Académique Documents
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TAXPAYER INFORMATION:
Name of Taxpayer:
TIN:
Letter of Authority No.
Taxable Year:
YES NO
If not approved please state reason and status of the application for permit to use
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In house developed Software
4 eSales Reports
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4 Annual Alphalist of Payees subject to Expanded Withholding Tax
(Form 1604E Schedule D.4)
6 Alphalist of Employees other than rank & file who were given Fringe
Benefits Expanded Withholding Tax (Form 1604E Schedule D.6)
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YES NO
II. TEST OF DATA INTEGRITY
A.
Are files secured from the taxpayer stored in read only CD-R or DVD-R format?
B. Are the storage media properly labeled as to the identity of the taxpayer,
name of files included and signed by an authorized official of the taxpayer?
C. Have you performed the following data validation procedures on the submitted
taxpayer data?
1. Data validity (no unrecognizable characters are indicated)
3. Matched the File Layout Report against the actual data submitted by the
taxpayer
Completeness of Transactions
Check for gaps & duplicates on Invoices/Official Receipts
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Offsetting/Netting of Accounts
YES NO
3 Others
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YES NO
B. Have you performed other mandatory data validation procedures available in the CAATTs Laboratory?
C. Did you use the facilities of the CAATTs laboratory or other audit tools for your
data interrogation?
Please indicate other audit tools used for verification in addition to ACL
Excise Tax
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Description Reference Page No
Withholding Tax
Others
Division Chief
Quickguide
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In filling up the form, pls rename the sheet with the the name of taxpayer
CAATTs Compliance Reports to form part of the docket for PAN cases
Narrative description of the CAATTs procedures utilized during audit and the corresponding CAATTs
related findings to be part of the report of investigation
Apply RAMO 1-2008 as guide for CAATTs Audit Procedures
Post reporting requirements for collections/assessments attributable to CAATTs to be submitted in a separate
Unless otherwise stated, pls indicate in taxable base amounts the noted discrepancies thereof
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Annex "C"
ONTROL NO. _____________________
Not Applicable
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marks
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Not Applicable Reference
Noted
Discrepancy Reference/ Remarks
Y/N
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Noted
Discrepancy Reference/ Remarks
Y/N
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Noted
Discrepancy Reference/ Remarks
Y/N
holding tax)
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Amount (Base Figures/Tax Due*)
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ate form
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