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693102

research-article2017
VMJ0010.1177/1358863X17693102Vascular MedicineCarroll et al.

Original Article

Vascular Medicine

Ultrasound-facilitated, catheter-directed, 1­–7


© The Author(s) 2017
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DOI: 10.1177/1358863X17693102
https://doi.org/10.1177/1358863X17693102
with pulmonary embolism: A SEATTLE journals.sagepub.com/home/vmj

II sub-analysis

Brett J Carroll1, Samuel Z Goldhaber2, Ping-Yu Liu3


and Gregory Piazza2

Abstract
Elderly patients with acute pulmonary embolism (PE) have higher mortality than non-elderly patients, but receive
systemic fibrinolysis less frequently. In this sub-analysis of the SEATTLE II trial, we evaluated the efficacy and safety of
ultrasound-facilitated, catheter-directed, low-dose fibrinolysis in elderly patients with submassive and massive PE. We
compared patients ⩾65 years old with those <65 years old. Eligible patients had proximal PE and a right ventricular-
to-left ventricular (RV/LV) diameter ratio ⩾0.9 on chest computed tomography (CT). The primary efficacy outcome
was the change in chest CT-measured RV/LV diameter ratio at 48 hours after procedure initiation. The primary safety
outcome was major bleeding within 72 hours. Sixty-two patients were ⩾65 years of age and 88 were <65 years of age.
The RV/LV diameter ratio decreased in both groups 48 hours post-procedure, with a mean change of −0.47 in those
⩾65 and −0.39 in those <65 years old, with no difference between groups (p = 0.31). Major bleeding occurred in nine
(15%) of those ⩾65 and in six (7%) of those <65 years old (p = 0.17). Ultrasound-facilitated, catheter-directed, low-dose
fibrinolysis resulted in a similar reduction in RV/LV diameter ratio in elderly patients with massive and submassive PE
compared with non-elderly patients.

Keywords
aging, fibrinolysis, pulmonary embolism, thrombolytic therapy

Introduction
Pulmonary embolism (PE) is the third most common cause venous administration. The SEATTLE II trial examined the
of cardiovascular death in the United States, and its inci- safety and efficacy for reversal of RV dysfunction of ultra-
dence is increasing.1–4 PE occurs more frequently with sound-facilitated, catheter-directed, low-dose fibrinolysis
advancing age and results in higher mortality in the elderly in 150 patients with massive or submassive PE.13 The trial
population.1,5 Systemic fibrinolysis decreases mortality and showed decreased right ventricular (RV) size, computed
prevents cardiovascular collapse, particularly in the highest tomography (CT) angiographic thrombus burden, and pul-
risk patients.6–8 Despite these findings, its utilization monary artery systolic pressure 48 hours post-procedure.
remains low, particularly among elderly patients, owing to The rate of major bleeding (10%) was lower than historical
concerns of increased bleeding, specifically intracranial rates for full-dose systemic fibrinolysis, and no ICH was
hemorrhage (ICH).1,9,10 The overall risk of bleeding
increases incrementally by 4% with each year of age.10 The
risk of ICH appears to be significantly greater in the elderly
1Division of Cardiology, Department of Medicine, Beth Israel Deaconess
population >75 years old, which has been considered a rela-
Medical Center, Boston, MA, USA
tive contraindication for the administration of systemic 2Cardiology Division, Department of Medicine, Brigham and Women’s
fibrinolysis in recent guidelines.6,11,12 Hospital, Boston, MA, USA
Ultrasound-facilitated, catheter-directed, low-dose 3Fred Hutchinson Cancer Center, Seattle, WA, USA

fibrinolysis may improve right ventricular function with a


Corresponding author:
reduced bleeding risk. The recommended dose of tissue-
Brett Carroll, Division of Cardiology, Department of Medicine, Beth
plasminogen activator (t-PA) is 24 mg, compared with the Israel Deaconess Medical Center, 330 Brookline Ave, Boston, MA
United States Food and Drug Administration (FDA)- 02215-5491, USA.
approved dosing regimen of 100 mg of t-PA for peripheral Email: bcarrol2@bidmc.harvard.edu
2 Vascular Medicine

observed.13,14 Similarly, the ULTIMA trial in submassive Miller score for angiographic obstruction evaluated by con-
PE patients showed improvement in RV function with trast-enhanced chest CT and follow-up scan performed at
ultrasound-facilitated, catheter-directed, low-dose fibrinol- 48 hours.
ysis compared to anticoagulation alone, with no major The primary safety outcome was major bleeding within
bleeding events.15 72 hours of initiation of the procedure. Bleeding events
Given the increased mortality rate of PE and the risks of were classified by the Global Utilization of Streptokinase
complications from systemic fibrinolysis in the elderly and Tissue Plasminogen Activator for Occluded Coronary
population, we evaluated the safety and efficacy of ultra- Arteries (GUSTO) bleeding criteria.18 All safety outcomes
sound-facilitated, catheter-directed, low-dose fibrinolysis were adjudicated by a designated independent Study Safety
in this high-risk population by performing a subgroup anal- Monitor.
ysis of the SEATTLE II trial.
Statistical analysis
Methods Sub-analysis was performed comparing patients <65 and
Study design ⩾65 years of age. Continuous variables were generally
compared between the two groups using a two-sample
The methodology of SEATTLE II has been previously t-test. The Fisher’s exact test was used for binary data. All
described in detail,13 but, in brief, 159 hospitalized patients reported p-values were two-sided and a p-value <0.05 was
with acute massive or submassive PE were screened and considered statistically significant. All statistical analyses
150 were prospectively enrolled between June 2012 and were performed using SAS statistical software version 9.2
February 2013 at 22 sites across the United States. (SAS Institute Inc., Cary, NC, USA).
Patients were eligible if they had a massive or submas-
sive PE with a filling defect in at least one main or lobar
pulmonary artery and an right ventricular-to-left ventricu- Results
lar (RV/LV) diameter ratio of ⩾0.9 on contrast-enhanced
chest CT. The EkoSonic Endovascular System (EKOS,
Baseline demographics and clinical
Bothell, WA, USA) catheters were placed into the pulmo-
characteristics
nary arteries via the common femoral or internal jugular The elderly patient cohort comprised 62 patients who
vein. Baseline right heart pressures were measured prior to were ⩾65 years of age with a mean age of 74 years com-
delivery of fibrinolytic therapy or activation of ultrasound. pared with 88 patients <65 years of age who had a mean
The fixed-dose regimen of t-PA (Genentech, South San age of 48 years. Those ⩾65 years old had higher rates of
Francisco, CA, USA) was 24 mg at 1 mg/hour for both comorbidities, including hypercholesterolemia, hyperten-
unilateral and bilateral PEs. For patients with predomi- sion, diabetes, atherosclerotic disease, hepatic or renal
nantly unilateral PE, a single catheter was placed with insufficiency, and chronic obstructive pulmonary disease
infusion of t-PA over 24 hours. For patients with bilateral (Table 1). Those <65 years old had significantly greater
PE, two catheters were placed with infusion of t-PA over weight and body mass index. There were no differences in
12 hours in each catheter. After completion of the proce- rates of prior transient ischemic attack or stroke, cancer,
dure, but prior to catheter removal, right heart pressures or prior PE or deep vein thrombosis. There were similar
were measured. Follow-up contrast-enhanced chest CT rates of risk factors for development of PE, including
and transthoracic echocardiography were performed immobility, family history of venous thromboembolism
within 48 ± 6 hours after initiation of the procedure. The (VTE), or recent trauma or surgery.
changes in the right ventricular (RV)-to-left ventricular There were no differences in PE symptoms, duration, or
(LV) diameter ratio and modified Miller angiographic severity upon presentation (Table 2). There was a higher
obstruction index score were assessed by the chest CT per- rate of antiplatelet use prior to the procedure in the elderly
formed at baseline and at 48 hours.16 Echocardiography group. Procedural characteristics were similar with respect
was performed to estimate pulmonary artery systolic pres- to the total dose of t-PA received, rate of successful place-
sure at 48 ± 6 hours. Bleeding complications were assessed ment of the device, and number of catheters placed per
for 72 hours after the procedure. Overall, 149 of 150 patient (Table 3).
patients completed the required clinical follow up.
Efficacy outcomes
Outcomes A follow-up CT scan was performed within the 48 ± 6-hour
The primary efficacy outcome was the core laboratory- window in 42 (68%) of those ⩾65 years old and in 74
measured change in RV/LV diameter ratio from baseline (84%) of those <65 years old (p = 0.03) (Table 4). The
and at 48 hours post-initiation of the procedure.17 Secondary mean baseline RV/LV diameter ratio on CT was similar
efficacy outcomes included the change in pulmonary artery between the two groups (1.58 in those ⩾65 vs 1.53 in those
systolic pressure before the procedure, measured at the con- <65, p = 0.48) (Figure 1A). The mean RV/LV diameter ratio
clusion of the procedure, and estimated by transthoracic at 48 hours decreased in both age groups (mean absolute
echocardiography at 48 hours. An additional secondary out- change of −0.47 in those ⩾65 (p < 0.0001) and −0.39 in
come was the change in core laboratory-measured modified those <65 (p < 0.0001)). The degree of decrease in RV/LV
Carroll et al. 3

Table 1.  Baseline demographics and clinical characteristics.

Age ⩾ 65 Age < 65 p-value


n=62 n=88
Age, years 74.1 ± 6.6 48.3 ± 11.7  
Weight, lbs (kg) 219.2 ± 58.4 (99.4 ± 26.5) 242.3 ± 65.2 (109.9 ± 29.6) 0.02
Body mass index, kg/m2 33.9 ± 8.3 36.8 ± 9.5 0.05
Female 32 (52) 45 (51) 1.00
Ethnicity/race
 Caucasian 52 (84) 67 (76)  
  African American 5 (8) 17 (19)  
  Hispanic or Latino 5 (8) 4 (5) 0.31a
Hypercholesterolemia 41 (66) 28 (32) 0.0001
Coronary artery disease 8 (13) 2 (2) 0.02
Hepatic or renal insufficiency 11 (18) 2 (2) 0.002
TIA or stroke 6 (10) 3 (3) 0.16
Active cancer 4 (7) 2 (2) 0.23
History of cancer 17 (27) 14 (16) 0.10
Heart failure 5 (8) 2 (2) 0.13
Diabetes 27 (44) 15 (17) 0.0005
Hypertension 55 (89) 39 (44) <0.0001
Atherosclerotic cardiovascular disease 14 (23) 4 (5) 0.002
Tobacco use 10 (16) 17 (20) 0.67
Obesity 31 (51) 51 (59) 0.40
Chronic obstructive pulmonary disease 10 (16) 3 (3) 0.01
Immobility within 30 days of PE 20 (32) 25 (29) 0.72
Chronic inflammatory disorders 3 (5) 5 (6) 1.00
Family history of venous thromboembolism 10 (16) 21 (24) 0.31
Acute infectious illness within past 30 days 5 (8) 15 (17) 0.14
Hormonal contraceptive or replacement therapy 1 (2) 15 (17) 0.002
Recent major surgery 2 (3) 4 (5) 1.00
Recent trauma 5 (8) 3 (3) 0.28
Recent gastrointestinal or genitourinary bleeding 3 (5) 3 (3) 0.69
History of PE 4 (6) 12 (14) 0.19
History of deep venous thrombosis 15 (24) 18 (20) 0.69

Values are mean ± SD or n (%).


aCaucasian vs non-Caucasian.

PE, pulmonary embolism; TIA, transient ischemic attack.

Table 2.  Characteristics of pulmonary embolism and initial anticoagulation.

Age ⩾ 65 Age < 65 p-value


n=62 n=88
Any symptoms of PE 62 (100) 88 (100) 1.0
Duration of symptoms, days  
  ⩽14 62 (100) 87 (99)  
 >14 0 (0) 1 (1) 1.0
PE subtype  
 Submassive 50 (81) 69 (78)  
 Massive 12 (19) 19 (22) 0.84
Pre-procedure anticoagulationa 55 (89) 71 (81) 0.26
 Aspirin 28 (45) 19 (22) 0.003
 Clopidogrel 2 (3) 3 (3) 1.0
  Intravenous unfractionated heparin 36 (58) 43 (49) 0.32
 Enoxaparin 22 (35) 32 (36) 1.0
 Warfarin 5 (8) 11 (13) 0.43
 Other 4 (6) 3 (3) 0.45
 None 7 (11) 17 (19) 0.26

Values are n (%).


aPatients could have received more than one antiplatelet/anticoagulant.

PE, pulmonary embolism.


4 Vascular Medicine

Table 3.  Procedural characteristics.

Age ⩾ 65 Age < 65 p-value


n=62 n=88
Total dose of t-PA, mga 23.7 ± 3.0 23.7 ± 2.8 0.95
Successful device placementb 116 (98) 162 (97)  
Access sites 0.56c
  Right femoral vein 71 (61) 106 (65)  
  Left femoral vein 30 (26) 31 (19)  
  Right internal jugular vein 13 (11) 18 (11)  
 Other 2 (2) 7 (4)  
No. of devices per patient 1.0
 0 0 (0) 1 (1)  
 1 8 (13) 12 (14)  
 2 54 (87) 75 (86)  
Completed infusion of t-PA 112 (97) 160 (99) 0.39c

Values are mean ± SD or n (%).


aN = 150 patients (1 patient <65 died before devices could be placed).
bDevices attempted = 118 in those ⩾65 years and 167 in those <65.
cP-values by mixed model repeated measures (MMRM) analysis to account for potential correlations between two devices placed in the same patient.

t-PA, tissue-plasminogen activator.

Table 4.  Efficacy outcomes.

Age ⩾ 65 Age < 65 p-value


(n) (n)
RV/LV diameter ratio
 Baseline 1.58 ± 0.41 (48) 1.53 ± 0.38 (75) 0.48
  48 hours after procedure 1.13 ± 0.19 (42) 1.13 ± 0.23 (74) 0.84
  Change 48 hours after procedure −0.47 ± 0.42 (42)a −0.39 ± 0.33 (73)a 0.31
Modified Miller score
 Baseline 23.0 ± 5.3 (48) 22.2 ± 6.0 (75) 0.40
  48 hours after procedure 15.9 ± 5.7 (43) 15.7 ± 6.0 (74) 0.85
  Change 48 hours after procedure −7.4 ± 6.6 (43)a −6.2 ± 6.2 (73)a 0.31
PA systolic pressure, mmHg
 Baseline 52.0 ± 13.0 (62) 51.0 ± 17.9 (88) 0.70
  At procedure completion 39.2 ± 11.6 (60) 36.3 ± 12.0 (87) 0.15
  Absolute difference −13.1 ± 13.0 (60)b −14.6 ± 16.3 (87)b 0.54
  48 hours after procedure 39.8 ± 14.0 (43) 34.6 ± 15.3 (55) 0.08
  Absolute difference −11.0 ± 13.6 (43)a −17.0 ± 16.4 (55)a 0.053

Values are mean ± SD (n).


aIn-group difference between baseline and 48 hours after procedure, p < 0.0001.
bIn-group difference between baseline and after procedure, p < 0.0001.

LV, left ventricular; PA, pulmonary artery; RV, right ventricular.

diameter ratio was similar between the two groups (p=0.31). measurements, with no difference in mean change (−13.1
When also including patients with CT outside of the pre- mmHg in those ⩾65 vs −14.6 mmHg in those <65, p =
specified window (89% in those ⩾65 and 97% in those 0.54) or absolute value (39.2 mmHg in those ⩾65 vs 36.3
<65, p = 0.09), the findings of similar improvement in mmHg in those <65, p = 0.15) between groups. Forty-
mean change in RV/LV diameter ratio between the two three (69%) patients ⩾65 and 55 (63%) <65 had a tran-
groups persisted (−0.5 vs −0.41, p = 0.28). Modified Miller sthoracic echocardiogram performed within the 48 ±
scores were also similar at baseline (23 in those ⩾65 vs 6-hour post-procedure window. The estimated average
22.2 in those <65, p = 0.40), with a decrease at 48 hours pulmonary artery systolic pressure from echocardiogram
within each group (mean change of −7.4 in those ⩾65 (p < at 48 hours post-procedure was not significantly different
0.0001) and −6.2 in those <65 (p < 0.0001)), with no differ- between the two groups (39.8 mmHg in those ⩾65 vs 34.6
ence between groups (p = 0.31) (Figure 1B). mmHg in those <65, p = 0.08). Both groups had a decrease
Pulmonary artery systolic pressures were similar in estimated pulmonary pressures on echocardiogram
between the two groups at baseline (52.0 mmHg in those compared to baseline (p < 0.0001 in both groups), with a
⩾65 vs 51.0 mmHg in those <65 years old, p = 0.70) trend toward greater improvement in the younger group
(Figure 1C). Both groups had decreases in pulmonary pres- (mean change of −11.0 mmHg in those ⩾65 vs −17.0
sure at completion of the procedure compared with baseline mmHg in those <65, p = 0.053). A small percentage of
Carroll et al. 5

and 22% in those <65 years old). There were similar


improvements in the RV/LV ratio between groups in those
with massive PE (−0.42 in those ⩾65 and −0.53 in those
<65, p = 0.51) and submassive PE (−0.48 in those ⩾65 and
−0.35 in those <65, p = 0.13). There were also similar
improvements in the modified Miller Index ratio between
groups in those with massive PE (−11.0 in those ⩾65 and
−9.3 in those <65, p = 0.52) and submassive PE (−5.2 in
those ⩾65 and −6.6 in those <65, p = 0.30), along with a
decrease in PA pressure at 48 hours in massive PE (−10.7
mmHg in those ⩾65 and −13.3 mmHg in those <65, p =
0.71) and submassive PE (−11.1 mmHg in those ⩾65 and
−18.1 mmHg in those <65, p = 0.05).

Safety outcomes
Length of stay was similar between groups (9.5 days in
those ⩾65 vs 8.3 days in those <65 years old, p = 0.17)
(Table 5). One patient <65 years old died prior to the proce-
dure being completed. Both in-hospital mortality (1 in
those ⩾65 vs 2 in those <65, p = 1.0) and 30-day mortality
(2 in those ⩾65 vs 2 in those <65, p = 1.0) were similar
between groups. There were no significant differences in
adjudicated adverse events related to the device (2 in those
⩾65 vs 1 in those <65, p = 0.57) or t-PA (2 in those ⩾65 vs
0 in those <65, p = 0.17). Major bleeding occurred in nine
(15%) of those ⩾65 and in six (7%) <65 (p = 0.17). No
patient ⩾65 and one patient <65 experienced GUSTO-
defined severe bleeding. No patients in either group suf-
fered intracranial hemorrhage.

Discussion
We did not observe a significant difference in primary safety
or efficacy outcomes between elderly and non-elderly
patients undergoing ultrasound-facilitated, catheter-directed,
low-dose fibrinolysis for acute PE. We did observe similar
decreases in RV/LV ratio, pulmonary artery angiographic
obstruction, and pulmonary artery pressures over 48 hours in
Figure 1.  (A) Change in contrast-enhanced CT-determined those ⩾65 years old compared with those <65 years old. The
mean RV/LV diameter ratio from baseline to 48 ± 6 hours after rate of major bleeding was similar in both groups but trended
initiation of the ultrasound-facilitated, catheter-directed, low- toward more frequent bleeding in the elderly.
dose fibrinolytic procedure. (B) Change in contrast-enhanced Utilization of thrombolysis to treat submassive and mas-
CT-determined mean modified Miller pulmonary angiographic
sive PE has been limited due to bleeding concerns.19 The
obstruction index score from baseline to 48 ± 6 hours after
initiation of ultrasound-facilitated, catheter-directed, low-dose risk of bleeding with fibrinolysis, particularly of intracranial
fibrinolytic procedure. (C) Change in invasively measured mean hemorrhage, increases when treating elderly individuals.9,10
systolic pulmonary artery pressure from baseline to completion Factors that contribute to increased bleeding in elderly
of the ultrasound-facilitated, catheter-directed, low-dose patients who receive thrombolysis include higher rates of
fibrinolytic procedure and to 48 ± 6 hours after the procedure hypertension,20 hepatic or renal insufficiency,21,22 diabe-
estimated by transthoracic echocardiogram. tes,22,23 antiplatelet utilization,24 and lower weight.25,26 We
observed a higher prescription of antiplatelet therapy before
the procedure in elderly patients. In the randomized-con-
patients underwent transthoracic echocardiography out- trolled trial PEITHO, which compared full-dose systemic
side of the 48 ± 6-hour window in both groups (10% vs fibrinolysis plus anticoagulation versus anticoagulation
13%). When including all patients who underwent follow- alone in high-risk submassive PE patients, 2% who received
up echocardiography, there was a trend toward greater systemic fibrinolysis sustained an intracranial hemorrhage.6
improvement in pulmonary artery systolic pressure in the All were ⩾65 years old. Increased major extracranial bleed-
younger cohort (−11.4 mmHg vs −17.3 mmHg, p = 0.05). ing was also seen in the elderly subgroup analysis of
The elderly and non-elderly groups had a similar pro- PEITHO, with a rate of 11.1% in those >75 years old com-
portion of patients with a massive PE (19% in those ⩾65 pared with 4.1% in those ⩽75 years old.
6 Vascular Medicine

Table 5.  Safety outcomes.

Age ⩾ 65 Age < 65 p-value


n=62 n=88
Length of stay, days 9.5 ± 4.8 8.3 ± 5.1 0.17
In-hospital death 1 (2) 2 (2) 1.0
30-day mortalitya 2 (3) 2 (2) 1.0
Serious and severe adverse events potentially 2 (3) 1 (1) 0.57
related to device
Serious and severe adverse events potentially 2 (3) 0 (0) 0.17
related to t-PA
IVC filter placed 11 (18) 13 (15) 0.66
Major bleeding within 30 daysa 9 (15) 6 (7) 0.17
  GUSTO moderate 9 (15) 5 (6)  
  GUSTO severe 0 (0) 1 (1)  
Intracranial hemorrhagea 0 (0) 0 (0) 1.0

Values are mean ± SD or n (%).


aOne patient <65 years old lost to follow up.

GUSTO, Global Utilization of Streptokinase and Tissue Plasminogen Activator for Occluded Coronary Arteries; IVC, inferior vena cava; t-PA, tissue
plasminogen-activator.

In PEITHO, there was a decreased rate of death or thrombus. We also utilized a robust and inclusive assess-
hemodynamic decompensation with systemic thrombolysis ment of bleeding.
in those ⩽75 years old, which was not observed in those
>75 years old. Our analysis showed similar efficacy with
comparable decreases in the RV/LV diameter ratio from Conclusions
baseline to 48 hours across different age groups. Ultrasound-facilitated, catheter-directed, low-dose fibrinol-
Ultrasound-facilitated, catheter-directed fibrinolysis, ysis improved RV function, reduced pulmonary artery angi-
with its low dose of t-PA of 24 mg compared with 100 mg ographic obstruction, and decreased pulmonary artery
as the full systemic dose, may be an attractive option to systolic pressure in those ⩾65 years old without intracra-
rapidly reduce RV pressure overload in the elderly popula- nial hemorrhage. Ultrasound-facilitated, catheter-directed,
tion. An ongoing clinical trial is testing lower t-PA dosing low-dose fibrinolysis appears to be a reasonable treatment
regimens and shorter durations of therapy, which may fur- option for elderly patients with massive or submassive PE.
ther improve safety and efficiency without compromising
efficacy (see NCT02396758). Declaration of conflicting interests
Dr Piazza receives research grant support from EKOS, a BTG
International Group company, Bristol-Myers Squibb, Daiichi-
Limitations and strengths Sankyo, and Janssen. Dr Liu receives consulting fees from EKOS,
Although the elderly patient subgroup was compared with a a BTG International Group company. Dr Goldhaber receives
non-elderly group, there was no comparator group that research grant support from EKOS, a BTG International Group
received an alternative treatment. Therefore, we cannot com- company, Bristol-Myers Squibb, Daiichi-Sankyo, and Janssen.
ment on the efficacy or safety outcomes of this treatment
approach compared to alternatives such as anticoagulation Funding
alone, systemic fibrinolysis, or catheter-directed fibrinoly- The authors disclosed receipt of the following financial support for
sis without ultrasound-assistance. No data were collected the research, authorship, and/or publication of this article: this study
regarding follow up beyond 30 days, and clinical efficacy was funded by a research grant from EKOS, a BTG International
outcomes were limited to mortality. The rate of comorbidi- group company. The sponsor had no role in data interpretation or
writing the manuscript. BJC, SZG, and GP had full access to the
ties was higher in the elderly group, which might confound
data and had final responsibility for the decision to submit for pub-
outcomes. Fewer elderly patients had a follow-up CT scan lication. The sponsor of the trial was in possession of the database.
within the 48-hour window. Finally, sample size may have
limited the power of our analysis to detect differences in out- References
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