgan, Iran
(Year)/Qualifications
Background/Problem The incidence of orofacial clefts in Iran is high. Researchers found a lack of case-control studies
Statement regarding orofacial clefts in the region and wanted to further research the risk factors for congenital
orofacial clefts in Iran.
Conceptual/theoretical Not discussed
Framework
Design/ Case-control study
Method/Philosophical Questionnaire addressing relevant clinical and demographic factors for each case and control subject
Underpinnings was completed and included mother’s pregnancy history, health history, intake of folic acid, age, and
education, and type of oral cleft if applicable
Sample/ Setting/Ethical 96 subjects (33 case, 63 control) between April 2006 and December 2009
Considerations Northern Iran
Informed consent
Approval from ethics committee of Golestan University of Medical Sciences
Major Variables Studied (and Experimental group = 33 newborns with oral clefts
their definition), if Control group = 63 normal newborns and their mothers
appropriate
Measurement Tool/Data Interview with mothers during immediate postpartum period and consulting patient records of both
Collection Method mothers and newborn infants
Questionnaire completed by pediatrician and nurse
Multiple choice questions regarding pregnancy history, type of oral cleft if applicable, mother’s
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First Author Jia, Z. L. (2011).—State Key Laboratory of Oral Disease and Department of Cleft Lip and Palate Surgery,
(Year)/Qualifications West China College of Stomatology, Sichuan University, Chengdu, China
Background/Problem The highest incidences of orofacial clefts are seen among Asian populations. Researchers seek to
Statement analyze relationship between environmental factors and orofacial clefts within a Chinese population.
Conceptual/theoretical Not discussed
Framework
Design/ Case-control study
Method/Philosophical Patients and parents asked general information, maternal pregnancy history, environmental exposure
Underpinnings factors during early pregnancy (including multivitamin and folic acid intake, smoking, drinking), and
family history of orofacial clefts. The answers collected compared the results of mothers of children
with orofacial clefts results with the results of mothers of children in the control group.
Sample/ Setting/Ethical 934 subjects (713 case, 221, control)
Considerations Hospital in China
Informed consent, approved by the IRB of Sichuan University
Major Variables Studied (and Experimental group = 713 orofacial cleft cases collected at the Department of Cleft Lip and Palate
their definition), if Surgery at Sichuan University between 2008 and 2010
appropriate Control group = 221 normal children who visited West China Women’s and Children’s Hospital
Measurement Tool/Data Interview
Collection Method Demographic and occupational information
Questionnaire—5 domains (multiple choice): Family history; gender; birth weight; maternal
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covariates; maternal weight change, reaction to pregnancy and environmental exposure factors during
pregnancy
Data Analysis Statistical analysis using SPSS version 11.0—Single factor chi-square analysis, T-test analysis, and
multiple logistic regression analysis
P value <0.05 considered statistically significant
Findings/Discussion Dietary folate in combination with multivitamins during early pregnancy was a protective factor for
orofacial clefts
Appraisal/Worth to practice Folic acid supplementation and dietary folate are associated with a decreased risk for orofacial clefts
First Author Wehby, G. L. (2013). Department of Health Management and Policy, University of Iowa, Iowa City, IA
(Year)/Qualifications
Background/Problem Oral clefts significantly reduce quality of life of affected children and their families
Statement Previous research suggests that folic acid supplementation is correlated with a reduction in oral cleft
occurrence
Evidence from previous research is controversial due to lack of randomized design, inappropriate
control groups, and bias
Conceptual/theoretical To effectively evaluate the effects of high and low dose folic acid supplementation on isolated oral
Framework cleft recurrence and fetal growth using randomized design
Design/ Double-blinded randomized control study
Method/Philosophical Participants randomly assigned before pregnancy to the two study groups of taking 4 mg or 0.4 mg
Underpinnings pills of folic acid daily during preconception period and three months into pregnancy
Participants followed up periodically with study staff to ensure compliance
No placebo control group due to recommended standards of vitamin therapy as prevention for neural
tube defects
All subsequent pregnancies and deliveries were followed in-person to measure oral cleft status
Recurrence rates compared to historic recurrence rate
Sample/ Setting/Ethical 2,508 women at risk for oral cleft recurrence in pregnancies
Considerations Infant outcome data was based off of 234 live births
Participants were selected in clinic-based model; mothers of children receiving oral cleft care from
one of the 6 participating craniofacial clinics
6 craniofacial clinics in Brazil
Informed consent; Approved by the ethics committees of study sites and national committee of
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