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1.

What will you do to prove that public office is public Must be created either by (a) the Constitution, (b) the
trust? Legislature, or (c) a municipality or other body through
authority conferred by the Legislature;

4. Who is an Officer de Facto?

2. What is public office? De Facto Doctrine


A public office is the right, authority and duty created
and conferred by law, by which for a given period, either fixed Q: What is the de facto doctrine?
by law or enduring at the pleasure of the appointing power, an
individual is invested with some portion of the sovereign A: It is the principle which holds that a person, who, by the
functions of the government, to be exercised by him for the proper authority, is admitted and sworn into office is deemed
benefit of the public. (Mechem) to be rightfully in such office until:

Purpose and Nature (a) by judicial declaration in a proper proceeding he is


ousted therefrom; or
A public office is created to effect the end for which (b) his admission thereto is declared void.
government has been instituted which is the common
good; not profit, honor, or private interest of any person, Q: What is the purpose for the doctrine?
family or class of persons (63 A Am Jur 2d 667)
A: It is to ensure the orderly functioning of
Nature: (1) A public office is a public trust. (Art. XI, Sec. government. The public cannot afford to check the validity of
1, 1987 Consti) the officer's title each time they transact with him.
(2) It is a responsibility and not a right. (Morfe
v. Mutuc) De Facto Officer defined

Elements Q: When is a person a de facto officer?

(1) Must be created either by (a) the Constitution, (b) the A: Where the duties of the office are exercised under any of
Legislature, or (c) a municipality or other body through the following circumstances:
authority conferred by the Legislature;
(1) Without a known appointment or election, but under such
(2) Must possess a delegation of a portion of the sovereign circumstances of reputation or acquiescence as were
power of government, to be exercised for the benefit of the calculated to induce people, without inquiry, to submit to or
public; invoke his action, supposing him to the be the officer he
assumed to be; or
(3) The powers conferred and the duties discharged must be
defined, directly or impliedly by the Legislature or through (2) Under color of a known and valid appointment or election,
legislative authority; but where the officer has failed to conform to some precedent
requirement or condition (e.g., taking an oath or giving a
(4) The duties must be performed independently and without bond);
control of a superior power other than the law;
(3) Under color of a known election or appointment, void
Exception: If the duties are those of an inferior or subordinate because:
office, created or authorized by the Legislature and by it
placed under the general control of a superior office or body; (a) the officer was not eligible;
(b) there was a want of power in the electing or appointing
(5) Must have some permanency and continuity body;
(c) there was a defect or irregularity in its exercise; such
3. How is a public office created? ineligibility, want of power, or defect being unknown to the
public.

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(4) Under color of an election or an appointment by or technically
pursuant to a public, unconstitutional law, before the same is qualified in all
adjudged to be such. points of law to
act
Note: Here, what is unconstitutional is not the act creating
the office, but the act by which the officer is appointed to an How ousted Cannot be Only by a direct
office legally existing. (Norton v. County of Shelby) ousted. proceeding (quo
warranto); not
Officer De Jure v. Officer De Facto collaterally

De Jure De Facto Validity of Valid, subject Valid as to the


official acts to exceptions public until such
Requisites (1) Existenc (1) De jure (e.g., they time as his title
e of a de office; were done to the office is
jure beyond the adjudged
office; scope of his insufficient.
(2) Color of authority, etc.)
(2) must right or
possess general Rule on Entitled to Entitled to
the legal acquiescenc Compensatio compensation receive
qualificati e by the n as a matter of compensation
ons for public; right; only during the
the office time when no de
in (3) Actual The principle jure officer is
question; physical of "no work, declared;
possession no pay" is not
(3) must be of the applicable to He is paid only
lawfully office in him. for actual
chosen to good faith services
such rendered by
office; him.

(4) must Elements of a De Facto Officership


have
qualified (1) De jure office
himself to (2) Color of right or general acquiescence by the public;
perform (3) Actual physical possession of the office in good faith
the duties Note: This is not absolutely true. An intruder / usurper may
of such ripen into a de facto officer.
office
according Examples of De Facto Officers
to the
mode · A judge who continued to exercise his duties after his
prescribe appointment was disapproved by the CA according to a
d by law. newspaper report, but before receiving the official notification
regarding the rejection of his appointment (Regala v. Judge of
Basis of Right: he has Reputation: Ha CFI);
Authority the lawful s the possession
right / title to and performs · A lawyer instructed by the Acting Provincial Governor
the office the duties under to file an information for homicide, where the latter had no
color of right, authority to designate him as assistant fiscal, and where the
without being DOJ had not authorized him to act as such (People v. Penesa);
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Liabilities of De Facto Officers
· A third-ranking councilor who is designated to act as
mayor by an officer other than the proper appointing authority · The liability of a de facto officer is generally held to be
prescribed by law, and lacking the consent of the Provincial the same degree of accountability for official acts as that of a
Board (Codilla v. Martinez) de jure officer.

· The de facto officer may be liable for all penalties


Examples of those not considered as De Facto Officers imposed by law for any of the following acts:

· A judge who has accepted an appointment as finance (a) usurping or unlawfully holding office;
secretary and yet renders a decision after having accepted such (b) exercising the functions of public office without lawful
appointment (Luna v. Rodriguez); right;
(c) not being qualified for the public office as required by
· A judge whose position has already been abolished by law.
law, and yet promulgates a decision in a criminal case after the
abolition and over the objection of the fiscal (People v. So) · The de facto officer cannot excuse his responsibility for
crimes committed in his official capacity by asserting his de
facto status.
Legal Effect of Acts of De Facto Officers
5. Who is an Officer de Jure?
As regards the officers themselves Is one who is a lawful officer
GENERAL RULE: A party suing or defending in his own
right as a public officer must show that he is an officer de
jure. It is not sufficient that he be merely a de facto officer. 6. What are the qualifications to public office?

As regards the public and third persons a) President (Sec. 2, Art. VI, Constitution)
GENERAL RULE: The acts of a de facto officer are valid Vice President (Sec. 3, Art. VII, Constitution)
as to third persons and the public until his title to office is
· Natural-born citizen
adjudged insufficient. · 40 years old on day of election
· resident of the Philippines for at least 10 yrs
Official Acts of De Facto Officers not subject to collateral immediately preceding election day
attack
b) Senator (Sec. 3, Art. VI, Constitution)
RULE: The title of a de facto officer and the validity of his
· Natural-born citizen
acts cannot be collaterally questioned in proceedings to which
· 35 years old on day of election
he is not a party, or which were not instituted to determine the · able to read and write
very question. · registered voter
REMEDY: Quo warranto proceedings · resident of the Philippines for not less than two
Who may file: years immediately preceding election day
(1) The person who claims to be entitled to
the office; c) Congressmen (Sec. 6, Art. VI, Constitution)
(2) The Republic of the Philippines,
· Natural-born citizen
represented by · 25 years old on day of election
(a) the Solicitor-General; or (b) a public · able to read and write
prosecutor · registered voter in district in which he shall be
elected
Nueno v. Angeles · resident thereof for not less than one year
immediately preceding election day
In this case, there were four (4) petitioners seeking to oust six d) Supreme Court Justice
(6) Board Members. The Court held that this could not be
done unless all 4 of them were entitled to the offices of the 6. · Natural born citizen
· at least 40 years old

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· 15 years or more a judge or engaged in law sangguniang bayan and sangguniang barangay and punong
practice barangay; at least 15 years old and not more than 21 years of
· of proven CIPI (competence, integrity, probity age for Sangguniang kabataan.
and independence) · able to read and write FIlioini or any other local
language or dialect
e) Civil Service Commissioners (Sec. 1 [1], Art. IXB. · registered voter in the constituency in the locality
Constitution) · resident thereof for a period of not less than 1 year
immediately preceding the day of the election
· Natural-born citizen
· 35 years old at time of appointment
· proven capacity for public administration
· not a candidate for any elective position in
elections immediately preceding appointment
Public office, a public trust
f) COMELEC Comm. (Sec. 1[1], Art. IXC) It looks like most of our elected and/or appointed public
officials/government employees are unmindful of, or
· Natural-born citizen completely ignore the underlying principle of public service
· 35 years old at time of appointment enshrined in our Constitution which says that “a public office
· college degree holder is a public trust”. Even the present P-Noy administration
· not a candidate for elective position in election which started out with a very promising slogan recognizing
immediately preceding appointment the people as his boss (kayo ang boss ko), seems to be
· chairman and majority should be members of complying with this principle more in words than in deeds.
the bar who have been engaged in the practice of
law for at least 10 years (See Cayetano v.
Monsod) It is really sad to note that our President has been reporting to
his “boss”, something different from what is actually
g) COA Commissioners happening or being done by his administration especially in
connection with the terrible disasters hitting the central
· Natural-born citizen Visayan provinces. The people are indeed quite disappointed
· 35 years old at time of appointment with his stance and have started to lose trust and confidence in
· CPA with >10 year of auditing experience or him. This fact is confirmed by the recent poll surveys showing
· Bar member engaged in practice of law for at that his trust ratings have significantly gone down. In other
least 10 years countries, such developments are enough to trigger some
· Not have been candidates for elective position resignations.
in elections immediately preceding appointment
Resignations likewise immediately follow when government
h) Philippine Party-List Representative (Sectoral officials have been implicated in irregularities eroding the
representative): peoples’ trust and confidence in them even if they believe that
such loss of trust and confidence are groundless. They do not
· natural born citizen of the Philippines stubbornly cling to their positions like leeches and wait until
· able to read and write the charges against them are proven in a very tedious court
· registered voter process which may become moot and academic because of
· resident of the Philippines for a period not less long delay or where they may even be cleared because of
than 1 year immediately preceeding the day of the technicalities.
election
· bona fide member of the sector he seeks to The recent filing of charges against some officials of the
represent present regime involved in the P10 billion pork barrel scam
· on the day of the election is at least 25 years should have triggered a lot of resignations. But so far, no one
old BUT in case of youth sectoral representative, at has done so because of the usual excuse that they serve at the
least 25 years and not more than 30 years old at the pleasure of the President and will not therefore quit as long as
day of the election the President has trust and confidence in them. Obviously they
treat public office not as a public trust but a personal trust of
i) Philippine Local Officials: the President.
· citizen of the Philippines
· on the day of election at least 23 years old for On the other hand, most of our locally or nationally elected
Governor, Vice-Governor, member of sangguniang public officials also consider the public positions they occupy
panlalawigan, mayor, vice-mayor, sangguniang panglungsond as personal possessions and major sources of wealth and
in highly urbanized cities; while at least 21 years old for the power that should be kept within the family and handed down
said officials in component cities and municipalities; at least from generation to generation. Undoubtedly, we are the only
18 years old for members of the sangguniang panglungsod,
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democratic country where political dynasties exist and Senate President Juan Ponce Enrile, presiding officer in the
continue to grow despite the constitutional provision banning impeachment trial of Chief Justice Renato Corona, has ordered
them. Apparently the ban does not work because our Congress the defense and prosecution to define public trust and betrayal
that is called upon to enact the enabling law to make it of public trust.
effective is likewise under the control of political dynasties.
While a bill has already been submitted by the Lower House Dishonesty became a buzzword after prosecutors of the House
committee for approval of the entire body, its leaders still of Representative asserted that Corona had demonstrated
doubt that it will be passed precisely because the political dishonesty in his non-declaration of some properties in his
dynasties therein will block its enactment into law. SALN.

Indeed, being in the government service under our present The prosecution said such dishonesty constitutes betrayal of
system is one way of making a lot of money and getting rich public trust, an impeachable offense under the Constitution.
quick. Hence so many people are aspiring and spending lots of
money just to be elected or gain appointments to public
However, retired Supreme Court Justice Serafin Cuevas, the
offices. Our present political system has really enabled the
lead defense counsel, said Corona’s apparent failure to declare
culture of corruption to thrive especially because of the wide
some of his properties, if for the sake of argument he did fail
latitude of discretionary powers given to our officials from the
do to so as the prosecution had alleged, the act does not
President down to the Barangay Captain particularly in the
warrant dismissal from office. It calls merely for “corrective
disbursements of huge public funds and in granting favors or
action” under certain provisions of the SALN Law, and some
closing deals, not to mention the multi-layered bureaucratic
in cases that the Civil Service Commission had promulgated,
red tape now in place.
he added.

Actually, some local governments have also adopted the


Tranquil Salvador III, a defense spokesman, said the basic
system of distributing pork to the members of their municipal
question is the accuracy in the details of Corona’s SALN.
or city councils whose main task is merely to legislate, or
enact municipal or city ordinances. Perhaps one of the biggest
pork is that allocated to the Councilors of Quezon City who “That’s the basic defense,” he said. “Is it accurate? Yes, it is
get P40 million a year each or a total of P960 million per accurate.”
annum. This allocation is of the same nature as the PDAF
which the Supreme Court has already declared Salvador asked if any inaccuracy in Corona’s SALN should be
unconstitutional. So it should also be scrapped. seen as an impeachable offense or merely violative of some
administrative procedure.
But instead of scrapping it so that the city will have enough
funds to meet its more vital expenses, the Council is even “It all goes back to their (House prosecution’s) credibility in
trying to increase the real estate taxes of the properties located the presentation of evidence,” he said.
in the city. This recent move has indeed raised a lot of
objections from property owners in the city for it will be an Under Article 2 of the verified impeachment complaint,
additional and unnecessary burden on them without the Corona committed culpable violation of the Constitution
corresponding improvement in governance and delivery of and/or betrayal of public trust when he failed to disclose to the
basic services. public his SALN as required under the Constitution.

Hence instead of increasing the real estate taxes, the council Article 3 accuses Corona of committing culpable violation of
should just junk their own pork barrel which is the major the Constitution and betrayed public trust for lack of integrity,
source of corruption, dispensation of political patronage impartiality and propriety. Corona is facing eight articles of
and proliferation of political dynasties in the local the impeachment.
government units. This is a great opportunity indeed for the
QC councilors to set the precedent and lead the way towards
Betrayal of public trust was added as among the grounds for
the tuwid na daan for the other LGUs to follow and emulate.
impeachment under the 1987 Constitution, particularly Section
2 of the XI, Accountability of Public Officers.

Under the 1973 Constitution, only five grounds for


impeachment were listed: culpable violation of the
How can a government official be held accountable for Constitution, treason, bribery, other high crimes, and graft and
negligence or dishonesty in public office or negligence in the corruption.
entries in his statement of assets, liabilities and net worth
(SALN)? What is betrayal of public trust? In the impeachment of Ombudsman Merceditas Gutierrez,
Sen. Francis Escudero said no jurisprudence – here and abroad
Are these impeachable offenses?
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– exists on the issue of betrayal of public trust in relation to Pleyto violated Republic Act 6713, the Code of Conduct and
impeachment. Ethical Standards for Public Officials and Employees, the SC
added.
Gutierrez resigned before the Senate started the trial.
The SC reversed the ruling of the Court of Appeals and
The STAR culled at least three jurisprudence dealing with acts partially granted the petition of PAGC and the OP to affirm
of dishonesty and negligence in the submission of SALN, as their finding that Pleyto violated RA 6713.
well as the issue of public trust.
Instead of dismissal, the SC imposed on Pleyto the penalty of
The issues are the basis of the prosecution in pinning down forfeiture of the equivalent of six months’ salary from his
Corona in Article 2, which deals with public disclosure of retirement benefits for simple negligence.
some of his properties and bank accounts (as part of his assets)
in his SALNs prior to 2010. “An act done in good faith, which constitutes only an error of
judgment and for no ulterior motives and/or purposes, does
In the case of Narita Rabe v Delsa M. Flores, the Supreme not qualify as gross misconduct, and is merely simple
Court (SC) had ruled that Flores, an interpreter III of the negligence,” read the decision on PGAC vs Pleyto.
Regional Trial Court branch IV of Panabo, Davao, was
dismissed from service with forfeiture of all retirement “Petitioner’s negligence, though, is only simple and not gross,
benefits and accrued leave credits and with prejudice to re- in the absence of bad faith or the intent to mislead or deceive
employment in any branch or instrumentality of the on his part, and in consideration of the fact that his SALNs
government, including government-owned and controlled actually disclose the full extent of his assets and the fact that
corporations. he and his wife had other business interests.”

It was also in the Flores case where the SC stressed that In contrast to simple negligence, “gross misconduct and
“public office is a public trust.” dishonesty are serious charges which warrant the removal or
dismissal from service of the erring public officer or
“It is well to stress once again the constitutional declaration employee,” the SC said in the Pleyto case.
that a ‘(p)ublic office is a public trust’,” read the SC decision.
The SC said apart from removal from office, gross misconduct
“Public officers and employees must at all times be also carries with it accessory penalties, like cancellation of
accountable to the people, serve them with utmost eligibility, forfeiture of retirement benefits, and perpetual
responsibility, integrity, loyalty and efficiency, act with disqualification from reemployment in government service.
patriotism and justice, and lead modest lives.”
“Hence, a finding that a public officer or employee is
In an en banc decision in the same case, the SC said no administratively liable for such charges must be supported by
position exacts a greater demand for moral righteousness and substantial evidence,” read the SC decision.
uprightness from an individual than in the judiciary.
Oath of honesty and integrity
“We have repeatedly held that although every office in the
government service is a public trust, no position exacts a In another decision, the SC said: “A public servant must
greater demand for moral righteousness and uprightness from display at all times the highest sense of honesty and integrity”
an individual than in the judiciary,” read the SC decision. since the Constitution mandates the principle that a public
office is a public trust.
“Personnel in the judiciary should conduct themselves in such
a manner as to be beyond reproach and suspicion, and free In a decision dated Jan. 31, 2011, the SC found one Nieto
from any appearance of impropriety in their personal behavior, Racho guilty of dishonesty and ordered his dismissal from
not only in the discharge of their official duties but also in service in relation to his failure to include in his SALN alleged
their everyday life. They are strictly mandated to maintain bank accounts, which were not commensurate to his income as
good moral character at all times and to observe a government official.
irreproachable behavior so as not to outrage public decency.”
Associate Justice Jose Catral Mendoza penned the decision,
In March 23, 2011, the SC ruled in the case of the Presidential which Chief Justice Corona had himself certified.
Anti-Graft Commission (PAGC) and Office of the President
(OP) and former public works undersecretary Salvador Pleyto A portion of the SC decision in Racho said: “(D)ishonesty
that Pleyto was guilty of “simple negligence” for failure to begins when an individual intentionally makes a false
disclose in his SALN for 1999 to 2011 the business interests statement in any material fact, or practicing or attempting to
and financial connections of his wife.
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practice any deception or fraud in order to secure his
examination, registration, appointment or promotion.

“It is understood to imply the disposition to lie, cheat, deceive,


or defraud; untrustworthiness; lack of integrity; lack of
honesty, probity or integrity in principle; lack of fairness and
straightforwardness; disposition to defraud, deceive or betray.

“It is a malevolent act that puts serious doubt upon one’s


ability to perform his duties with the integrity and uprightness
demanded of a public officer or employee.”

The SC said the discrepancies in the statement of Racho’s


assets are not the results of mere carelessness.

“On the contrary, there is substantial evidence pointing to a


conclusion that Racho is guilty of dishonesty because of his
unmistakable intent to cover up the true source of his
questioned bank deposits,” read the SC decision.

The SC said in the Racho case that mere misdeclaration of the


SALN does not automatically amount to dishonesty.

“Only when the accumulated wealth becomes manifestly


disproportionate to the employee’s income or other sources of
income and the public officer/employee fails to properly
account or explain his other sources of income, does he
become susceptible to dishonesty,” read the SC decision.

“When a public officer takes an oath or office, he or she binds


himself or herself to faithfully perform the duties of the office
and use reasonable skill and diligence, and to act primarily for
the benefit of the public.

“Thus, in the discharge of duties, a public officer is to use that


prudence, caution and attention which careful persons use in
the management of their affairs.

“The Court has consistently reminded our public servants that


public service demands utmost integrity and discipline. A
public servant must display at all times the highest sense of
honesty and integrity, for no less than the Constitution
mandates the principle that a public office is a public trust; and
all public officers and employees must at all times be
accountable to the people and serve them with utmost
responsibility, integrity, loyalty and efficiency.”

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