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Abstract
Background: Rate models for predicting vehicular emissions of nitrogen oxides (NOX ) are insensitive to the vehicle
modes of operation, such as cruise, acceleration, deceleration and idle, because these models are usually based on
the average trip speed. This study demonstrates the feasibility of using other variables such as vehicle speed,
acceleration, load, power and ambient temperature to predict (NOX ) emissions to ensure that the emission inventory
is accurate and hence the air quality modelling and management plans are designed and implemented appropriately.
Methods: We propose to use the non-parametric Boosting-Multivariate Adaptive Regression Splines (B-MARS)
algorithm to improve the accuracy of the Multivariate Adaptive Regression Splines (MARS) modelling to effectively
predict NOX emissions of vehicles in accordance with on-board measurements and the chassis dynamometer testing.
The B-MARS methodology is then applied to the NOX emission estimation.
Results: The model approach provides more reliable results of the estimation and offers better predictions of NOX
emissions.
Conclusion: The results therefore suggest that the B-MARS methodology is a useful and fairly accurate tool for
predicting NOX emissions and it may be adopted by regulatory agencies.
Keywords: Nitrogen oxide; On-board emission measurement system; Chassis dynamometer testing system; Emission
© 2015 Oduro et al. This is an Open Access article distributed under the terms of the Creative Commons Attribution License
(http://creativecommons.org/licenses/by/4.0), which permits unrestricted use, distribution, and reproduction in any medium,
provided the original work is properly credited.
Oduro et al. Visualization in Engineering (2015) 3:13 Page 2 of 12
model applies for fuel consumption and CO2 emission the model (testing). The results are verified by compar-
factor and does not include the NOX emission. ing the experimental data, B-MARS and MARS predicted
A key gap in our understanding of these emissions is values. The remainder of this paper presents the data col-
the effect of changes in vehicle speed, power and load on lection methods, namely via chassis dynamometer and
average emission rates for the on-road vehicle fleet. Vehi- on-board data collection, the MARS model and B-MARS
cle power, load and vehicle speed are closely linked to methods.
fuel consumption and pollutant emission rates (European
Commission White Paper 2015). Improved understanding Data collection methods
of the link between operating conditions and emissions Chassis dynamometer
could develop accurate models for prediction of vehicle This study uses secondary data corrected by the New
emissions. The quality of the application of any road vehi- South Wales (NSW) Road and Maritime Service (RMS),
cle emission model largely depends on the representative- Department of Vehicle Emission, Compliance Technology
ness of the emission factor such as carbon dioxide (CO2 ), Operation. The data were collected on the second by sec-
carbon monoxide (CO), nitrogen oxides (NOX ), volatile ond basis and four vehicles were used for the test. The test
organic compounds (VOCs) and particulate matter (PM). vehicles include Toyota, Ford, Holden and Nissan from
This refers to the accuracy with which the emission fac- 2007 and 2008 model year with an engine displacement
tor can describe the actual emission level of a particular ranging from 1.8L to 2.0L. A chassis dynamometer set-up
vehicle type and driving conditions applied to it. in the laboratory simulates the resistive power imposed
This work focuses on using the MARS methodology to on the wheels of a vehicle, as shown in Fig. 1. It consists
improve the prediction accuracy of chassis dynamometer of a dynamometer that is coupled to drive lines that are
and on-board measurement systems. The dynamometer directly connected to the wheel hubs of the vehicle, or
testing is one of the three typical vehicle tailpipe emission to a set of rollers upon which the vehicle is placed, and
measurement methods, where emissions from vehicles which can be adjusted to simulate driving resistance. Dur-
are measured under laboratory conditions during a driv- ing testing, the vehicle is tied down so that it remains
ing cycle to simulate vehicle road operations (Frey et al. stationary as a driver operates it according to a predeter-
2003). The real world on-board emissions measurement mined time-speed profile and gear change pattern shown
is widely recognized as a desirable approach for quantify- on a monitor. A driver operates the vehicle to match the
ing emissions from vehicles since data are collected under speed required at the different stages of the driving cycle
real-world conditions at any location travelled by the vehi- (Nine et al. 1999). Experienced drivers are able to closely
cle (Durbin et al. 2007). Variability in vehicle emissions match the established speed profile.
as a result of changes in facility (roadway) characteristics,
vehicle location, vehicle operation, driver, or other fac- On-board data collection
tors can be represented and analysed more reliably than Data from on-board instruments, can facilitate devel-
with the other methods (Frey et al. 2002). This is because opment of micro-scale emission models (Frey et al.
measurements are obtained during real world driving, 2003). When compared with conventional dynamome-
eliminating the concern about non representativeness that ter tests under carefully controlled conditions, on-road
is often an issue with dynamometer testing, and at any data reflects real driving situations. Accordingly, second-
location, eliminating the setting restrictions inherent in by-second emissions data were collected using a Horiba
remote sensing. Though this measuring technique seems On-Board Measurement System (OBS-2000), as shown
to be more promising, the need to improve the prediction in Fig. 2, with the same testing vehicles as with the
accuracy of emission factor especially with NOX emis- dynamometer test cycle. The equipment is composed of
sions by using effective statistical techniques is important two on-board gas analysers, a laptop computer equipped
in any emission inventory. with data logger software, a power supply unit, a tailpipe
A number of the models discussed above either do not attachment and other accessories. The OBS-2000 col-
estimate NOX emissions, or are so sophisticated as to lects second-by-second measurements of nitrogen oxides
require excessive data inputs. There needs to be a bal- NOX , hydrocarbons (HC), carbon monoxide (CO), car-
ance between the accuracy and detail of a model for its bon dioxide (CO2 ), exhaust temperature, exhaust pres-
ease of application. Therefore, to enhance the predic- sure, and vehicle position (via a global positioning system,
tion performance for the NOX emissions, the boosting or GPS). Although the instrument measured other pollu-
MARS (B-MARS) modelling approach is proposed in this tants, the focus of this work was to build a model for NOX
paper. Here, we aim to estimate, with high accuracy, the emissions. For the measurement scale used, accuracy for
NOX emissions. The effectiveness of the model is then the NOX emission measurements, reported in percent-
determined by grouping the data into two parts, one for age, was ±0.3 %. A two second lag in NOX emission
building the model (learning) and the other for validating measurement was accounted for in the data spreadsheets.
Oduro et al. Visualization in Engineering (2015) 3:13 Page 3 of 12
NOX sensor calibration was carried out throughout the potential of applying the MARS methodology to model
data collection period. To ensure consistently smooth NOX emissions using the following set of input param-
and good data collection without frequent interruptions eters: speed, acceleration, load, power and ambient tem-
due to any possible unit malfunction, inability of batter- perature of chassis dynamometer and on-board emission
ies to stay charged and calibration issues throughout the measurements. The problem can be stated as a multivari-
period, proper maintenance and diagnostic procedures ate regression problem. Suppose that N pairs of input-
were strictly followed. output parameters are available: {yi , x1i , · · · xmi }N1 , where
the depend variable yi , i = 1, 2 · · · , N, is the ith measure of
Methods NOX and the predictor xli , i = 1, 2 · · · , N, l = 1, 2, · · · , m,
The Multivariate Adaptive Regression Splines (MARS) is the ith measure of the lth parameter. We assume that
were introduced for fitting the relationship between a set the data {yi , x1i , · · · xm }N
1 are related through the following
of predictors and dependent variables (Friedman 1991). equation
MARS is a multivariate, piecewise regression technique
that can be used to model complex relationship. The space y = f (x1 , · · · , xm ), (x1 , · · · , xm ) ∈ D ⊂ Rm , (1)
of predictors is divided into multiple knots in order to
fit a spline function between these knots (Friedman 1991; where f (·) is an unknown multivariate deterministic func-
MARS User Guide 2015). The basic problem in vehicular tion and D is the domain of inputs. Since the true mapping
emission modelling is how best to determine the fun- in (1) is not known, it is desired to have a function
damental relationship between dependent variables, and fˆ (x1 , · · · , xm ) that provides a “good" fit approximation of
vector of predictors, such as speed, acceleration, load, the output data. The good fit between fˆ (x1 , · · · , xm ) and
power, ambient temperature including other factors. the output data is using the integrated mean square error
The MARS algorithm searches over all possible uni- (MSE) estimated.
variate hinge locations and across interactions among all
variables. It does so through the use of combinations of
1 2
N
variable called basis functions. The approach is analogous MSE = yi − fˆ (x1i , · · · xmi ) . (2)
to the use of splines. This study aims at exploring the N
i=1
To regularize the problem, that is, make it well-posed, a significant interactions among them. It is noted that the
restriction is imposed for the solution fˆ (x1 , · · · , xm ) as search for the best predictor and knot location is per-
functions residing in the linear space: formed in an iterative process. The predictors as well as
the knot location, having the most contribution to the
M
model, are selected first. Also, at the end of each iteration,
f (·) = βo + βm hm (·), (3)
m=1
the introduction of an interaction is checked for possible
model improvements.
where {hm (·)}M
m=1 is a set of basis functions and {βm }m=0
M
are coefficients of representation. In this paper, hm (·) is Model selection and pruning
the splines basis function defined as: In general, non-parametric models are adaptive and can
Km
exhibit a high degree of flexibility that may ultimately
hm (·) = sk,m · (xv(k,m) − tk,m ) +
, (4) result in over fitting, if no measures are taken to coun-
k=1 teract it. The second step is the pruning step, where a
where sk,m are variables that take values ±1, v(k, m) labels “one-at-a-time" backward deletion procedure is applied
the predictor variables and tk,m represents estimated val- in which the basis functions with the least contribution
ues on the corresponding variables. The quantity Km is to the model are eliminated. This pruning is based on a
the number of “splits" that give rise to each basis func- generalized cross-validation (GCV) criterion. The GCV
tion βm . Here the subscript “+" indicates a value of zero criterion is used to find the overall best model from a
for negative values of the argument. The basis functions sequence of fitted models, where a larger GCV value tends
involved in (1) are known as “hockey sticks" basis function. to produce a smaller model, and vice versa. The GCV cri-
MARS searches over the space of all inputs and predictors terion is estimated as the lack-of-fit criterion (Hastie and
values (knots) as well as interactions between variables. Tibshirani 2001).
Now, given the estimated coefficients {βm ∗ }M , basis func-
N
2
yi − fˆ (Xi )
0
∗
tions {hm (·)}0 and operation parameters describing a new
M
1 i=1
measurement, the emission of the new measurement can GCV = 2 , (6)
N
be predicted by taking the following steps: 1 − C̃(M)
N
value of some specified loss function (L(y, F(x)) over the Thus, for i = 1, 2, ..., N the minimisation of the data
joint distribution of all (y, x) values. based estimate of the expected loss gives
(a) Compute Table 2 List of basis functions of the B-MARS and their
coefficients for on-board measurements
y˜i = yi − Fm−1 (xi ), i = 1, N. (10) Beta Basis Value
factor function
(b) Compute
BF0 0.218753
N BF1 Max(0, SPEED-9.22) –0.000112
(ρm , am ) = arg min [ y˜i − ρh(xi ; a)]2 .
a,ρ BF2 Max(0, SPEED-12.54) –0.000212
i=1
BF3 Max(0, SPEED-14.23) 0.000211
(11)
BF4 Max(0, SPEED-17.16) 0.002417
(c) The Update estimator at step m becomes BF5 Max(0, SPEED-24.32) 0.011213
Fm (x) = Fm−1 (x) + ρm h(x; am ). (12) BF6 Max(0.98-ACCEL, 1.12) –0.001126
BF7 Max(0, ACCEL-2.61) –0.004267
3. End for
BF8 Max(0, ACCEL-6.92) 0.011211
4. Output the final regression function Fm (x).
BF9 Max(0, ACCEL-7.56) 0.024123
The flowchart in Fig. 3 shows the proposed models for BF10 Max(0, AMBT -22.51) 0.000212
MARS and B-MARS, whereby boosting in the latter is
BF11 Max(0, AMBT -23.78) 0.003451
adopted to improve estimation performance by adjusting
BF12 Max(0, LOAD -13.15) 0.013617
the weights of the classifiers.
BF13 Max(0, LOAD -54.56) 0.016541
Results and discussions BF14 Max(0, POWER -7.34) 0.012346
Five vehicular emission predictor variables, namely, speed BF15 Max(0, POWER -9.76) 0.013145
(m/s), acceleration (m/s2 ), power (W ), temperature (◦ C) BF16 Max(0, POWER -22.17) 0.012678
and load (Nm) were used with the response variable of
NOX (g/s) in an attempt to identify the relationships that
vehicular emission models developers wish to understand.
To explore factors affecting vehicular emission models,
the present study provides results and some interpreta-
Table 1 List of basis functions of the MARS and their coefficients tions from the MARS and B-MARS models. Tables 1, 2, 3
for on-board measurements and 4 summarize the variable selection results using
Beta Basis Value MARS and B-MARS, whose beta factor coefficients βm
factor function
BF0 0.249827
Table 3 List of basis functions of the MARS and their coefficients
BF1 Max(0, SPEED-8.11) –0.000142
for dynamometer testing
BF2 Max(0, SPEED-11.67) 0.000342
Beta Basis Value
BF3 Max(0, SPEED-12.52) 0.000442 factor function
BF4 Max(0, SPEED-16.39) 0.0032363 BF0 0.313578
BF5 Max(0, SPEED-23.89) 0.011587 BF1 Max(0, SPEED-6.43) –0.000172
BF6 Max(0, SPEED-24.17) 0.043903 BF2 Max(0, SPEED-9.36) 0.000625
BF7 Max(0.95-ACCEL, 0) –0.001307 BF3 Max(0, SPEED-18.37) 0.005751
BF8 Max(0, ACCEL-1.25) 0.007307 BF4 Max(0, SPEED-25.14) 0.063521
BF9 Max(0, ACCEL-5.85) 0.011308 BF5 Max(0, ACCEL-1.12) 0.009433
BF10 Max(0, ACCEL-7.21) 0.031102 BF6 Max(0, ACCEL-4.24) 0.056731
BF11 Max(0, AMBT -22.12) 0.000231 BF7 Max(0, ACCEL-6.24) 0.066312
BF12 Max(0, AMBT -23.47) 0.003130 BF8 Max(0, AMBT -21.54) 0.000321
BF13 Max(0, AMBT -24.76) 0.021131 BF9 Max(0, AMBT -23.15) 0.004433
BF14 Max(0, LOAD -10.53) 0.015618 BF10 Max(0, AMBT -24.62) 0.037215
BF15 Max(0, LOAD -52.34) 0.017966 BF11 Max(0, LOAD -15.67) 0.013211
BF16 Max(0, LOAD -60.16) 0.023225 BF12 Max(0, LOAD -45.67) 0.053412
BF17 Max(0, Power -8.98) 0.014877 BF13 Max(0, Power -13.76) 0.016813
BF18 Max(0, Power -21.32) 0.015679 BF14 Max(0, Power -20.64) 0.021213
Oduro et al. Visualization in Engineering (2015) 3:13 Page 7 of 12
Table 4 List of basis functions of the B-MARS and their implies the magnitude of effect of the basis function (i.e.,
coefficients for dynamometer testing variable effect) on the NOX emission. For the effect of
Beta Basis Value each basis function, max (0, x − t) is equal to (x − t) when
factor function
x is greater than t; otherwise the basis function is equal to
BF0 0.231567 zero. As shown in Tables 1, 2, 3 and 4, the MARS and B-
BF1 Max(0, SPEED-7.11) –0.000134 MARS models contain 14, 15, 17 and 19 basis functions
BF2 Max(0, SPEED-11.42) 0.000514 for on-board and dynamometer testing. The on-board
BF3 Max(0, SPEED-20.16) 0.004671 measurements and dynamometer testing for MARS and
B-MARS have similar interpretations. It can be observed
BF4 Max(0, SPEED-26.11) 0.051411
that all the five predictor variables play crucial roles in
BF5 Max(0, ACCEL-1.23) 0.009671
determining NOX vehicle emission. From Table 1, beta
BF6 Max(0, ACCEL-5.78) 0.032143 factors BF1, BF2, BF3, BF4, BF5 and BF6 account for the
BF7 Max(0, AMBT -22.14) 0.000221 nonlinear effect of vehicle speed in the emission model.
BF8 Max(0, AMBT -23.63) 0.003133 The effect of speed on NOX emissions can be explained
BF9 Max(0, AMBT -25.31) 0.028912
as follows. By using the on-board measurements method
for MARS, if the speed of the vehicle is lower than 8.11
BF10 Max(0, LOAD -14.41) 0.012761
m/s or 29.2 km/h for a short duration in traffic, it has a
BF11 Max(0, LOAD -44.23) 0.041671 negligible impact on NOX emission (indicated by BF0).
BF12 Max(0, Power -15.72) 0.015116 However, for a longer queuing time, such as in large cities,
BF13 Max(0, Power -21.43) 0.021551 the amount of NOX emitted into the atmosphere can be
significant as the NOX emission increases with a corre-
sponding increase in combustion temperature. The NOX
are denoted BFm . In a MARS and B-MARS models, basis effect is increased as the speed increases from 11.67 m/s
functions are used to predict the effects of independent or 42 km/h (indicated by BF2-BF5) due to corresponding
variables on NOX emission factor. The interpretation of B- increase in combustion temperature. The emission rate
MARS and MARS results is similar to but not as straight can reach 0.043903 g/s when the speed is about 24.17
forward as that of classical linear regression models. A m/s or 82 km/h (indicated by BF6). This expected find-
positive sign for the estimated beta factors for the basis ing is consistent with previous findings in literature. From
function indicates increased NOX emission, while a neg- Carslaw et al. 2011, it is noted that NOX emissions rise
ative sign indicates the opposite. The value of beta factor and fall in a reverse pattern to hydrocarbon emissions
-4
x 10 GCV Test MSE
13
Test
12 Learn
11
10
Mean Square Error
4
0 2 4 6 8 10 12 14 16 18
Basis Functions
Fig. 4 Schematic representation of a on-board testing
Oduro et al. Visualization in Engineering (2015) 3:13 Page 8 of 12
-4
x 10 GCV Test MSE
13
Test
12 Learn
11
5
0 2 4 6 8 10 12 14
Basis Functions
Fig. 5 Schematic representation of a chassis dynamometer testing
(HC). As the speed of the vehicle increase the mixture BF9). The NOX emission can reach more than 0.0311017
becomes leaner with more HC’s at high temperatures g/s when the acceleration exceeds 7.21 m/s2 . This result
in the combustion chamber, there appear excess oxygen is similar to that of the speed because of depressing the
molecules which combine with the nitrogen to form NOX . accelerator pedal increase acceleration as well as speed
From Table 1, as the speed increases (indicated by BF2- simultaneously.
BF6) the total NOX emission emitted from the tail pipe The ambient temperature is also found to influence the
also increases. Beta factors (BF7-BF10) on Table 1 show NOX emission as indicated by BF11, BF12 and BF13 of
the nonlinear effect of vehicle acceleration on the NOX Table 1, the effects of ambient temperature on NOX emis-
which can be described as fellows. If the vehicle accelera- sion occurrence include: (1) if the ambient temperature is
tion is less than 0.95 m/s2 , NOX emission will reduce by less than 22.12 °C then it has no effect on vehicle NOX
0.0013075 g/s (indicated by BF7), but if the acceleration emission (indicated by BF11); (2) if the ambient tem-
is increased from 1.25 m/s2 , to 5.85 m/s2 , the NOX emis- perature is greater than 22.12 °C but less 23.47 °C, NOX
sion will increase by 0.0113075 g/s (indicated by BF8 and emission will increase by 0.00023075 g/s for 1 °C increase
x 10
-3 : R=0.96631 x 10
-3 : R=0.9344
2.6 Data Data
Fit Fit
Output ~= 0.87*Target + 0.00014
Output ~= 0.93*Target + 7.2e-05
2.2
2
2
1.8
1.6
1.4 1.5
1.2
1 1
0.8
0.6
0.5
0.5 1 1.5 2 2.5 0.5 1 1.5 2 2.5
Target x 10
-3
Target x 10
-3
Fig. 6 Regression correlation coefficient of B-MARS model for Fig. 7 Regression correlation coefficient of MARS model for on-board
on-board testing NOX emissions testing NOX emissions
Oduro et al. Visualization in Engineering (2015) 3:13 Page 9 of 12
1.5
2.5 Y=T
-3
x 10
2.8
Experimental Data
2 MARS
2.4
1.5 2
NOx (g/s)
1.6
1
1.2
0.8
0.5
0.5 1 1.5 2 2.5
Target -3 0.4
x 10 0 100 200 300 400 500
Fig. 9 Regression correlation coefficient of MARS model for
Time (s)
dynamometer testing NOX emissions Fig. 10 Predicted values of NOX and MARS for on-board system
Oduro et al. Visualization in Engineering (2015) 3:13 Page 10 of 12
-3 -3
x 10 x 10
2.8 2.8
Experimental Data Experimental Data
Boosting MARS Boosting MARS
2.4 2.4
2 2
NOx (g/s)
NOx (g/s)
1.6 1.6
1.2 1.2
0.8 0.8
0.4 0.4
0 100 200 300 400 500 0 100 200 300 400 500
Time (s) Time (s)
Fig. 11 Predicted values of NOX and B-MARS for on-board system Fig. 13 Predicted values of NOX and B-MARS for dynamometer system
-3
x 10
2.8
-3 Experimental Data
x 10
2.8 MARS
Experimental Data Boosting MARS
2.4
MARS
2.4
2
NOx (g/s)
2
NOx (g/s)
1.6
1.6
1.2
1.2
0.8
0.8
0.4
0.4 0 100 200 300 400 500
0 100 200 300 400 500 Time (s)
Time (s)
Fig. 14 Comparision of experimental data, MARS and B-MARS model
Fig. 12 Predicted values of NOX and MARS for dynamometer system for on-board testing NOX emissions
Oduro et al. Visualization in Engineering (2015) 3:13 Page 11 of 12
Competing interests
1.2 The authors declare that they have no competing interests.
Author details
model obtained R2 of 87 % for the on-board and 77 % 1 Faculty of Engineering and Information Technology, University of
for the dynamometer testing. However, the MLR model Technology Sydney, Broadway, NSW 2007 Sydney, Australia. 2 Office of
Environment and Heritage, Lidcombe, NSW 1825 Sydney, Australia.
shows the least performance with R2 values of 51 % and
50 % for both the on-board and the dynamometer test. Received: 21 January 2014 Accepted: 23 March 2015
The improved performance of the B-MARS algorithm was
clearly demonstrated with low root mean square error
(RMSE) of 0.00011 and 0.00014 and mean square error of References
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