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SYSTEMATIC REVIEW

Aetiology of bronchiectasis in adults: A systematic literature review

YONG-HUA GAO,1‡ WEI-JIE GUAN,2‡ SHAO-XIA LIU,1 LEI WANG,1 JUAN-JUAN CUI,1 RONG-CHANG CHEN2§ AND
GUO-JUN ZHANG1§
1
Department of Respiratory and Critical Care Medicine, The First Affiliated Hospital of Zhengzhou University, Zhengzhou and 2State
Key Laboratory of Respiratory Disease, National Clinical Research Center for Respiratory Disease, Guangzhou Institute of Respiratory
Diseases, The First Affiliated Hospital of Guangzhou Medical University, Guangzhou, China

ABSTRACT INTRODUCTION
While identifying the underlying aetiology is a key part
Non-cystic fibrosis bronchiectasis (hereafter referred
of bronchiectasis management, the prevalence and
impact of identifying the aetiologies on clinical
to as bronchiectasis) is a heterogeneous airway disease
management remain unclear. We aimed to determine characterized by chronic cough, sputum production
the etiological spectrum of bronchiectasis, and how and recurrent exacerbations which lead to increased
often etiological assessment could lead to the changes morbidity and worsened quality of life.1 Mounting
in patients’ management. A comprehensive search was evidence indicates that a wide range of disorders could
conducted using MEDLINE (via PubMed) and EMBASE cause bronchiectasis.2 Given that the identification of
for observational studies published before October underlying causes may lead to a change in patient’s
2015 reporting aetiologies in adults with bronchiectasis. management, which then would translate into better
Of the 8216 citations identified, 56 studies including prognosis, a systematic etiologic evaluation of
8608 adults with bronchiectasis were relevant for this bronchiectasis is deemed clinically reasonable and
systematic review. The crude prevalence for the pivotal.
identified aetiologies ranged from 18% to 95%, which Recently, several studies have prospectively inves-
possibly resulted from the differences in the geographic tigated the aetiology of bronchiectasis in adults.3–5
regions and diagnostic workup. Post-infective (29.9%), However, there were significant discrepancies in the
immunodeficiency (5%), chronic obstructive pulmo- results. A multicentre cohort study of 1258 bron-
nary disease (3.9%), connective tissue disease (3.8%), chiectasis patients showed that idiopathic bron-
ciliary dysfunction (2.5%), allergic bronchopulmonary chiectasis accounted for 40% of patients,5 followed by
aspergillosis (2.6%) were the most common aetiologies. post-infective (20%), chronic obstructive pulmonary
In 1577 patients (18.3%), identifying the aetiologies led disease (COPD) (15%), connective tissue disease (CTD)
to changes in patient’s management. Aetiologies varied
(10%), immunodeficiency (5.8%) and asthma (3.3%),
considerably among different geographic regions
(P < 0.001). Intensive investigations of these aetiologies which led to changes in 13% of patient’s management;
might help change patient’s management and therefore whereas a study from the USA reported that only 7%
should be incorporated into routine clinical practice. of bronchiectasis patients were idiopathic,6 followed
by autoimmune disease (31.1%), immunodeficiency
Key words: adult, aetiology, bronchiectasis, management, (17%), hematologic malignancy (14.2%), aspiration
systematic review. (11.3%) and α1-antitrypsin deficiency (11.3%).
Additionally, our research group previously reported
Abbreviations: ABPA, allergic bronchopulmonary aspergillosis; that the most common aetiologies were idiopathic
COPD, chronic obstructive pulmonary disease; CTD, connective (46.0%),3 post-infective (27.0%) and immunodeficiency
tissue disease. (8.8%), which corresponded to a change of
management in 19.7% of the patients. The exact
explanations accounting for these disparities remain
unclear but may be multifaceted, including the
difference in study design, ethnicity and sample size.
Although it has been long held that the permanent
Correspondence: Guo-jun Zhang, Department of Respiratory and bronchial dilatation in patients with bronchiectasis
Critical Care Medicine, The First Affiliated Hospital of Zhengzhou could not be readily cured by any means of medication,
University, 1 Jianshe East Road, Zhengzhou, Henan 450052, certain aetiologies (i.e. immunodeficiency and
China. Email: zhanggj1966@sina.com
‡ § α1-antitrypsin deficiency) might respond preferentially
Y. H. G. and W. J. G., and R. C.C. and G. J. Z. have contributed
to the targeted therapy (e.g. supplementation of
equally to this study.
Received 22 December 2015; invited to revise 4 March and 22 immunoglobin). More importantly, our perception of
March 2016; revised 16 and 22 March 2016; accepted the etiologic spectra of bronchiectasis has been largely
24 March 2016 (Associate Editor: Conroy Wong). based on the literature reports that focused on a specific
© 2016 Asian Pacific Society of Respirology Respirology (2016)
doi: 10.1111/resp.12832
2 Y-H Gao et al.

geographic region, which frequently yielded conflicting Patient overlap between studies is likely to exist,
findings. Therefore, an updated, comprehensive because most studies on bronchiectasis are
understanding of the prevalence of bronchiectasis performed in a limited number of centres. When
aetiologies and their geographic differences, and how the aetiologies were reported more than once by
the extent of identified causes might modify the disease the same centre with overlapping inclusion periods,
course are crucial for providing best care and would only the largest studies were included. In the case
ultimately improve the prognosis of bronchiectasis of exactly matching patient numbers, the most
patients. recent study was included.
In this systematic review, we sought to (i) evaluate
the prevalence of specific aetiologies; (ii) determine
how often such etiological identification could result
in a change in patient’s management; and (iii) Data extraction
compare the etiologic differences across different Data of interest from each included studies were
geographic regions. extracted, which consisted of the study-level (i.e. year
of publication, study location, study design and
population) and patient-level characteristics (i.e.
sample size, mean age, gender distribution and
METHODS
prevalence estimates). Because our primary goal was
to identify the prevalence of specific aetiologies in
Data sources and searches
adults with bronchiectasis, only observational studies
The literature search was performed to identify were selected for final analysis.
publications reporting the etiologies among adults
with bronchiectasis from observational data,
published in English prior to October 21st 2015. The
methods used to perform this review involved both Data synthesis and analysis
electronic and manual components, and followed Because of the presence of substantial heterogeneity
established "best practice" guidelines for systematic across the studies (design, population, sample size,
review research.7,8 Searches were conducted in the inclusion criteria, diagnostic workup and definition of
MEDLINE (via PubMed) and EMBASE databases to individual aetiology), a meta-analysis was not per-
identify relevant studies on the target population formed, and a qualitative description was presented.
published from January 1, 1966 to October 21, 2015. Study and patient characteristics were presented by
Key terms included ‘etiology’ or ‘aetiology’ or descriptive statistics such as means, medians, standard
‘causality’ or ‘causes’ and ‘bronchiectasis’ or ‘non- deviations and ranges. The categorical aetiologies of
cystic bronchiectasis’ or ‘non-CF bronchiectasis’ or bronchiectasis were pooled to provide the estimates
‘NCFB’. The electronic searches were supplemented of the relative prevalence for individual aetiology. The
by manual screening of the reference lists of all total sample size estimates for categorical comparisons
accepted articles. were calculated from the total number of aetiologies
identified for the entire review. The chi-square or
Fisher’s exact test was used to compare the unique
Study selection etiologic spectra among different regions when
Study selection was accomplished through two levels appropriate.
of study screening with pre-specified inclusion and
exclusion criteria. During screening of each title and
abstract, all papers were reviewed by two independent
researchers (Y. H. G. and W. J. G.) with the RESULTS
disagreement arbitrated by the principal investigator
(G. J. Z.). At Level I screening, any study that met an Study attrition
exclusion criterion was rejected. Exclusion criteria Literature search via PUBMED and EMBASE
included the following: (i) wrong study type databases yielded a total of 8216 abstracts or
(interventional studies, expert opinions, systematic articles. In total, 1709 duplicates were removed,
reviews and meta-analyses; (ii) studies published in a and 6507 abstracts or articles were screened for
language other than English; (iii) no bronchiectasis eligibility. Upon further review, 6201 abstracts or
patients; and (iv) cystic fibrosis-related bronchiectasis. articles were rejected for meeting the study
Level II screening included a review of the full-text exclusion criteria (design not an observational
articles of those selected from Level I. To pass Level II study or no non-cystic fibrosis bronchiectasis
screening and be included in this review, studies must patients enrolled). Of the 306 full-text articles
be observational with prospective, retrospective, case- reviewed at Level II screening, 54 reported on
control or cross-sectional design or a reanalysis of aetiologies of bronchiectasis.3–6,9–58 The reference
clinical trials data where the study intervention did lists of included studies were manually reviewed
not figure in the analysis, and data could be extracted for identification of relevant articles that were not
from the studies (at least included the number or identified from the initial search. From the manual
percentage of major aetiologies). The method for review, two additional full-text articles were
definitions of bronchiectasis aetiology was based on included.59,60At last, 56 articles were included for
the reported data in the respective studies. final analysis (Fig. 1).3–6,9–60
Respirology (2016) © 2016 Asian Pacific Society of Respirology
Aetiology in bronchiectasis 3

Figure 1 A flow chart showing the


procedure for identifying the studies
included in the systematic review.

Study characteristics Synthesis of bronchiectasis aetiologies


As shown in Table S1 in the Supplementary Information, Among the included study population, the idiopathic
24 studies (42.9%) analysed were prospective aetiology of bronchiectasis was found in 44.8% of
cohort studies3–6,9,10,13,14,16,23,32,36–38,43,44,46,49–52,54,60; patients (range: 5–82%). Following exclusion of
19 (33.9%) were retrospective cohort idiopathic bronchiectasis, the six most common known
studies11,12,17,20,22,24,25,27,30,31,34,39,41,42,53,55,58,59; 7 (12.5%) aetiologies were post-infective (29.9%), immunode-
were case-control studies15,19,28,33,48,56,57 and six ficiency (5%), COPD (3.9%), CTD (3.8%), ciliary
(10.7%) were cross-sectional.18,21,26,35,45,47 The number dysfunction (2.5%) and allergic bronchopulmonary
of bronchiectasis patients ranged from 20 to 1258, aspergillosis (ABPA) (2.6%), Table 1.
and the mean age ranged from 42 to 73 years. Most Among all identified aetiologies of bronchiectasis, at
studies (n = 45; 80.4%) reported patient samples least one aetiology that had the potential to change
composed of more than 50% women, although the patient’s treatment or requiring genetic screening was
gender ratio was not specified in all studies. The identified in 1577 patients (18.3%). Of these underlying
prevalence of the identified aetiologies ranged from causes, 429 were attributable to immunodeficiency,
18% to 95%. Geographically, 62.5% of aetiologies 328 to CTD, 223 to ABPA, 120 to asthma, 66 to
(n = 35) were reported in studies conducted inflammatory bowel disease, 64 to aspiration, 46 to
in Europe,5,9–11,16,21–25,27–34,37,38,40,42–45,49,51–55,57–60 non-tuberculosis mycobacterium and 27 to panbron-
14.3% (n = 8) in Asia,3,4,12,13,15,48,50,56 six in Oceania chiolitis; 218 cases with ciliary dysfunction and 36 cases
(Australia),14,36,39,41,46,47 five in South America with α1-antitrypsin deficiency were identified that
(Brazil),17–19,26,35 one in North America (USA)6 and prompted clinicians to directed therapy or undertake
one in Africa (Tunisia).20 familial screening.
The underlying causes associated with bronchiectasis
in adults are summarized in Table S2 in the
Supplementary Information. With the inclusion of
these studies, the total number of aetiologies (8656) Bronchiectasis aetiologies according to geographic
exceeds the total number of patients reported (8608). regions
Three studies have reported multiple aetiologies for Among all eligible studies, 35 were from Europe, 8 from
individual patients. Our group from China (n = 146) Asia, 6 from Oceania, 5 from South America, 1 from
found that three patients had dual aetiologies.3 Another North America and 1 from Africa. Aetiology of
study from the USA (n = 106) reported that 13 patients bronchiectasis according to geographic location is
(13.3%) had dual aetiologies and three patients (2.8%) delineated in Table 2.
had triple aetiologies.6 In a retrospective study Overall, aetiologies among these cohorts are
including 539 patients, Goeminne and colleagues at significantly different because of the different patient
Belgium reported that 22 patients have dual possible populations assessed, the number of available studies
underlying causes of bronchiectasis in Belgium.27 included, the eligibility criteria and the diagnostic
© 2016 Asian Pacific Society of Respirology Respirology (2016)
4 Y-H Gao et al.

Table 1 Summary of the risk factors for development of significant impact on patient’s management. To our
bronchiectasis in adults by disease category (n = 8608 knowledge, this systematic review presented the very
patients) first summary of literature related to the prevalence
of specific aetiologies among adults with
Risk factors Total number % of total bronchiectasis. Overall, at least one underlying cause
of bronchiectasis can be identified in 55.2% of 8608
Idiopathic bronchiectasis 3857 44.8
patients. The identification of underlying causes may
Post-infective bronchiectasis 2574 29.9
lead to a change in the management of 18.3% patient.
Immunodeficiency 429 5.0
Post-infective, immunodeficiency, COPD, CTD, ciliary
Chronic obstructive pulmonary 333 3.9
dysfunction and ABPA were the most common known
disease
aetiologies, although the estimates varied widely
Connective tissue disease 328 3.8
depending on the source population.
Allergic bronchopulmonary 223 2.6
Our study showed that the underlying causes could
aspergillosis
not be identified in nearly half of patients (44.8%),
Ciliary dysfunction 218 2.5
which underscore the basic and translational research
Asthma 120 1.4
to better understand pathophysiological mechanisms
Inflammatory bowel disease 66 0.8
leading to bronchiectasis in these patients. Admittedly,
Obstructive 67 0.8
the definition of idiopathic bronchiectasis has been a
Aspiration/esophageal reflux 64 0.7
major challenge in clinical practice, and there is
Congenital malformation 33 0.4
regrettable no accepted gold criteria. It is still likely that
α1-Antitrypsin deficiency 36 0.4
more intensive assessment would lead to the
Diffuse panbronchiolitis 27 0.3
identification of other known aetiologies in patients
Pink’s disease 20 0.2
with idiopathic bronchiectasis; hence, this diagnostic
Yellow nail syndrome 11 0.1
label should be interpreted with caution. Of known
Others† 250 2.9
aetiologies, post-infective was the most frequent

Other aetiologies including sinobronchial syndrome (n = 27), (29.9%), of which post-tuberculosis was the
amyloid (n = 1), smoke inhalation (n = 1), eosinophilic bronchiolitis predominant category, which contrasted to the
(n = 1), Young’s syndrome (n = 26), bronchiolitis obliterans etiologic spectra in children where bacterial and viral
(n = 3), vasculitis (n = 5), interstitial lung disease (n = 63), cystic pneumonia were the main causes.61 In fact, the
fibrosis or cystic fibrosis transmembrane conductance regulator genuine association between prior infections and the
related bronchiectasis (n = 20), systematic disease (n = 47) and occurrence of bronchiectasis remains largely elusive
other unreported (n = 42). in clinical practice, partly because of the inherent
difficulty in determining the temporal associations,
the severity of prior infection, the lack of gold criteria
for defining post-infective bronchiectasis and patients’
workup to define the specific aetiologies. For instance, recall bias. Nonetheless, our findings indicated that
COPD and asthma were initially excluded in some post-infective bronchiectasis remains a major category
studies during recruitment,4,37 although recent studies in developing and developed countries. Additionally,
have shown that 29–69% of COPD patients show post-TB bronchiectasis in Asian was more common
evidence of bronchiectasis on chest CT scans and than that in Europe, which could be explained by the
bronchiectasis has been listed as the seventh leading higher prevalence of TB in Eastern countries,62 and
comorbidity in COPD. Additionally, panbronchiolitis highlighted TB is still an important risk factor for
was largely distributed to Oriental Asia. Notably, there development of bronchiectasis in Asian.
was a significantly higher prevalence of idiopathic The second most prevalent cause of bronchiectasis
bronchiectasis in Asia and Oceania (59.2% and 67%, in our systematic review was COPD, although COPD
respectively) when compared with Europe (41.1%), has been listed as the major exclusion criteria in many
South America (37.3%), Africa (25%) and North studies.4,6,37 In fact, recent studies have reported that
America (6.6%), respectively (P < 0.001). However, 29–69% of patients with COPD might have evidence
relevant studies were extremely scarce in the literature of concomitant bronchiectasis on high-resolution
from Africa (n = 1) and North America (n = 1), which computed tomography scans, and patients with COPD
limits the direct comparisons of these cohorts. who had concomitant bronchiectasis (COPD-
Of post-infective bronchiectasis, 29 studies presented bronchiectasis overlap) tended to suffer from poorer
the prevalence of post-TB bronchiectasis (16 from lung function and a higher mortality than those
Europe, 7 from Asia, 4 from South America, 1 from North without.63–65 More importantly, it has been suggested
America and 1 from Africa). Noticeably, the prevalence that COPD-bronchiectasis overlap might be indeed a
of post-TB in Asian was significantly higher than that unique phenotype. However, there remains to be
in Europe (68.5% vs 53.7%, P < 0.001) (Table 3). concerns regarding the temporal relationship and the
predominance between COPD and bronchiectasis,
which still poses significant challenge in our clinical
DISCUSSION practice. Hence, there is an urgent need to better
understand its epidemiology, natural history and
There are a wide range of disorders that can lead to the treatment.66
pathogenesis of bronchiectasis; therefore, the Meanwhile, 18.3% of patients had an underlying
awareness of specific aetiology may have a clinically cause that required a directed treatment or genetic
Respirology (2016) © 2016 Asian Pacific Society of Respirology
Aetiology in bronchiectasis

Table 2 Risk factor for development of bronchiectasis in different geographic regions

Asia Europe North America South America Africa Oceania

© 2016 Asian Pacific Society of Respirology


Risk factors (n = 8) (n = 35) (n = 1) (n = 5) (n = 1) (n = 6) P*

Total 1198 6364 106 308 32 600


Idiopathic bronchiectasis 709 (59.2%) 2616 (41.1%) 7 (6.6%) 115 (37.3%) 8 (25%) 402 (67%) <0.001
Post-infective bronchiectasis 273 (22.8%) 1984 (31.2%) 20 (18.9%) 147 (47.7%) 20 (62.5%) 129 (21.5%) <0.001
Immunodeficiency 37 (3.1%) 337 (5.3%) 18 (17.0%) 6 (1.9%) 0 (0.0%) 31 (5.2%) <0.001
Chronic obstructive pulmonary disease 1 (0.1%) 329 (5.2%) 0 (0.0%) 0 (0.0%) 0 (0.0%) 3 (0.5%) <0.001
Connective tissue disease 33 (2.8%) 252 (4.0%) 30 (28.3%) 6 (1.9%) 0 (0.0%) 5 (0.8%) <0.001
Allergic bronchopulmonary aspergillosis 26 (2.2%) 181 (2.8%) 1 (0.9%) 1 (0.3%) 0 (0.0%) 14 (2.3%) <0.001
Ciliary dysfunction 25 (2.1%) 172 (2.7%) 3 (2.8%) 11 (3.6%) 2 (6.3%) 5 (0.8%) <0.001
Asthma 10 (0.8%) 107 (1.7%) 0 (0.0%) 3 (1.0%) 0 (0.0%) 0 (0.0%) <0.001
Inflammatory bowel disease 2 (0.2%) 61 (1.0%) 3 (2.8%) 0 (0.0%) 0 (0.0%) 0 (0.0%) <0.001
Obstructive 3 (0.3%) 45 (0.7%) 16 (15.1%) 1 (0.3%) 1 (3.1%) 1 (0.2%) <0.001
Aspiration/esophageal reflux 10 (0.8%) 31 (0.5%) 12 (11.3%) 7 (2.3%) 1 (3.1%) 3 (0.5%) <0.001
Congenital malformation 8 (0.7%) 25 (0.4%) 1 (0.9%) 3 (1.0%) 0 (0.0%) 0 (0.0%) <0.001
α1-Antitrypsin deficiency 0 (0.0%) 23 (0.4%) 12 (11.3%) 1 (0.3%) 0 (0.0%) 0 (0.0%) <0.001
Diffuse panbronchiolitis 22 (1.8%) 5 (0.1%) 0 (0.0%) 0 (0.0%) 0 (0.0%) 0 (0.0%) <0.001
Pink’s disease 0 (0.0%) 9 (0.1%) 0 (0.0%) 0 (0.0%) 0 (0.0%) 11 (1.8%) <0.001
Yellow nail syndrome 1 (0.1%) 10 (0.2%) 0 (0.0%) 0 (0.0%) 0 (0.0%) 0 (0.0%) <0.001
Others 36 (3.0%) 204 (3.2%) 2 (1.9%) 5 (1.6%) 0 (0.0%) 3 (0.5%) 0.001

*P value with respect to the difference among the studies, the chi-square or Fisher’s exact test was used to compare the unique etiologic spectra among different regions when appropriate.

Respirology (2016)
5
6 Y-H Gao et al.

Table 3 Tuberculosis (TB) as risk factors for the bronchiectasis, this review provides the first summary
development of bronchiectasis in adults among different of aetiologies in adults with bronchiectasis globally.
regions (n = 1271) Although this review summarized data on
aetiologies in adults, the wide range of prevalence of
TB underlying causes described herein reflects the varying
Location/No. of studies
diagnostic scheme utilized in individual studies. To
N Total % P
minimize heterogeneity, further studies should
Asia (n = 7) 148 216 68.5 <0.001 employ protocol-driven workup recommended by
Europe (n = 16) 481 896 53.7 British Thoracic Society guideline2and report specific
North America (n = 1) 0 10 0.0 entity (e.g. type of immunodeficiency) to identify the
South America (n = 4) 75 129 58.1 aetiologies of bronchiectasis. Additional research on
Africa (n = 1) 12 20 60.0 the independent effects of patient characteristics (i.e.
age, gender, ethnicity and disease severity) versus the
effects of specific aetiology on morbidity and mortality
would aid in our understanding of the overall impact of
screening/consultation in our study, which was in line identifying aetiologies on the clinical course of
with the largest cohort study conducted in six European bronchiectasis. Additionally, the design of future
countries5 showing that 13% of bronchiectasis clinical trials stratified by specific aetiologies might
aetiologies were association with significantly improved lead to a better understanding of the bona fide
outcomes following adequate treatment. This has again therapeutic outcomes.
justified the significance of meticulous and thorough
etiologic assessment in bronchiectasis, which would
translate into better long-term prognosis. Acknowledgements
There are several possible explanations for the This work was supported by funding from the National Natural
observed significant variation of the identified causes Science Foundation of China (No. 81500006 and 81400010) and
reported in the literature. A number of studies included Scientific Research Projects for Medical Doctors and Researchers
in this systematic review were retrospective in design, from Overseas, Guangzhou Medical University (No. 2014C21). None
leading the possibility of patients being missed. of the funding sources had any role on the study.
Meanwhile, the differences in the diagnostic workup
and inclusion criteria might have also contributed to
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