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American Journal of Medical Genetics Part C (Seminars in Medical Genetics) 157:150– 169 (2011)

A R T I C L E

Teratogenic Exposures
SARAH OBIČAN* AND ANTHONY R. SCIALLI

A consideration of teratogenic exposures includes not only an agent (chemical, radiation, biologic) but an
exposure level and timing of exposure. There are criteria by which exposures are evaluated for a causal connection
with an abnormal outcome. We here review some teratogenic exposures and discuss how they were initially
described and confirmed. We have limited our discussion to some of the exposures for which a connection to
structural malformations has been accepted in some quarters, and we indicate some exposures for which a causal
association awaits confirmation. We recommend that counselors find a reliable and updatable source of
information on exposures during pregnancy. ! 2011 Wiley-Liss, Inc.

KEY WORDS: teratogenic exposures; angiotensin converting enzyme inhibitors; carbamzepine; diethylstilbestrol; ethanol; isotretinoin;
lithium; methimazole; misoprostol; mycophenolate mofetil; penicillamine; phenytoin; rubella; thalidomide; toluene; valproic acid; varicella;
warfarin; X-ray

How to cite this article: Običan S, Scialli AR. 2011. Teratogenic exposures.
Am J Med Genet Part C Semin Med Genet 157:150–169.

INTRODUCTION nosed on physical examination in a It has been proposed that many


child, but other kinds of developmental human teratogenic exposures have been
Authors who propose to write a paper on toxicity, such as functional impairment, identified by ‘‘astute clinicians,’’ essen-
teratogenic exposures owe their readers growth restriction, or impaired viability tially from observing cases of distinctive
answers to some basic questions, ques- are also important. malformations associated with unusual
tions that have been posed for decades This paper is an overview of select- exposures [Carey et al., 2009]. Our
and for which there are no entirely ed exposures. If you are in the counseling discussion of some teratogenic exposures
satisfying answers. First, what is a business, you need a resource to provide would seem to confirm the impression
teratogenic exposure? Notice that we more detailed and current information that identification of teratogenicity
have avoided the term, ‘‘teratogen,’’ on a larger range of agents than we will arises from the reports of astute clini-
which implies that a chemical or other discuss. We can recommend TERIS cians; however, a key part of this astute
agent might have some property of being (http://depts.washington.edu/terisweb/ clinician model is that the initial obser-
teratogenic or non-teratogenic. We use teris/) and Reprotox1 (www.reprotox. vations are subsequently confirmed by
the term, ‘‘teratogenic exposure’’ to org). We both work for Reprotox1. other evidence. The clinicians who
include not only an agent but also A final question: Who gets to made the initial observations may or
exposure level (dose) and timing con- decide what exposures are teratogenic? may not be astute, but they are certainly
siderations. We are fearful of listing These decisions are made by the teratol- lucky in having their observations con-
X-ray, for example, as a teratogen and ogy community, but not everyone in firmed. We hear nothing about those
having someone give poor advice to a the teratology community agrees about observations of birth defect syndromes
woman who had a chest X-ray in early everything all the time. We use criteria that went unconfirmed and have
pregnancy. similar to or derived from those articu- vanished from the literature.
When we write teratogenic expo- lated by Hill [1965], shown in Table I. In some cases, we are left with
sure, we mean an exposure that increases Not all criteria need to be satisfied observations that have been inadequate-
the risk of an end point called, ‘‘terato- for an association to be considered ly confirmed but that still deserve some
genicity,’’ but what is included in causal, but the more criteria, the greater attention. We are in favor of counseling
teratogenicity? Certainly, we would our comfort that we are dealing with patients about exposures even if risk
include malformations that can be diag- causality. has not been confirmed. For example,

Sarah Običan is Assistant Clinical Professor of Obstetrics and Gynecology at the George Washington University School of Medicine and Health
Sciences. She is a Fellow at the Reproductive Toxicology Center.
Anthony Scialli is Director of the Reproductive Toxicology Center and Senior Scientist at Tetra Tech Sciences.
*Correspondence to: Sarah Običan, M.D., 851 N Glebe Rd Apt 1319, Arlington, VA 22203-4150. E-mail: reprotox@reprotox.org
DOI 10.1002/ajmg.c.30310
Published online 15 July 2011 in Wiley Online Library (wileyonlinelibrary.com).

! 2011 Wiley-Liss, Inc.


ARTICLE AMERICAN JOURNAL OF MEDICAL GENETICS PART C (SEMINARS IN MEDICAL GENETICS) 151

this species and intravenous administra-


TABLE I. Hill Criteria for Causation [Hill, 1965] tion of thalidomide to rats produces
Strength of the association (the likelihood that the association is not due to chance, bias, skeletal abnormalities involving the ribs,
or confounding) vertebra, hips, and tail [Schumacher
Consistency of the association (the association is reproduced in different populations) et al. 1968a]. The increased sensitivity
Specificity (uniqueness of the association both with respect to the exposure and with of rabbits compared to rats appears due at
respect to outcome) least in part to pharmacokinetic differ-
Temporal relationship (the putative cause comes before the effect) ences between the species [Schumacher
Coherence (the association is compatible with related knowledge) et al., 1968b].
Biologic gradient (there is a dose–response effect) In 1998, Thalomid, a brand of
Biologic plausibility (the association does not violate known principles) thalidomide, was approved by the US
Experiment (reducing the putative cause reduces the effect) Food and Drug Administration (FDA)
Analogy (evidence is similar to that for other cause–effect relationships) for the treatment of erythema nodosum
leprosum at a dose of 100–300 mg/day.
FDA subsequently approved thalido-
mide for the treatment of multiple
recommending that women consider sales of thalidomide and the appearance myeloma in 2006. Doses for multiple
avoiding lithium during early pregnancy of characteristic limb malformations myeloma start at 200 mg/day. The pre-
or that they consider fetal echocardiog- (Fig. 1). scribing and dispensing of thalidomide is
raphy if they have been exposed to Thalidomide therapy during preg- strictly controlled in the US in an effort
lithium is appropriate counseling, even nancy is associated with limb reduction to prevent use by women who are
in the absence of certainty that lithium defects, facial hemangiomata, esophage- pregnant [Zeldis et al., 1999].
therapy increases the risk of Ebstein al and duodenal atresia, tetralogy of
anomaly. Fallot, renal agenesis, anomalies of the
ACE Inhibitors
external ear, and cranial nerve abnor-
malities. The sensitive time period for Angiotensin converting enzyme (ACE)
the production of human thalidomide inhibitors are antihypertensives that
PHARMACEUTICAL
limb defects is 21–36 days from concep- inhibit the conversion of the biologically
PRODUCTS
tion (Fig. 2). About 20% of pregnancies inactive angiotensin I to angiotensin II,
exposed during this period result in a potent vasoconstrictor. During the
Thalidomide
children with anomalies. second and third trimester of pregnancy,
In 1957, a simple phthalimide derivative The most sensitive experimental ACE inhibitors reduce fetal blood pres-
called thalidomide was marketed in animal models for thalidomide embryo sure and decrease renal function, which
Europe and elsewhere as a sedative/ toxicity appear to be the monkey and can cause oligohydramnios, intrauterine
antiemetic at a dose of 50–150 mg/day. rabbit. Although it is often said that growth restriction, renal dysplasia, anu-
The drug was to become the most thalidomide is not teratogenic in rats, ria, renal failure, hypocalvaria, and death
widely known cause of human birth oral thalidomide causes resorptions in [reviewed by Tabacova et al., 2003].
defects in the world and one that
changed the way exposures are evaluated
for teratogenic potential. Thalidomide
has little toxicity in adults, making it one
of the few agents that is selectively toxic
to the embryo. At a meeting in 1959, a
German pediatrician presented a girl
with phocomelia, an unusual limb
reduction defect in which the hand or
foot arises close to the shoulder or hip.
An additional two children with similar
findings were presented in September
1960. By November 1961, 34 congen-
ital long bone malformations were
reported, and William MacBride and
Widukind Lenz independently made
the association between these malfor- Figure 1. Sales of thalidomide and the appearance of the typical limb malformations
mations and thalidomide. Secular trend in Germany. Drawn from data presented by Lenz [1988].
analysis shows a clear parallel between
152 AMERICAN JOURNAL OF MEDICAL GENETICS PART C (SEMINARS IN MEDICAL GENETICS) ARTICLE

skull hypoplasia, and fetal death with use


of at least some ARBs during pregnancy
[e.g., Saji et al., 2001].

Isotretinoin
Retinoids are vitamin A like chemicals
that have an effect on epithelial cell
differentiation. Systemic 13-cis-retinoic
acid (isotreinoin) and topical all-trans-
retinoic acid (tretinoin) are used in the
Figure 2. Sensitive periods for thalidomide associated limb defects.
treatment of severe cystic acne. Isotreti-
noin (Accutane1) was licensed in the
US in 1982. Isotretionoin produces
malformations of the central nervous
Since 1992, the US Food and Drug Medicaid records to ascertain exposure system, limbs, cardiovascular system, and
Administration has required a warning and outcome [Cooper et al., 2006]. face in mice, rats, monkeys, and rabbits
regarding second and third trimester These malformations included seven [Fantel et al., 1977; Goulding and Pratt,
fetotoxic effects of all ACE inhibitors. cardiac septal defects, two patent ductus 1986; Nau, 2001]. These malformations
The first report of fetal adverse arteriosus, one spina bifida, one micro- are due at least in part to the inhibition of
effects with the use of an ACE inhibitor cephaly, and two eye abnormalities. A migration of cranial neural crest cells
was published in 1981. A woman took record-linkage study from Finland, pub- during early embryonic development.
captopril in her 26th week of gestation. lished in abstract, identified an increase Isotretinoin is less potent in mice
Oligohydramnios was noted in the in malformations after first trimester than in humans due to a shorter half-life
28th week and a cesarean section was ACE inhibitor therapy, but the increase and decreased placental transfer. In
performed in the 29th week. The child was explained by maternal diabetes addition, rodent maternal metabolism
was anuric and hypotensive and died mellitus [Malm et al., 2008]. A study is through b-glucoronidation and not
a week later. On autopsy, hemorrhagic from the Swedish Medical Birth Regis- metabolism through 4-oxo-isotretinoin
foci were found in the renal cortex and try described an association between as is in rabbits, monkeys, and humans
medulla [Guignard et al., 1981]. antihypertensive medication use during [Nau, 2001]. Kochhar and Penner
The most common abnormalities early pregnancy and cardiovascular [1987] speculated that 4-oxo-isotreti-
due to ACE inhibitors are skull hypo- defects in the offspring; however, there noin, which has a longer half-life than
plasia and renal dysfunction related to was no difference in the risk estimates for isotretinoin, might be a major contribu-
prolonged exposure rather than a first ACE inhibitors and beta blockers, and tor to teratogenesis in humans. They
trimester insult. Fetal renal impairment the association for ACE inhibitors was concluded that metabolism in the moth-
can result in anuria and oligohyrdam- not statistically significant [Lennestål er is an important determinant of
nios, which can secondarily induce et al., 2009]. A teratology information embryotoxicity in a given species. Dif-
anomalies such as hypoplastic lungs, service study from Israel and Italy found ferences in maternal metabolism may be
limb contractures, and craniofacial ab- no increase in malformations in the the reason that the teratogenic dose is
normalities [Buttar, 1997]. The hypo- offspring of 252 women exposed to 75–150 mg/kg in the mouse, 10 mg/kg
calvaria has been attributed to pressure ACE inhibitors or angiotensin-receptor in the rabbit, and 2.5–5 mg/kg in the
on the skull from the uterus and blockers (ARBs) in the first trimester human [Nau, 2001]. Another estimate
decreased perfusion of the skull from [Diav-Citrin et al., 2011]. of the teratogenic dose in humans is as
fetal hypotension. Other reported cases ACE inhibitors are unusual in being low as 0.5–1.5 mg/kg/day [Adams and
include patent ductus arteriosus, IUGR considered as a group. Under ordinary Lammer, 1993]. Human embryos may
and fetal death. There have been case circumstances, teratogenicity is unique be more sensitive to isotretinoin than
reports of a reversal of oligohydramnios to specific agents under specific con- embryos of other species due to slow
after discontinuation of ACE inhibitor ditions of exposure. Because ACE elimination of the drug and continuous
therapy [e.g., Chisholm et al., 1997]. inhibition is considered central to the isomerization to all-trans–retinoic acid
There is no unanimity on whether ACE inhibitor fetopathy, these drugs are [Nau, 2001].
ACE inhibitor therapy during early considered to have similar potential for The teratogenicity of therapeutic
pregnancy increases the risk of malfor- fetal harm. The assumption that inter- doses of isotretinoin was predicted based
mations. ACE inhibitors were reported ference with the renin-angiotensin sys- on experimental animal studies and the
to increase heart and central nervous tem is central to the ACE fetopathy has product was so labeled when it was first
system malformations after first trimes- been applied to ARBs and is supported sold in the US in 1982. Case reports of
ter use in a study that used Tennessee by case reports of oligohydramnios, fetal malformed children born after maternal
ARTICLE AMERICAN JOURNAL OF MEDICAL GENETICS PART C (SEMINARS IN MEDICAL GENETICS) 153

isotretinoin therapy appeared in 1984 Although prominent product label- can be metabolized to etretinate. To our
[De la Cruz et al., 1984; Stern et al., ing and a restrictive prescribing program knowledge, there have been no reports
1984]. Lammer et al. [1985] published have been in place, for some years, of retinoid embryopathy in pregnancies
the first systematic description of the Bérard et al. [2007] found that the conceived after discontinuation of aci-
embryopathy in humans. Among 154 annual pregnancy incidence rate is tretin therapy.
32.7/1,000 in women taking isotreti-
noin [2007]. In this study, 84% of
Methotrexate
The teratogenicity of women who became pregnant on iso-
tretinoin terminated their pregnancies. Folic acid is a cofactor in the synthesis of
therapeutic doses of isotretinoin Guidelines recommend discontinuing thymidylate, a rate limiting step in DNA
was predicted based on the medication 4 weeks prior to preg- synthesis. Folic acid analogs may inter-
nancy, although pharmacokinetic con- fere with DNA synthesis and have found
experimental animal studies
siderations demonstrate that the drug is use in the treatment of ectopic preg-
and the product was so labeled cleared from the body 10 days after the nancy, psoriasis, rheumatoid arthritis,
when it was first sold in the last dose. systemic lupus erythematosus, and some
There have been case reports of malignancies. Among the earliest folic
US in 1982. Case reports of malformations after pregnancy exposure acid analogs were aminopterin and
malformed children born after to topical tretinoin that suggested reti- amethopterin, which is known more
noid embryopathy to the reporting commonly as methotrexate (Fig. 3).
maternal isotretinoin therapy authors [e.g., Camera and Pregliasco, Methotrexate developmental abnormal-
appeared in 1984. Lammer 1992; Lipson et al., 1993]. However, the ities have been produced in animal
et al. published the first low degree of systemic absorption and models including chickens, mice, rats,
the available controlled studies, which and rabbits [Skalko and Gold, 1974;
systematic description of the include just over 400 exposed pregnan- Schmid, 1984; Zamenhof, 1985;
embryopathy in humans. cies, do not support the conclusion that DeSesso and Goeringer, 1992]. The
topical tretinoin therapy increases the most common malformations involve
risk of malformations [Jick et al., 1993; the central nervous system and palate.
Shapiro et al., 1997; Loureiro et al., Aminopterin interferes with early
isotretinoin-exposed pregnancies, 95 2005]. human fetal development, and this
resulted in elective abortion, 12 in Etretinate and its metabolite acitetin compound was used as an abortifacient
spontaneous abortion, 21 in infants with- are avoided during pregnancy due to in the 1940s and 1950s. Failed abortion
out malformations, and 26 in infants with case reports of malformations consistent after aminopterin sometimes resulted in
malformations. The relative risk of with retinoid embryopathy associated fetal malformation [Thiersch and Phil-
malformations was 25.6 (95% con- with these medications. Etretinate has lips, 1950; Thiersch, 1952]. Subsequent
fidence interval 11.4–57.5). All mal- the disadvantage of very slow elimina- reports also identified malformations in
formed infants had a history of exposure tion, and there is a case report of an newborns surviving attempted aminop-
to isotretinoin on or before 28 days of infant with retinoid-like defects con- terin abortion [Meltzer, 1956; Warkany
gestation. The four territories most ceived 1 year after discontinuation of et al., 1959; Shaw and Steinbach, 1968].
consistently affected were cranium/face, maternal etretinate therapy [Lammer, In these case reports, the administration
heart, thymus, and central nervous sys- 1988]. Acitretin is more rapidly excret- of aminopterin had been between 4 and
tem. Craniofacial abnormalities included ed, but there is evidence that acitretin 12 weeks gestation. The associated
small, low set ears, micrognathia, and flat
depressed nasal bridge. Heart defects
consisted of conotruncal malformations,
and central nervous system abnormalities
included hydrocephalus.
Prenatal exposure to isotretinoin
places a child at risk beyond only the
structural abnormalities. Forty-seven
percent of children exposed to isotreti-
noin in utero tested in the subnormal
range for intelligence [Adams and
Lammer, 1993]. There is a decrease in
Figure 3. The structure of methotrexate. The arrows show the differences from folic
performance of visual-spatial processing acid, which consist of an amino group in place of a hydroxyl group and a methyl group in
tasks; overall males tend to be affected place of a hydrogen.
more than females [Adams, 2004].
154 AMERICAN JOURNAL OF MEDICAL GENETICS PART C (SEMINARS IN MEDICAL GENETICS) ARTICLE

abnormalities included meningoence- rodenticide, warfarin was adopted for embryopathy, but it did not eliminate the
phalocele, hydrocephalus, anencephaly, use in clinical medicine. Advantages of risk of spontaneous abortions or still-
cleft palate, absent parietal bones, in- warfarin were water solubility, oral births [Chan et al., 2000]. The poorest
complete skull ossification, and limb bioavailability, and reversibility by the pregnancy outcomes were associated
malformations. administration of vitamin K. A case with a daily warfarin dose of more than
Case reports of similar malforma- report by Disaia [1966] presented a 5 mg [Cotrufo et al., 2002].
tions after methotrexate have also pregnancy exposed to warfarin therapy After the first trimester, the fetus
appeared. Feldkamp and Carey [1993] for a prosthetic heart valve. The infant continues to be at risk for CNS defects
presented a review of the case reports of was born with hypoplastic nose, optic likely caused by microhemorrhages in
malformations after methotrexate or atrophy, and mental retardation. neuronal tissue due to low stores of
aminopterin. They suggested a metho- Two years later, Kerber et al. [1968] vitamin K and low levels of vitamin K
trexate dose of more than 10 mg/week is proposed a relationship between vitamin dependent procoagulant factors in the
necessary to produce anomalies and that K antagonist ingestion and characteristic fetus, and neurological abnormalities in
the sensitive period is 6–8 weeks post- fetal anomalies. Shaul and Hall [1977] children and adults born to women who
conception. Defects described as classic reviewed the literature and reported on use warfarin during pregnancy have
for methotrexate/aminopterin are clo- 14 mothers who ingested oral anti- been reported [Hall et al., 1980; Cotrufo
ver-leaf skull with a large head, swept- coagulants during pregnancy. All 14 et al., 2002; Raghav and Reutens, 2007].
back hair, low-set ears, prominent eyes, children were born with a hypoplastic A rat model of the nasal hypoplasia
and wide nasal bridge. nose; many of them had stippled epi- and skeletal dysplasia of warfarin embry-
The prevalence of malformations physes and five had eye abnormalities. opathy was developed by treating rats
after methotrexate therapy during preg- Warfarin embryotoxicity is most postnatally with warfarin and using
nancy is not known. Of particular likely between 6 and 9 weeks of gestation supplemental vitamin K1 to permit
interest is the prevalence of malforma- [Hall et al., 1980; Iturbe-Alessio et al., survival [Howe and Webster, 1992].
tions after use methotrexate to terminate 1986], although Schaefer et al. [2006] Extrahepatic vitamin K deficiency in
suspected ectopic pregnancy when an did not see warfarin-related effects with this model was responsible for the
intrauterine pregnancy continues after exposures prior to 8 weeks gestation. induced abnormalities.
therapy. There are case reports of
malformations in surviving children
Phenytoin
[Adam et al., 2003; Chapa et al., 2003; Warfarin embryotoxicity is
Usta et al., 2007]. Some practitioners Phenytoin is most commonly used as an
recommend folinic acid supplementa- most likely between 6 and antiepileptic medication. It suppresses
tion for women who continue their 9 weeks of gestation, although abnormal brain activity by stabilizing
pregnancies after treatment with meth- voltage-gated sodium channels. Pheny-
Schaefer et al. did not see
otrexate and ultrasound examination to toin is a treatment option in trigeminal
evaluate fetal anatomy. warfarin-related effects neuralgia and some cardiac antiarrhyth-
It is not clear how long conception with exposures prior to mias.
should be delayed after successful treat- Exposure during pregnancy has
ment of ectopic pregnancy with metho- 8 weeks gestation. been associated with a constellation of
trexate, inasmuch as the drug may persist abnormalities sometimes called the fetal
in the liver for months. There is a hydantoin syndrome (Table II). The
study showing no difference in outcome Warfarin therapy during pregnancy has prevalence of major malformations
in pregnancies conceived less than been associated with spontaneous abor- among the offspring of women taking
6 months compared to more than tion, stillbirth, nasal hypoplasia, stippled phenytoin during pregnancy is about
6 months after methotrexate therapy; epiphyses, distal limb hypoplasia, and 10% [Meador et al., 2006]; minor mal-
however, there were only 45 pregnancies malformations of the central nervous formations occur considerably more
in the less-than-6-month group [Svirsky system, eye, jaw, and urinary tract commonly. Polytherapy with anti-epi-
et al., 2009]. [Harrod and Sherrod, 1981; Oakley, leptic drugs is associated with a higher
1983; Hall, 1989; Pauli and Haun, likelihood of fetal adverse effects than is
1993; Schaefer et al., 2006]. The use of monotherapy [Samren et al., 1999].
Warfarin
oral anticoagulants throughout preg- Use of phenytoin during pregnancy has
In 1948, a potent, naturally occurring nancy is associated with warfarin embry- been associated by case reports with a
coumarin called warfarin was marketed opathy in 6.4% (95% confidence neuroectodermal tumors, specifically
as a rodenticide, killing rats and mice interval, 4.6–8.9%) of livebirths [Chan neuroblastomas, in the offspring
by inducing internal hemorrhage et al., 2000]. Substituting heparin for [Satgé et al., 1998]. Without controlled
[reviewed by Wardrop and Keeling, warfarin between 6 and 12 weeks of studies, this association remains tentative
2008]. Soon after its success as a gestation eliminated the risk of warfarin at best.
ARTICLE AMERICAN JOURNAL OF MEDICAL GENETICS PART C (SEMINARS IN MEDICAL GENETICS) 155

Carbamazepine A study from the Hungarian Case–


TABLE II. Features of the Fetal Control Surveillance of Congenital
Hydantoin Syndrome Carbamazepine is an anticonvulsant Abnormalities identified an association
Short nose drug used in treatment of bipolar between carbamazepine exposure dur-
Low or broad nasal bridge disorder and trigeminal neuralgia. As is ing pregnancy and posterior cleft palate
Epicanthic folds the case for phenytoin, Janz and Fuchs (odds ratio 13.7, 95% confidence inter-
Hypertelorism [1964] are credited with the first inves- val 3.9–47.5) [Puhó et al., 2007]. This
Microcephaly tigation of the possibility of teratogenic- surveillance project did not include
Abnormal ears ity with the use of antiepileptic drugs. adequate information on possibly con-
Wide mouth Niebyl et al. [1979] reviewed the founding exposures to nicotine and
Oral clefts literature including 94 infants with some ethanol.
Hypoplasia of distal phalanges exposed to carbamazepine alone or in Carbamazepine exposed infants
Fingerlike thumbs combination with other anticonvulsant have about a twofold greater risk of
Short/webbed neck drugs and suggested no evidence of malformations than the general popula-
Low hairline teratogenicity. Indeed, for some years, tion with major malformation rates of
Abnormal mental development carbamazepine was considered by many about 2% [Diav-Citrin et al., 2001;
Abnormal motor development clinicians to be the anticonvulsant of Morrow et al., 2006], although some
choice in pregnancy. estimates of adverse neonatal outcome
The identification of the adverse are up to 8% [Meador et al., 2006; Eroğlu
The first association between phen- developmental effects of carbamazepine et al., 2008]. A relationship between
ytoin and malformations is credited therapy can be credited to Jones et al. carbamazepine dose and malformation
to Janz and Fuchs [1964], but these [1989], who described a malformation prevalence has been found, with a
investigators were focused on anticon- syndrome in eight exposed children and twofold increase in malformations in
vulsant therapy in general, not phenyto- confirmed in a prospective series that the the offspring of women on daily
in. Janz and Fuchs polled women with syndrome occurred more often than doses of >1,000 compared to <400 mg
epilepsy about malformations in their expected by chance. They reported [Morrow et al., 2006]. There appears to
children and came up with a prevalence craniofacial defects in 11%, fingernail be a higher rate of malformation with
of 2.2% [reviewed by Kalter, 2003]. hypoplasia in 26%, and developmental carbamazepine in polytherapy com-
The term fetal hydantoin syndrome delay in 20% of children from 35 pared to monotherapy.
was coined by Hanson and Smith prospectively enrolled pregnancies. The
[1975], who described five children authors noted the similarity of these
Valproic Acid
whose mothers received hydantoin outcomes to the fetal hydantoin syn-
anticonvulsants. The children were drome and proposed a common mecha- Valproic acid is used as an anticonvulsant
described as having ‘‘craniofacial anom- nism. The developmental delay noted by and in the treatment of bipolar disorder
alies, nail and digital hypoplasia, prena- these and later authors has been ques- and migraine. Experimental animal
tal-onset growth deficiency, and mental tioned due to lack of adjustment for studies have demonstrated an increase
deficiency.’’ parental cognitive testing. in malformations in multiple species
There has been and remains a Two years after this report, the [Binkerd et al., 1988; Hendrickx et al.,
question of whether malformations FDA’s Franz Rosa [1991] published a 1988; Narotsky et al., 1994]. Indeed, it
associated with phenytoin are due to communication based on his Michigan was based on experimental animal
the medication itself, maternal epilepsy, Medicaid data base in which maternal studies that the teratogenicity of valproic
or an underlying genetic disorder that prescriptions were linked to subsequent acid therapy was first considered. Brown
gives rise to maternal epilepsy and fetal insurance claims for malformation-re- et al. [1980] had noted that valproic acid
malformations. At present, most people lated services in the offspring. Rosa therapy in pregnant mice produced
favor a direct effect of the medication on proposed based on four children with exencephaly in the offspring at dose
embryo development, particularly due spina bifida and a review of other reports levels that were low compared to dose
to the experimental animal support for a that carbamazepine causes spina bifida in levels at which maternal toxicity was
direct effect [reviewed by Finnell and 1% of exposed pregnancies. Although evident. They posed the question in a
Dansky, 1991]. One theory holds that this estimate has not been rigorously letter-to-the-editor of The Lancet as to
sensitivity to phenytoin embryopathy is confirmed, the 1% figure remains whether there was clinical evidence of
conferred by a decreased ability to enshrined in counseling practice. High teratogenicity. In response, a group of
detoxify an arene oxide intermediate of doses of folic acid are often prescribed to clinicians wrote that they had treated 12
the drug [Buehler et al. 1990]. This pregnant women on carbamazepine in women during pregnancy with valproic
detoxification ability is genetically de- spite of the lack of evidence of benefit of acid, often in combination with pheny-
termined and would be evidence of a doses above those usually recommended toin, and all the children were normal
gene-environment interaction. in pregnancy. [Hiilesma et al., 1980].
156 AMERICAN JOURNAL OF MEDICAL GENETICS PART C (SEMINARS IN MEDICAL GENETICS) ARTICLE

It was not until 2 years later that, in on offspring cognitive function [Meador two registries [Vajda et al., 2007; Hern-
an unrelated epidemiology study, val- et al., 2009]. Mean IQ scores in children dández-Dı́az et al., 2010]. In one of the
proic acid was associated with a 20-fold exposed to higher dose levels were 6–9 registries, cleft lip appeared to be over-
increase in lumbar meningomyelocele in points lower than those of children represented among the malformations.
human pregnancy [Bjerkedal et al., exposed to other anticonvulsants or to The Massachusetts General registry
1982; Robert and Guibaud, 1982]. lower dose levels of valproic acid. continues to monitor the outcome of
Other abnormalities have been reported pregnancies in which anticonvulsant
in the offspring of women being treated medications have been used. To learn
Other Anticonvulsants
with valproic acid including atrial septal more about this registry or to enroll
defect, cleft palate, hypospadias, cranio- There is some question about whether subjects, call 1-888-233-2334, or visit
synostosis, radial aplasia, and develop- other anticonvulsant medications in- online, http://www.massgeneral.org/
mental delay [Verloes et al., 1990; Ylagan crease the risk of congenital malforma- aed. Outside North America, the Inter-
and Budorick, 1992; Wyszynski et al., tions. Part of the uncertainty is based on national Registry of Antiepileptic Drugs
2005; Jentink et al., 2010]. the possibility that seizure disorders and Pregnancy can be reached at http://
Large studies have produced esti- themselves impose an increased risk of www.eurapinternational.org.
mates of the incidence of congenital abnormal development, although cur-
malformations in children exposed to rent thought has minimized this possi-
Penicillamine
valproic acid during pregnancy ranging bility. Much of the difficulty in studying
from 6 to nearly 18%. The prospective the older anticonvulsant medications has Penicillamine is a heavy metal chelating
observational Neurodevelopmental been the frequent use of combination agent used to treat Wilson disease,
Effects of Antiepileptic Drugs Study therapy. For example, there has been rheumatoid arthritis, and cystinuria.
reported a birth defect rate of 17.7% suspicion that phenobarbital therapy Penicillamine has also been used to
among 69 babies with first trimester during pregnancy can increase the risk chelate mercury, cadmium, and lead.
valproic acid exposure [Meador et al., of malformations, but most use of Chelation of copper or zinc has been
2006]. The frequency of major congen- phenobarbital for epilepsy was tradition- proposed as a mechanism by which
ital anomalies in children exposed to ally in combination with phenytoin. penicillamine may interfere with normal
valproate monotherapy was 9% in There have been case reports, however, embryo development, particularly with
pooled data from five prospective Euro- of phenytoin-like malformations in respect to connective tissue.
pean studies with an apparently higher children exposed during gestation only Penicillamine given in high doses to
incidence of malformations in children to phenobarbital, and a controlled study pregnant rats and mice has been associat-
exposed to valproate plus other anti- suggested that the prevalence of malfor- ed with increases in connective tissue,
convulsants [Samrén et al., 1997]. The mations with phenobarbital monother- skeletal, palate, and lung abnormalities in
Antiepileptic Drug Pregnancy Registry apy was similar to that with other the offspring [Steffek et al., 1972; Merker
maintained at Massachusetts General anticonvulsant monotherapy [Bertollini et al., 1975; Irino et al., 1982; Keen et al.,
Hospital reported 16 malformed chil- et al., 1987]. Current counseling prac- 1982, 1983; Kilbourn and Hess, 1982;
dren among 149 pregnancies (incidence tice identifies phenobarbital therapy as Mark-Savage et al., 1983; Myint, 1984;
10.7%) exposed to monotherapy with being associated with an increased risk of Dubick et al., 1985]. In some of these
valproic acid [Wyszynski et al., 2005]. congenital malformations similar to studies, copper supplementation reduced
The UK Epilepsy and Pregnancy Reg- those associated with phenytoin. the teratogenic effects of penicillamine.
ister reported 44 children with major The newer anticonvulsant medica- A case report of an infant with lax
malformations among 715 pregnancies tions have been evaluated in various skin, hyperflexibility of the joints, and
exposed to valproate monotherapy, for pregnancy registries with evidence of an poor wound healing born to a mother
an incidence of 6.2% [Morrow et al., increase in malformations for lamotri- who had received high-dose penicilla-
2006]. The Australian Pregnancy Reg- gine and topiramate. With respect to mine (2,000 mg/day) for cystinuria
istry identified 19 malformed children lamotrigine, some registries have not appeared in 1971 [Mjolnerod et al.,
among 113 pregnancies exposed to shown an increase in risk, but the 1971]. Other children with lax skin,
valproic acid, giving an incidence of antiepileptic drug registry at the Massa- inguinal hernias, and other connective
16.8% [Vajda et al., 2006]. chusetts General Hospital reported tissue problems have been reported after
Higher dose levels of valproic acid about a 10-fold increase in all non- therapy during pregnancy with penicil-
therapy appear to be associated with a syndromic orofacial clefts and a 21-fold lamine in doses from 900 to 1,500 mg/
greater likelihood of teratogenicity, and increase in isolated cleft palate [Holmes day [Solomon et al., 1977; Linares et al.,
1,000 mg/day has been suggested as a et al., 2008]. The comparator group for 1979; Harpey et al., 1983; Rosa, 1986].
threshold for adverse effects on mor- these estimates was based on historical It is possible that fetal connective
phological development. This dose level experience in the hospital. For top- tissue abnormalities are related to abnor-
was also suggested as threshold for iramate, increases in malformations and mally low maternal or fetal tissue levels
adverse effects of valproic acid therapy low birth weight have been suggested by of copper or zinc. The offspring of
ARTICLE AMERICAN JOURNAL OF MEDICAL GENETICS PART C (SEMINARS IN MEDICAL GENETICS) 157

women with Wilson disease may not be exposure of early pregnancies is highest pared to 5,742 normal controls evaluated
at risk if maternal copper levels are in countries where abortion is illegal or the risk of fetal malformations in relation
reduced only to normal. This theory not widely available. In Brazil, for to misoprostol exposure [da Silva Dal
would predict that women treated with example, the use of misoprostol is not Pizzol et al., 2006]. Increased risks related
high doses of penicillamine and women monitored by health professionals and to misoprostol use were found for Möbius
treated for illnesses other than Wilson frequently results in the birth of children syndrome (OR 25.31, 95% confidence
disease would be at particular high risk of after exposure to misoprostol in the first interval 11.11–57.66) and terminal trans-
giving birth to an affected child. There trimester [Philip et al., 2002]. verse limb defects (OR 11.86, 95%
are, however, case reports that do not fit In 1991, the first cases of fetal confidence interval 4.86–28.90).
with this theory, including a normal anomalies associated with use of miso- Among offspring of 120 women
infant born after maternal treatment prostol were reported from Brazil [Fonesca who used misoprostol in an attempt to
with penicillamine 2,250 mg/day for et al., 1991; Schonhofer, 1991]. Fonesca induce abortion, an association was
cystinuria [Laver and Fairley, 1971] and et al. [1991] described the association of found between misoprostol use and total
an abnormal infant born to a woman skull malformations with the use of 400– congenital anomalies (OR ¼ 2.64;
treated for Wilson disease with penicilla- 600 mg misoprostol in the first trimester of 95%CI: 1.03–6.75) [da Silva Dal Pizzol
mine 900 mg/day [Solomon et al., 1977]. pregnancy. The infants described were et al., 2008]. The anomalies identified in
Abnormalities associated with born with frontal and/or temporal defect this study included meningomyelocele,
pregnancy exposure to penicillamine of the cranium, exposing the dura matter microcephaly, clubfoot, syndactyly, and
appear to occur infrequently. Endres and the underlying cerebrum. fingernail defects. The reported inci-
[1981] summarized the outcome of 87 In one series, the most common dence of all anomalies in misoprostol-
pregnancies exposed to penicillamine, anomalies associated with use of miso- exposed fetuses was 4.24%. Infants were
46 of which were exposed throughout prostol in pregnancy involved the lower evaluated only after delivery, leading to
pregnancy. There were two children limbs and included clubfoot, meromelia, possible under-reporting of Möbius
with connective tissue abnormalities. and joint constriction [Philip et al., syndrome and other central nervous
The lax skin reported in affected chil- 2002]. There were also anomalies of system abnormalities, which may not
dren may resolve with age [Linares et al., cranial nerves III–XII with the majority be apparent until months later.
1979]. It has been suggested that the use of anomalies associated with cranial
by pregnant women with Wilson disease nerve VI, followed by V and XII. Many
Diethylstilbestrol
of low doses (250 or 500 mg/day) of of the cranial nerve anomalies resembled
penicillamine might offer protection the Möbius syndrome, with loss of Diethylstilbestrol (DES) is a synthetic
from penicillamine-associated birth cranial motor nerve function resulting nonsteroidal estrogen. This compound
defects while permitting adequate con- in facial bilateral paralysis. was used as a pharmaceutical from
trol of the underlying illness [Marecek Another series of 42 infants born around 1938 until 1971 in the US and
and Graf, 1976]. This proposal was based with congenital anomalies after expo- in Europe until 1978 in an attempt to
on eight cases under the authors’ care sure to misoprostol during gestation prevent miscarriage, premature delivery,
and has not been subjected to rigorous reported that the most common dose and other pregnancy complications.
confirmation. of misoprostol used was 800 mg with a Doses varied but typically started at
range of 200–16,000 mg and that all 5 mg/day early in pregnancy with a
exposures were in the first trimester steady increase to 150 mg/day at term.
Misoprostol
[Gonzalez et al., 1998]. The most In 1971, Herbst et al. reported eight
Misoprostol is a synthetic prostaglandin common anomalies were clubfoot with cases of vaginal adenocarcinoma in young
E1 analogue that is used for the pre- abnormalities of cranial nerves V–VII. women [Herbst et al., 1971]. The authors
vention of gastric ulcers associated with Other anomalies included arthrogrypo- had seen seven of the patients, aged 15–
nonsteroidal anti-inflammatory drugs, sis, terminal transverse limb defects, and 22 years, at the Vincent Memorial
to empty the uterus in incomplete constriction bands. Hospital in Boston between 1966 and
miscarriage and early voluntary abor- The proposed mechanism of these 1969. Vaginal carcinoma is very rare in
tion, to ripen the cervix in preparation anomalies is interruption of normal women in this age group, and vaginal
for labor, and in the treatment of vascular development [Bavnick and carcinoma in any age group is virtually
postpartum hemorrhage. Weaver, 1986; Vargas et al., 2000]. always squamous, not glandular, so seeing
Use of misoprostol as an abortifa- Most misoprostol exposures in pregnan- this many cases of vaginal adenocarcino-
cient fails in 10% of cases [Song, 2000]. cy occur between 5 and 8 weeks after the ma in a short period of time raised the
This risk of failure may be particularly last menstrual period [Gonzalez et al., suspicion that a new causal factor was at
high when misoprostol is used as a single 1998; Philip et al., 2002], a sensitive time play. The authors performed a case-
agent instead of in combination with for limb development. control study, comparing historical
mifepristone or methotrexate [Golderg A review of four studies comprising aspects of the pregnancies of the eight
et al., 2001]. The risk of misoprostol 4,899 cases of congenital anomalies com- patients they had identified with 32
158 AMERICAN JOURNAL OF MEDICAL GENETICS PART C (SEMINARS IN MEDICAL GENETICS) ARTICLE

controls matched for date of birth (within defect called Ebstein anomaly, in which
followed 138 pregnancies that
5 days) and hospital service (ward or the tricuspid valve is displaced into
private). They found that seven of the the right ventricle, but the evidence included first trimester exposure
eight patients had been exposed during is contradictory. The first connection to lithium. There was no
pregnancy to diethylstilbestrol given for a between lithium therapy and Ebstein
maternal history of miscarriage and/or anomaly was published by Nora et al. increase in birth defects as a
bleeding in the current pregnancy. None [1974]. These investigators obtained group; however, one case of
of the control patients had been exposed teratology-oriented histories from 733
to diethylstilbestrol. women. Two women in the group had
Ebstein anomaly was found
This first paper was remarkable in taken lithium during pregnancy and both among the exposed fetuses
being not only the first case series but also gave birth to children with Ebstein anomaly. based on antenatal fetal
the first controlled study of the associa- Based on suspicions raised by ex-
tion. Moreover, the authors offered the perimental animal studies, a Register of echocardiography.
theory in this first paper, a theory that is Lithium Babies was started in Denmark
still in vogue, that the adenocarcinoma in 1969 and was soon expanded to
was due to adenosis (the presence of include input from Canada, the US, Other observations suggested that lith-
glandular elements in the vaginal epithe- and elsewhere. An early report from this ium exposure may not be an important
lium) in the diethylstilbestrol-exposed registry indicated that there were nine causal factor in Ebstein anomaly. A short
vagina that was at risk for malignant malformed infants among 118 exposed communication presented 25 Swedish
transformation. Subsequent work by pregnancies [Schou et al., 1973]. The and 15 French cases of Ebstein anomaly
Herbst and coworkers led to an estimate authors cautioned that due to the with no maternal history of lithium use
that 1 in 1,000 women with intrauterine retrospective nature of the reporting, during pregnancy [Källén, 1988]. A
exposure to diethylstilbestrol would de- the registry might over-represent abnor- case–control study from the Birth
velop adenocarcinoma and that about mal pregnancy outcomes. Not long Defects Monitoring Program did not
two-thirds of women who developed thereafter, a publication from this regis- identify any maternal lithium exposure
adenocarcinoma would have a history of try reported an analysis based on 143 during pregnancy for 34 children with
maternal treatment during pregnancy pregnancies in the registry [Weinstein confirmed Ebstein anomaly [Edmonds
with diethylstilbesterol or another estro- and Goldfield, 1975]. There were four and Oakley, 1990]. A Canadian case–
gen [Melnick et al., 1987]. instances of Ebstein anomaly. The control study of Ebstein anomaly also
Diethylstilbestrol exposure during authors concluded that the proportion found no cases in which there was
pregnancy also results in abnormalities of of malformations that was cardiac and maternal exposure to lithium during
the uterus in more than two-thirds of the proportion of cardiac malformations pregnancy [Zalzstein et al., 1990]. Based
female offspring; these abnormalities that was Ebstein anomaly exceeded what on the sample size, it was suggested that
including hypoplasia and irregularity of would be expected based on general the upper limit for any increase in risk
the cavity, a T-shaped cavity, and con- population rates. The registry would would be 28-fold, or about 0.14%.
striction bands [reviewed by Goldberg go on to add an additional two cases of The interpretation of the cases from
and Falcone, 1999]. The uterine abnor- Ebstein anomaly (from 225 exposed the Register of Lithium Babies was based
malities are associated with infertility pregnancies) before it closed in 1979. in part on the presumed prevalence of
and preterm delivery. Abnormalities of The question remained, however, Ebstein anomaly of 1 in 20,000 births.
the cervix include collars, hoods, and whether the publicity generated by the More recent reports suggest that Ebstein
septae. The risk of female genital tract registry served to attract serious defects anomaly can go undiagnosed until
abnormalities is highest with exposure in general and Ebstein anomaly cases adulthood and may be associated with
prior to 15 weeks gestation (44%), in particular. A multicenter teratology few symptoms [Rosas et al., 2000].
intermediate at 15–22 weeks (22%), information service study followed Inasmuch as most lithium-exposed
and lowest after 23 weeks gestation (5%) 138 pregnancies that included first fetuses and infants now are recom-
[Jefferies et al., 1984]. Male offspring trimester exposure to lithium [Jacobson mended to undergo echocardiography,
have been found to have an increased et al., 1992]. There was no increase in ascertainment of Ebstein anomaly and
risk of cryptorchidism, epididymal cyst, birth defects as a group; however, one other cardiac defects can be expected to
and orchitis, with stronger associations case of Ebstein anomaly was found be virtually complete in these pregnan-
when exposure is before 11 weeks among the exposed fetuses based cies while unexposed children with
gestation [Palmer et al., 2009]. on antenatal fetal echocardiography. Ebstein anomaly may go undiagnosed
until adulthood. This propensity to
diagnose heart defects in lithium-
Lithium
exposed fetuses and newborns may
Lithium therapy is often considered to
A multicenter teratology contribute to the impression that there
increase the risk of an unusual cardiac information service study is a causal relationship between the use of
ARTICLE AMERICAN JOURNAL OF MEDICAL GENETICS PART C (SEMINARS IN MEDICAL GENETICS) 159

lithium during pregnancy and cardiac out lesion of the scalp called aplasia cutis. confidence interval 3.49–121.40, based
defects in the offspring. The first report of this association on 10 exposed cases [Barbero et al.,
It is ironic that the experimental appeared in 1972 [Milham and Elledge, 2008]. These authors postulated that the
animal studies, which started the suspi- 1972]. This letter-to-the-editor of Ter- association with choanal atresia was due
cions about lithium during pregnancy atology read in part, ‘‘In the 6-month to the underlying maternal hyperthy-
almost 50 years ago, can now be cited as period October 1970–March 1971, 11 roidism rather than to methiazole thera-
reasons to doubt a causal connection cases of newborn scalp defects were py. They based this conclusion in part on
with cardiac anomalies. Lithium expo- ascertained in Washington State by the study of Momotani et al. [1984],
sure of pregnant laboratory mice and rats birth-certificate report and physician which found an increase in malforma-
increases malformations only with very questionnaire. The lesions were single, tions associated with untreated maternal
high exposure levels, often given intra- circular, punched-out, ulcerlike midline hyperthyroidism, and in part on their
peritoneally [Szabo, 1970; Wright et al., defects of the scalp at the vertex or in the belief that the genesis of choanal atresia is
1971; Smithberg and Dixit, 1982; Mar- occipital area. Query of the mothers shortly after 9–10 embryonic weeks of
athe and Thomas, 1986; Jurand, 1988]. revealed that two of the 11 had taken development. This timing would call
Other studies in rodents, rabbits, and six methimazole. . . during pregnancy for into question some of the case reports in
monkeys have failed to show an increase hyperthyroidism. A third mother had the literature as well as at least one of
in malformations with lithium exposure taken thyroid hormone during her their cases, in which exposure did not
during pregnancy [Johansen, 1971; pregnancy for treatment of hypothyr- occur until 7 months of pregnancy.
Gralla and McIlhenny, 1972; Hoberman oidism.’’ These authors suggested that Barbero et al. further suggested that the
et al., 1990]. The report by Gralla and the defect might be associated with lack of reports of choanal atresia with
McIlhenny [1972] is brief but confirms antithyroid drugs or other factors asso- propylthiouracil therapy might be due to
that pregnant animals attained serum ciated with thyroid dysfunction. the greater effectiveness of propythiour-
lithium concentrations within or above In 1985, one of the original authors acil in protecting the embryo from
the human therapeutic range. The study published a report of nine cases of scalp exposure to excess triiodothyronine.
by Hoberman et al. [1990] was a standard defect, including those he had previous- The prevailing wisdom until re-
developmental study reported from an ly published, associated with maternal cently had been to recommend pro-
experienced laboratory. No experimen- therapy with methimazole or carbima- pylthiouracil for hyperthyroid pregnant
tal animal study, even using extreme zole, which is metabolized to methima- women due in part to the presumption
treatment conditions, has shown an zole [Milham, 1985]. There followed that therapy with this drug had less
increase in cardiovascular malformations. other case reports of congenital anoma- teratogenic liability that methimazole
Current counseling practice lies in children born to women on therapy. Reports of severe and even fatal
includes the advice that there may be methimazole therapy [reviewed by hepatic dysfunction associated with
an increase in Ebstein anomaly after Diav-Citrin and Ornoy, 2002]. Among propylthiouracil therapy have resulted
exposure to lithium. Exposed women the malformations, choanal and gastro- in reconsideration of treatment during
are routinely offered fetal echocardiog- intestinal atresias were given particular pregnancy. One commentary pointed
raphy. If there is a risk of Ebstein anomaly prominence by report authors. out that the incidence of aplasia cutis in
associated with lithium, it appears to be Controlled studies, however, have children exposed antenatally to methi-
well under 1%. Counselors can advise mostly failed to confirm that children mazole (0.03%) has never been shown to
their clients that the chance of identify- with intrauterine exposure to methima- be greater than that in the general
ing a cardiovascular anomaly using fetal zole have an increased risk of aplasia cutis population and that choanal atresia may
or neonatal echocardiography is greater or other malformations [Momotani be associated with the maternal disease
than the likelihood that any identified et al., 1984; Van Dijke et al., 1987; rather than the treatment [Cooper and
abnormality is due to lithium. After Wing et al., 1994; Di Gianantonio et al., Rivkees, 2009]. These authors suggested
counseling, women who elect to con- 2001]. One of these papers equivocated that given the uncertainty about malfor-
tinue lithium therapy during their preg- in their conclusions, because they found mations with methimazole, it would be
nancies should be supported in their one infant with choanal atresia and reasonable to treat hyperthyroid women
decisions. Hypotonia, kidney, or thyroid a second infant with esophageal atresia with propylthiouracil during the first
impairment can occur in exposed among 241 pregnancy outcomes after trimester and then to switch the methi-
neonates, and consideration can be maternal exposure to methimazole or mazole to decrease the likelihood of
given during counseling to the non- carbimazole [Di Gianantonio et al., maternal hepatic failure.
malforming effects of this medication. 2001].
The exceptional controlled study
Mycophenolate
was a case-control study of choanal
Methimazole
atresia that identified a statistically sig- Mycophenolate mofetil and mycophe-
Methimazole is an antithyroid agent that nificant association with methimazole nolate sodium are used in immuno-
has a reputation for causing a punched therapy with an odds ratio of 17.75, 95% suppression regimens. Mycophenolate
160 AMERICAN JOURNAL OF MEDICAL GENETICS PART C (SEMINARS IN MEDICAL GENETICS) ARTICLE

therapy was suspected of being terato-


genic based entirely on case reports. TABLE III. Malformations From Case Reports of Pregnancy Exposures to
There are now controlled studies that Mycophenolate During Pregnancy
support the teratogenicity of this ther- Ear malformations
apy, although not with unanimity. Microtia
The mycophenolate story hit the Atretic or absent external auditory canals
streets in 2006 with a paper from Anotia
the National Transplant Pregnancy Absent internal auditory structures
Registry that reported on 26 mycophe- Preauricular pit
nolate-exposed pregnancies born to Conductive hearing loss
18 women [Sifontis et al., 2006]. Low set ears
There were 15 1ive born children of Ocular malformations
Hypertelorism
whom four had malformations. One
Coloboma
child had hypoplastic nails and Microphthalmia
shortened fifth fingers. The other three Cataracts
malformed children had microtia, and Orofacial malformations
two of these children also had cleft lip Cleft lip and/or palate
and palate. Micrognathia
Following that report, several case Nasal bifid anomaly or other dysplasia
reports and case series appeared describ- Central incisor
ing mycophenolate-exposed pregnan- Cardiovascular malformations
cies resulting in a variety of different Ventricular septal defect
abnormalities (Table III). It is not clear Atrial septal defect
Anterior aorta
that this entire array of abnormalities
Double-outlet right ventricle
constitutes a mycophenolate embryop- Pulmonary valve stenonosis
athy. The abnormalities that appear to be Anterior aorta and interventricular communication
the most characteristic of effects of this Digit anomalies
drug are ear abnormalities, facial clefts, Hypoplastic nails
and perhaps conotruncal heart defects Shortened fifth finger
[Carey et al., 2009]. Polydactyly
Denominator-based reports do not Thumb anomalies
give a clear picture of the presence of a Overlapping fingers
mycophenolate embryopathy or its Urogenital malformations
prevalence. Adverse event reports sum- Pelvic ectopic kidney
Kidney asymmetry
marized in the product labeling indicates
Hydronephrosis
that of 77 pregnancies reportedly ex- Tethered foreskin
posed to mycophenolate, 25 spontane- Bilateral inguinal hernia
ously aborted, and 14 resulted in a Gastrointestinal malformations
malformed infant or fetus. Six of the 14 Intestinal malrotation
malformed offspring had ear abnormali- Tracheo-estophageal fistula or atresia
ties. As the labeling points out, sponta- Brain, spine and skeletal abnormalities
neous adverse event reporting does not Agenesis of the corpus callosum
give reliable prevalence rates, because Immature white matter with focal necrosis
adverse outcomes may be dispropor- Trigonocephaly
tionately reported compared to normal Hydrocephaly
Sacral dimple
outcomes. An abstract from the Europe-
Vertebral body anomalies
an Network of Teratology Information Rib fusion
Services reported that malformations Other diagnoses
occurred in 8 of 50 prospectively Polyhydramnios
ascertained pregnancies after mycophe- Intrauterine growth restriction
nolate exposure, and that the miscarriage Umbilical hernia
rate (excluding voluntary abortions) Short webbed neck, facial coarseness
was 35% [Hoeltzenbein et al., 2010]. Non-immune hydrops
The malformations included microtia, Diaphragmatic hernia
tracheoesophageal fistula, hydronephro- From REPROTOX [2011].
sis, and atrial septal defect.
ARTICLE AMERICAN JOURNAL OF MEDICAL GENETICS PART C (SEMINARS IN MEDICAL GENETICS) 161

On the other hand, an Iranian prohibited on the eve of a wedding for alcohol syndrome on the map
report on 61 pregnancies in 53 renal- fear of conceiving a damaged child
transplant patients reported no differ- [Haggard and Jellinek, cited by Streiss- based on a report of eight
ence in outcome between pregnancies guth, 1978]. In 1899, Sullivan published affected children.
exposed to mycophenolate and preg- a study of alcoholic women who were
nancies exposed to azathioprine [Gha- inmates in a Liverpool jail. He reported
fari and Sanadgol, 2008]. There are few an increase in both morbidity and
details in the paper, but of the 53 mortality in infants of those alcoholic story some years later, observing wryly
women, 38 were exposed to mycophe- women [cited by Streissguth, 1978]. that his 127 cases had not made much of a
nolate, cyclosporine A, and prednisone The first report of what is now splash and that he was grateful for the eight
and the other 15 were exposed to known as fetal alcohol syndrome was American cases that brought recognition
the same regimen with azathioprine published by Lemoine, a French physi- to the problem [Lemoine, 2003].
in place of mycophenolate. There cian, and his coworkers in 1968 Commonly encountered effects of
were two infants with malformations, [Lemoine et al., 1968; translated and fetal alcohol syndrome are prenatal and
including clubfoot and hemangioma reprinted as Lemoine et al., 2003]. Dr. postnatal growth deficiency (97%), mi-
(exposure not specified). A group of Lemoine recounted the observations in crocephaly (93%), and mental deficiency
North American teratology informa- 127 children, 112 of whom had alcohol- (89%) [Hanson et al., 1976]. Anatomical
tion services reported outcomes of ic mothers (sometimes with alcoholic evaluation of the brain demonstrates
10 pregnancies exposed to mycopheno- fathers) and 15 of whom had only microcephaly, hydrocephaly, cerebral
late; there were four miscarriages, one alcoholic fathers. This report makes dysgenesis, corpus callosum anomalies,
voluntary abortion, and five normal particular mention of the distinctive and cerebelar anomalies [Roebuck et al.,
births [Klieger-Grossmann et al., 2010]. facies and deficient growth in these 1998]. Other features include short
Experimental animal studies do not children. This report was not widely palpebral fissures, a long smooth phil-
support the putative malformation syn- appreciated, and it was not until 1973 trum, thin upper lip, joint anomalies,
drome of ear abnormalities and facial that Jones et al. put fetal alcohol and cardiac septal defects [Hanson et al.,
clefts. These studies, unpublished but syndrome on the map based on a report 1976; Clarren, 1981; Jones, 1986].
summarized in FDA documents, of eight affected children [Jones et al., The incidence of fetal alcohol
showed malformations in rats and rabbits 1973]. Dr. Lemoine recounted the syndrome among the offspring of alco-
at exposure levels that did not produce holic women has been estimated as
maternal toxicity. The malformations anywhere from 4.3% [Abel, 1995] to
consisted of agnathia, anophthalmia, and 40% [Jones, 1986]. Alcohol consump-
hydrocephaly in rats, and failure of The first report of what is tion during pregnancy has also been
closure of the thoracic wall, renal now known as fetal alcohol associated with an increase risk of other
agenesis or ectopia, and umbilical and adverse outcomes. Florey et al. [1992]
diaphragmatic hernia in rabbits. Al- syndrome was published by reported that consumption of more than
though rare human case reports included Lemoine, a French physician, 120 g of alcohol per week was associated
agnathia and diaphragmatic hernia, the with spontaneous abortion (odds ratio
animal models do not show what has
and his coworkers in 1968. 2.3, 95% confidence interval 1.1–4.5).
been described in humans as the myco- Dr. Lemoine recounted the An association between second trimester
phenolate embryopathy. observations in 127 children, pregnancy loss and consumption of
Until more detailed denominator- more than 3 drinks/day has also been
based data are available, it is not possible 112 of whom had alcoholic reported (relative risk 3.5, 95% confi-
to counsel on the rate at which a mothers (sometimes with dence interval 1.8–7.0) [Harlap and
mycophenolate embryopathy occurs. Shiono, 1980]. Women who drink >5
It appears prudent all the same to alcoholic fathers) and 15 of drinks per week compared to women
avoid pregnancy exposures to this medi- whom had only alcoholic who drink <1 drink per week are at
cation. increased risk of delivering a stillborn
fathers. This report makes baby (relative risk 2.96, 95% confidence
particular mention of the interval 1.37–6.41) [Kesmodel et al.,
RECREATIONAL DRUGS
distinctive facies and deficient 2002]. Binge drinking three or
more times during a pregnancy was
Ethanol growth in these children. associated with stillbirth (hazard ratio
Ethanol is one of the oldest recreational This report was not widely 1.56, 95% confidence interval 1.01–2.4)
drugs. The reputation of ethanol abuse as [Strandberg-Larsen et al., 2008].
a teratogenic exposure likely dates to
appreciated, and it was not until Among the issues that limit the
ancient Greece, where drinking was 1973 that Jones et al. put fetal assessment of outcomes in women with
162 AMERICAN JOURNAL OF MEDICAL GENETICS PART C (SEMINARS IN MEDICAL GENETICS) ARTICLE

presumed light to moderate alcohol microcephaly, 80% had developmental abuse of other substances. These other
intake are self-reporting of use, variabil- delay, and nearly 90% had dysmorphic exposures or other factors associated
ity of drinking patterns, quantification features similar to fetal alcohol syndrome with the abusers’ lifestyles may be at
and strength of the alcohol consumed, or had other minor anomalies. These play in the effects on the offspring. The
diet, and smoking status [Wallpole et al., authors believed they could distinguish identification of toluene abuse as a
1990]. Although it can be assumed that toluene from ethanol effects: children teratogenic exposure appears to require
there is an intake of ethanol during affected by toluene were more likely to the abuse component as much as the
pregnancy that is too low to cause be premature and to have micrognathia, toluene component. It has been estimat-
adverse effects on the offspring, we do abnormal ears, narrow bifrontal diame- ed that occupational exposure to toluene
not know what that intake might be. ter, abnormal scalp hair patterning, nail (<100 ppm) does not pose a significant
Maternal intake as low as three drinks/ hypoplasia, downturned mouth corners, fetal risk [Wilkins-Haug, 1997].
week has been associated with an large anterior fontanel, and abnormal
increase in intrauterine growth restric- muscle tone; children affected by etha-
PHYSICAL AGENTS
tion [Windham et al., 1995]. For this nol were more likely to have prenatal
reason, current counseling practice is to microcephaly, thin upper lip, smooth
X-Ray
recommend that pregnant women philtrum, small nose, and altered palmar
avoiding drinking alcohol entirely. creases. X-rays are a class of electromagnetic
In experimental animal studies, radiation with a characteristically short
inhalation exposure or gavage treatment wavelength used in both diagnostic
Toluene Abuse
with toluene increase the incidence of imaging and in therapy. These electro-
Recreational inhalation of toluene by abnormal embryo development only at magnetic waves are energetic enough to
pregnant women has been associated very high exposure levels intended to detach electrons from their orbits, result-
with microcephaly, mental retardation, model human recreational use. The ing in ionization, and the ionization
and dysmorphic features similar to those most consistent effects at these high results in tissue damage.
in fetal alcohol syndrome. The first exposure levels are reductions in fetal During the early 1920s, case reports
report of the association was published body weight and viability [Gospe et al., suggested an association between de-
by Toutant and Lippmann [1979] who 1994, 1996; Bowen et al., 2005, 2009]. creased infant head size and mental
noted small body size, microcephaly, a Among the structural alterations that retardation in children born to women
flat nasal bridge, hypoplastic mandible, have been described in various mouse exposed to 60 rad (cGy) ionizing radia-
short palpebral fissures, mildly low-set and rat studies are cleft palate, short or tion during pregnancy [reviewed by
ears, sacral dimple, sloping forehead, and missing digits, missing limbs, misshapen Miller, 2004]. Small head size was
uncoordinated arm movements in a scapula, missing and supernumerary reported with doses as low as 20 rad.
child born to a woman who abused vertebrae and ribs, fused digits, cryptor- Data from the atomic bombing of
toluene and ethanol. The mother pre- chidism, displaced abdominal organs, Hiroshima and Nagasaki identified the
sented with ataxia, tremor, sensory microgastria or gastromegaly, dis- period of greatest susceptibility to the
deficits, memory impairment, and poor tended/hypoplastic bladder, and small fetus as between 8 and 15 weeks of
intellectual functioning attributed to her atria. These abnormalities are not sug- gestation, with no demonstrated risk at
toluene addiction. gestive of the findings in children born less than 8 weeks [Hal, 1991].
Other case reports followed. The to toluene-abusing women, and an Severe intellectual disability from
first denominator-based report of any experimental animal model mimicking ionizing radiation occurs in about 40%
size was published by Wilkins-Haug and all the features of toluene embryopathy of offspring after exposure to 100 rad and
Gabow [1991]. Ten toluene-abusing has not been developed. 60% of offspring after exposure to
women were systematically identified Toluene abuse has been estimated to 150 rad [Hal, 1991]. In a well-known
and their 21 toluene-exposed pregnan- involve inhalation of at least 800 ppm analysis, Otake and Schull [1984] sug-
cies were evaluated. Preterm delivery and usually in excess of 10,000 ppm gested that any dose of radiation between
occurred in 86%, perinatal death in 14%, [Bowen et al., 2005]. Women who abuse 8 and 15 weeks of gestation could
and intrauterine growth restriction in toluene commonly have renal tubular increase the risk of mental retardation
72%, more often than expected in the acidosis and in some cases, their offspring and microcephaly by an estimated 0.4%
general population. Fetal alcohol syn- have associated transient acidosis and per rad [ICRP, 1986]. The Otake and
drome-like features were noted in three electrolyte abnormalities [Goodwin, Schull analysis was based on a small
of the children, but it is not clear how 1988]. It is not known whether the number of patients with varying and
carefully the other children were evalu- acidosis or electrolyte abnormalities uncontrolled sources of radiation and is
ated for dysmorphic features. Pearson contribute to any of the adverse effects not easily comparable to the filtered
et al. [1994] reported that half of children on fetal development associated with radiation used in diagnostic radiology.
born to toluene-abusing women toluene abuse. Moreover, many women Contemporary thought, however, holds
were growth-restricted, two-thirds had who report toluene abuse also report that there is a threshold exposure level
ARTICLE AMERICAN JOURNAL OF MEDICAL GENETICS PART C (SEMINARS IN MEDICAL GENETICS) 163

below which there is no increase in the Australia. A definite history of rubella [Parkman et al., 1966]; the vaccine was
risk of microcephaly and mental retarda- infection was obtained from 68 of the 78 available in the US in 1969 [Parkman,
tion; that level is placed at "20 rad, a mothers. Many of these children had 1999]. Thereafter, the incidence of
threshold supported by experimental difficulty feeding, suggesting congenital congenital rubella has significantly de-
animal studies [Brent, 1989, 2006]. heart disease. By the time of Gregg’s creased. Although live vaccines are not
The threshold for counseling purposes paper, 15 of the children had died with recommended for administration during
is often placed at 5 rad (5,000 mrad) to autopsy confirmation of heart defects. pregnancy, there have been no reports of
provide a margin of safety. Diagnostic The congenital rubella syndrome was adverse pregnancy outcome attributed to
studies do not result in this level of considered to have been accepted when rubella vaccine. The Centers for Disease
embryofetal exposure (Fig. 4), and most Wesselhoeft published his detailed Control and Prevention summarized
pregnant women with a history of review of reports by Gregg and a number reports on 210 women who received
diagnostic X-ray exposure do not have of others indicating that of 573 pregnan- the vaccine in the first trimester. These
an increase in risk of bearing a child with cies with rubella infection, there were women delivered 212 healthy infants
congenital malformations over that of 521 abnormal and 52 normal babies for [The Centers for Disease Control, 1989].
the general population. an attack rate of about 90% [Wesselhoeft,
Intrauterine X-ray exposure may 1947].
Varicella
increase the risk of childhood malignan- Although maternal infection with
cy including leukemia [Harvey et al., rubella virus can affect any fetal organ, Vareicella-zoster virus is responsible for
1985]. It has been estimated that 1/2,000 most congenital anomalies affect the both chickenpox and herpes zoster
(0.05%) children exposed to x-ray eyes, heart, brain, and ears. Deafness is (shingles). More than 80% of children
pelvimetry will develop leukemia com- the most common consequence, but have chickenpox by the time they reach
pared to a baseline risk of 1/3,000 cardiac disease and mental retardation 10 years of age. Some women who are
(0.03%) [Brent, 2006]. This increase is also occur frequently. In addition, the seronegative can reach childbearing age
equivalent to an additional case of newborn may exhibit poor growth, and have a primary infection during
childhood leukemia for every 6,000 thrombocytopenia, and encephalitis their pregnancy. Varicella complicates
exposed fetuses. [Menser et al., 1967; Webster, 1998; 0.5–0.7/1,000 pregnancies [Sever and
Forrest et al., 2002]. If the infection White, 1968]. Maternal effects can range
occurs in the first 12 weeks of gestation from a chickenpox rash to a more severe
INFECTIONS
about 80% of fetuses will be born with viral pneumonia.
congenital anomalies. Between 12 and After the association between ru-
Rubella
16 weeks some 50% of fetuses will be bella infection and congenital malfor-
In 1941, congenital cataract was associ- affected [Miller et al., 1982; Webster, mations was recognized, there was
ated with rubella virus infection during 1998]. After 17 weeks the risk of interest in identifying the potential
pregnancy by Norman Gregg, an Aus- congenital defects is significantly less. effects of other viral infections on
tralian ophthalmologist. The story of With infection after16 or 17 weeks the pregnancy outcome. The first published
Gregg’s discovery was reviewed by most common finding is deafness; all report of a pregnancy complicated by
Webster [1998]. Gregg had seen 13 other anomalies occur with infection in varicella was presented in 1945 [Conte
infants with bilateral cataracts during the first trimester. et al., 1945]. The child was described as
the previous year and collected 65 In 1966, Parkman et al. developed normal. The first case report of a child
additional cases from coworkers in the first live attenuated rubella vaccine with abnormalities after maternal vari-
cella followed 2 years later [Laforet and
Lynch, 1947]. The woman delivered the
child at term after a diagnosis of varicella
at 8 weeks gestation. She had had a viral
exanthem and a fever of 102 F lasting
2 weeks. The child had an undescended
left testicle, atrophied right leg with
anomalous digits, cortical atrophy, hy-
drocephalus, and a relaxed anus.
Transmission of varicella zoster
virus to the fetus occurs in 25% of
primary maternal infections, half of
which will be symptomatic [Paryani
Figure 4. Exposure of the conceptus from diagnostic x-ray studies. Drawn from data
and Arvin, 1986; Pastaszak et al.,
in American College of Obstetricians and Gynecologists [2004]. 1994]. Infection may result in skin
scarring and organ necrosis. Features of
164 AMERICAN JOURNAL OF MEDICAL GENETICS PART C (SEMINARS IN MEDICAL GENETICS) ARTICLE

TABLE IV. Maternal Infections Associated With Developmental Toxicity

Prevalence of
effects after Sensitive
Infection Effects infection period Comments
Cytomegalovirus Jaundice, petichiae, 24% sensorineural hearing First Primary infection: 5–18 %
(CMV; a DNA thrombocytopenia, loss; 32% CNS sequelae trimester children experience serious
herpesvirus) hepatosplenomegaly, growth sequelae (especially first half
restriction, non-immune of pregnancy)
hydrops
Long term: developmental 2.5% sensorineural hearing Second Most common congenital
delay, seizures, sensorineural loss; 15% CNS trimester infection
hearing loss sequelae Leading cause of sensorineural
hearing loss
0.7–4% primary CMV
infection rate among
pregnant women in US
Risk of transmission to the fetus
is 30–40%
Varicella zoster Spontaneous abortion, 0.4% <13 weeks Respiratory droplets
virus (VZV; intrauterine fetal demise,
a DNA hydrops, polyhydramnios
herpesvirus) Varicella embryopathy: limb 2% 13–20 weeks Neonatal VZV has 20–30%
hypoplasia, scars, malformed mortality rate
appendages, muscular
atrophy, microcephaly,
cortical atrophy, cataracts,
chorioretinitis,
microophthalmia,
psychomotor retardation
Rubella Sensorineural hearing loss, 67% <12 weeks Transmission by respiratory
(an RNA virus) growth retardation, droplets
miscarriage, stillbirth, heart
defects, cataracts, glaucoma,
retinitis, microcephaly,
micropthalmia, intrauterine
growth restriction, cerebral
palsy, mental retardation
35% 13–16 weeks Seen mostly in pregnancies in
women born outside the US
Infection <12 weeks associated
with greater severity of fetal
effects
Fetal defects rare with infection
after 16 weeks
Parvovirus B19 Fetal death, hydrops, 19% 1–12 weeks Respiratory secretions
(a DNA virus) spontaneous abortion
15% 13–20 weeks Fetal infection in 33% of
maternal infections
6% >20 weeks Fetal death 11% with infection
<20 weeks
Toxoplasmosis Mental retardation, chorioretinitis, Congenital toxoplasmosis All trimesters Cat feces
(a protozoan) periventricular calcifications, occurs in 1/8,000 can be
seizures, ventriculomegaly, pregnancies affected
chorioretinitis,
hepatosplenomegaly, fever,
ascites, rash
Transmission rate Infected meat
10–15% 1st trimester Congenital toxoplasmosis is
25% 2nd trimester rare with chronic maternal
60% 3rd trimester infection

(Continued )
ARTICLE AMERICAN JOURNAL OF MEDICAL GENETICS PART C (SEMINARS IN MEDICAL GENETICS) 165

TABLE IV. (Continued )

Prevalence of
effects after Sensitive
Infection Effects infection period Comments
Syphilis Early congenital syphilis: 8.8 cases/100,000
(Treponema hepatosplenomegaly, hydrops, pregnancies
palladium; intrauterine growth restriction,
a spirochete) osteochondritis, jaundice,
anemia, skin lesions, rhinitis,
CNS involvement,
chorioretinitis
Early latent syphilis: stillbirths, Early latent: 20%
miscarriage, preterm delivery prematurity, 10%
stillbirths, 4% neonatal
death, 40% congenital
syphilis, 20% normal
Late congenital syphilis: Late latent: 9% prematurity,
Hutchinson’s teeth, deafness, 10% stillbirths, 1%
mental retardation, neonatal death, 10%
hydrocephalus, palsies, frontal congenital syphilis,
bossing, saddle nose, saber shin, 70% normal
protuberant mandible
Listeria (a gram Late miscarriage, stillbirth, 50% perinatal mortality Food borne: luncheon meats,
positive preterm delivery 10% mortality among live soft cheeses, smoked seafood
bacterium) born infants Flu like symptoms
Symptoms of food poisoning
Septicemia, pneumonia,
meningitis in the mother
Measles Spontaneous abortion, preterm 20–60% Respiratory droplets
(an RNA virus) delivery Pregnant women are 2 times
more likely to be hospitalized,
3 times more likely to have
pneumonia, 6 times likely to
die from complications than
nonpregnant women
No increased risk of
malformations
There has been an association of
measles exposure at birth and
Hodgkin’s disease in children
Herpes simplex Skin vesicles, scarring, 50–60% mortality with At delivery Maternal fetal transmission
(HSV; a DNA microcephaly, hydranencephaly, disseminated infection during delivery
herpesvirus) disseminated infection
Questionable intrauterine growth 15% mortality with Most often from primary
restriction with third trimester encephalitis infections rather than
infection recurrences
Sequelae in 50% of Fetal HSV infection in 1/200,000
survivors deliveries
Neonatal HSV in 1/3,500
deliveries
Risk of neonatal HSV after
primary infection 50%, after
recurrent infection 0–3%
70% of neonatal herpes is caused
by HSV-2

Hitchcock et al. [1999], Gabbe et al. [2007], and DeCherney et al. [2007].

congenital varicella syndrome include dysfunction of the bowel or bladder tween 8 and 20 weeks gestation when
scarring in a dermatomal pattern, cata- sphincter [Pastaszak et al., 1994]. the virus is most likely to damage neural
ract, microphthalmia, chorioretinitis, Peak susceptibility to varicella tissue [Enders, 1984; Alkalay et al.,
microcephaly, mental retardation, and embryopathy occurs with infection be- 1987]. Women who contract varicella
166 AMERICAN JOURNAL OF MEDICAL GENETICS PART C (SEMINARS IN MEDICAL GENETICS) ARTICLE

in the first 20 weeks of gestation have developmental toxicity and pharmacoki- Cotrufo M, De Feo M, De Santo LS, Romano G,
about a 1.2% risk of a child with varicella netics in Sprague–Dawley rats. Fundam Della Corte A, Renzulli A, Gallo C. 2002.
Appl Toxicol 11:485–493. Risk of warfarin during pregnancy with
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