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Report from the Institute for Philosophy & Public Policy
セ d ッ@ YOII SWOl r 10 1t'lllhe tl'lIlh, tbe wholr: trllth, (luril/ o/h ing bill
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the importance of forensic truth, there also exists It is not enough for a truth commission to discover
"emotional truth," that is, knowledge concerning the the truth about pas t events. The truth mu st also be
psychological and physical consequences of the threat made public and officially acknowledged. Some truth
of abuse. The criterion of truth also requires that more commissions-in order to safeguard wihlesses, if not
general truths be ascertained-such as the chain of the commissioners themselves-have cand llcted their
command that led to rights violations and the causal hearings and deliberations in private. The South
factors that explain them. African Truth and Reconciliation Commission (TRC),
Knowledge about the past is important in itself. One however, was particularly successful in making its
way to make this point is to say that victims and their activities public and transparent: it gathered testimony
descendents have a moral right to know the truth in various locations throughout the nation. Its proceed-
about hlliUan rights abuses. Moreover, without having ings were often open to the public and, finally, multi-
reasonably complete truth, the other goals of transi- lingual media routinely covered such important TRC
tional justice cannot be realized. Appropriate sanctions activities as its hea rings on individu al human rights
are impossible unless the identity of perpetrators and violations and its considerations of applications for
the nature of their involvement are established. amn esty.
Further, just reparations are possible only if victims are Although some truth commissions identify publicly
correctly identified and the harms they suffered accu- specific human rights violators, the most important
rately established. Finally, reconciliation demands kind of truth any in vestiga tory body can seek is the
agreement about what happened and why, since former discernment of how the commission of atrocities
enemies are unlikely to be reconciled if what count as became a matter of policy and, in some cases, a part of
lies for one side constitute verities for the other. the daily life of the society. By taking testimony
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Report from the Institute for Philosophy & Public Policy
truth commissions. Historians ty pically are far m ore "The case for truth comrnjssions is strong ly and per-
likely to possess the time and skill in gaining access to suasively presen ted in these essays, w hich bring
documen ts, sifting through facts, unmasking distor- together a remarkable group of lawyers, political the-
tions and lies, assessing explanatory h ypotheses, and orists, and historians, all of them in telligently engaged
ascribing responsibility. with each other's concerns."
Perhaps the most difficult issu e a truth commission -Michael Walzer
faces concerns w h ether there is " one truth or many."
Although most "forensic truths" are relatively uncon- In ad di tion to the editors, the contributors are Amy
troversial, citizens and even members of the truth com- Gutmann, Rajeev Bhargava, Elizabeth Kiss, David A.
mission itself will likely disagree stron gly about w hat Crocker, Andre du Toit, Alex Boraine, Dumlsa
individual or institution bears most responsibility for Ntsebeza, Lisa Kois, Ronald C. Slye, Kent Greenawa lt,
the atrocities committed . One can find several Sanford Levinson, Martha Minow, Charles S. Maier,
approaches to the sensitive subject of ultimate respon- Charles Villa-Vicencio, and Wilhelm Verwoerd.
.,j
sibility, a topic that commonly is a central part of a
296 pages
__ " d truth commission's final report. One way, exemplified
$55.00 Cloth
----I by Chile's National Commission on Truth and
$18.95 Paper
' . ··i Reconciliation, is to employ general (and sometimes
I vagu e or ambiguous) term s-which achieve unanim- Princeton University Press
ity, but at the expense of p recision. A second m ethod www.pup.princeton .edu
strives for agreement but also identifies issu es that Available at bookstores or directly
remain matters of contention. In a third approach, from the publisher:
w hich resembles the prac tice of the United Sta tes Tel.: 609-258-4900
Supreme Court, unresolved disagreem ents are formu- FPlX: 609-258-6305
i la ted as majority and minority judgm ents in the same
25
Report from the Institute for Philosophy & Public Policy
o r even in separate reports. Although these las t two or, on the other hand, the demonization of all members
approaches to disagreement are resp ectful of societal of an opposing group.
pluralism and stimulate further public deliberation, One can also raise difficult questions about sanctions.
they also suffer the serious disadvantage of undermin- Transitional societies must decide whether san ctions
ing the authoritative or collective character the tru th must be legal ones onl y, or whether more informal,
commissions intends to convey in issuing a final social sanctions might be effecti vely used as w ell.
report. Societies must decide whether the punishment can
include a retributive element. If so, safeguards must be
2. Public Platform for Victims. Any society that hopes
in place to assure tha t retribution does not become
to reckon adequately with past political w rongs also
must provide a platform for victims and their families
to recount their suffering and receive public acknowl-
edgement of their ordeals. Treated w ith contempt pre- WIlen a tntth commissioll identifies likely
viously, victims who receive public acknowledgement violators of humall rights, it helps end
and sympathy are now respected as persons with dig- a culture of impullitlj. ...
nity. The public character of the platform is essential,
since it is precisely secrecy that made extensive cam -
paigns of terror possible.
revenge. It is a difficult matter, finally, to decide how
Depending on how thoroughly testimony is bo th
retribution might be balanced against other fW1ctions of
ga thered and disseminated, truth commissions often
punishment, such as protection of the public, deter-
succeed in attaining this goal. South Africa's TRC, for
rence, rehabiUtation, and mo ral education.
instance, took testimony from over 22,000 victims or
At first glance it might appear that truth commis-
their families, made its sessions public, en couraged
sions make no contribution to accoW1tability and sanc-
extensive media coverage, including radio broadcasts
tions. Indeed, Mary Albon, a found er of the Project on
and nightly and weekly television s umma ries, and
Justice in Times of Tran sition of the Foundation for
also constructed a useful web site.
Civil Society, argues that such bodies are designed pre-
3. Accou ntability and Punishment. Full tran sitional cisely as a morally second-best alternative when attri-
jus tice also requires fair ascr iption of respo nsibility butions of g uilt and punishmen t are ruled out because
and app ropriate sanctions for abusers. Sanctions of fears that legal prosecution might divide the society
commonly include legal imprisonment, fines, repara- or weaken the new, but incomplete, d emocracy.
ti ve payments (puniti ve damages), public shaming, Further, societies (such as Chile in the early 1990s) at
p rohibitions from holding public office, and man da- times choose tru th commissions as a last resort, the
tory community service. . only response possible when amnesty or other legal
Many questions about responsibility and p unish- maneuvers enacted by the prior regime to protect itself
ment remain. For instance, assignment of accow1tabil- and its fW1ctionaries block legal remedies.
ity is not always a straightforwa rd matter. It is difficult Alternatively, Arci1bishop Desmond Tutu, among oth-
to agree about the degrees and kinds of responsibility ers, insist that truth commissions-and especially the
concerning the planning, execution, provision of mate- TRC, which Tutu headed-are not morally second best
rial support for, and concealment of, atrocities. Some at all. He insists that they have ad vanced beyond penal
might argue for a greater degree of moral responsibil- or retributive justice to acltieve "restorative justice," a
ity for "sins of commission" than those "sins· of omis- relationship of forgiveness and harmony between
sion. " One must also examine to w hat extent human rights violators and their victims.
This view- that the work of truth commissions does
not include the search for accoW1tabiJity and the impo-
Transitional societies must decide whether sition of sanctions-is mistaken on several counts.
sanctions must be legal ones Dilly, or whetller First, when a truth commission identifies likely viola-
more informal, social sanctions migllt be tors of human rights, it helps end a culture of impunity
effectively used as well. in which rights violators get away scot-free . In
Argentina, violators identified in that country's truth
commission report, Nunca Mas [Never Again], have
groups-particular police or military units, p olitica l faced social stigma, w ith fellow citizens shunning for-
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Report from the Institute for Philosophy & Public Policy
truth commission hearings, may have had no idea that nonpolitical intent, or caused harm disproportionate to
spouses or parents took part in horrendous acts. the agent's political aim. And those who never applied
Sanctions within the power of truth commissions for amnesty risk legal prosecution and civil suits.
need not be legal in order to impose a burden and con- Finally, recommendations made by truth commis-
trol rights abuses. In fact, truth commissions enjoy sev- sions help remedy the earlier causes of rights viola-
eral advantages over legal prosecution. One advantage tions. Specifically, these recommendations address
is that truth commissions can launch and conclude weaknesses in the judicial system, thereby increasing
their work more rapidly than is possible within judi- the pOSSibility of fair judicial processes in the future.
cial proceedings. Truth commissions also tend to cost Hence, a truth commission's success in getting at the
less and address the crimes of more people. Also, in truth is compatible with and often contributes to the
those cases in which a country's judicial system is assignment of responsibility and imposition of legal
prone to incompetence or bias, truth commissions may and other sanctions. Moreover, unless prosecution
be more effective as well as honest. accompanies or follows a truth commission, a truth
Further, as the cases of Argentina, Chile, Guatemala, commission by itself might deepen grievances and
and South Africa make clear, the work of truth com- even incite new violence.
missions can complement judicial proceedings. In Although truth commissions have particular merit in
Argentina and Chile, for instance, criminal proceed- addressing promptly the causes and consequences of
ings followed the publication of each country's truth systematic abuses and the problem of collective respon-
commission report, while in South Africa, the trial, ver- sibility, trials are more suitable for holding accountable
dict, sentencing, and imprisonment of police death individual political leaders and the architects of atroci-
squad commander and assassin Eugene de Kock took ties. The either/or of "truth versus justice" can be
avoided, since both truth commissions and trials have
distinctive and mutually supplementary roles in
achieving the multiple goals of transitional justice.
Recommendations made by truth commissions
help remedy the earlier causes of 4. Rule of Law. Transitional societies should comply
rights violations. with the rule of law, which, as legal scholar David
Luban argues, is one of the abiding legacies of
Nuremberg. The rule of law embodies such principles
as respect for due process, evenhanded treatment, and
p lace just as the TRC began its proceedings. The infor-
the prohibition against taking private revenge. Rule of
mation gathered for de Kock's trial subsequently was
law is especially important in new, fragile democracies
used by the TRC in its work. Because the courts and
concerned with distinguishing themselves from prior
TRC worked together, the threat of trial and punish-
authoritarianism, institutionalized bias, or the "rule of
ment became a powerful incentive for those suspected
the gun."
of atrocities to apply for amnesty and tell the truth. As
an editorial in a South African newspaper observed in
1996, "the perhaps unintended combination of judiCial Truth commissions strengthen the rule of law
stick and truth commission carrot has emerged as a by publically investigating all sides in a
potent force in flushing out former operatives who conflict . .. and adopting measures
have adopted a wait-and-see-attitude." to reduce bias.
Truth commissions also often aid the work of the
judiCiary. The information gathered by truth commis-
sions commonly becomes the basis for legal action In some instances, however, truth commissions
against human rights abusers, who ultimately are strengthen the rule of law by publicly investigating all
ordered to pay fines, serve prison terms, pay compen- sides in a conflict, recognizing ways in which abusers
sation to victitns, perform community service, or in some cases also are victims, and adopting measures
accept prohibitions on holding public offices. The to reduce bias. One such measure is the appointment
Argentine and Chilean truth commissions recom- of commission members who represent various and
mended to their respective judicial authorities that cer- opposing political factions and who have a reputation
tain individuals be prosecuted, and the commissions for fairness. Those who write the final report must be
provided evidence for judicial processes. Furthermore, vigilant against (but not overcompensate for) uninten-
the Amnesty Committee of the South African TRC has tional racial, ciass, or ideological bias. At its best, truth
rejected amnesty requests from-and urged prosecu- commissions respect both due process in treating per-
tion of-5,392 of 7,112 of those who applied for sons who come before it and at the same time respect
amnesty. The Committee also advocated prosecution local culture. For instance, South Africa's TRC is
of those it judged to have lied, violated rights with notable for its successful avoida nce of a "kangaroo
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Report from the Institute for Philosophy & Public Policy
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Report from the Institute for Philosophy & Public Polic
harm, number of dependents, and access to services, reconcile former enemies and reintegrate them into
and through services such as reburials and providing society. There are at least three meanings of "reconcilia-
of headstones. tion," ranging from "thinner" to "thicker" conceptions.
On the most minimal account, reconciliation is nothing
6. Institutional Reform and Long-term Development.
more than "simple coexistence," which means no more
To reckon fully with past wrongs, an emerging democ-
than that former enemies comply with the law instead
racy must identify the causes of past abuses and take
of killing each other. Although this modus vivendi is a
steps to reform the law and basic institutions to reduce
momentous achievement and is better than violent
the possibility that such violations will be repeated.
conflict, transitional societies should aim for more.
Basic institutions include the judiciary, police, military,
While they may continue to disagree and even be
adversaries, former enemies must not only live
together nonviolently but come to respect each other
A truth commission's actions can be linked as fellow citizen s as well . Law professor Mark Osiel
calls this kind of reconciliation "liberal social solidar-
directly to efforts to reduce poverlIJ and racism.
ity" while Gutmann and Thompson term it "democra-
tic reciprocity." Among other things, this m eans that
people hear each other out, enter into a give-and-take
wIth each other about matters of public policy, build
land tenure system, and tax system, and the structure
on areas of common concern, and forge compromises
of ec?nomic opportunities. One temptation in post-
w ith which all can live.
confhct or post-authoritarian societies is to permit the
A third, more robust, "thicker" conception of recon-
euphoria that arises with the cessation of hostilities
ciliation has sometimes been attributed to the truth
and the launching of a new democracy to preempt the
commissions of Chile and South Africa. Both commis-
hard work needed to remove the fundamental causes
sions include the word 'reconciliation' in their names
of injustice and guard against their repetition. A transi-
and both understand the term as demanding a shared
.- 'I tIonal democratic society must try to remove deeply
comprehensive vision, mutual healing and restoration,
entrenched causes of human rights abuses-such as
poverty, racism, and tribalism-and it must do so in a
way that strengthens its democracy and promotes just While they may continue to disagree and eVell
economic development. The long-term development be adversaries, fonner enemies must not only
goal should be that all citizens have opportunities to live together nonviolently but come to respect
participate politically and live decently.
each other as fellow citizens as well.
A truth commission is well positioned to make rec-
ommendations for reforms that enhance civil and eco-
nomic development. Because of its public prominence,
and mutual forgiveness. These "thicker" conceptions
an official investigative body is likely to provoke public
of reconciliation are much more difficult to defend
debate and encourage national and international efforts
' . ! than "thinner"notions-which simply require that for-
to ensure "nunca mas" (never again). Further, a truth
! mer adversaries live together peaceably and behave
commission's actions can be linked directly to efforts to
. -1 lawfully.
.., reduce poverty and racism. For example, confessed
One reason that "thicker" conceptions of reconcilia-
.• :1 human rights violators may make reparations to their
.,.,i victims by contributing time or money to society-wide
tion are unlikely to be realized is that the reduction of
enmity between former adversaries-let alone the
poverty alleviation. Additionally, the TRC's "sectoral"
seeking and granting of forgiveness-is unlikely to
approach to institutional reform and long-term devel-
occur through the short-term efforts of a truth commis-
opment was an important breakthrough in transitional
sion. Transitional justice takes time (often many gener-
justice. The TRC, for instance, held hearings in such
atIons) and goes through several phases; there are
ウ・セ エッイ ウ@ as health, business, the judiciary, the media,
limits to what a truth commissions can do in one or
pnsons, and faith communities, and it encouraged each
two years. True reconciliation is possible only when
sector to engage in a process of institutional self-exami-
fo rmer enemies w ork together on common projects
nation and reform. Finally, as political theorists Amy
over a period of years. In fact, the best hope for any
Gutmann and Dennis Thompson argue, a truth com-
f?rm of complete reconciliation lies in a new genera-
mission can contribute to long-term democratization
tIon that has not experienced past conflicts.
and equal respect for all citizens by practicing in its
Further, truth commissions permit-and even
"process" what it preaches in its "product."
・ョ」ッオイ。ァセヲウゥ@ of guilt and mutual forgive-
7: Reconciliation. A newly democratic society in tran- ness, espeCIally In a society in which a religious imper-
SItIon from past conflict or repression should aim to ative to forgiveness is w idely accepted. Yet to prescribe
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Report from the Institute for Philosophy & Public Policy
these acts legally would be to compromise the mora l tools. The publication of a truth commission 's work
autonom y of both victims and abusers as well as pro- must lead to implemen ta tion of its recommenda-
mote feigned professions of guilt and contrition. More tions-the most crucial of these include trials of the
generally, it is morally objectionable as well as imprac- most culpable, reparations to victims, and reform of
tical for a truth commission or any other governmental social structures. In short, truth commissions are only
body to force people to agree about the past, forgive the first step in a long-term societal effort to reckon
the sins committed against them, or love one another. with past wrongs. Pri scilla B. Hayn er, the leading
scholar of truth commissions, makes this point well:
8. Public Deliberation. A newly democratic and transi-
tional society that aims at reconciliation should include A st ron g truth comm ission can spark violence if it is not
backed up by reasonable and fai r insti tutional responses to
public debate and deliberation in its goals and strate- gross and widespread human rights crimes. This is most
gies for transitional justice. It is unlikely that in any soci- likely to be true where there is intense frustration w ith the
ety citizens will agree fully about the aims and means lack of justice, little outlook for change, and no sign of
for dealing with past abuses. Moreover, all good things remorse, apology, or even symbo lic reparation from former
do not always go together, since sometimes ac hieving perpetrators and beneficiaries of the abusive rule... .The most
useful contribution of a truth com mi ss ion is to open, rather
one goals comes at the expense of (fully) achieving than close, a difficult period of history. Ideally, it should lead
another. The threat of legal sanctions aga inst human to other processes or institutions, such as memorials, muse-
rights abusers, for instance, might abort agreement that ums, new educational curricula, and perhaps other comm is-
would end a civil war, or imperil a fragile democracy in sions of inquiry or reparations bodies, all of w hich may better
integrate a silenced and conflkted past into a respectful and
w hich the military regime responsible for earlier atroci-
peaceful memory.
ties still wields power. In order to protect witnesses or
secure testimony from alleged abusers, truth commis-
sions at times interrogate witnesses or alleged perpetra-
tors behind closed doors. Public testimon y, however, David A. Crocker
m ay worsen relations-at least in the short run- Institute for Philosophy and Public Policy
among former enemies. Or, to cite another example, the School of Public Affairs
resources used by truth commissions to cond uct their University of Maryland
work might be better employed in alleviating poverty dc134@umail.umd.edu
or widening political participation.
Disagreements about ends, trade-offs, and means can
be reduced if not eliminated through public delibera- This essay is an adaptation of a portion of the essay, "Truth
Commissions, Transitional Justice and Civi l Society," in Truth
1 tion that permits a fair hearing for all and promotes v. Justice: The Morality o/Trutl! Commissions, edi ted by Robert
morally acceptable compromises. Investigatory bodies I. Rotberg and· Denni s Thompson (Princeton Un iversity
themselves can set a good example. One reason the Press, 2000), and appears with permission.
Argentine, Chilean, and South African truth commis-
sions gained legitimacy was that their respective mem- Sources: Transitional lustice: Ho w Emergillg Democracies Reckoll
witll Former Regimes, I, General Consideratiolls; lI, Coulltry
bers represented a wide spectrum of political positions. Stlldies; III, Laws, Rulings, and Reports, edited by Neil J. Kritz
Certain ly, truth commissions should conduct their (Washington, D.C., 1995); Martha Minow, Between Vengeance
activities publicly whenever possible, and their work and Forgiveness: Facing History after Genocide and Mass Violence
should be accessible-linguistically and in other (Beacon Press, 1998); Timothy Garton Ash, "The Truth About
Dictatorship," New York Review vf Books, vol. 45 (Februa ry 19,
ways-to every ci tizen. Truth commissions have real- 1998); David A. Crocker, "Reckoning with Past Wrongs: A
ized this goal of public deliberation and decision mak- Normative Framework," Etltics & lllfemotionol Affairs, vol. 13
ing in different ways and to different degrees. The TRC, (1999); Seth Mydans, "Under Prodding, Khmer Rouge
for example, practiced public deliberation internally, Apologize for Reign of Terror," New York Times, (December
publicly vetted its procedures, stimulated public debate 3D, 1998); Seth Mydans, "Ca mbodian Leader Resists
Punishing Khmer Rouge," New York Times (December 29,
and comment, and responded to public criticism. 1998); Alex Boraine, "Truth and Reconcili ation in Sou th ·
Africa: A Third Way," in Trllth v. lustice; Neil J. Kri tz, "Is a
Truth Commission Appropriate in the Former Yugoslavia?"
Concluding Remarks International Conference on Wa r Cri mes Trials, Belgrade,
Some truth commissions have been more successful Yugoslavia (November 7-8, 1998); Carlos Nino, Rndical Evil
on Trial (Yale Un iversity Press, 1996); Jean Hampton, "The
than others in achieving these eight goals. Regardless Retributive Idea," in Forgive/1ess and Mercy, edi ted by Jeffrie
...,1 the effectiveness of anyone particular truth commis- G. Murphy and Jean Hampton (Cambridge Uni versity Press,
sion, it is clear that such an investigatory body cannot 1988); Michael Moore, Placing Blame: A Gel1eral Tllcory a/tile
by itself achieve transitional justice. The most morally Crimillal Law (Oxford University Press, 1997); Aryeh Neier,
adequate societal reckoning with past wrongs occurs in War Crimes: Brutality, Genocide, Terror and tlte Struggle fo r
Justice (Times Books, J998); Mary Albon, "Tru th and Justice:
those countries in which the work of truth commis- The Delicate Balance-Documentation of Prior Regimes and
sions is combined with other national and international indiv idual Rights," in Tral1sitional/lls/ice, I; Desmond Tutu,
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Report from the Institute for Philosophy & Public Policy
Priscilla B. Hayner, "Past Truths, Present Dangers: The Role Institute for Philosophy and Public Policy and the
of Official Truth Seeking in Conflict Resolution and
work of its research scholars is completely up to
Prevention," in InternatioJlal Conflict Resolution After tile Cold
War, edited by Paul C. Stern and Daniel Druckman date. A new "Feedback" section allows readers to
(Washington D.C.: National Research Council, 2000) and also correspond with the Editor-please feel free to write
Ul1speakable Trutlis: COIl/ronting State Terror and Atmcities with address corrections, or to offer comments and
(Routledge, 2001). suggestions.
Announcement-
.:.1 The Report to have a new name!
Beginning with the first issue of 2001 (Volume 21, Number 1), the
quarterly publication, Report from the Institute for Philosophy and
Public Policy, will have a new name:
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