District of Columbia Ive database CATA S. District Court lolumbia (Washington, DC) FOR CASE #: 1:18-cr-00031-ABJ-I Case title: USA v. VAN DER ZWAAN Date Filed: 02/16/2018 Assigned to: Judge Amy Berman Jackson Defendant (1) ALEX VAN DER ZWAAN represented by David Edward Mills COOLEY, LLP 1299 Pennsylvania Avenue, NW Suite 700 Washington, DC 20004 (202) 776-2865 Fax: (202) 776-2222 ATTORNEY TO BE NOTICED Designation: Retained Laura Grossfield Birger COOLEY, LLP 1114 Avenue of the Americas 46th Floor New York, NY 10036 (212) 479-6079 Fax: (212) 253-4284 Email: Ibirger@cooley.com PRO HAC VICE ATTORNEY TO BE NOTICED Designation: Pro Hac Vice Nicholas Andrew Flath COOLEY, LLP 1114 Avenue of the Americas 46th Floor New York, NY 10036 (212) 479-6511 Fax: (212) 479-6275 Email: nflath@cooley.com PRO HAC VICE ATTORNEY TO BE NOTICED Designation: Pro Hac Vice William Jay Schwartz COOLEY, LLP 1114 Avenue of the Americas ntps:ifet ded uscourts govleg-bivDKIRpLp1?87/890620857196-L_1_0-1 8District of Columbia lve database 46th Floor New York, NY 10036 (212) 479-6290 Fax: (212) 479-6275 Email: wschwartz@cooley.com PRO HAC VICE ATTORNEY TO BE NOTICED Designation: Pro Hac Vice Pending Counts 18:1001(a)(2); STATEMENTS OR ENTRIES GENERALLY; False Statements. aw Highest Offense Level (Opening) Felony ‘Terminated Counts Disposition None Highest Offense Level (Terminated) None Complaints Disposition None USA represented by Andrew Weissmann U.S. DEPARTMENT OF JUSTICE Special Counsel's Office 950 Pennsylvania Avenue, NW Washington, DC 20530 (202) 514-1746 Email: aaw@usdoj.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Assistant U.S. Attorney Brian Michael Richardson U.S. DEPARTMENT OF JUSTICE Special Counsel's Office 950 Pennsylvania Avenue, NW Washington, DC 20530 (212) 616-0800 Email: bmr@usdoj.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Assistant U.S. Attorney ntps:ifet ded uscourts govleg-bivDKIRpLp1?87/890620857196-L_1_0-1 28District of Columbia Ive database Greg Donald Andres U.S. DEPARTMENT OF JUSTICE Special Counsel's Office 950 Pennsylvania Avenue, NW ‘Washington, DC 20530 (202) 514-0522 Email: gda@usdoj.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Assistant U.S. Attorney Date Filed Docket Text 02/16/2018 INFORMATION as to ALEX VAN DER ZWAAN (1) count(s) 1. (zvt) (Entered: 02/20/2018) 02/20/2018 Set/Reset Hearings as to ALEX VAN DER ZWAAN: The Arraignment and a Plea Agreement Hearing are set for 2/20/2018 at 2:30 PM in Courtroom 3 before Judge Amy Berman Jackson, (jth) (Entered: 02/20/2018) 02/20/2018 me NOTICE OF ATTORNEY APPEARANCE: David Edward Mills appearing for ALEX VAN DER ZWAAN (Mills, David) (Entered: 02/20/2018) 02/20/2018 MOTION for Leave to Appear Pro Hac Vice :Attorney Name- Laura Grossfield Birger. ‘Address- Ibirger@cooley.com. Phone No. - 212-479-6079. Fax No. - 212-253-4284 Filing fee 100, receipt number 0090-5338994, Fee Status: Fee Paid. by ALEX VAN DER ZWAAN. (Attachments: # 1 Declaration Laura Grossficld Birger in Support of Motion for Admission Pro Hac Vice, # 2 Text of Proposed Order)(Mills, David) (Entered: 02/20/2018) 02/20/2018 MOTION for Leave to Appear Pro Hac Vice Attorney Name- Nicholas Andrew Flath. :Address- nflath@cooley.com. Phone No. - 212-479-6511. Fax No. - 212-479-6275 Filing fee $ 100, receipt number 0090-5339028, Fee Status: Fee Paid. by ALEX VAN DER ZWAAN, (Attachments: # 1 Declaration of Nicholas Andrew Flath in Support of Motion for Admission Pro Hac Vice, # 2 Text of Proposed Order)(Mills, David) (Entered: 02/20/2018) 02/20/2018 MOTION for Leave to Appear Pro Hac Vice :Attomney Name- William J. Schwartz. :Address- wschwartz@cooley.com. Phone No, - 212-479-6290, Fax No. - 212-479-6275 Filing fee $ 100, receipt number 0090-533908 1. Fee Status: Fee Paid. by ALEX VAN DER ZWAAN. (Attachments: # | Declaration of William J, Schwartz in Support of, Motion for Admission Pro Hac Vice, # 2 Text of Proposed Order)(Mills, David) (Entered: 02/20/2018) 02/20/2018 MINUTE ORDER granting 3 and 5 Motions for Leave of Laura Grossfield Birger, Nicholas Andrew Flath, and William J. Schwartz to Appear Pro Hac Vice as to ALEX VAN DER ZWAAN (1) upon condition that the lawyers admitted, or at least one member of the lawyers’ firm, undergo CM/ECF training, obtain a CM/ECF usemame and password, and agree to file papers electronically. No court papers will be mailed to any lawyer. Signed by Judge Amy Berman Jackson on 2/20/18. (DMK) (Entered: 02/20/2018) 02/20/2018 Attomeys Laura G. Birger, William J. Schwartz, Nicholas A. Flath added for Defendant ALEX VAN DER ZWAAN,. (Pro Hac Vice Motions granted on 2/20/2018). (jth) (Entered: 02/20/2018) 02/20/2018 Minute Entry for proceedings held before Judge Amy Berman Jackson: Arraignment and Plea Agreement Hearing as to ALEX VAN DER ZWAAN held on 2/20/2018, Plea of ntps:ifet ded uscourtsgovleg-bivDKIRpLp1?87/890620857196-L_1_0-1 38Dist of Columbia lve database 1. REFERRAL TO PROBATION OFFICE for Presentence set for 4/3/2018 at 10:00 AM in Courtroom 3 before Judge Amy ing Memoranda from the parties are due by 3/27/2018. Bond indant Placed on Personal Recognizance Bond (PR); Court ; Defense Attorneys: William Jay Schwartz, David Edward inger, Nicholas Andrew Flath; US Attomeys: Andrew Weissmann, Greg Donald Andres, Brian M. Richardson; Pretrial Officer: Andre Sidbury. (jth) (Entered: 02/20/2018) 02/20/2018 In WAIVER OF INDICTMENT by ALEX VAN DER ZWAAN. Signed by Judge Amy Berman Jackson on 2/20/2018. (jth) (Entered: 02/20/2018) 20/2018 | 7 WAIVER of Right to Trial by Jury as to ALEX VAN DER ZWAAN. Approved by Judge Amy Berman Jackson on 02/20/2018. (jth) (Entered: 02/20/2018) 02/20/2018 | 8 | PLEA AGREEMENT as to ALEX VAN DER ZWAAN. (ith) (Entered: 02/20/2018) 02/20/2018 | 9 | STATEMENT OF THE OFFENSE by USA as to ALEX VAN DER ZWAAN. (jth) (Entered: 02/20/2018) 02/20/2018 | 10 | ORDER FOR ROUTINE PROCESSING (Booking Order) as to ALEX VAN DER ZWAAN. Signed by Judge Amy Berman Jackson on 2/20/2018. (jth) (Entered: 02/20/2018) 02/20/2018 | LL ORDER Setting Conditions of Release as to ALEX VAN DER ZWAAN. Personal Recognizance Bond. Signed by Judge Amy Berman Jackson on 2/20/2018. (jth) (Entered: 02/20/2018) 02/21/2018 | 12 TRANSCRIPT OF PROCEEDINGS in case as to ALEX VAN DER ZWAAN before Judge Amy Berman Jackson held on February 20, 2018; Page Numbers: 1-36. Date of Issuance: February 21, 2018. Court Repotter/Transcriber Janice Dickman, Telephone number 202-354-3267, Transcripts may be ordered by submitting the Transcript Order Form

For the first 90 days after this filing date, the transcript may be viewed at the courthouse at a public terminal or purchased from the court reporter referenced above. After 90 days, the transcript may be accessed via PACER. Other transcript formats, (multi-page, condensed, CD ot ASCII) may be purchased from the court reporter:

NOTICE RE REDACTION OF TRANSCRIPTS: The parties have twenty-one days to file with the court and the court reporter any request to redact personal identifiers from this transcript. [f'no such requests are filed, the transcript will be made available to the public via PACER without redaction after 90 days. The policy, which includes the five personal identifiers specifically covered, is located on our website at www.dcd.uscourts.gov.

Redaction Request due 3/14/2018, Redacted Transcript Deadline set for 3/24/2018. Release of Transcript Restriction set for 5/22/2018.(Dickman, Janice) (Entered: 02/21/2018) 02/22/2018 | 13, NOTICE OF ATTORNEY APPEARANCE Brian Michael Richardson appearing for USA. (Richardson, Brian) (Entered: 02/22/2018) 02/27/2018 | 14 LEAVE TO FILE DENIED- Motion to Intervene and Join as to ALEX VAN DER ZWAAN. "There is no rule permitting a Motion to Intervene in a criminal cas Amy B. Jackson on February 27, 2018. This document is unavailable as the Court denied its filing. Signed by Judge Amy Berman Jackson on 02/27/2018. (zvt) Modified to add language on 3/5/2018 (zvt). (Entered: 02/28/2018) 03/22/2018 | 16 EMEGENCY MOTION to Intervene Filed on Behalf of All Americans by David Andrew Christenson as to ALEX VAN DER ZWAAN (1). "Leave to file GRANTED" by Judge Amy B. Jackson on March 22, 2018. (zvt) (Entered: 03/23/2018) ntps:ifet ded uscourtsgovleg-bivDKIRpLp1?87/890620857196-L_1_0-1 48arns8 District of Columbia lve database 1g 16 Motion to intervene as to ALEX VAN DER ZWAAN (1). It tion to intervene is DENTED because the Federal Rules of It provide for intervention in a criminal case, It is FURTHER ir submissions from movant David Christenson will be docketed lige Amy Berman Jackson on 3/23/18. (DMK) (Entered: 03/27/2018 | 19 | SENTENCING MEMORANDUM by USA as to ALEX VAN DER ZWAAN (Weissmann, Andrew) (Entered: 03/27/2018) 03/28/2018 | 20 | SENTENCING MEMORANDUM by ALEX VAN DER ZWAAN (Schwartz, William) (Entered: 03/28/2018) 03/28/2018 | 21. | NOTICE - Letter on Behalf of Alex van der Zwaan by ALEX VAN DER ZWAAN (Flath, Nicholas) (Entered: 03/28/2018) 03/28/2018 | 23 | Recommendation of PSI Report (prepared by SrUSPO Kelly Kraemer-Soares) as to ALEX VAN DER ZWAAN. re 22 Final Presentence Investigation Report Not for public disclosure per Judicial Conference Policy.(Moses-Gregory, Renee) (Entered: 03/28/2018) 03/29/2018, MINUTE ORDER granting in part and denying in part 18 Sealed Motion for Leave to File Document Under Seal as to ALEX VAN DER ZWAAN (1). The Clerk of Court is directed to maintain under seal 17 the sealed sentencing memorandum and its exhibits, as well as 18 the sealed motion for leave to file document under seal and its exhibits, Defendant must file a completely unredacted version of the sentencing memorandum and its exhibits under seal, and he must deliver a copy to the government. SO ORDERED. Signed by Judge Amy Berman Jackson on 3/29/2018. (leabj2) (Entered: 03/29/2018) 03/29/2018 | 25 | LEAVE TO FILE DENIED- Writ of Mandamus and Prohibition as to ALEX VAN DER ZWAAN This document is unavailable as the Court denied its filing. "Leave to file DENIED" and Signed by Judge Amy Berman Jackson on 03/29/2018. (zvt) (Entered: 03/30/2018) 04/02/2018 26 | NOTICE TO THE COURT REGARDING CERTAIN WAIVERS IN DEFENDANT ALEX VAN DER ZWAAN'S PLEA AGREEMENT by USA as to ALEX VAN DER ZWAAN (Weissmann, Andrew) (Entered: 04/02/2018) PACER Service Center [PACER i frowns kcasonmag;5182407:0 [Client Code: ‘tion: [Search s18-er-00031- JDescription: [Docket Repox —féeareh I Jpable ls Icost: oso pag ntps:ifet ded uscourts govleg-bivDKIRpLp1?87/890620857196-L_1_0-1 55