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1 2
Approaches avoiding CM have disadvantages: A second RX chain would Idle mode coverage in WCDMA is controlled by inter-system cell
remove the need for CM but negatively impact UE cost. In blind W-to-G HO, reselection parameter settings and should be as large as the largest connected
one GSM cell is selected based on mapping active set combinations to GSM mode service coverage while maintaining excellent call setup performance in
cells. This GSM cell may not be strong enough to avoid a call drop. the coverage area, cf. [1].
2
deactivates CM 3 . Event 3a (The estimated quality of the CPICH RSCP are used to track a weak uplink. For one, the
currently used UTRAN frequency is below a certain threshold uplink is coverage limited and the downlink capacity limited
and the estimated quality of the other system’s frequency is [1] and RSCP tracks the coverage. For two, the RSCP metric
above a certain threshold) is the most commonly used event to is used in radio network planning tools to capture coverage, so
trigger inter-system HO. it is consistent to use this metric for CM triggering and inter-
system HO as well. Given that the downlink is capacity
The event 2d triggering condition [10] is fulfilled if limited, events 2d and 2f based on CPICH Ec/No can be used
Q ≤T2d − H2d / 2 (1) to trigger CM and inter-system HO.
holds for the duration set by the event 2d time-to-trigger UE Network
parameter, where T denotes the threshold parameter, H the MCM: Configure Events 1E/1F/2D/2F/6A/6B
⎛ ⎞
NA
3
Q = W ⋅ 10 ⋅ Log ⎜⎜ ∑ M i ⎟⎟ + (1 − W ) ⋅ 10 ⋅ LogM Best (2) MCM: Configure Events 3A/3C & include inter-RAT cell info (& Activate CM)
⎝ i =1 ⎠ 4
MRM: Measurement Report (Event 3A/3C)
The event 2d triggered state condition is cancelled [10] if Handover From UTRAN Command 5
Q>T2d + H2d / 2 (3)
Perform GSM Handover Sequence
holds at any measurement instance, allowing for another
measurement report to be sent once (1) is fulfilled again. Here, Handover Complete (to GERAN)
Triggering conditions for event 3a are equivalent to event 2d The duration of the RSSI measurements depends on the
except that in addition, the GSM cell has to be identified Transmission Gap Length (TGL), the frequency of the gaps,
(BSIC identification and reconfirmation) and GSM has to be and the size of the GSM Monitored Set List. RSSI
better than a pre-defined threshold [10]. Event 3a is triggered measurements are completed before starting BSIC
as soon as the first GSM cell is re-confirmed, cf. Section B. identification and re-confirmation. In a gap of TGL=7 slots,
the UE should obtain 6 GSM carrier RSSI measurements. To
The inter-system HO decision or granting algorithm meet the measurement accuracy requirements, each GSM
(Handover UTRAN Command) is driven by MRMs (as is CM carrier is measured three times [9]. If the transmission gap
activation and de-activation). Figure 1 shows a call flow pattern length (TGPL) for RSSI measurements corresponds to
between the UE and the UTRAN/GERAN during CS inter- 8, an RSSI measurement gap becomes available every
system handover from WCDMA to GSM. 8*10ms. Here, the RSSI measurement duration corresponds
to:
Events 6a and 6b are ideal to track a weak uplink (and trigger
CM), because they accurately reflect fast fading and noise rise TRSSI (N) = 8⋅10ms⋅ N⋅ 3/ 6 (4)
in the uplink. In general, however, events 2d and 2f based on The number of GSM neighbors is denoted by N. So for 32
and 8 GSM neighbors, the measurement duration equals 1.28s
3
Instead of using events 2d and 2f to activate and de-activate CM, 1f and and 0.32s, respectively.
1e can be used, respectively. The events differ since 2d and 2f apply to the
active set where as 1f and 1e apply to individual cells (in the active set) [10].
3
Next, the UE identifies the BSIC of up to 8 GSM cells. The should only occur if event 3a is received at the network after
UE shall use all the gaps in the pattern with purpose “GSM the MCM (to modify) has been transmitted by the network but
Initial BSIC Identification” to identify the BSIC of a single has been transmitted by the UE before the MCM (to modify)
cell before attempting to decode the BSIC of the next cell. has been received at the UE. If bad channel conditions which
are not unusual at the coverage boundary delay RLC re-
The UE shall update the timing of up to 8 identified GSM transmissions, the mismatch becomes more probable. In REL-
cells using the pattern with purpose “GSM BSIC re- 5 and onwards, an optional field (“Inter-RAT cell info
confirmation”. The BSIC of a cell is considered verified if the indication”) has been added to the MRM and the cell info list
BSIC is identified and re-confirmed. Although BSIC containing the GSM NL. The use of this field in MRM and
verification is a lengthy process, it allows the UE to acquire cell info list allows the network to identify a mismatch.
the timing of the GSM cells and increases the success rate of
inter-system HO. III. SIMULATIONS, TRADEOFFS, AND RECOMMENDATIONS
The time between starting CM measurements and triggering A. Intra-Frequency Handover Parameter Settings
an Event 3a (triggering conditions are fulfilled) can be To minimize call drops caused by ASET updates in CM, intra-
computed as follows: frequency HO parameters can be set to reduce ASET updates.
Events 1a (add cell to the active set), 1b (drop cell), and 1c
T(N) = TRSSI (N) +TID +TRE (5)
(swap into and out of the active set) are used in intra-
Because an event 3a can be sent after the first BSIC re- frequency handover. Triggering conditions are explained in
confirmation has taken place which can take place before the [10]. Four primary metrics are relevant in intra-frequency HO:
BSIC identification of other cells have been completed, only Mean measurement reporting rate: Related to mean active
the RSSI measurement duration depends on N. In the best set update rate. A reduction leads to fewer active set
case, identification and reconfirmation can be completed in updates, i.e., fewer call drops during inter-system HO due
one cycle (of 80ms if the TGPL corresponds to 8), in the to the mismatch of GSM cells previously outlined.
worst case, several cycles are required. Note that multiple Mean active set size: if reduced, less risk of hard blocking
cycles are required if the information to identify and re- Call quality: Captured by the tail of the active set
confirm the BSIC is not being transmitted during the combined pilot (CPICH) Ec/Io distribution. The lower
WCDMA gap. 5%-tile relates to the transmit power exceeding its
maximum threshold (potentially causing call drops).
Air interface capacity: Downlink transmit power summed
over the active set cells is normalized with respect to the
transmit power that would be required if the active set
size were one and is then inverted 4 .
set longer, contribute less to the received CPICH Ec/No UE from unnecessary CM activations and fast fades, hence
combined across the ASET, and interfere more with other improving call retention and WCDMA coverage. The
users. Note as well that the performance of sets 1 and 3 as downside is a small hit on capacity because weak cells that
well as 2 and 5 is similar. In both cases, the parameter W has remain in the active set contribute marginally to the user of
been lowered to 0 and the reporting ranges, R, have been interest but increase interference levels seen by other uesrs, cf.
reduced. Figure 3.
TABLE 1: PARAMETER SETS Since signal strength drops logarithmically over distance, pilot
set # W
R, 1a R, 1b H, 1c TTT, TTT, pollution is more likely to occur at the WCDMA network
[dB] [dB] [dB] 1a [s] 1b [s]
boundary (and in outdoor coverage holes within WCDMA)
1 1 5.0 7.0 3 0 0.1
than at outdoor-to-indoor coverage boundaries. To further
2 1 4.0 6.0 3 0 0.1
minimize the risk of call drops during CM, appropriate site
3 0 4.0 6.0 3 0 0.1 choice and RF configuration help. For instance, a road cutting
4 0.5 4.0 6.0 3 0 0.1 through the WCDMA boundary should be covered by a
5 0 3.0 5.0 3 0 0.1 dominant cell.
6 0 2.5 4.0 2 0.1 0.64
7 0.5 2.5 4.0 2 0.1 0.64
8 0 3.0 4.5 2 0.1 0.64
9 0 2.5 4.0 2 0 0.64 W=1
10 0 2.5 4.0 1 0.1 0.64
11 0 2.5 4.0 2 0.1 0.32
12 0 3.0 4.5 3 0.0 0.64
W=0
Figure 4 depicts mean MRM rate versus mean active set size. TTT 1b = 0.1s
Contrary to Figure 3, the metrics for parameter sets 1 and 3 as
well as 2 and 5 differ strongly. The MRM rate is significantly TTT 1b = 0.64s
higher for sets 1 and 2 which are characterized by W=1 at the
benefit of a slightly reduced mean active set size. Moreover, a
large TTT 1b significantly reduces the MRM rate.
Figure 4: Mean MRM rate versus mean active set size
B. CM and Inter-System HO Parameter Settings
TTT 1b = 0.1s
Parameters for CM activation and inter-system HO from
WCDMA to GSM for CS services should be set such that:
Call drops (see appendix for model) are minimized.
WCDMA coverage is maximized.
Signaling to activate/de-activate CM is minimized.
Hard blocking related to CM (SF/2 mode) is minimized.
TTT 1b = 0.64s Loss in air interface capacity related to CM in minimized.
network boundary). Parameters that remain constant across updates reduces the probability of dropped calls due to the
the sets are W=0, TTT 2d = 0.32s, and TTT 2f = 1.28s. CM GSM neighbor mismatch issue outlined in Section II.C.
activation delay was set to 1.2s, inter-system HO delay
(between sending an MRM 3a and carrying out inter-system To better describe the impact of inter-system handover
HO) to 1.2s, and the CM measurement duration to 5s. For the thresholds (especially the event 2d threshold), the next plots
sake of simplicity, a constant minimum CM measurement show call drop ratio and coverage as a function of RSCP and
duration has been assumed instead of more accurately Ec/No threshold settings. Here, we assume that the
modeling the varying CM measurement durations according to infrastructure supports the configuration of both measurement
(5). If only one measurement quantity can be configured (a quantities. The other parameters are chosen as above. To
limitation still seen in infrastructure implementations), the obtain these results, RF measurements captured during drive
CPICH Ec/No should be selected because it better represents testing leaving WCDMA coverage were passed on to an
both up- and downlink channels. The CPICH RSCP metric emulator. The loading conditions in the network were low.
mainly captures coverage, i.e., the uplink, and is less versatile. The call drop ratio is computed by passing multiple series of
RF measurements on to the emulator and applying the call
TABLE 2: PARAMETER SETS
drop model outlined in the appendix. In all call drops
T, 2d T, 2f H, 2d H, 2f T, 3a TTT, observed below, the uplink break first which is expected given
set #
[dB] [dB] [dB] [dB] [s] 3a [s]
A -11 -9 0 0 -13 0.1
the low loading conditions.
B -11 -10 2 2 -9 0.0 100
EcNo Th 2d = -9 dB
90 EcNo Th 2d = -11 dB
80 EcNo Th 2d = -13 dB
EcNo Th 2d = -15 dB
70
call drop ratio [%] 60
50
40
30
20
10
0
-120 -115 -110 -105 -100
RSCP threshold Event 2d [dBm]
1400
Additional WCDMA Distance [m]
1300
1200
1100
1000
900
-118 -116 -114 -112 -110 -108 -106 -104 -102 -100 -98
RSCP Threshold for starting CM (event 2d) [dBm]
the Ec/Io threshold can be set to -15dB and the RSCP coverage limited scenario)
threshold to -113 dBm. The RSCP threshold can be relaxed per link DCH TX power exceeding threshold (downlink –
because now the downlink breaks first (no link imbalance). typical for capacity limited scenario)
channel estimation failing because of too weak common
100
EcNo Th 2d = -9 dB pilot (downlink – typical for pilot polluted scenario)
90 EcNo Th 2d = -11 dB
80 EcNo Th 2d = -13 dB
EcNo Th 2d = -15 dB
What is the impact of ASET size on call drop probability?
70 Since macro-diversity gain is small on the uplink, a larger
ASET does not significantly reduce the probability of dropped
call drop ratio [%]
60
calls if due to insufficient UE TX power. A larger ASET size
50
reduces the call drop probability if the cause is insufficient
40
DCH power per link on the downlink 6 . Since downlink
30 channel estimation takes place separately for each cell, a
20 larger ASET size does not prevent a dropped call caused by
10 CPICH channel estimation failure.
0
-120 -115 -110 -105 -100 A radio link failure takes place, according to the standard [10],
RSCP threshold Event 2d [dBm]
if, in CELL_DCH state, the timer T313 expires. T313 starts if
Figure 9: Call drop ratio as a function of Event 2d RSCP the last N313 consecutive CRCs of the received transport
and Ec/Io thresholds and a minimum CM measurement blocks are incorrect and were incorrect for the last 160ms. The
duration of 5s (load, coverage boundary) N313 and T313 default settings are 20 and 3s, respectively.
Additional WCDMA Distance compared to E2d, E3a = -97 dBm, -93 dBm [m/call] (Scenario = IRATHOV FGREdge - GSMMT = 5, Th3a - Th2d = 4
1400 For simplicity, the emulator assumes a call drop if, for a
duration of 3s, path-loss forces the max. UE TX power to
1200 exceed 24 dBm, CPICH Ec/No combined across the ASET
drops below -18 dB, or the strongest ASET CPICH Ec/No
1000
drops below -20 dB. Operation at -20dB is required [9].
Additional WCDMA Distance [m]
800
REFERENCES
600
[1] WCDMA Compressed Mode Triggering Method for IRAT Handover,
EcIo Th2d =
EcIo Th2d =
-9 [dB]
-11 [dB]
Zhang Zhang, WCNC 2004, March 2004
400 EcIo Th2d =
EcIo Th2d =
-13 [dB]
-15 [dB]
[2] D.Lugara, J.Tartiere, L.Girard, “Performance of UMTS to GSM
handover algorithms”, proceedings of PIMRC 2004
200 [3] Dino Flore, Christopher Brunner, Francesco Grilli, and Vieri Vanghi,
“Intra-Frequency Cell Reselection Parameter Optimization in UMTS”,
proceedings of ISWCS 2005
0
-118 -116 -114 -112 -110 -108 -106 -104 -102 -100 -98
RSCP Threshold for starting CM (event 2d) [dBm] [4] Andrea Garavaglia, Christopher Brunner, Dino Flore, Ming Yang, and
Figure 10: Gain in coverage measured in distance along Francesco Pica, “Inter-System Cell Reselection Parameter Optimization
in UMTS”, proceedings of PIMRC 2005
the drive route as a function of Event 2d RSCP and Ec/No
[5] WCDMA (UMTS) Deployment Handbook, Christophe Chevallier,
thresholds for a minimum CM measurement duration of Christopher Brunner, Andrea Garavaglia, Kevin Murray, Kenneth Baker,
5s (load, coverage boundary) John Wiley & Sons Ltd, estimated publication date: July 2006.
The investigation above was limited to the WCDMA coverage [6] 3GPP TS 25.211 “Physical channels and mapping of transport channels
onto physical channels (FDD)”
boundary. Two more scenarios need to be kept in mind:
[7] 3GPP TS 25.212 “Multiplexing and channel coding (FDD)”
outdoor to indoor transition and coverage hole. [8] 3GPP TS 25.215 “Physical layer; Measurements (FDD)”
[9] 3GPP TS 25.133 “RRC Requirements for support of radio resource
IV. CONCLUSIONS management (FDD)”
We have proposed intra-frequency HO parameters as well as [10] 3GPP TS 25.331 “RRC Protocol Specification”
inter-system HO parameter settings designed to optimize
inter-system HO performance. These recommendations helped
to significantly reduce call drop rates in commercial networks.