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Anterior Cingulate Gyrus Dysfunction


and Selective Attention Deficits in
Schizophrenia: [15O]H2O PET Study
During Single-Trial Stroop Task
Performance
Cameron S. Carter, M.D.; Mark Mintun, M.D.; Thomas Nichols, B.S.; Jonathan D.
Cohen, M.D., Ph.D.
http://dx.doi.org/10.1176/ajp.154.12.1670

 Abstract
 Full Text
 References

Abstract
Section:

OBJECTIVE: Attentional deficits are a prominent aspect of cognitive dysfunction in


schizophrenia. The anterior cingulate gyrus is proposed to be an important component
of frontal attentional control systems. Structural and functional abnormalities have been
reported in this region in schizophrenia, but their relationship to attentional deficits is
unknown. The authors investigated the function of the anterior cingulate gyrus and the
related neural systems that are associated with selective attention in patients with
schizophrenia. METHOD: While subjects performed multiple blocks of a single-trial
Stroop task, [15O]H2O positron emission tomography scans were obtained. Fourteen
patients with schizophrenia were compared with 15 normal subjects matched for age,
gender, and parental education. RESULTS: The patients with schizophrenia responded
at the same rate but made more errors in color naming during the color-incongruent
condition. Consistent with the authors' hypothesis, patients with schizophrenia showed
significantly less anterior cingulate gyrus activation while naming the color of color-
incongruent stimuli. CONCLUSIONS: Patients with schizophrenia fail to activate the
anterior cingulate gyrus during selective attention performance. This finding adds to the
understanding of the functional significance of the structural and metabolic
abnormalities in schizophrenia that have been previously reported in this region of the
brain. (Am J Psychiatry 1997; 154:1670–1675)

Selective attention, the ability to enhance the processing of information relevant to our
goals and limit the processing of that which is irrelevant, is a fundamental cognitive
capability that is essential for everyday functioning. Disturbances of selective attention
are among the earliest described and most clinically apparent cognitive deficits that are
present in schizophrenia (1), and these disturbances appear to be related to behavioral
disorganization in this illness (2).

With the advent of functional brain imaging it has become possible to investigate the
neural substrates of selective attention deficits. Positron emission tomography (PET)
studies that employ continuous performance tasks have reported decreased metabolism
in lateral and medial prefrontal cortex in patients with schizophrenia (3, 4). These
studies used continuous performance tasks to stabilize the subjects' psychological state
and place demands upon systems involved in vigilance and attention. These studies did
not include control tasks or seek to establish specific relationships between abnormal
attentional processes and the metabolic response of neural systems.

With the development of the [15O]H2O PET brain mapping technique, in which repeated
scans are performed during different psychological states, it has become possible to
design experiments that associate discrete neural system responses with specific
cognitive processes. This involves constructing control tasks that match activation tasks
on sensory, motor, and cognitive processes that are not specifically of interest.
Comparisons of regional cerebral blood flow (CBF) between activation and control
states isolate the regional CBF responses that are related to the specific processes of
interest. A recent application of this technique used a dichotic listening task to show
impaired task-appropriate modulation of blood flow in the superior temporal gyrus in
patients with schizophrenia (5).

In studies of attentional processes analyzed by human brain mapping, considerable


emphasis has been placed upon the role of the anterior cingulate gyrus (6). The anterior
cingulate gyrus is activated when subjects divide their attention across more than one
feature of a stimulus (7) but not when they attend to a single feature. During the Stroop
task (8), a paradigmatic measure of selective attention in which subjects must avoid
reading a word (a pre-potent response) while naming its color, anterior cingulate gyrus
activation has been reported in three independent studies (9–11); the precise rostro-
caudal location of activation varied with the particular stimulus parameters employed
(11). In contrast, the dorsolateral prefrontal cortex and parietal cortex, but not the
anterior cingulate gyrus, were activated when subjects maintained attention for the
occurrence of visual and somatosensory stimuli (12). It has been proposed that anterior
cingulate gyrus activation is associated with the selection of one of several competing
responses (6, 13) and that it has an executive role in the control of selective attention (6,
10).

Anterior cingulate gyrus abnormalities have been reported in morphometric and


histopathological studies of schizophrenia (14, 15). Medial frontal hypometabolism was
found in patients at rest (16) and during performance of a continuous performance task
(17, 18). Decreased medial frontal activation, probably in the anterior cingulate gyrus,
was seen in patients during performance of the Tower of London task (19), and
impaired activation was seen in the anterior cingulate gyrus during paced verbal
fluency, compared to word repetition, tasks in patients with schizophrenia (20). We
recently reported decreased activation in the anterior cingulate gyrus, dorsolateral
prefrontal cortex, and superior temporal gyrus during supraspan memory performance
(21). Liddle and colleagues reported significant correlations between anterior cingulate
gyrus regional CBF and disorganization in chronically symptomatic subjects (22).
Together these studies suggest that there are behaviorally relevant structural and
functional anterior cingulate gyrus abnormalities in patients with schizophrenia.
However the relationship between these abnormalities and specific functional deficits,
such as impaired selective attention, remains unknown. The present study sought to
address this question by using [15O]H2O PET and a single-trial Stroop task.

METHOD
Section:

Subjects

The study was approved by the University of Pittsburgh biomedical institutional review
board. All subjects gave written informed consent after the procedure was fully
explained to them. Fourteen patients with schizophrenia and 15 healthy comparison
subjects participated. All were right-handed (determined by their response to the first
three questions of the Edinburgh Inventory [23]), had normal or corrected-to-normal
vision that could discern color, and were native English speakers. The comparison
subjects were matched as a group with the patients with schizophrenia on age (patients
with schizophrenia: mean=35.7 years, SD=4.4; comparison subjects: mean=34.3,
SD=9.1), gender (patients with schizophrenia: six women, eight men; comparison
subjects: eight women, seven men), and years of parental education (patients with
schizophrenia: mean=12.0, SD=1.6; comparison subjects: mean=12.5, SD=1.8).
Regional CBF data from the normal comparison group, analyzed by using an earlier
version of Statistical Parametric Mapping, have been reported elsewhere (11). All
patients met DSM-IV criteria for chronic schizophrenia (N=12) or schizoaffective
disorder, bipolar type (N=2), and had been clinically stable on fixed-dose antipsychotic
regimens for a minimum of 3 months. Two patients were being treated with clozapine,
and two were receiving risperidone. The rest were being treated with a variety of
conventional antipsychotics. Schizophrenic symptoms were rated on the day of study by
using the Positive and Negative Symptom Scale (24). We examined correlations among
symptoms, performance, and regional CBF responses by combining items from the
Positive and Negative Symptom Scale to produce three syndromes. The positive
syndrome consisted of the symptoms of hallucinations and delusions. Blunted affect,
emotional withdrawal, passive social avoidance, motor retardation, and lack of
spontaneity were combined to form the negative syndrome. Finally, the symptoms of
conceptual disorganization, difficulty abstracting, and poor attention comprised the
disorganization syndrome. Alphas for these syndromes were 0.85, 0.87, and 0.78,
respectively.

Procedures

PET images were obtained with a Seimens ECAT951r/31 camera. Subjects' heads were
immobilized by using an individually molded thermoplastic mask. The PET gantry was
rotated and tilted so that the lowest imaging plane was parallel to, and approximately 1
cm above, the canthomeatal line. A 10-minute transmission scan that used three rotating
“pin” sources of 68Ge/68Ga for the purpose of calculating attenuation factors preceded
the blood flow studies.

Brain activity was measured after an intravenous injection of 50 mCi of [15O]H2O in 5–


7 ml of saline. Twenty seconds after injection, a 60-second emission scan was acquired
and reconstructed to approximately 10 mm full width at half maximum to create a map
that is highly proportional to CBF (25). In subsequent sections we will follow the
convention of referring to these data as regional CBF.

The Stroop task was programmed by using PsyScope (26) on a Macintosh IIci
computer. Subjects began the task 40 seconds before injection and continued for 3
minutes. Each trial began with a central fixation cross for 500 msec that was followed
by the stimulus (a colored word) for 1250 msec. Subjects' responses were registered by
using a voice-activated relay and timing device with millisecond accuracy. Responses
were also tape recorded to measure accuracy. In the two previous PET studies of single-
trial Stroop performance that included color-congruent stimuli, these stimuli comprised
an entire block of trials (9, 10). In discussing these studies, Taylor et al. (13) pointed out
that when subjects are presented with a block of color-congruent trials they may change
strategy and read the word rather than name the color. To control for this, we mixed
neutral stimuli in with the color-congruent and color-incongruent stimuli. Facilitation
blocks consisted of trials in which 50% of the stimuli were color-congruent (e.g., the
word RED printed in red), and 50% were neutral (e.g., the word DOG printed in red).
Interference blocks consisted of trials in which 50% of the stimuli were color-
incongruent (e.g., the word RED printed in green), and 50% were neutral. Neutral
blocks consisted of animal name words that were printed in color. Stimuli in all blocks
were presented in random order. Subjects were instructed to fixate on the center of the
monitor and ignore the words while naming their colors as quickly and accurately as
possible. Subjects performed each of the three experimental conditions three times. The
order was counterbalanced across subjects. While in the PET scanner, but before the
first regional CBF scan, subjects received one practice block of the condition that they
had been randomized to receive first during the PET study.

Data Analysis

Individual PET images were registered by using an automated algorithm to correct for
small head movements (27), then registered to the individual subject's MRI scan (28).
Spatial normalization was accomplished by registering these data to a standard MRI that
had been previously transformed to the coordinates of the atlas of Talairach and
Tournoux (29). PET images were then analyzed by using Statistical Parametric
Mapping (30) software. Data were normalized to an average value of 50 ml/100
ml/minute by using analysis of covariance (ANCOVA). A gaussian filter (12 mm full
width at half maximum) was applied to the data to reduce the effects of high frequency
noise and individual differences in anatomy. The mean difference between the color-
incongruent and the neutral conditions was compared between the patients with
schizophrenia and the healthy subjects by using a split plot ANCOVA. The resulting
image of t statistics was transformed to z scores to allow the associated display to be
independent of the degrees of freedom. The comparison of patients with schizophrenia
and normal subjects was undertaken in two steps. The first analysis was hypothesis
driven and focused on the anterior cingulate gyrus. The critical threshold for this
comparison was a z score of 2.32, which corresponded to a p value of 0.01. The second
comparison was exploratory and sought to identify other regions throughout the brain in
which activation in patients with schizophrenia was less than that of comparison
subjects during performance of the Stroop task. The critical z score for this comparison
was 3.09, which corresponded to a p value of 0.001.

RESULTS
Section:

Task Performance

Because of initial technical difficulties in measuring verbal responses in the scanner,


reliable reaction time data were available for only nine comparison subjects and 10
patients with schizophrenia. Accuracy ratings, scored from taped responses, were
obtained for all but one subject in each group. Both groups were able to maintain the
pace of responding to a stimulus every 1750 msec without omissions. Hence,
differences between the groups' regional CBF response cannot be due to reduced rates
of responding, which is a frequent confound in mapping studies of cognitively impaired
subjects.

As in previous studies of single-trial Stroop task performance (31), the patients with
schizophrenia did not show greater interference, as measured by the difference in
reaction times for color-incongruent stimuli (patients with schizophrenia: mean=958.6
msec [SD=186.4], comparison subjects: mean=902.3 msec [SD=229.4]) and neutral
stimuli (patients with schizophrenia: mean=855.9 msec [SD=171.0], comparison
subjects: mean=805.3 msec [SD=192.3]) (F=0.03, df=1,17, p<0.87). In the error
analysis, overall error rates were low, which confirms that subjects understood the task
and were performing as instructed. The patients with schizophrenia showed a larger
increase in errors with color-incongruent stimuli (mean=11.1%, SD=9.2%) than with
neutral stimuli (mean=2.2%, SD=1.9%) than did the comparison subjects (mean=1.9%
[SD=3.4%] and mean=0.5% [SD=0.9%], respectively) (F=7.9, df=1,25, p<0.01). These
errors invariably consisted of reading the word rather than naming its color. This greater
error interference remained significant whether the comparison was made for all
subjects or just those with reaction time data. Pearson's correlation coefficients between
reaction times and error rates for color-incongruent stimuli for the whole group (r=0.10,
df=18, p<0.34), the comparison subjects (r=0.36, df=8, p<0.34), and the patients with
schizophrenia (r=–0.02, df=9, p<0.34) were not significant. The nonparametric
Spearman's rank order correlation showed a similar result (whole group: rs=0.14, N=19,
p<0.26; comparison subjects: rs=0.42, N=9, p<0.26; patients with schizophrenia: rs=–
0.12, N=10, p<0.26). Hence, the higher frequency of errors was not simply due to a
speed-accuracy tradeoff by the patients with schizophrenia. Rather, the greater number
of errors in the color-incongruent condition indicates attentional dysfunction in the
patients with schizophrenia, which reflects a greater influence of the irrelevant
dimension of the stimulus (the word) over naming the color (32).

Performance during color-congruent blocks did not reveal differences between the
patients with schizophrenia and the comparison subjects in either reaction times (color-
congruent mean=723.7 msec [SD=209.7] and 665.7 msec [SD=160.0], respectively;
neutral mean=790.8 msec [SD=218.5] and 751.2 msec [SD=176.2], respectively) or
errors (color-congruent mean=0.1% [SD=0.3%] and 0.0% [SD=0.0%], respectively;
neutral mean=1.4% [SD=1.2%] and 0.6% [SD=1.1%], respectively). Comparison
subjects showed more reaction time facilitation than patients, but this was not
significant. This would be expected if patients with schizophrenia have a deficit in the
control of selective attention, since in the current design the color-congruent condition
was a mix of neutral and color-congruent stimuli. Comparison subjects would be better
able to strategically allow more reading, thus taking advantage of the presence of color-
congruent color names to improve performance.
Regional CBF

The regional CBF analysis focuses on the comparison of the two groups' responses to
color-incongruent versus neutral conditions, since it is in this comparison that patients
showed significant evidence of impaired selective attention.

Consistent with our hypothesis, patients with schizophrenia showed significantly less
activation than comparison subjects in the right anterior cingulate gyrus (pixel maxima
at Talairach coordinates 12, 46, 4) (z=2.88, N=29, p<0.002). The location and extent of
this group difference is shown in figure 1.

Figure 2 shows other regions of the brain that increased less in patients with
schizophrenia than in normal comparison subjects in response to naming the color of
color-incongruent stimuli. Differences are seen in the left precentral gyrus (Talairach
coordinates –26, –14, 52) (z=3.24, N=29, p<0.001), and right hippocampal gyrus
(Talairach coordinates 12, –38, 4) (z=3.45, N=29, p<0.001). Orthogonal projection
views of these group differences in activation are shown in figure 2.

Group differences in the magnitude of regional CBF responses seen in the anterior
cingulate gyrus, left precentral gyrus, and right hippocampal region were not due to
greater variability in these regions. The patients with schizophrenia showed smaller and
generally less variable responses than comparison subjects in the anterior cingulate
gyrus (patients with schizophrenia: mean change=1.2% [SD=2.4%], comparison
subjects: 2.4% [SD=3.4%]) and the precentral gyrus (patients with schizophrenia:
mean=–0.2% [SD=2.2%], comparison subjects: mean=3.3% [SD=3.4%]). The
hippocampal gyrus difference reflected a region that decreased more in the patients with
schizophrenia (mean=–2.4%, SD=3.7%) than in the normal comparison subjects
(mean=0.3%, SD=4.3%).

Correlations Between Regional CBF Response and Behavior

Pearson's product moment correlation coefficients were calculated between errors in the
color-incongruent condition and regional CBF response in the anterior cingulate gyrus.
This correlation was positive and approached significance at a trend level in both groups
(comparison subjects: r=0.48, df=13, p<0.09; patients with schizophrenia: r=0.48,
df=12, p<0.10). To evaluate the specificity of this finding, correlations were computed
between errors and the regional CBF response at the two other regions that
distinguished patients with schizophrenia from comparison subjects: the left precentral
gyrus (patients with schizophrenia: r=–0.52, df=12, p<0.07; comparison subjects: r=–
0.23, df=13, p<0.16) and the right hippocampal region (patients with schizophrenia:
r=0.44, df=12, p<0.14; comparison subjects: r=–0.40, df=13, p<0.16).

Within the schizophrenia group correlation coefficients were computed for anterior
cingulate gyrus activation and positive, negative, and disorganization syndrome scores.
None of these correlations approached significance. The correlation between errors in
the color-incongruent condition and disorganization, which we have found in studies of
larger groups of patients (33), was also not significant.

DISCUSSION
Section:
Consistent with our hypothesis, patients with schizophrenia showed significantly less
anterior cingulate gyrus activation than normal comparison subjects during the color-
incongruent condition of the Stroop task. This is consistent with previous studies that
suggested abnormal medial frontal physiology in schizophrenia (16–22). Because of our
experimental design we are able to attribute functional relevance to this finding. We
compared regional CBF under attentionally demanding conditions (response
competition) to a state in which sensory, motor, and cognitive components unrelated to
resolving this competition were identical. Hence, we conclude that failure to activate the
anterior cingulate gyrus in the color-incongruent condition is related to the selective
attention demands of the task.

The primary purpose of this study was to test a focal hypothesis: patients with
schizophrenia would fail to activate the anterior cingulate gyrus during selective
attention performance. Our results confirm this hypothesis while also showing that other
regions respond abnormally to task performance in patients with schizophrenia. This
result is consistent with recent PET findings that suggested that patients with
schizophrenia fail to modulate cortical activity in distributed networks in a task-
appropriate manner (5, 34). One hypothesis that has been invoked to account for these
findings is that corticocortical or corticostriatal-thalamic connectivity is disturbed in
schizophrenia (5, 35). The caveat to this interpretation is that a failure to activate a
region involved in executive control would also have widely distributed ramifications
within a neural network engaged by the task. The design of previous studies as well as
the current one do not allow us to draw firm conclusions regarding which of these two
interpretations is more accurate. Further studies with novel designs and quantitative
methods for evaluating connectivity are needed to resolve these two competing views
regarding the underpinnings of abnormal patterns of cortical activation during cognitive
performance in schizophrenia.

In both groups, anterior cingulate gyrus activation correlated with errors in the color-
incongruent condition. Similar correlations between poor performance and anterior
cingulate gyrus activation have been previously reported during a Stroop-like task (13)
and during a response inhibition task (36). A baseline level of task-related activation,
with incremental increases with increasing error rates, is consistent with the
hypothesized role of the anterior cingulate gyrus in monitoring for or detecting errors
and in strategically reactivating selected circuits to compensate for their occurrence (37,
38). Such a function would reflect the connectivity between the anterior cingulate gyrus
and both the cortical systems involved in cognition and the limbic regions involved in
emotion and motivation. Physiological dysfunction in this region could result in the
lower regional CBF response and greater number of color-naming errors seen in
patients in the current study, with preservation of the correlational relationship between
these two measures.

The relationship between impaired selective attention performance and disorganization


reported in other studies (2, 31) was not found. There were no significant relationships
between symptoms and cingulate regional CBF response, which may reflect a restricted
range of patient symptoms. All patients were mildly ill and clinically stable outpatients.
All patients in the study were treated with neuroleptics. It is possible that the failure of
the anterior cingulate gyrus to activate during Stroop performance in the patients with
schizophrenia reflects the effects of antipsychotic medications rather than processes
related to the pathophysiology of schizophrenia. Decreases in resting anterior cingulate
gyrus regional CBF and metabolism have been reported 3–4 weeks after neuroleptic
withdrawal in patients with schizophrenia (39, 40), which confirms that increasing
dopamine tone increases resting cingulate blood flow and metabolism. However, since
previous studies that reported reduced anterior cingulate gyrus activation during Tower
of London performance (19) and verbal fluency (34) found this result in unmedicated
patients, we believe that this account of our results is unlikely. A definitive conclusion
on this point must await a replication in an unmedicated group of patients.

The locus of the reduced regional CBF response associated with naming the color of
color-incongruent stimuli is within the rostral anterior cingulate gyrus. Similar loci of
activation have previously been reported during Stroop performance (10). On the basis
of animal studies and a limited review of human PET studies (41), it has been proposed
that within the anterior cingulate gyrus the more caudal region is involved with
cognition and the more rostral region with emotions. The results of this and other Stroop
studies suggest that a role in attention extends to the pregenual portion of the cingulate.
Reports of caudal anterior cingulate gyrus activation in response to pain (42) are also
inconsistent with a simplified functional division of ventral and dorsal regions along
cognitive versus emotional lines. Of course, one can always argue that activation
associated with pain reflects attention to this sensation and that activation during a
cognitive task reflects an emotional response. However, the association between
performance and anterior cingulate gyrus activation in the present study, as well as
those of Taylor et al. (13) and Casey et al. (36), argues against a nonspecific emotional
response driving anterior cingulate gyrus activation. More functional imaging studies
that focus on this region are needed before we will have a clear understanding of the
nature of functional specialization within the human anterior cingulate gyrus.

While the precise pathophysiological mechanisms that underlie a failure to increase


regional CBF in the anterior cingulate gyrus during selective attention in schizophrenia
are unknown, recent histopathological studies have reported findings that may begin to
illuminate this issue. Benes (15) reported greater numbers of vertical glutamatergic
fibers in layer II of the anterior cingulate gyrus in postmortem schizophrenic brains
along with a reduction of GABAergic interneurones and up-regulation of postsynaptic
GABA receptors. Benes proposed a model of a disturbed intrinsic circuitry of the
anterior cingulate gyrus in which an increase in excitatory input and a reduction in
GABAergic inhibition within layer II cause unmodulated pyramidal cell activity in this
region and its distant projection sites. A similar model that emphasized disturbances in
glutamatergic, dopaminergic, and GABAergic neurotransmission in the cingulate in
schizophrenia has been also proposed by Olney and Farber (43).

In the present study we found that patients with schizophrenia showed significantly less
activation in the anterior cingulate gyrus, which was associated with impaired selective
attention. This suggests that the functional significance associated with
histopathological and physiological abnormalities that have been previously reported in
this region of the brain in schizophrenia includes a relationship with deficits in selective
attention. These results demonstrate the utility of the Stroop task as an activating
procedure in functional imaging studies and invite further studies that evaluate the
relationship of anterior cingulate gyrus function, attentional deficits, and associated
clinical manifestations in schizophrenia.

Presented at the Second International Conference on Functional Mapping of the Human


Brain, Boston, June 17–21, 1996. Received Dec. 6, 1996; revisions received May 7 and
June 13, 1997; accepted July 3, 1997. From the Department of Psychiatry, University of
Pittsburgh, Western Psychiatric Institute and Clinic. Address reprint requests to Dr.
Carter, Department of Psychiatry, University of Pittsburgh, Western Psychiatric
Institute and Clinic, 3811 O'Hara St., Pittsburgh, PA 15213; cscarter+@pitt.edu (e-
mail). Supported by a National Alliance for Research on Schizophrenia and Depression
Young Investigator Award and NIMH Mentored Research Scientist Development
Award for Clinicians MH-01306 to Dr. Carter. The authors thank David Kupfer, M.D.,
James McClelland, Ph.D., Rohan Ganguli, M.D., and Nina Schooler, Ph.D., for advice
and support and MaryBeth Wiseman, B.S., Amy Herbster, B.S., and Renee Ralke, B.A.,
for technical assistance.

FIGURE 1. Extent and Location of the Difference Between Normal Comparison


Subjects and Patients With Schizophrenia in Anterior Cingulate Gyrus Regional CBF
Response to Naming the Color of Color-Incongruent Stimulia
a
Results are rendered onto a T1-weighted structural MRI scan that has been spatially
transformed to the coordinates of the atlas of Talairach and Tournoux (29).

Download Slide (.ppt)

FIGURE 2. Additional Regional Differences Between Normal Comparison Subjects


and Patients With Schizophrenia in Regional CBF Activation Response to Naming the
Color of Color-Incongruent Stimuli Versus Naming the Color of Noncolor Words

Download Slide (.ppt)


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