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SEAOC 2014 83rd Annual Convention

Proceedings

Geometry Optimization in Structural Design

Alessandro Beghini, PhD, SE, Associate


Mark Sarkisian, SE, Partner
Skidmore, Owings & Merrill, LLP,
San Francisco, CA

Abstract rediscovering a variety of theorems including Maxwell's


theorem and Rankine’s theorem for funicular frames.
Several practical tools for the characterization of the Maxwell's theorem enables the engineer to quickly
optimal layout of material in a structure have been calculate the optimal volume of a frame for given loads
developed in recent years based on both numerical and and boundary conditions while Rankine’s theorem can
analytical approaches. This paper revisits such methods be applied to identify optimal cable layouts for given
and demonstrates their relevance in the conceptual loads. This paper provides an overview of the
design of high-rise buildings, long span structures and optimization techniques and tools currently used by
smaller specialty structures. engineers to conceive optimal and innovative
architectural layouts. Particular attention will be given to
Introduction specific practical applications for a variety of projects.

Structural optimization has been attracting increasing Principal Stresses and High-rise Building
interest in the building industry to identify optimal Mechanics
geometric layouts. Designs based on an optimal material
distribution for the structural system are not only Principal stress trajectories represent an analytical
efficient, lightweight and minimize the embedded approach that informs optimal placement of material in a
carbon, but are also often aesthetically pleasant from an structure. For the case of high-rise buildings, the
architectural point of view. principal stress trajectories can be traced analytically by
numerically solving the governing differential equation
Once the geometric layout of a structure and its as indicated in what follows.
components are defined during the conceptual phase of
design, only minor adjustments are usually performed in In the design of a high rise building, the structure can
later design stages, making the conception of the layout initially be analyzed as a vertical cantilever beam fixed
of upmost importance. The optimization tools available at the top of the foundation. The fundamental laws of
to engineers are various and their utilization depends on mechanics controlling such problem are rather simple,
the specific project or application considered. since the problem is statically determinate. For the sake
Commercial software employing gradient based of brevity, we only underline a few fundamental
optimization, for example, has been successfully applied properties characterizing the behavior of this structure,
for topology and shape optimization. Custom made in particular in relation to the concept of principal stress
optimization tools have also been developed by trajectories.
accessing the advanced programming interface of The problem under consideration is described in Fig. 1
commercial software and utilizing several of their built- where a high-rise building of aspect ratio H/B and
in functions. In addition, engineers have been unitary thickness is loaded under a uniform wind load,
SEAOC 2014 83rd Annual Convention
Proceedings

w. Wind load profiles are technically represented by beam the stresses σy (stresses transverse to the beam
power laws with exponent depending on the exposure axis) are assumed to be negligible. The formulas to
(i.e.: the building location in relation to the calculate σx and τxy from the centerline moment and shear
surroundings: urban areas, coastal regions, open country, according to Saint Venant’s Principle for various cross
etc.); however a uniform load distribution captures the sectional shapes can be found in a variety of solid
fundamental aspects of the problem without introducing mechanics textbooks (Sokolnikoff 1951; Timoshenko
unnecessary complexity. and Goodier 1987; Love 1944). The plane stress state
described by σx and τxy can be rotated in the principal
coordinate system to derive the principal stress
directions for the principal stresses σ1 and σ2 by solving
the following equations derived from the Mohr’s circle:

tan 2 ,

tan 1 (3)

Where  is the angle between the principal directions


and the Cartesian coordinate system in Fig. 1.

Figure 1: Schematic representation of a high-rise


building as a cantilever beam of rectangular cross
section.

Using simple statics, the moment and shear diagram


with respect to the elevation x can be calculated as
follows:

1 (1)
1 (2)

The cantilever beam problem is treated according to the


Euler−Bernoulli beam theory, which hinges upon two
important assumptions: the cross section stays plane
during the deformation process and remains orthogonal
to the beam centerline. Both these assumptions are not
accurate for high-rise buildings due to the presence of Figure 2. Elevation of the principal stress trajectories
shear lag and shear deformation; however, as mentioned for a tubular high-rise building.
already, the scope of this paper is to establish a
theoretical benchmark against which to compare the The solution of the above equations leads to two sets of
numerical results. To this end, we deem the characteristic lines (see Fig. 2); along these lines there is
Euler−Bernoulli theory as providing sufficient accuracy. no shear stress and the normal stress is acting at each
The simple expressions in (1) and (2) are employed to location along the tangent to the line. Equation (3) has
calculate the flexural σx and shear τxy stresses in the been solved by finite difference to trace a discrete
cantilever beam under consideration. Notice that in a number of principal stress trajectories. One set of lines
SEAOC 2014 83rd Annual Convention
Proceedings

represent compression lines while the other set • The tension and compression lines meet at a 45◦ angle
represents tension lines. at the centerline since in beam theory there is a state of
pure shear stress at the centerline.

• The stresses at the beam edges are vertical because the


problem is purely axial. It can be noted how the lines
become very dense toward the edges, emphasizing how
in a high rise the most efficient way to carry the
overturing moment is to put material as far away as
possible from the neutral axis.

• The trajectories tend to be more vertical toward the


base of the cantilever and closer to 45◦ bracing toward
the top. This is caused by the fact that at the top there is
mainly shear-type loading while the bottom of the
cantilever is controlled by the overturning moment.

The principal stress analysis conducted in two


dimensions can be extended to three dimensions
assuming a cantilever beam with the cross section of a
hollow tube (see Fig. 2b). In this case, when the wind is
blowing orthogonally to one of the tube faces, the side of
the tube parallel to the wind directions are behaving
similarly to the two dimensional problem while, in the
sides orthogonal to the wind direction, the stress
trajectories are mainly vertical. This result emphasizes
the typical behavior of a tubular high rise structure
which behaves similarly to a simple I-beam section. The
faces of the tube orthogonal to the wind direction are
Figure 3. Application of the principal stress
acting as flanges and mainly carry the overturning
trajectories to the design of a high-rise building.
moment, while the faces of the tube along the wind
direction are carrying the shear force. It should be noted
The trajectories are acting as streamlines such that the
that the analysis presented in this section is based on
lateral wind force ‘‘enters’’ the continuum at a certain
uniform material distribution. As the material is
location along the height and flows through the
redistributed the paths may change.
trajectories to the foundation (this is due to the non-shear
condition along these lines). Since the principal stress
More details on high-rise building mechanics and
trajectories represent the natural flow of forces in the
applications of principal stress to building design can be
structure, they offer an analytical method to identify the
found in Stromberg et al (2011).
optimal layout of structural material in a high-rise. The
optimality comes from the idea of understanding how
the forces are ‘‘moving’’ through the structure to the Graphic Statics and Rankine’s Theorem
foundation and embrace this flow with the structural
members as indicated in the high-rise design in Fig. 3. Graphic Statics is a graphical method of solving for the
forces in a structural frame using two reciprocal
The principal stress trajectories in Fig. 2 show the diagrams, which can be created using simple drafting
following important characteristics in relation to the tools. Each of the reciprocal diagrams in Graphic Statics
behavior of high-rise buildings: consists of a set of points, straight lines interconnecting
all the points, and polygons defined by those lines.
These polygons can be closed (i.e. defined by areas with
SEAOC 2014 83rd Annual Convention
Proceedings

closed loops of finite lines) or open (i.e. defined by member A-1 in the form diagram of Fig. 4 is
chains of finite lines between two nodes with external proportional to the length of the line between points a
loads). and 1 in the corresponding force diagram. Similarly, the
force in the member between polygons 2 and 3 is
The lines in the first diagram, called the form diagram, proportional to the length of the line between points 2
represent structural members, or rather lines of action of and 3 of the force diagram. The remaining forces in the
the structural members. The lines in the second diagram, other members can be computed likewise. Thus, the
known as the force diagram, represent forces carried by forces acting on a node in the form diagram correspond
the members from the form diagram. For every line of to a polygon in the force diagram, where each force is a
action in the form diagram, there is a reciprocal line in side of the polygon. For example, at node A-B-3-2-1-A,
the force diagram. That reciprocal line is drawn parallel the force polygon is given by points a-b-3-2-1-a.
to the original line and its length is proportional to the Reading clockwise around joint A-B-3-2-1-A in the form
force in the original member. Thus, for a given structure, diagram, we can determine if members A-1 and 2-3 are
graphic statics can be a very powerful tool to gain in tension or compression. Since we go from 1 to A
insight to the total load path of the structure, as it clockwise around the joint, we read from 1 to a on
provides all of the information about the load and the polygon a-b-3-2-1-a, i.e.: the force in A-1 is from left to
path using these two reciprocal diagrams. The right, towards the joint A-B-3-2-1-A of the form diagram.
development of the theory of reciprocal diagrams dates Thus, member A-1 is in compression. Likewise, moving
back to the work of Maxwell (1890). More recently from 3 to 2 on the force polygon goes from the upper left
Zalewski and Allen (1998) showed possible applications to the lower right, or away from the joint in the form
of the methodology for truss design. Several examples of diagram, so member 3-2 is in tension. The remaining
application of Graphic Statics to structural design are forces can be interpreted likewise.
also shown in Beghini et al. (2013, 2014a, 2014b).

The information about the internal forces can be


interpreted from the form and force diagrams as follows:
The capital letters, A,B,C...,G are sequentially placed
clockwise in the intervals between external forces (open
polygons) in the form diagram and the numbers, 1,2,3,...,
are placed in the internal spaces (closed polygons)
between members. Each line in the form diagram is
bordered by two polygons. Thus, a member may be
called using the corresponding letter or number of the
adjacent polygons, e.g. B-3 or 6-7, and a joint called
with a series of letters and numbers, e.g. A-B-3-2-1-A.
Similarly, the external forces are called using the
adjacent open polygons, for example FAB. The open
polygons denoted by capital letters in the form diagram
correspond to points (nodes) on the load line of the force
diagram, denoted by the lowercase letters, a,b,c,…g..
The numbers denoting the closed polygons in the form
diagram also have corresponding nodes in the force
diagram.
Figure 4. From diagram (top) and force diagram
The axial force in a truss member can then be (bottom) for a simply supported truss.
determined by measuring the length of the reciprocal
line in the force diagram. The relative scale of the force Moreover, in Graphic Statics, the member lengths and
diagram is set by drawing the load line representing the forces can be determined solely using geometry. These
external forces to a scale. For example, the force in diagrams can be constructed with simple drafting tools
SEAOC 2014 83rd Annual Convention
Proceedings

(straight edges, triangles, and a scale) or by the use of Cable Supported Structures with Assigned
simple equations for lines and the intersection of lines Load Path
required to solve a truss.
The concepts of graphic statics and Rankine’s theorem
Within graphical methods, Rankine’s Theorem described in the previous section can be used in a variety
(Rankine, 1858) was formulated to generalize the of design application as shown by Fivet and Zastavni
solution of the equilibrium of a funicular. An example of (2012), Zastavni (2008), and Beghini et al. (2014a,b). In
the application of Rankine’s Theorem for a cable with a particular, the authors focus here on the use of Rankine’s
series of loads is shown in Figure 5. Unfortunately, theorem for the design of cable-nets with a primary cable
Rankine’s Theorem (and graphical methods in general) and secondary cables as shown in Figure 5 supporting an
progressively lost popularity with the development of assigned path with prescribed loads. Such path could be
mathematical analytical tools at the beginning of the the deck of a pedestrian bridge or it could be the edge of
20th century and the advances in numerical methods and a canopy cantilevering off a high-rise building. The red
computational power towards the end of the century. line in the figure indicates the main cable from which
However, recently engineers have re-discovered this secondary cables are strung. The secondary cables
theorem, which provide powerful insight to the design support the assigned path.
problem, and have been using it for practical design
application as shown in what follows. Notice that the force density method (Schek, 1974) has
historically been used to identify the layout of cable-
nets. However, its original formulation would not be
suitable for this application because it is not possible to
simultaneously assign the location of a point load and
the value of it. Extensions have been introduced in the
literature to overcome such issue with non-linear
formulations. Beghini et al. (2013) presents a linear
analytical approach to the solution of the problem, which
gives the designer a significant degree of insight in the
equilibrium solution. Such insight would be hidden in
the numerical calculations using the force density
approach.

The first step for the application of Rankine’s theorem is


to extend the formulation of the equilibrium of a
funicular in a three dimensional space assuming that the
three dimensional solution is the composition of two
two-dimensional funiculars (Beghini et al., 2013).
Therefore, the main cable equations (red line in figure 4)
in the coordinate system indicated in the figure are:


(4)

(5)

Figure 5. Generation of a funicular polygon using


Rankine’s Theorem. In the above equations, and are the vertical
reactions at one end of the main cable in the z and y
direction respectively; H is the level of prestress in the
SEAOC 2014 83rd Annual Convention
Proceedings

main cable; are the assigned design loads; are construction canopy for a high-rise building in China.
the unknown horizontal thrusts; and . Figure 5 shows a rendering of the canopy.

The locations of the nodes of the main cable are the The final design incorporate two sets of cables: upper
unknown variables of the problem considered and they and lower. The former resists gravity loads due to the
are defined by the intersection of equations (4) and (5) structure self-weight and superimposed loads (glass and
with the equation for the secondary cables given by: other architectural components) while the latter is mainly
required to resists the vertical uplift forces due to wind
and seismic events. The lateral forces on the canopy are
(6) resisted by a grid of in-plane moment connected steel

members.

, ̅ in the above equation indicates the assigned The initial cable geometry was adjusted using finite
coordinates of the path. Notice that the secondary cables element analysis to account for the cables self-weight.
are assumed to be in a plane parallel to the y-z plane and The analysis was also required to check for any potential
that the value of the coordinate is given. Therefore, structural instability since lightweight structures are
the unknowns in the above equations are only the typically susceptible to it.
coordinates , .
Other possible cable layouts with non-parallel secondary
Equation (4) is independent of equation (5) and (6), cables and their impact on the structural performance of
hence the coordinates are defined by the level of the canopy are described in Beghini et al. (2013).
prestress considered and the gravity design loads. The
coordinates and the thrust are calculated solving Upper cables resist gravity
equations (5) and (6) simultaneously. The mathematical loads and downward forces
from wind and seismic events
details of the solution can be found in Beghini et al.
(2013), where the solution for parallel secondary cables
described above is also generalized to the case where the
cables are non-parallel.

Lower cables
resist uplift
loads

Figure 6. Rendering of the canopy.

Figure 5. Problem statement.

Canopy Design Application

The methodology outlined in the previous section has


been used to derive the geometry of the currently under-
SEAOC 2014 83rd Annual Convention
Proceedings

Density Methods
(9)
Topology optimization with density methods is a
numerical method that enables the identification of This power-law relationship uses the Young’s Modulus
optimal geometries for bracing systems without the need of solid material and the penalization power 1 to
to specify a priori the number of bracing members, their force the material to tend towards 0 or 1 (void or solid
locations and their connectivity. For application in respectively) where the element density assumes a
structural optimization for architecture, the design value somewhere in this range. The optimization process
domain is taken to be the outer skin or shell of the can also include continuation on the penalization power
building so that the resulting structural system is from 1 to 4 in steps of 0.5 until convergence.
expressed in the exterior as an integral part of the
architecture itself. Thus, the optimal layout problem in
terms of an objective function can be stated using the
design variables, , and the displacements, , as
follows:

min ,
. . , 0 (7)
, 0

where the design field, , and the structural response, ,
are related through the equality and inequality constraint
functions, . A common optimization problem solved in
structural engineering applications is the minimum
compliance problem:
Figure 7. Picture of the model for the conceptual
design of the upper and lower “bridges” spanning
min ,
several towers in the Zendai competition.
. . , (8)
, An example of the aforementioned topology
optimization framework for an architectural design
where represents the equilibrium equation constraint, application integrated with structural engineering
while is the constraint on the available volume of principles is the conceptual design for the Zendai
material for the design, . The global stiffness matrix is competition (China) (see Figure 7). The aim in this
given by which depends on the design variables, project was to create a unique and innovative design for
; and are the vectors of nodal displacements and the upper “bridge” structure spanning several towers.
forces, respectively. The minimum compliance problem The design space was approximated as a beam that was
corresponds to the maximization of the system stiffness discretized with a mesh of polygonal elements to
and it is employed to calculate the optimal material eliminate any mesh bias (Talischi et. al 2010). The
layout in the following examples. gravity load on the mesh was applied as a series of equal
point loads at nodal locations. The mesh was constrained
In density methods, a void is signified by a null material with pin supports at the nodes corresponding to the
density ( 0), while 1 represents solid material. locations where the towers would support the “bridge”.
For regions of gray material, or intermediate densities, Using topology optimization techniques, the resulting
the commonly used Solid Isotropic Material with design solution is unique and innovative with an organic
Penalization (SIMP) model is employed (Zhou and look as illustrated by the picture of the model in Figure
Rozvany (1991), Rozvany et al. (1992), Bendsoe (1989), 7. The results show member lines intersecting at 90
Bendsoe and Sigmund (1999)): degree angles reminiscent of the geometries of Michell
frames (Michell, 1904). In particular, the left-most and
SEAOC 2014 83rd Annual Convention
Proceedings

right-most areas of the design domain give way to the


development of a bounded Michell-like truss.
Additional examples of application of topology
optimization in Architectural design are indicated in
Beghini et al. (2014).

Figure 9. Topology optimization of the outer surface


of a high-rise building in China. Resulting contour
plot (left) and interpretation of the results in a
structural system (right).

Another example of application of topology optimization


in Architectural design is illustrated in Fig. 8 and 9 for
the design of a high-rise tower in China. In this
application the outer surface of the building was
discretized using shell elements and the topology
optimization was conducted using commercial software.
The resulting contour plot in Fig. 9 (left) indicates in red
Figure 8. Rendering of the high-rise building used in the areas requiring larger amount of material and in blue
the optimization example. the regions with very low material requirements. The
contour plot is later interpreted into an actual structural
system for the building as indicated in Fig. 9 on the
right.
SEAOC 2014 83rd Annual Convention
Proceedings

Combining Continuum and Beam Elements

One of the main challenges for the engineer using


topology optimization to identify optimal layouts of
material for the design is the interpretation of the results.
In the prototypical two-dimensional high-rise building
problem illustrated in Stromberg et al. (2012) and
reproduced in Figure 10 (left), for example, large bands
of material tend to form at the ends of the domain to
resists the overturning moments induced by the lateral
(wind) loading. As a consequence, there is little material
available to form the diagonals. In addition, the thick
bands of material cause unrealistic flexural stiffness
giving spurious results in the layout geometry of the
structure and makes the identification of the bracing
workpoints very difficult. To circumvent these issues, a
methodology has been introduced in Stromberg et. al
(2012) to combine continuum and discrete
(beam/column) elements. The use of beam elements at
the edge of the domain prevents the formation of the
thick bands of material and gives a realistic
representation of the flexural properties of the column as
indicated in Fig. 10 on the right.
Figure 11 shows an example of a conceptual design
using the combined element technique for a 288m tall Figure 10. Issues associated with topology
high-rise building in Australia, where the behavior is optimization using continuum elements only (left)
modeled using both 2D continuum (Q4) elements and and advantages of combining continuum and discrete
beam/column elements. The final results show a bracing elements (right).
system in which the densities increase as the load
increases throughout the height of the structure,
indicating an increase in member sizes of the diagonals.
Here, several patterns emerge naturally (i.e. no layout
constraints were applied in this study), which provide an
aesthetic value to the design as well. The image shows
another important result illustrated in Stromberg et al.
(2012): the optimal location of the bracing workpoint is
not in the middle of the module (i.e.: 45 degrees bracing)
but at three quarter of the height.

Conclusions

This paper describes some the methodologies applied to


explore optimal structural systems using both numerical
and analytical approaches. Several examples of
applications of such methods are discussed. The
resulting designs are not only structurally efficient, but
also show interesting architectural features.
SEAOC 2014 83rd Annual Convention
Proceedings

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