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© JAPI • september 2012 • VOL. 60

Review Article

Localizationism to Neuroplasticity---The Evolution of


Metaphysical Neuroscience
Sourya Acharya1, Samarth Shukla2, SN Mahajan3, SK Diwan4

Abstract
Neuroplasticity (also referred to as brain plasticity, cortical plasticity or cortical re-mapping) is the changing
of neurons, organization of their networks, and their function via new experiences. The brain consists of nerve
cells or neurons and glial cells which are interconnected, and learning may happen through changing of the
strength of the connections between neurons, by adding or removing connections, or by adding new cells.
“Plasticity” relates to learning by adding or removing connections, or adding cells. Contrary to the traditional
belief of neurolocalizationism, which states that each region of brain is dedicated for a particular type of activity,
neuroplasticity has struggled a long way and has created a safe niche in the neuroscientific hall of honor. Salute
to the neuroplasticians for their efforts to revolutionize the doctrine of neurology for the better understanding
of the remarkable powers of brain. This article is a brief attempt to fathom the mysterious and scientific ways
of neuroplasticity.

Introduction map and a given movement.8 The first person to use the term
neural plasticity appears to have been the Polish neuroscientist
T he traditional concept of localizationism was first proposed
by Paul Broca,1 in 1861, who dissected the brains of patients
died of strokes with motor aphasia and demonstrated that, a
Jerzy Konorski. 9,10 During the 20th century, the consensus
was that lower brain and neocortical areas were immutable
in structure after childhood, meaning learning only happens
part of the left frontal lobe is responsible for the problem which by changing of connection strength, whereas areas related to
was damaged in all. Hence the famous Broca’s area became memory formation, such as the hippocampus and dentate gyrus,
the first milestone of localizationism. Soon afterwards, Carl where new neurons continue to be produced into adulthood,
Wernicke,2 localized another area responsible for language and were highly plastic. This belief is being challenged by new
comprehension in the left superior temporal gyrus and inferior findings, suggesting all areas of the brain are plastic even after
parietal lobule, named after him as Wernicke’s area. Over childhood.11 Hubel and Wiesel had demonstrated that ocular
the next century the concept of “one function, one location,” dominance columns in the lowest neocortical visual area, V1,
hypothesis dominated the field of neuroscience signifying that if were largely unchangeable after the critical period (usually third
a part of brain dedicated for a specific task is damaged then brain to eighth week of the life when the brain has to receive several
cannot reorganize itself to recover that lost function, because environmental stimuli so as to develop and function normally).12
brain is a hardwire.3,4 Thanks to their research which was then incorporated in the
In 1868, Jules Cotard studied children who suffered early medical practice by operating on blind infants having congenital
massive brain diseases with damaged Broca’s areas and children cataracts giving them vision. Earlier it was thought that blind
with absence of one hemesphere, found out that these children by birth is blind forever. Critical periods also were studied with
can speak normally contrary to the one function, one location respect to language; the resulting data suggested that sensory
hypothesis.5 Then came the great question, “Is the brain plastic pathways were fixed after the critical period. However, studies
enough to reorganize its so called hardwired map, if necessary determined that environmental changes could alter behavior and
when circumstances demand?.” Latter in 1876, Otto Soltmann,6 cognition by modifying connections between existing neurons
in his landmark experiment demonstrated that even if the and via neurogenesis. The brain is globally neuroplastic……!
motor cortex of infant dogs and rabbits are removed, they are Decades of research have now shown that substantial
still able to move. But unfortunately, these findings could never changes occur in the lowest neocortical processing areas, and
emerge into limelight because of the exuberant dominance of that these changes can profoundly alter the pattern of neuronal
localizationist enthusiasm. The idea of neuroplasticity was first activation in response to experience. According to the theory of
proposed in 1892 by Santiago Ramón y Cajal 7 the proposer of neuroplasticity, thinking, learning, and acting actually change
the neuron doctrine though the idea was largely neglected for the both the brain’s physical structure (anatomy) and functional
next fifty years. In 1912 Grham Brown and Charles Sherrington organization (physiology) from top to bottom. Neuroscientists
in their experiment showed that stimulating a particular point are presently engaged in a reconciliation of critical period studies
in the cerebral cortex does not always initiate similar responses demonstrating the immutability of the brain after development
so there is no point to point relationship between cortical motor with the new findings on neuroplasticity, which reveal the
mutability of both structural and functional aspects. A substantial
1
Associate Professor, Dept. of Medicine, 2Associate Professor, Dept.
paradigm shift is now under way. Canadian psychiatrist Norman
of Pathology, 3Prof and Head, Dept. of Medicine, 4Professor, Dept.
of Medicine, JNMC/DMIMSU, Sawangi (Meghe), Wardha 442 004,
Doidge has in fact stated that neuroplasticity is “one of the most
Maharashtra extraordinary discoveries of the twentieth century.”
Received: 21.04.2010; Revised: 04.09.2010; Accepted: 27.10.2010 Neuroplasticity basically refers to the brain’s natural ability
© JAPI • september 2012 • VOL. 60 39

across the lifespan to form new connections and change its Fighting Phantoms—The Neuroplastic
structure in response to experience. This means the brain
can change itself physically and functionally at any age to Way
compensate for injury and disease and to adapt to new situations An interesting phenomenon involving cortical maps is the
or changes in the environment. Whereas the brain was once incidence of phantom limbs. This is most commonly described
conceptualized as a machine, it could now be thought of as more in people those who have undergone amputations in hands,
like clay, both malleable and vulnerable towards positive and arms, and legs, but it is not limited to extremities. The phantom
negative influences. Of course, there are limits to how much the limb feeling, which is thought1 to result from disorganization
brain can change, reorganize, and heal, but these limits are not in the brain map and the inability to receive input from the
as imposing as might be assumed. Indeed, harnessing the power targeted area, may be annoying or painful. These signals, being
of neuroplasticity, people are fully recovering from massive functionally nonsense, were thought to be interpreted by the
strokes and other head traumas, overcoming learning disabilities brain as pain. The dominant theory for cause of phantom limbs
to leap ahead in reading levels in a matter of months, rewiring was irritation in the severed nerve endings. When a limb is
obsessive-compulsive behavior out of their brains, erasing the amputated, many severed and inflammed nerve endings are
pain of phantom limbs, restoring memory acuity and cognitive terminated at the residual limb sending anomalous signals
processing during old age, learning to see without eyesight, to the brain. It is also theorized that phantom limb sensations
strengthening muscles just by thinking about them, meditating could be due to “crosswiring” in the somatosensory cortex,
to create eternal neurons that are conducive to compassion and which is located in the postcentral gyrus and which receives
happiness, and on and on. input from the limbs and body. Incidentally, it is more common
after unexpected losses than planned amputations. There is a
Brain Plasticity and Cortical Maps high correlation with the extent of physical remapping and the
Cortical organization, especially for the sensory systems, extent of phantom pain. As it fades, it is a fascinating functional
is often described in terms of maps.13 For example, sensory example of new neural connections in the human adult brain.
information from the foot projects to one cortical site and the Neuroplastician of Indian origin, V.S Ramchandran, currently
projections from the hand target in another site. As the result director of The center for Brain and Cognition at the university
of this somatotopic organization of sensory inputs to the of California,USA, developed a “mirror box” for the treatment
cortex, cortical representation of the body resembles a map of the phantom limb pains. Ramachandran reasoned that if
(or homunculus). The concept of mapping was first idealized someone were to lose their right hand in an accident, they may
in 1930, by a neurosurgeon Dr. Wilder Penfield. 14 One of the then have the feelings of a phantom limb because the input that
greatest discoveries Penfield made was the sensory and motor normally would go from their hand to the left somatosensory
brain maps, which like geographical maps are topographical cortex would be stopped. The areas in the somatosensory
maps where the adjacent body parts are represented in the cortex that are near to the ones of the hand (the arm and face)
brain adjacent to each other. This was a staunch localizationist will take over or “remap” this cortical region that no longer
project. It was Michael Merzenich, known to be one of the world’s has input. This remapping was first demonstrated through
leading researcher in neuroplasticity in his brillant experiments magnetoencephalography (MEG), by showing that stroking
documented that the shape of our brain maps changes on our different parts of the face led to perceptions of being touched
deeds over the course of our lives and the cortical maps are not on different parts of the missing limb.
fixed and immutable….the brain constantly learns how to learn.15 A mirror box is basically an equipment which fools the brain
In the late 1970s and early 1980s, several neuroplastician by showing the normal limb to the patient and making the patient
groups began exploring the impacts of removing portions of percieve it as if it were the lost limb. When an amputee places a
the sensory inputs usuing cortical maps as dependent variable. limb in the box, the reflection of the limb occupies the space in
They found that if the cortical map is deprived of its input it will which the amputated limb would normally be found. Amputees
become activated at a later time in response to other, usually sometimes report that their phantom limb is paralyzed;
adjacent inputs. Re-organization is not cortically emergent, but Ramachandran obtained some evidence that the mirror box can
occurs at every level in the processing hierarchy; this produces enable amputees to gain control over their missing limb, and
the map changes observed in the cerebral cortex. Merzenich that it also alleviated phantom limb pain to some extent. Other
and DT Blake16 used cortical implants to study the evolution teams are investigating the use of virtual reality mirror boxes
of plasticity in both the somatosensory and auditory systems. for treating phantom limb pain.
Both systems showed similar changes with respect to behavior. Another explanation about the mirror box phenomenon
When a stimulus was cognitively associated with reinforcement, is in terms of an internal forward model, whereby the brain
its cortical representation strengthened and enlarged. In some predicts the sensory inputs which will occur as a result of
cases, cortical representations can increase two to threefold in bodily movements. Thus, the predicted movement leads to the
1–2 days at the time at which a new sensory motor behavior is sensation that the phantom limb is actually moving.
first acquired, and changes are largely finished within at most After a period of training the brain maps undergo plastic
a few weeks. Control studies show that these changes are not changes and the phantom limbs dissappear. A lot of patients are
caused by sensory experience alone: they require learning about getting cured of their phantom symptoms by Ramchandran—
the sensory experience, and are strongest for the stimuli that are The so called” neurological illusonist.” In such patients fMRI
associated with reward, and occur with equal ease in operant (functional MRI) scans reveal that the motor maps for the
and classical conditioning behaviors. phantom limbs increase, the shrinkage that accompanies the
amputation reverses and the motor and sensory maps of the
cerebral cortex normalize. Subsequently, the use of the mirror
box has been extended to rehabilitation of hemiparesis, due to
stroke and to rehabilition of spatial neglect . These extensions
40 © JAPI • september 2012 • VOL. 60

have met with moderate success, but further research is required Brain development depends on a variety of cell adhesion
to evaluate their clinical effectiveness.17,18 molecules (CAMs) and substrate adhesion molecules (SAMs)
on cell surfaces which allow cells to dynamically control their
Enriched Media Enhanses intercellular binding properties. This surface modulation
allows cell collectives to effectively “signal” as the group
Neuroplasticity and Plasticity Obeys aggregates, which helps govern morphogenesis. It is theorized
Laws of Quantum Physics!!! that cell proliferation, cell migration, cell death, neuron arbor
distribution, and neurite branching are also governed by similar
Neuroplastician Mark Rosenzweig in his rat experiment
selective processes.
showed that Acetylcholine, the essential neurotransmitter
for learning was higher in the rats trained in difficult spatial The concept of plasticity can be applied to molecular as well
problems and was lower in those trained in simpler tasks. as to environmental events.19 The phenomenon itself is complex
Enriched environment stimulates cortical neurons to develop and can involve many levels of organization. To some extent
new branches and also to strengthen existing branches. In the term itself has lost its explanatory value because almost
humans postmortem examination has revealed that education any changes in brain activity can be attributed to some sort
increased the number of branches in neurons. It is believed of “plasticity”. Plasticity in more recent writing is frequently
that practicing a new skill under right circumstances can described as a property of the central nervous system with
change billions of neural circuits in cortical maps---plasticity the term reorganization used to introduce the specific types
rules from cradle to coffin ! Plastic change is a process which of changes observed including axonal sprouting, long-term
indicates if cortical maps are changing then new connections potentiation or the expression of plasticity related genomic
must have been forming among the neurons. Donald O. Hebb, responses.
a behavioral psychologist in 1949, proposed that learning linked
neurons in new ways. When two neurons fire at the same time Concepts of Positive and Negative
repeatedly chemical changes occurs in both leading to more
stronger connection between the two. On the basis of this theory,
Plasticity
neuroscientist Carl Shatz summarized the basic doctrine of Norman Doidge, following the lead of Michael Merzenich,
plasticity----“Neurons that fire together wire together----Law separates manifestations of neuroplasticity into adaptations that
of association by simultaneity.” Quantum Physics teaches that have positive or negative behavioral consequences. For example,
nothing is fixed, that there are no limitations, that everything is if an organism can recover after a stroke to normal levels of
vibrating energy. By understanding that everything is energy performance, that adaptiveness could be considered an example
in a state of potential and by applying the “Law of Attraction” of “positive plasticity”. An excessive level of neuronal growth
it seems prudent to justify that the energy of the brain has no leading to spasticity or tonic paralysis, or an excessive release of
boundaries, it is constantly flowing in the fluidity of its neurons. neurotransmitters in response to injury which could kill nerve
cells; this would have to be considered a “negative” plasticity.
Neuroplasticity Begets Neuronal In addition, drug addiction and obsessive-compulsive disorder
are deemed examples of “negative plasticity” as the synaptic
Darwinism-----1 rewiring resulting in these behaviors is also highly maladaptive.
If the brain maps are mutable then there is a reason to hope In a study, medical students brains were imaged during the
that people with learning disabilities, strokes, psychiatric period when they were studying for their exams. In a matter of
diseases and brain injuries might be able to change their defective months, the students’ gray matter increased significantly in the
maps to new normal maps by getting their healthy neurons to posterior and lateral parietal cortex.20
fire and wire together. This duty of forming new maps selects One of the most interesting phenomena in positive plasticity
the most able and healthy neurons by a competitive process is the concept of Psychedelic plasticity. Psychedelics are drugs
known as neuronal group selection theory, which was proposed whose primary action is to alter the cognition and perception of
by neuroscientist Gerald Edelman—that for any new brain the mind. Hallucinogens which target the 5-HT2A receptor can
activity the ablest group of neurons are selected-----a neuronal influence cellular functioning via the activation of G proteins
Darwinism……! and secondary messengers. The signaling pathways mediated
by the 5-HT2A receptor include the activation of PKC and MAPK,
The Neuronal Group Selection Theory protein kinases which energize enzymes to perform complex
cellular maintenance. The activation of PKC undoubtedly plays
Three Major Parts an active role in the production and maintenance of long term
1. Anatomical connectivity in the brain occurs via selective memory. Evidence shows that inhibiting PKC activation in the
mechanical and chemical events that take place epigenetically cortex for as little as a few hours can cause the rapid erasure of
during development. This creates a diverse primary long-term memory associations. It is obvious that this kinase is
repertoire by differential reproduction. a fundamental part of memory formation and retention, and it
2. Once structural diversity is established anatomically, a is not unreasonable to assume that drugs which stimulate PKC
second selective process occurs during postnatal behavioral activity may enhance or alter the processes of memory formation,
experience through epigenetic modifications in the strength recall, retention, and plasticity.
of synaptic connections between neuronal groups. This Other research indicates that LSD activates intracellular
creates a diverse secondary repertoire by differential mechanisms to promote expression of genes responsible for
amplification. encoding c-Fos and Arc proteins, particularly in the pre-frontal
3. Reentrant signaling between neuronal groups allows cortex (PFC). c-Fos is essential to cell proliferation, differentiation,
for spatiotemporal continuity in response to real-world and cellular defense, while Arc (activity-regulated cytoskeleton-
interactions. associated protein) regulates the structure and plasticity of neural
© JAPI • september 2012 • VOL. 60 41

cytoskeleton architecture, the very scaffolding which maintains sometimes take over. He thought skin and its touch receptors
neural shape and stability. By activating expression of c-Fos and could act as a retina (using one sense for another). In order for
Arc proteins in PFC neurons, LSD may promote plasticity, cell the brain to interpret tactile information and convert it into visual
proliferation, cell repair, and synaptic generation in neurons information, it has to learn something new and adapt to the new
responsible for identity. Presumably any selective 5-HT 2A signals. The brain’s capacity to adapt implied that it possessed
agonist will produce similar results, making hallucinogenic plasticity. He thought, “We see with our brains, not with our
tryptamines primary candidates for cellular signal strengthening eyes. Significant progress has been made in the development of
and identity-based neuroplasticity. visual neuroprostheses to restore vision in blind individuals.
Negative Plasticity; Depending on what is one’s goal in life Appropriate delivery of electrical stimulation to intact visual
may differentiate the neuroplasticities as positive or negative structures can evoke patterned sensations of light in those who
ones. In cases of sexual exhaustion the sufferers develop a have been blind for many years. However, success in developing
very negative neuroplasticity of the brain, which leads to functional visual prostheses requires an understanding of how
severe addiction to sexual activities, that when challenged to communicate effectively with the visually deprived brain in
will create withdrawal symptoms, both physiological and order to merge what is perceived visually with what is generated
psychological. Sexual addiction is due to neuroplasticity of electrically.
the PVN (Hypothalamic paraventicular nucleus) where we Michael Merzenich is a neuroscientist who has been one of
observe innervations of different nervous components and the pioneers of brain plasticity for over three decades. He has
systems - noradrenergic, oxytocinergic, adrenergic, autonomic, made some of “the most ambitious claims for the field - that brain
dopamin, acetylcholine, glutamate, vagal, nitric oxidergic, exercises may be as useful as drugs to treat diseases as severe
serotonin, and GABAergic. The nervous remodeling itself occurs as schizophrenia and that radical improvements in cognitive
under the frequent stimulation of prostaglandin E2, oxytocin, functioning - how we learn, think, perceive, and remember are
and norepinephrine. Norepinephrine activates certain cytokins possible even in the elderly.” Merzenich’s work was affected by
and protein kinases in the Locus ceruleus for prostaglandin a crucial discovery made by David Hubel and Torsten Wiesel in
E2 production, which along with oxytocin causes arousal. their work with kittens. The experiment involved sewing one eye
The enzyme dopamine beta-hydroxylase (increased by sex or shut and recording the cortical brain maps. Hubel and Wiesel
masturbation) constantly converts dopamine to norepinephrine saw that the portion of the kitten’s brain associated with the
prompting constant sexual thoughts and arousal, leading to shut eye was not idle, as expected. Instead, it processed visual
addiction. Prostaglandin E2 if in excessive amounts is considered information from the open eye. This implied brain plasticity
extremely harmful. However, it is vital for the regulation of during the critical period. However, Merzenich argued that
the synaptic activity and plasticity, it actually accelerates the brain plasticity could occur beyond the critical period. Early
neuroplasticity. Prostaglandin E2 is required for learning, in his career Merzenich collaborated with a group of people to
and memory. High levels of prostaglandin E2 also enhance develop the cochlear implant, which allows congenitally deaf
the cell membrane excitability and degrade the short term people to hear.23
memory and spatial navigation. In order to reverse the negative An interest on neuroplasticity and nerve regeneration within
neuroplasticity to a positive one, one must be self conscious the auditory receptor and pathway has developed in recent years.
of what he is doing, and break the cycle of psychological and The receptor and the auditory pathway are controlled by highly
physiological excitation by enhancing the proper modulation complex circuits that appear during embryonic development.
on certain conversions. During this early maturation process of the auditory sensory
elements, we observe the development of two types of nerve
The Pioneers and their Plastic Miracles fibers: permanent fibers that will remain to reach full-term
Paul Bach-y-Rita, the “father of sensory substitution and maturity and other transient fibers that will ultimately disappear.
brain plasticity” 21 developed BrainPort, a machine that “replaces Both stable and transitory fibers however, as well as developing
the vestibular apparatus and sends balance signals to the brain sensory cells, express, and probably release, their respective
from the tongue. This apparatus was first successfully tried neuro-transmitters that could be involved in neuroplasticity.
in a female patient with irreversible damage to the vestibular Cell culture experiments have added significant information; the
apparatus. After she had used this machine for some time it in vitro administration of glutamate or GABA to isolated spiral
was no longer necessary, as she regained the ability to function ganglion neurons clearly modified neural development. Nerve
normally. Plasticity is the major explanation for the phenomena. regeneration and neuroplasticity have been demonstrated in
The patient’s vestibular system was “disorganized” and was the adult auditory receptors as well as throughout the auditory
sending random rather than coherent signals, the apparatus pathway. Neuroplasticity studies could prove interesting in
found new pathways around the damaged or blocked neural the elaboration of current or future therapy strategies (e.g.:
pathways, helping to reinforce the signals that were sent by cochlear implants or stem cells), but also to really understand
remaining healthy tissues. the pathogenesis of auditory or language diseases (e.g.: deafness,
The second most important landmark Bach y Rita invented tinnitus, dyslexia, etc.) Studies have demonstrated that plasticity
was a device that allowed blind people to read, perceive is present in adult brains of postlingually deaf patients. In the
shadows, and distinguish between close and distant objects.22 mature brain, auditory deprivation decreased neuronal activity
This “machine was one of the first and boldest applications of transiently in primary auditory and auditory-related cortices,
neuroplasticity.”1 The patient sat in an electrically stimulated and, over time, functional reorganization likely takes place in
chair that had a large camera behind it which scanned the area, the auditory cortex. Plasticity is prominent in superior temporal
sending electrical signals of the image to four hundred vibrating and anterior cingulate gyri in the sensory-deprived mature brain
stimulators on the chair against the patient’s skin. This device and explains postimplantation improvement in patients with
was tried on six congenitally blind persons. Bach-y-Rita believed cochlear implants.
in sensory substitution; if one sense is damaged, other senses can Randy Nudo, a professor at The University of Kansas,
42 © JAPI • september 2012 • VOL. 60

is another important scientist in the field of brain plasticity Major advancements in the field of neuroplasticity have
research. In his experiments he found that if a small stroke (an enabled the development of novel techniques that do not require
infarction) is induced by impedance of blood flow to a portion of expensive or invasive medicines or surgery. “The only goal of
a monkey’s motor cortex, the part of the body that responds by rehabilitation in this context would be to teach the patient new
movement will move when areas adjacent to the damaged brain strategies to overcome those lost by the injury, and plasticity
area are stimulated. In one study, intracortical microstimulation would be defined by the extent to which such substitution is
(ICMS) mapping techniques were used in nine normal monkeys. possible. An increased understanding of plasticity of the brain
Some underwent ischemic infarction procedures and the others, and spinal cord, and of behavior of innate modular mechanism
ICMS procedures. The monkeys with ischemic infarctions in intact and in injured systems, will likely assist in future
retained more finger flexion during food retrieval and after developments.”
several months this deficit returned to preoperative levels.24 With
respect to the distal forelimb representation, “postinfarction Neuroplasticity in Cosmic
mapping procedures revealed that movement representations
underwent reorganization throughout the adjacent, undamaged Consiousness
cortex.” Understanding of interaction between the damaged and Richard Davidson a Harvard-trained neuroscientist at the
undamaged areas provides a basis for better treatment plans in University of Wisconsin has led experiments in cooperation
stroke patients. with the Dalai Lama on effects of meditation on the brain.
The brain damage caused by a stroke may result in the loss
26
The result was the scans that Prof. Davidson projected in
of cerebral function. However, the brain can use neuroplasticity Dharamsala. They compared brain activity in volunteers who
to adjust itself functionally, by reorganizing the cortical maps, were novice meditators to that of Buddhist monks who had
which contributes to the stroke recovery. The changes in the spent more than 10,000 hours in meditation. The task was to
cortex organization include an increase in the number and practice “compassion” meditation, generating a feeling of loving
density of dendrites, synapses and neurotrophic factors (these kindness toward all beings. In a striking difference between
are essentials for the survival of nervous cells). After damage has novices and monks, the latter showed a dramatic increase in
been afflicted to the motor cortex, changes of activation in other high-frequency brain activity called gamma waves during
motor areas are observed. These changes can occur in homologue compassion meditation. Thought to be the signature of neuronal
areas of the non-affected hemisphere (which can substitute for activity that knits together far-flung brain circuits, gamma waves
the lost functions) or in the intact cortex adjacent to the damage. underlie higher mental activity such as consciousness. The
Thanks to these cortical reorganizations, which begins from one novice meditators “showed a slight increase in gamma activity,
to two days after the stroke, and can be extended for months, the but most monks showed extremely large increases of a sort that
patients can recover, at least in part, the lost abilities. has never been reported before in the neuroscience literature,
suggesting that mental training can bring the brain to a greater
Current research includes the tracking of changes that occur level of consciousness.
in the motor areas of the cerebral cortex as a result of a stroke.
Thus, events that occur in the reorganization process of the brain Using the brain scan called functional magnetic resonance
can be ascertained. Adult brains have the ability to change as a imaging, the scientists pinpointed regions that were active
result of injury but the extent of the reorganization ultimately during compassion meditation. In almost every case, the
depends on the extent of the injury. enhanced activity was greater in the monks’ brains than the
novices’. Activity in the left prefrontal cortex (the seat of positive
One of the most recent applications of neuroplasticity emotions such as happiness) swamped activity in the right
involves work done by a team of doctors and researchers at prefrontal (site of negative emotions and anxiety), something
Emory University, specifically Dr. Donald Stein (who has been in never before seen from purely mental activity. A sprawling
the field for over three decades) and Dr. David Wright. This is the circuit that switches on at the sight of suffering also showed
first experimental treatment in 40 years that has significant results greater activity in the monks. So did regions responsible for
in treating traumatic brain injuries while also incurring no known planned movement, as if the monks’ brains were itching to go
side effects and being cheap to administer. Dr. Stein noticed that to the aid of those in distress.
female mice seemed to recover from brain injuries better than
male mice. Also in females, he noticed that at certain points in the The study concluded that long-term Buddhist practitioners
estrus cycle females recovered even more. After lots of research, can self-induce sustained electroencephalographic high-
they attributed this difference due to the levels of progesterone. amplitude gamma-band oscillations and phase-synchrony
The highest level of progesterone present led to the fastest during meditation. These electroencephalogram patterns differ
recovery of brain injury in these mice. Progesterone is naturally from those of controls, in particular over lateral frontoparietal
present in small but measurable amounts in the brains of males electrodes. In addition, the ratio of gamma-band activity (25-42
and females. Human brain tissue is loaded with progesterone Hz) to slow oscillatory activity (4-13 Hz) is initially higher in the
receptors. Laboratory studies suggest that progesterone is resting baseline before meditation for the practitioners than the
critical for the normal development of neurons in the brain controls over medial frontoparietal electrodes. This difference
and exerts protective effects on damaged brain tissue. Based increases sharply during meditation over most of the scalp
on these observations they developed a treatment that includes electrodes and remains higher than the initial baseline in the
administering increased levels of progesterone injections to brain postmeditation baseline. These data suggest that mental training
injured patients. “Administration of progesterone after traumatic involves temporal integrative mechanisms and may induce
brain injury (TBI) and stroke reduces edema, inflammation, short-term and long-term neural changes.
and neuronal cell death, and enhance spatial reference memory
and sensory motor recovery.”25 In their clinical trials, they had Neuroplastic Rehabilitation
a group of severely injured patients that after the three days of Constraint-Induced Movement Therapy (CIMT) is a
progesterone injections there was a 60% reduction in mortality.25 rehabilitation technique created by behavioral neuroscientist
© JAPI • september 2012 • VOL. 60 43

Edward Taub. Taub Therapy Clinic offers CIMT to patients who Neuroplasticity in Psychiatry
have lost motor function in a limb due to a stroke, traumatic
brain injury (TBI), or brain surgery.27,28 Jeffrey M. Schwartz an American psychiatrist is one of the
world’s leading experts in neuroplasticity. He is a researcher
 Programs at Taub Training Clinic involve therapy that in the field of self-directed neuroplasticity. His major research
focuses on retraining the brain to stop relying primarily on the interest over the past two decades has been brain imaging/
unaffected limb and once again perform tasks with the affected functional neuroanatomy and cognitive-behavioral therapy
arm, hand, or leg. Practicing exercises with the affected limb (CBT), with a focus on the pathological mechanisms and
while restraining the normally functioning limb causes the psychological treatment of obsessive-compulsive disorder
brain to rewire itself and relearn motor skills lost to neurologic (OCD).
injury, thereby inhibiting the “learned nonuse” policy of the
brain. CIMT is most effective when begun at least 6 months Decades ago, he began to study the philosophy of conscious
after a stroke or TBI and in people who have already completed awareness, the idea that the actions of the mind have an effect
traditional rehabilitation. The recovery of functions of the limbs on the workings of the brain. Jeffrey’s breakthrough work
which is promoted by plasticity is more difficult to occur, due in obsessive-compulsive disorder (OCD) provided the hard
to a phenomenon known as “learned non use“. With the loss evidence that the mind can control the brain’s chemistry. His
of a brain area’s function, the body part that was linked to this plasticity based treatment not only has helped people suffering
area is also affected and its mobility power is lost too. As the from OCD but instead it helps overcome worries, bad addictive
patient cannot move his most affected limb, he compensate behaviours, substance abuse, compulsive sexual urges and so
this using the other limb. Thus, after a certain period, when the on. In a beautiful and scientific way Norman Doidge, explains
damage effects aren’t present anymore and brain readaptations the “Brain lock-unlock” mechanism in OCD patients. According
happen, the movements could be recovered, but the patient to this theory the OCD circuit consists of orbitofrontal cortex
has already “learned” that the limb is no longer functional. (which detects the hypothetical mistakes), cingulate gyrus
In the period following the stroke, a decrease in the extension (which reinforces the anxious and guilty feeling and compulses
of the cortical representation areas is noticed for the affected the act) and the caudate nucleus (which normally makes our
muscles: because they are not in use (aren’t working regularly), thought flow from one to next). Positron Emission Tomography
its correspondent area in the brain is not stimulated. In a effort (PET) scans of OCD patients show abnormal hyperactivity of
to decrease or to recover from the “learned nonuse” effects, one the orbitofrontal and cingulate gyrus and the caudate nucleus
of the practices that have been used is the Constraint-Induced is locked , so that the compulsive activity goes on. In Schwartz’s
Movement Therapy (CI-therapy) or forced use, which increases neuroplastic approach the caudate nucleus is “unlocked” by
the plastics changes that are favorable to the patient’s recovery. indulging the patient in some pleasure centric work which
This technique consists in the forced use of the affected arm releases dopamine and creates a new neural circuit which
by the limited use of the non-affected arm. During a 10 to 15 competes with the old neural circuit overpowering it, and the
days period, the patient’s non-affected arm is immobilized. caudate nucleus fires normally and the compulsive thought
Consequently, many activities like dressing, eating, writing, fades away.
cooking, etc. can only be done by the affected arm, stimulating A group of Scandinavian researchers showed that functional
the damaged cortex. In this period, the patient has a six daily neurons can, in fact, be generated in the adult human brain
hours of physiotherapy training, doing repetitive tasks with the in several distinct regions including the dentate gyrus of the
affected arm. Due to this increased use of the affected arm, the hippocampus and the subventricular zone. This process of
brain area connected to it is stimulated once again and occurs adult neurogenesis occurs throughout the lifespan and involves
an intense cortical reorganization. This reorganization increases proliferation of stem cells into neural progenitor cells of which
the representation area of this limb in the cortex and the motor about 10% survive. The surviving cells differentiate into either
function ability is improved. So the CI-therapy can be considered neurons or glia, and soon thereafter the newly formed dendrites
remarkably effective against the “learned nonuse”. of the neurons receive glutamatergic input and join the ranks of
Between 55% and 75% of stroke survivors have lingering the existing neuronal network in structure and function.
disabilities that limit their ability to perform daily activities. Initially, the implication of hippocampal neurogenesis was
Until recently it was believed that stroke patients could regain recognized for major depression and stress, in which magnetic
lost function only within a certain period (from the time of stroke resonance imaging and postmortem studies documented
to 6 months afterwards) and that any remaining disability after hippocampal atrophy. Subsequent research found that all
that time was unlikely to improve. Yet recent studies of CIMT antidepressant drugs and electroconvulsive therapy stimulate
show that patients can make significant gains in movement, hippocampal neurogenesis, leading to a neuroplasticity model
strength, and coordination months and even years after the for stress-related depression and its treatment. Furthermore,
original injury. For injuries to the upper extremity, patients mood stabilizers such as lithium and valproate, which are
wear a special restraining mitt on their unaffected hand, which widely used for the treatment of bipolar disorder, were also
encourages them use their injured limb. Typical exercises include found to have neuroprotective properties such as promotion
picking up or stacking small objects and practicing other tasks of neurogenesis and regeneration of cortical grey matter. These
that mimic the activities of daily living. Edward Taub, in his findings are also important given the findings of atrophic brain
experiments demonstrated that after a stroke the brain map for changes in recurrent bipolar disorder.
an affected arm shrinks by about half. CIMT restores the motor The relevance of neuroprotection to schizophrenia emerged
area of the brain to its normal size.29-31 Taub has applied CI as recently as 2000, possibly because the first-generation
principles in a number of disorders including motor aphasia,32 antipsychotics (FGAs) never gave a promising neurogenesis
and cerebral palsy with encouraging outcomes.CI therapy is now signal in atrophic brain regions in schizophrenia such as the
being assessed in national trials throughout the united states. cerebral cortex or the hippocampus. The main neuroplastic effect
associated with FGAs is an increase in caudate nucleus volume,
44 © JAPI • september 2012 • VOL. 60

which is considered an undesirable structural and functional in nature.37 During transference, people turn into a ‘biological
effect possibly associated with dopamine upregulation time machine.’” A nerve is struck when someone says or does
and eventual tardive dyskinesia. The second-generation something that reminds them of their past. This creates an
antipsychotics (SGAs) do not induce caudate hyperplasia and “emotional time warp” that transfers their emotional past and
in fact may reverse it. their psychological needs into the present.
Pascual-Leone is a world leader in the development of
transcranial magnetic stimulation for application in cognitive Neuroplasticity through Neurogenesis
neuroscience and for therapeutic applications in neurology, Neurogenesis is the production of new neurons in the adult
psychiatry and neurorehabilitation. Pascual-Leone’s research brain. It is much more a process than an event. It is much more
aims at understanding the mechanisms that control brain than the division of a precursor cell. It involves multilevel
plasticity across the lifespan to be able to modify them for the molecular decisions, including securing the survival of the
subject’s optimal behavioral outcome. Pascual-Leone combined daughter cells. It entails also sending out the cellular processes
various brain imaging and brain stimulation methodologies of dendrites and axons which form synapses with other cells.
to establish a causal relationship and a precise chronometry A brain region which we call ‘neurogenic,’ can generate new
between regional brain activation and behavior, and used neurons. Neurogenic implies two events: the presence of
noninvasive brain stimulation techniques to modulate brain immature precursor cells from which new neurons can develop,
plasticity, suppressing some changes and enhancing others, and, a microenvironment that is permissive for neurogenesis
to gain a clinical benefit and behavioral advantage for a to occur. In the adult mammalian brain there are two known
given individual. Such non-invasive approaches can lead to neurogenic regions: the hippocampus (which is a key area in
clinically relevant therapeutic effects in neuropsychiatry and schizophrenia research) and the olfactory system.38-41 There are
neurorehabilitation, and serve as proof-of-principle prior to numerous anecdotal reports of neurogenesis occurring in other
more invasive neuromodulatory interventions.33 Psychiatrist and regions (e.g., the prefrontal cortex), but these have not passed
neuroplastic researcher, Kandel is one of the first who proposed the stage of being anecdotal.
that as we learn, our individual neurons alter their structure Stress, fear and anxiety may be the most salient negative
and start forming strong synaptic connections between them. regulator of adult hippocampal neurogenesis. Research has
He was the first to demonstrate this hypothesis in relation to demonstrated that stress downregulates cell proliferation in
long term memories in his experiment on sea snails for which the hippocampal dentate gyrus and in the consecutive stages of
he received Nobel prize in 2000. In his landmark expeiment with neuronal development. Prenatal stress has been demonstrated
Aplysia (marine snail), he demonstrated that when the snail was to exert long-lasting negative effects on adult neurogenesis
subjected to repeated unpleasant stimulus, its neuronal circuit and appears to reduce the baseline level of adult hippocampal
developed new synaptic connections and the snail developed a neurogenesis. It is also known that the negative effects of
kind of “learned fear” to the stimulus so that later on even if a even prolonged stress on adult hippocampal neurogenesis are
benign stimuli was given it reacted the same way as if it were reversible. In short, as persons recover, their brains recover
unpleasant. Along with fellow researcher James Schwartz, he from atrophic processes secondary to the cascading effects
demonstrated that “Protein Kinase A” is the major chemical of stress, e.g., excessive glutamate, calcium, cortisol, etc.
which is responsible for the alteration of the genetic structure Psychosocial stress and social isolation significantly contribute
of a neuron stimulating it to develop new strong synaptic to the ‘negative’ symptoms. Severe mental illness has been
connections responsible for converting a short term memory to demonstrated to decrease cell proliferation in the hippocampus,
long term memory. A single neuron for converting a short term particularly in the dentate gyrus. Enriched environments and
memory to a long term one can create as many as 1300 to 2700 physical exercise increase neurogenesis.42-43 It may be, that the
new synaptic connections….a revolution in neuroplasticity.34-36 relation between stress and neurogenesis, follows an inverted
Sigmund Freud the veteran bishop of psychoanalysis proposed U curve, i.e., low stress causing neurogenesis, and high levels,
four concepts of neuroplasticity. His first commandment was inhibiting neurogenesis. Depression is associated with disturbed
“Neurons that fire together—wire together,” popularly known regulation of cortisol (as is bipolar disorder and schizophrenia).
as “Hebb’s Law” though he was the one who proposed it, in Depression can be caused by prolonged anxiety and stress.
1888,sixty years before Hebb. He stated that when two neurons Stress also affects the number of sphere-forming cells that that
fire simultaneously this firing increases their association now can be derived from the brain, which serves as an estimate of
known as “the law of association”. the number of neural precursor cells in the subventricular zone
His second idea of neuroplasticity was that of the psychological (SVZ).
critical period which affects the sexual plasticity in latter life. If Postnatal handling, calming affectionate contact (perhaps a
anything goes wrong during this critical period in early life then good case for adjunctive therapeutic massages in our socially
it affects the psychosexual development of an individual.37 The isolated patients), reversed the inhibitory effects of prenatal stress
third idea suggested that long term memories are not always on neurogenesis, i.e., increasing the number of sphere-forming
permanently engraved in the mind. A particular meaning of a cells. In recent research, it has been demonstrated that, oxytocin,
permanent memory can change depending on circumstantial and which helps to consolidate bonding and affection ties between
developmental neuroplastic processing. Freud wrote that from caregivers and offspring, is anxiolytic in its effects. Nature
time to time memory traces are subjected to “a rearrangement constantly reveals a wisdom, conserved across generations,
in accordance with fresh circumstances— a process called which has alerted us to the fundamental neurobiological basis
retranscription.” 38 His forth idea depicts how unconcious of the importance of affectionate contact, secure attachments,
traumatic memories are trancribed to concious memories and compassion, etc.
his patients are not actually viewing or remembering it as a bad Eminent swedish neuroplastic researchers Fredrick Gage and
memory—they are “reliving” those memories in their minds. Peter Eriksson discovered neuronal stem cells and they were
He called this phenomena “transferences” which is neuroplastic
© JAPI • september 2012 • VOL. 60 45

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