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BAYAN vs. ZAMORA character.

In particular, Section 21 opens with the


clause No treaty x x x, and Section 25 contains the
One focal point of inquiry in this controversy is the phrase shall not be allowed. Additionally, in both
determination of which provision of the Constitution instances, the concurrence of the Senate is
applies, with regard to the exercise by the senate of indispensable to render the treaty or international
its constitutional power to concur with the agreement valid and effective.
VFA. Petitioners argue that Section 25, Article XVIII is
applicable considering that the VFA has for its subject
the presence of foreign military troops in the
Philippines.Respondents, on the contrary, maintain SAGUISAG vs OCHOA
that Section 21, Article VII should apply inasmuch as
the VFA is not a basing arrangement but an
agreement which involves merely the temporary visits BASIS OF PRESIDENT’S POWER TO ENTER INTO
of United States personnel engaged in joint military EXECUTIVE AGREEMENT
exercises.
I. SOLE ORGAN OF OUR FOREIGN
The 1987 Philippine Constitution contains two RELATIONS/CHIEF ARCHITECT
provisions requiring the concurrence of the Senate on
treaties or international agreements. Section 21, Article VII, Section 1. The executive power shall be
Article VII, which herein respondents invoke, reads: vested in the President of the Philippines.

No treaty or international agreement shall be valid As the sole organ of our foreign relations200 and the
and effective unless concurred in by at least two- constitutionally assigned chief architect of our foreign
thirds of all the Members of the Senate. policy,201the President is vested with the exclusive
power to conduct and manage the country's interface
Section 25, Article XVIII, provides: with other states and governments. Being the
principal representative of the Philippines, the Chief
Executive speaks and listens for the nation; initiates,
After the expiration in 1991 of the Agreement between maintains, and develops diplomatic relations with
the Republic of the Philippines and the United States other states and governments; negotiates and enters
of America concerning Military Bases, foreign military into international agreements; promotes trade,
bases, troops, or facilities shall not be allowed in the investments, tourism and other economic relations;
Philippines except under a treaty duly concurred in by and settles international disputes with other states.202
the senate and, when the Congress so requires,
ratified by a majority of the votes cast by the people in
a national referendum held for that purpose, and II. SEC. 5, par 2(a), ARTICLE VIII
recognized as a treaty by the other contracting State. POWER of JUDICIAL REVIEW on
President’s exercise of Power
Section 21, Article VII deals with treatise or
international agreements in general, in which case, As previously discussed, this constitutional mandate
the concurrence of at least two-thirds (2/3) of all the emanates from the inherent power of the President to
Members of the Senate is required to make the enter into agreements with other states, including the
subject treaty, or international agreement, valid and prerogative to conclude binding executive agreements
binding on the part of the Philippines. This provision that do not require further Senate concurrence. The
lays down the general rule on treatise or international existence of this presidential power203 is so well-
agreements and applies to any form of treaty with a entrenched that Section 5(2)(a), Article VIII of the
wide variety of subject matter, such as, but not limited Constitution, even provides for a check on its
to, extradition or tax treatise or those economic in exercise. As expressed below, executive agreements
nature. All treaties or international agreements are among those official governmental acts that can
entered into by the Philippines, regardless of subject be the subject of this Court's power of judicial review:
matter, coverage, or particular designation or
appellation, requires the concurrence of the Senate to (2) Review, revise, reverse, modify, or
be valid and effective. affirm on appeal or certiorari, as the law or
the Rules of Court may provide, final
In contrast, Section 25, Article XVIII is a special judgments and orders of lower courts in:
provision that applies to treaties which involve the
presence of foreign military bases, troops or facilities (a) All cases in which
in the Philippines. Under this provision, the the constitutionality or
concurrence of the Senate is only one of the validity of any treaty, internationa
requisites to render compliance with the constitutional l or executive agreement, law,
requirements and to consider the agreement binding presidential decree, proclamation,
on the Philippines.Section 25, Article XVIII further order, instruction, ordinance, or
requires that foreign military bases, troops, or facilities regulation is in question.
may be allowed in the Philippines only by virtue of a (Emphases supplied)
treaty duly concurred in by the Senate, ratified by a
majority of the votes cast in a national referendum III. FAITHFUL EXECUTION CLAUSE
held for that purpose if so required by Congress, and
recognized as such by the other contracting state.
The role of the President as the executor of the
law includes the duty to defend the State, for
It is our considered view that both constitutional which purpose he may use that power in the
provisions, far from contradicting each other, actually conduct of foreign relations
share some common ground. These constitutional
provisions both embody phrases in the negative and
thus, are deemed prohibitory in mandate and
One of the principal functions of the supreme and traditions and those involving arrangements of a
executive is the responsibility for the faithful execution more or less temporary nature."204
of the laws as embodied by the oath of office.146 The
oath of the President prescribed by the 1987 T]he right of the Executive to enter into binding
Constitution reads thus: agreements without the necessity of subsequent
Congressional approval has been confirmed by
I do solemnly swear (or affirm) that I will long usage. From the earliest days of our history we
faithfully and conscientiously fulfill my have entered into executive agreements covering
duties as President (or Vice-President or such subjects as commercial and consular relations,
Acting President) of the Philippines, preserve most-favored-nation rights, patent rights, trademark
and defend its Constitution, execute its and copyright protection, postal and navigation
laws, do justice to every man, and arrangements and the settlement of
consecrate myself to the service of the claims. The validity of these has never been
Nation. So help me God. (In case of seriously questioned by our courts.
affirmation, last sentence will be
omitted.)147 (Emphases supplied) Sec 5. In Bayan Muna v. Romulo, this Court further clarified
Article VII that executive agreements can cover a wide array of
subjects that have various scopes and
This Court has interpreted the faithful execution purposes.205 They are no longer limited to the
clause as an obligation imposed on the President, traditional subjects that are usually covered by
and not a separate grant of power.148 Section 17, executive agreements as identified in Eastern Sea
Article VII of the Constitution, expresses this duty in Trading. The Court thoroughly discussed this matter
no uncertain terms and includes it in the provision in the following manner:
regarding the President's power of control over the
executive department, viz: The power of the President to enter
into binding executive agreements without Senate
The President shall have control of all the concurrence is already well-established in this
executive departments, bureaus, and jurisdiction.193 That power has been alluded to in our
offices. He shall ensure that the laws be present and past Constitutions,194 in various
faithfully executed. Section 17, Article VII statutes,195 in Supreme Court decisions,196 and during
the deliberations of the Constitutional
The equivalent provisions in the next preceding Commission.197 They cover a wide array of subjects
Constitution did not explicitly require this oath from with varying scopes and purposes,198 including those
the President. In the 1973 Constitution, for instance, that involve the presence of foreign military forces in
the provision simply gives the President control over the country.199 (Neri vs. Senate)
the ministries.149 A similar language, not in the form of
the President's oath, was present in the 1935 Executive agreements may cover the matter of
Constitution, particularly in the enumeration of foreign military forces if it merely involves detail
executive functions.150 By 1987, executive power was adjustments.
codified not only in the Constitution, but also in the
Administrative Code:151 The practice of resorting to executive agreements in
adjusting the details of a law or a treaty that already
SECTION 1. Power of Control. - The deals with the presence of foreign military forces is
President shall have control of all the not at all unusual in this jurisdiction. In fact, the Court
executive departments, bureaus, and has already implicitly acknowledged this practice
offices. He shall ensure that the laws be in Lim v. Executive Secretary.
faithfully executed. (Emphasis supplied)
Sec. 1 of the Administrative Code We therefore rule that this case is a proper
subject for judicial review.
More important, this mandate is self-executory by
virtue of its being inherently executive in nature. B. Whether the President may enter into an
executive agreement on foreign military bases,
IV. CONSTITUTIONAL DELIBERATIONS troops, or facilities

The power of the President to enter C. Whether the provisions under EDCA are
into binding executive agreements without Senate consistent with the Constitution, as well as with
concurrence is already well-established in this existing laws and treatie
jurisdiction.193 That power has been alluded to in our
present and past Constitutions,194 in various 1. The role of the President as the executor of the
statutes,195 in Supreme Court decisions,196 and during law includes the duty to defend the State, for
the deliberations of the Constitutional which purpose he may use that power in the
Commission.197 They cover a wide array of subjects conduct of foreign relations
with varying scopes and purposes,198 including those
that involve the presence of foreign military forces in
the country.199 2. The plain meaning of the Constitution prohibits
the entry of foreign military bases, troops or
facilities, except by way of a treaty concurred in
V. RELATED JURISPRUDENCE by the Senate - a clear limitation on the
President's dual role as defender of the State and
In Commissioner of Customs v. Eastern Sea as sole authority in foreign relations.
Trading, executive agreements are defined as
"international agreements embodying adjustments of 3. The President, however, may enter into an
detail carrying out well-established national policies executive agreement on foreign military bases,
troops, or facilities, if (a) it is not the instrument enforceable assumption of tax liability
that allows the presence of foreign military bases, requires the party assuming the liability to
troops, or facilities; or (b) it merely aims to have actual interest in the property
implement an existing law or treaty. taxed.460 This rule applies to EDCA, since
the Philippine Government stands to benefit
4. The President may generally enter into not only from the structures to be built
executive agreements subject to limitations thereon or improved, but also from the joint
defined by the Constitution and may be in training with U.S. forces, disaster
furtherance of a treaty already concurred in by the preparation, and the preferential use of
Senate. Philippine suppliers.461 Hence, the provision
on the assumption of tax liability does not
constitute a tax exemption as petitioners
5. The President had the choice to enter into have posited
EDCA by way of an executive agreement or a
treaty.
However, this principle does not mean that the
domestic law distinguishing treaties, international
6. Executive agreements may cover the matter of agreements, and executive agreements is relegated
foreign military forces if it merely involves detail to a mere variation in form, or that the constitutional
adjustments. requirement of Senate concurrence is demoted to an
optional constitutional directive. There remain two
7. EDCA is consistent with the content, purpose, very important features that
and framework of the MDT and the VFA distinguish treaties from executive agreements and
translate them into terms of art in the domestic
8. Others issues and concerns raised setting.

First, executive agreements must remain traceable to


 In reference to the issue on
an express or implied authorization under the
telecommunications, suffice it to say that the
Constitution, statutes, or treaties. The absence of
initial impression of the facility adverted to
these precedents puts the validity and effectivity of
does appear to be one of those that require
executive agreements under serious question for the
a public franchise by way of congressional
main function of the Executive is to enforce the
action under Section 11, Article XII of the
Constitution and the laws enacted by the Legislature,
Constitution. As respondents submit,
not to defeat or interfere in the performance of these
however, the system referred to in the
rules.214 In turn, executive agreements cannot create
agreement does not provide
new international obligations that are not expressly
telecommunications services to the public for
allowed or reasonably implied in the law they purport
compensation.454 It is clear from Article VIl(2)
to implement.
of EDCA that the telecommunication system
is solely for the use of the U.S. and not the
public in general, and that this system will Second, treaties are, by their very nature, considered
not interfere with that which local operators superior to executive agreements. Treaties are
use. Consequently, a public franchise is no products of the acts of the Executive and the
longer necessary. Senate215 unlike executive agreements, which are
 Additionally, the charge that EDCA allows solely executive actions.216Because of legislative
nuclear weapons within Philippine territory is participation through the Senate, a treaty is regarded
entirely speculative. It is noteworthy that the as being on the same level as a statute.217 If there is
agreement in fact specifies that the an irreconcilable conflict, a later law or treaty takes
prepositioned materiel shall not include precedence over one that is prior.218 An executive
nuclear weapons.455Petitioners argue that agreement is treated differently. Executive
only prepositioned nuclear weapons are agreements that are inconsistent with either a law or a
prohibited by EDCA; and that, therefore, the treaty are considered ineffective.219 Both types of
U.S. would insidiously bring nuclear international agreement are nevertheless subject to
weapons to Philippine territory.456 The the supremacy of the Constitution.220
general prohibition on nuclear weapons,
whether prepositioned or not, is already This rule does not imply, though, that the President is
expressed in the 1987 Constitution.457 It given carte blanche to exercise this discretion.
would be unnecessary or superfluous to Although the Chief Executive wields the exclusive
include all prohibitions already in the authority to conduct our foreign relations, this power
Constitution or in the law through a must still be exercised within the context and the
document like EDCA. parameters set by the Constitution, as well as by
 Finally, petitioners allege that EDCA creates existing domestic and international laws.
a tax exemption, which under the law must
originate from Congress. This allegation
There are constitutional provisions that restrict or
ignores jurisprudence on the government's
limit the President's prerogative in concluding
assumption of tax liability. EDCA simply
international agreements, such as those that
states that the taxes on the use of water,
involve the following:
electricity, and public utilities are for the
account of the Philippine
Government.458 This provision creates a a. The policy of freedom from nuclear
situation in which a contracting party weapons within Philippine territory221
assumes the tax liability of the
other.459 In National Power Corporation v. b. The fixing of tariff rates, import and export
Province of Quezon, we distinguished quotas, tonnage and wharfage dues, and
between enforceable and unenforceable other duties or imposts, which must be
stipulations on the assumption of tax liability. pursuant to the authority granted by
Afterwards, we concluded that an Congress222
c. The grant of any tax exemption, which Under these auspices, the VFA gives legitimacy to the
must be pursuant to a law concurred in by a current Balikatan exercises. It is only logical to
majority of all the Members of Congress223 assume that "Balikatan 02-1," a "mutual anti-
terrorism advising, assisting and training exercise,"
d. The contracting or guaranteeing, on behalf falls under the umbrella of sanctioned or allowable
of the Philippines, of foreign loans that must activities in the context of the agreement. Both the
be previously concurred in by the Monetary history and intent of the Mutual Defense Treaty and
Board224 the VFA support the conclusion that combat-related
activities -as opposed to combat itself-such as the
one subject of the instant petition, are indeed
e. The authorization of the presence of authorized.184 (Emphasis supplied)
foreign military bases, troops, or facilities in
the country must be in the form of a treaty
duly concurred in by the Senate.225 Moreover, the Court indicated that the Constitution
continues to govern the conduct of foreign military
troops in the Philippines,185 readily implying the
f. For agreements that do not fall under legality of their initial entry into the country.
paragraph 5, the concurrence of the Senate
is required, should the form of the
government chosen be a treaty. Executive agreements may cover the matter of
foreign military forces if it merely involves detail
adjustments.
An executive Agreement can validly cover matters
of entry of Foreign Military bases, Troops:
In Nicolas v. Romulo,232 the Court again impliedly
affirmed the use of an executive agreement in an
In Commissioner of Customs v. Eastern Sea attempt to adjust the details of a provision of the VFA.
Trading, executive agreements are defined as The Philippines and the U.S. entered into the Romulo-
"international agreements embodying adjustments of Kenney Agreement, which undertook to clarify the
detail carrying out well-established national policies detention of a U.S. Armed Forces member, whose
and traditions and those involving arrangements of a case was pending appeal after his conviction by a trial
more or less temporary nature."204 In Bayan Muna v. court for the crime of rape. In testing the validity of the
Romulo, this Court further clarified that executive latter agreement, the Court precisely alluded to one of
agreements can cover a wide array of subjects that the inherent limitations of an executive agreement: it
have various scopes and purposes.205 They are no cannot go beyond the terms of the treaty it purports to
longer limited to the traditional subjects that are implement. It was eventually ruled that the Romulo-
usually covered by executive agreements as identified Kenney Agreement was "not in accord" with the VFA,
in Eastern Sea Trading. The Court thoroughly since the former was squarely inconsistent with a
discussed this matter in the following manner: provision in the treaty requiring that the detention be
"by Philippine authorities." Consequently, the Court
Executive agreements may cover the matter of ordered the Secretary of Foreign Affairs to comply
foreign military forces if it merely involves detail with the VFA and "forthwith negotiate with the United
adjustments. States representatives for the appropriate agreement
on detention facilities under Philippine authorities as
The President, however, may enter into an provided in Art. V, Sec. 10 of the VFA. "233
executive agreement on foreign military bases,
troops, or facilities, if (a) it is not the instrument The practice of resorting to executive agreements in
that allows the presence of foreign military bases, adjusting the details of a law or a treaty that already
troops, or facilities; or (b) it merely aims to deals with the presence of foreign military forces is
implement an existing law or treaty. not at all unusual in this jurisdiction. In fact, the Court
has already implicitly acknowledged this practice
It is evident that the constitutional restriction refers in Lim v. Executive Secretary.231 In that case, the
solely to the initial entry of the foreign military bases, Court was asked to scrutinize the constitutionality of
troops, or facilities. Once entry is authorized, the the Terms of Reference of the Balikatan 02-1 joint
subsequent acts are thereafter subject only to the military exercises, which sought to implement the
limitations provided by the rest of the Constitution and VFA. Concluded in the form of an executive
Philippine law, and not to the Section 25 requirement agreement, the Terms of Reference detailed the
of validity through a treaty. coverage of the term "activities" mentioned in the
treaty and settled the matters pertaining to the
The VFA has already allowed the entry of troops in construction of temporary structures for the U.S.
the Philippines. This Court stated in Lim v. Executive troops during the activities; the duration and location
Secretary: of the exercises; the number of participants; and the
extent of and limitations on the activities of the U.S.
forces. The Court upheld the Terms of Reference as
After studied reflection, it appeared farfetched that the being consistent with the VFA. It no longer took issue
ambiguity surrounding the meaning of the word with the fact that the Balikatan Terms of Reference
"activities" arose from accident. In our view, it was was not in the form of a treaty concurred in by the
deliberately made that way to give both parties a Senate, even if it dealt with the regulation of the
certain leeway in negotiation. In this manner, activities of foreign military forces on Philippine
visiting US forces may sojourn in Philippine territory.
territory for purposes other than military. As
conceived, the joint exercises may include training on
new techniques of patrol and surveillance to protect EDCA is consistent with the content, purpose,
the nation's marine resources, sea search-and-rescue and framework of the MDT and the VFA
operations to assist vessels in distress, disaster relief
operations, civic action projects such as the building The starting point of our analysis is the rule that "an
of school houses, medical and humanitarian missions, executive agreement xx x may not be used to amend
and the like. a treaty."234 In Lim v. Executive Secretary and
in Nicolas v. Romulo, the Court approached the LLAMANZARES vs COMELEC
question of the validity of executive agreements by
comparing them with the general framework and the The principles found in two conventions, while yet
specific provisions of the treaties they seek to unratified by the Philippines, are generally accepted
implement. principles of international law. The first is Article 14 of
the 1930 Hague Convention on Certain Questions
THREE LEGAL STANDARDS by the Constitutional Relating to the Conflict of Nationality Laws under
Commission Members. which a foundling is presumed to have the "nationality
of the country of birth," to wit:
These are characteristics of any agreement that the
country, and by extension this Court, must ensure are That the Philippines is not a party to the 1930 Hague
observed. We can thereby determine whether a Convention nor to the 1961 Convention on the
military base or facility in the Philippines, which Reduction of Statelessness does not mean that their
houses or is accessed by foreign military troops, is principles are not binding. While the Philippines is not
foreign or remains a Philippine military base or facility. a party to the 1930 Hague Convention, it is a
The legal standards we find applicable are: signatory to the Universal Declaration on Human
independence from foreign control, sovereignty and Rights, Article 15(1) ofwhich131effectively affirms
applicable law, and national security and territorial Article 14 of the 1930 Hague Convention. Article 2 of
integrity. the 1961 "United Nations Convention on the
Reduction of Statelessness" merely "gives effect"
i. First standard: independence from foreign control to Article 15(1) of the UDHR.132 In Razon v.
Tagitis, 133 this Court noted that the Philippines had
not signed or ratified the "International Convention for
ii. Second standard: Philippine sovereignty and the Protection of All Persons from Enforced
applicable law Disappearance." Yet, we ruled that the proscription
against enforced disappearances in the said
iii. Third standard: must respect national security and convention was nonetheless binding as a "generally
territorial integrity accepted principle of international law." Razon v.
Tagitis is likewise notable for declaring the ban as a
INCORPORATION AND TRANSFORMATION generally accepted principle of international law
although the convention had been ratified by only
Under the 1987 Constitution, international law can sixteen states and had not even come into force and
become part of the sphere of domestic law either by which needed the ratification of a minimum of twenty
transformation or incorporation. The transformation states. Additionally, as petitioner points out, the Court
method requires that an international law be was content with the practice of international and
transformed into a domestic law through a regional state organs, regional state practice in Latin
constitutional mechanism such as local legislation. America, and State Practice in the United States.
The incorporation method applies when, by mere
constitutional declaration, international law is deemed Another case where the number of ratifying countries
to have the force of domestic law. was not determinative is Mijares v. Ranada, 134 where
only four countries had "either ratified or acceded
DOCTRINE OF INCORPORATION to"135 the 1966 "Convention on the Recognition and
Enforcement of Foreign Judgments in Civil and
The courts have applied the rules of international law Commercial Matters" when the case was decided in
in a number of cases even if such rules had not 2005. The Court also pointed out that that nine
previously been subject of statutory enactments, member countries of the European Common Market
because these generally accepted principles of had acceded to the Judgments Convention. The
international law are automatically part of our own Court also cited U.S. laws and jurisprudence on
laws.( Sec. 2 Article II of the Constitution) recognition of foreign judgments. In all, only the
practices of fourteen countries were considered and
It means that the rules of International law form part of yet, there was pronouncement that recognition of
the law of the land and no legislative action is foreign judgments was widespread practice.
required to make them applicable in a country. By this
doctrine, the Philippines is bound by generally Our approach in Razon and Mijares effectively
accepted principles of international law, which are takes into account the fact that "generally
considered to be automatically part of our own laws. accepted principles of international law" are
based not only on international custom, but also
TRANSFORMATION
on "general principles of law recognized by
civilized nations," as the phrase is understood in
Under our Constitution, the president as head of state
Article 38.1 paragraph (c) of the ICJ Statute.
ratifies the treaty; the Senate only concurs in his
Justice, fairness, equity and the policy against
ratification, (Sec.21, Art. VII and Sec.25, Art. XVIII,
discrimination, which are fundamental principles
1987 Constitution).
underlying the Bill of Rights and which are "basic
to legal systems generally,"136 support the notion
Treaties become part of the law of the land through
that the right against enforced disappearances
transformation pursuant to Article VII, Section 21 of
and the recognition of foreign judgments, were
the Constitution which provides that “no treaty or
correctly considered as "generally accepted
international agreement shall be valid and effective
principles of international law" under the
unless concurred in by at least two-thirds of all the
incorporation clause.
members of the Senate.” Thus, treaties or
conventional international law must go through a
process prescribed by the Constitution for it to be
transformed into municipal law that can be applied to
domestic conflicts. (Pharmaceutical & Health Care
Assn. of the Phil. v. Health Secretary Duque, et al.,
G.R. No. 173034, October 19, 2007).
ITALY vs GERMANY address different matters. The rules of State
immunity are procedural in character and are
STATE IMMUNITY confined to determining whether or not the courts
of one State may exercise jurisdiction in respect
The Court considers that the rule of State immunity of another State. They do not bear upon the question
occupies an important place in international law and whether or not the conduct in respect of which the
international relations. It derives from the principle of proceedings are brought was lawful or unlawful. That
sovereign equality of States, which, as Article 2, is why the application of the contemporary law of
paragraph 1, of the Charter of the United Nations State immunity to proceedings concerning events
makes clear, is one of the fundamental principles of which occurred in 1943-1945 does not infringe the
the international legal order. This principle has to be principle that law should not be applied retrospectively
viewed together with the principle that each State to determine matters of legality and responsibility (as
possesses sovereignty over its own territory and that the Court has explained in paragraph 58 above). For
there flows from that sovereignty the jurisdiction of the the same reason, recognizing the immunity of a
State over events and persons within that territory. foreign State in accordance with customary
Exceptions to the immunity of the State represent a international law does not amount to recognizing as
departure from the principle of sovereign equality. lawful a situation created by the breach of a jus
Immunity may represent a departure from the cogens rule, or rendering aid and assistance in
principle of territorial sovereignty and the jurisdiction maintaining that situation, and so cannot contravene
which flows from it. the principle in Article 41 of the International Law
Commission’s Articles on State Responsibility.
The Court concludes that, under customary
international law as it presently stands, a State is not ICJ
deprived of immunity by reason of the fact that it is
accused of serious violations of international human Prosecutor vs Tadic – ICTY’s creation is valid
rights law or the international law of armed conflict. In
reaching that conclusion, the Court must emphasize 1. The Power Of The Security Council To Invoke
that it is addressing only the immunity of the State Chapter VII 28. Article 39 opens Chapter VII of the
itself from the jurisdiction of the courts of other States; Charter of the United Nations and determines the
the question of whether, and if so to what extent, conditions of application of this Chapter. It provides:
immunity might apply in criminal proceedings against
an official of the State is not in issue in the present "The Security Council shall determine the existence of
case. any threat to the peace, breach of the peace, or act of
aggression and shall make recommendations, or
JUS COGENS AND STATE IMMUNITY – no conflict decide what measures shall be taken in accordance
with Articles 41 and 42, to maintain or restore
A Jus Cogens enjoys the apex of hierarchical international peace and security."
standing of international law: Preemptory Norm which
is non-derogable. It is clear from this text that the Security Council plays
a pivotal role and exercises a very wide discretion
The erga omnes and jus cogens concepts are often under this Article. But this does not mean that its
presented as two sides of the same coin. The term powers are unlimited. The Security Council is an
erga omnes means “flowing to all,” and so obligations organ of an international organization, established by
deriving from jus cogens are presumably erga omnes. a treaty which serves as a constitutional framework
Indeed, legal logic supports the proposition that what for that organization. The Security Council is thus
is “compelling law” must necessarily engender an subjected to certain constitutional limitations, however
obligation “flowing to all. broad its powers under the constitution may be.
Those powers cannot, in any case, go beyond the
92. The Court now turns to the second strand in Italy’s limits of the jurisdiction of the Organization at large,
argument, which emphasizes the jus cogens status of not to
the rules which were violated by Germany during the
period 1943-1945. This strand of the argument rests As noted by the Trial Chamber in its Decision, there is
on the premise that there is a conflict between jus wide agreement that, in most respects, the
cogens rules forming part of the law of armed conflict International Military Tribunals at Nuremberg and
and according immunity to Germany. Since jus Tokyo gave the accused a fair trial in a procedural
cogens rules always prevail over any inconsistent rule sense (Decision at Trial, at para. 34). The important
of international law, whether contained in a treaty or in consideration in determining whether a tribunal has
customary international law, so the argument runs, been "established by law" is not whether it was pre-
and since the rule which accords one State immunity established or established for a specific purpose or
before the courts of another does not have the status situation; what is important is that it be set up by a
of jus cogens, the rule of immunity must give way. competent organ in keeping with the relevant legal
procedures, and should that it observes the
Jus Cogens - substantive requirements of procedural fairness.

93. This argument therefore depends upon the In conclusion, the Appeals Chamber finds that the
existence of a conflict between a rule, or rules, of jus International Tribunal has been established in
cogens, and the rule of customary law which requires accordance with the appropriate procedures under
one State to accord immunity to another. In the the United Nations Charter and provides all the
opinion of the Court, however, no such conflict exists. necessary safeguards of a fair trial. It is thus
Assuming for this purpose that the rules of the law of "established by law." 48. The first ground of Appeal:
armed conflict which prohibit the murder of civilians in unlawful establishment of the International Tribunal, is
occupied territory, the deportation of civilian accordingly dismissed.
inhabitants to slave labour and the deportation of
prisoners of war to slave labour are rules of jus BASIC DISTINCTION BETWEEN AD HOC &
cogens, there is no conflict between those rules and PERMANENT
the rules on State immunity. The two sets of rules
OTHER INTL AND HYBRID CRIMINAL COURTS so-called international crimes rests, at the first
instance, with the state where the crime was
ELEMENTS OF GENOCIDE committed; secondarily, with the ICC in appropriate
situations contemplated under Art. 17, par. 1[55] of
As defined by the Genocide Convention, the crime of the Rome Statute.
genocide is:
Of particular note is the application of the
 committing a prohibited act principle of ne bis in idem[56] under par. 3 of Art. 20,
Rome Statute, which again underscores the primacy
 with intent to destroy, in whole or in part of the jurisdiction of a state vis-a-vis that of the
ICC. As far as relevant, the provision states that no
 a protected group, as such. person who has been tried by another court for
conduct x x x [constituting crimes within its
PROHIBITED ACTS OF GENOCIDE jurisdiction] shall be tried by the [International
Criminal] Court with respect to the same conduct x x
 killing members of the group; x.

 causing serious bodily or mental harm to members The foregoing provisions of the Rome
of the group; Statute, taken collectively, argue against the idea of
jurisdictional conflict between the Philippines, as party
 deliberately inflicting on the group conditions of life to the non-surrender agreement, and the ICC; or the
calculated to bring about its physical destruction in idea of the Agreement substantially impairing the
whole or in part; value of the RPs undertaking under the Rome
Statute. Ignoring for a while the fact that the RP
 imposing measures intended to prevent births within signed the Rome Statute ahead of the Agreement, it
the group; and is abundantly clear to us that the Rome Statute
expressly recognizes the primary jurisdiction of states,
 forcibly transferring children of the group to another like the RP, over serious crimes committed within
group. their respective borders, the complementary
jurisdiction of the ICC coming into play only when the
GROUPS COVERED signatory states are unwilling or unable to prosecute.

The Genocide Convention states that the protected


group must be a:

 National;  Ethnic;  Racial; or  Religious group, as


such.

PRINCIPLE OF COMPLEMENTARITY

Contrary to petitioners pretense,


the Agreement does not contravene or undermine,
nor does it differ from, the Rome Statute. Far from
going against each other, one complements the
other. As a matter of fact, the principle of
complementarity underpins the creation of the
ICC. As aptly pointed out by respondents and
admitted by petitioners, the jurisdiction of the ICC is to
be complementary to national criminal jurisdictions [of
the signatory states].[54] Art. 1 of the Rome Statute
pertinently provides:

Article 1

The Court

An International Crimininal
Court (the Court) is hereby
established. It x x x shall have the
power to exercise its
jurisdiction over persons for the
most serious crimes of international
concern, as referred to in this
Statute, and shall be
complementary to national
criminal jurisdictions. The
jurisdiction and functioning of the
Court shall be governed by the
provisions of this
Statute. (Emphasis ours.)

Significantly, the sixth preambular


paragraph of the Rome Statute declares that it is the
duty of every State to exercise its criminal jurisdiction
over those responsible for international crimes. This
provision indicates that primary jurisdiction over the

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