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Food Research International 45 (2012) 780–788

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Food Research International


j o u r n a l h o m e p a g e : w w w. e l s ev i e r. c o m / l o c a t e / f o o d r e s

Review

Incidence and role of Salmonella in seafood safety


G. Amagliani ⁎, G. Brandi, G.F. Schiavano
Dipartimento di Scienze Biomolecolari, Sez. di Scienze Tossicologiche, Igienistiche e Ambientali, Università degli Studi di Urbino “Carlo Bo”, Italy

a r t i c l e i n f o a b s t r a c t

Article history: Seafood products are appreciated worldwide for their high nutritional value and are increasingly popular
Received 15 February 2011 among consumers. Consumer preferences range from fresh products, eaten raw or minimally processed, to
Accepted 7 June 2011 variously prepared (salted, smoked, cured, canned) and ready-to-eat (RTE) products. Moreover, seafood
products are a major food category in international trade and are frequently shipped very long distances. All
Keywords:
these factors expose seafood to various contaminants, including those of microbiological origins, such as
Salmonella
Seafood
Salmonella. The presence of Salmonella in seafood may derive from contamination occurring in the natural
Incidence aquatic environment, in aquaculture or during processing. In addition, the isolation of Salmonella serovars that
Aquaculture are resistant and multiresistant to antibiotics continues to raise concerns. In this review various aspects
Public health associated with the microbiological risk posed by the presence of Salmonella in seafood are examined. The
Prevention strategies most recent data of incidence are presented, and some prevention and control strategies are considered.
© 2011 Elsevier Ltd. All rights reserved.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 780
1.1. Search strategy and selection criteria . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 781
2. Seafood consumption . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 781
3. Microbiological risk associated with seafood . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 781
4. General aspects of Salmonella . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 781
5. Salmonella in the aquatic environment and live fish. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 782
6. Epidemiological data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 782
6.1. Data from the EU . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 783
6.2. Data from the US . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 783
6.3. Data from India and other Asian countries. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 783
7. Risks associated with aquaculture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 784
8. Salmonella contamination and the fish trade . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 784
9. Antimicrobial resistance. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 785
10. Seafood safety control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 786
11. Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 787
Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 787
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 787

1. Introduction identified as the cause of seafood related outbreaks in the European


Union (EFSA, 2010), the United Stated (CSPI, 2009) and other
In addition to being a healthy food with high nutritional value, countries worldwide.
seafood can be associated with potential risks, particularly those The U.S. Food and Drug Administration (FDA) has demonstrated the
related to microbiological contamination. Salmonella has been presence of salmonellae in a variety of fish and shellfish, including
ready-to-eat (RTE) seafood products, seafood products requiring
minimal cooking, and shellfish eaten raw (Brands et al., 2005; Duran
⁎ Corresponding author at: Università di Urbino “Carlo Bo”, Dipartimento di Scienze
Biomolecolari, Sez. di Scienze Tossicologiche, Igienistiche e Ambientali, v. S. Chiara, 27-
& Marshall, 2005; Heinitz, Ruble, Wagner, & Tatini, 2000).
61029 Urbino, Italy. Tel.: + 39 0722 303540; fax: + 39 0722 303541. There is a considerable amount of epidemiological data available
E-mail address: giulia.amagliani@uniurb.it (G. Amagliani). regarding the presence of Salmonella in seafood and related illnesses.

0963-9969/$ – see front matter © 2011 Elsevier Ltd. All rights reserved.
doi:10.1016/j.foodres.2011.06.022
G. Amagliani et al. / Food Research International 45 (2012) 780–788 781

However, this information appears very heterogeneous in terms of health issues related to seafood consumption because of the greater
incidence, the fish products involved, the responsible serovars, and risk of biological and chemical contamination in coastal areas and
the geographical origins of the products in question. freshwaters, compared to open seas, due to proximity to urbanized
Fish and shellfish can acquire Salmonella from polluted waters or areas (Feldhusen, 2000; Martinez-Urtaza et al., 2004).
they can be contaminated with Salmonella during storage and As a highly perishable commodity, seafood has significant
processing (Panisello, Rooney, Quantick, & Stanwell-Smith, 2000). processing requirements, and can be consumed in a great variety of
Aquaculture is a major source of seafood and the largest producers ways and product forms. It is generally distributed as either live, fresh,
are Asian countries. This implies that considerable quantities of fish chilled, frozen, heat-treated, fermented, dried, smoked, salted,
products are frequently shipped very long distances. Another risk pickled, boiled, fried, freeze-dried, minced, powdered or canned, or
factor for consumers is the widespread use of antimicrobial drugs in a combination of these methods may be employed. Several prepara-
fish farming, and the related risk of the emergence and spread of tions are also based on traditions. Processed fishery products, ranging
resistance among human pathogens (Serrano, 2005). from ready-to-cook, partly cooked or even RTE dishes, are increas-
National provisions call for the constant monitoring of the ingly popular among consumers, who have less time for preparing
microbiological quality and safety of seafood products through Hazard meals (Failler, 2007). The most important fish products destined for
Analysis and Critical Control Points (HACCP) plans, together with direct human consumption are fresh fish (40%), frozen fish (32%),
good manufacturing (GMP), good handling (GHP) practices and canned fish (16%) and cured fish (12%) (Ababouch, 2006).
Sanitation Standard Operating Procedures (SSOPs) (Aruoma, 2006;
Arvanitoyannis & Varzakas, 2009). 3. Microbiological risk associated with seafood
The harmonization of these practices on an international level
ensures a high level of safety of food products and allows countries The biological agents involved in seafood contamination consist of
able to demonstrate that they have implemented such practices to bacteria, viruses and parasites, which can cause illnesses ranging from
access international trade. mild gastroenteritis to life-threatening diseases. Some of these
This review is intended to provide a general overview of the pathogens are naturally present in the aquatic environment, while
incidence of Salmonella in seafood and the public health risks posed by others can be introduced through animal or human fecal shedding
this contamination. and sewage pollution (Table 1). Bacteria naturally present in sea
water can be found in limited numbers in live and raw fish although
1.1. Search strategy and selection criteria they can be concentrated by filter-feeding molluscs which are often
eaten raw.
The PubMed database of NCBI website was searched for English Salmonella and other bacteria may contaminate seafood during
language articles (from December 2010), published during the last processing, and may cross-contaminate products during various
ten years, using the search terms “Salmonella + seafood”, “Salmo- stages of preparation (Table 1).
nella + fish”, “Salmonella + epidemiology + seafood”, “HACCP + Sal- Huss, Reilly, and Ben Embarek (2000) classified seafood into risk
monella + seafood”, and “Salmonella + aquaculture”. Articles and categories. According to this ranking system, the highest risk category
reviews about Salmonella incidence in seafood and related epide- includes molluscs (fresh and frozen mussels, clams, oysters) and fish
miological information were selected, including cited references. that is served raw. The next highest risk category includes crustaceans
Further, textbook information have been obtained through http:// and fish, fresh or frozen, to be eaten after cooking. Finally, low risk
books.google.com/. Additional information were obtained through categories include lightly preserved fish products (salted, marinated,
institutional websites of FAO, FDA, EFSA, and EC. fermented, cold smoked and gravad fish); semi-preserved fish
(caviar); mildly heat-processed (pasteurized, hot-smoked); and
2. Seafood consumption heat-processed (sterilised, packed in sealed containers).

Because of its nutritional value, seafood is increasingly recognized


as a healthy dietary component by consumers worldwide, offering 4. General aspects of Salmonella
high quality protein, omega-3 fatty acids, essential micronutrients and
minerals. Seafood includes molluscs (e.g., oysters, clams, and Salmonella is a facultatively anaerobic, nonsporulating, Gram-
mussels), finfish (e.g., salmon and tuna), marine mammals (e.g., seal negative bacterium; most strains are motile by means of flagella. They
and whale), fish eggs (roe), and crustaceans (e.g., shrimp, crab, and are mesophilic, with optimum growth temperature between 35 and
lobster) (Iwamoto, Ayers, Mahon, & Swerdlow, 2010). 37 °C, with a growth range of 5 to 46 °C. They are killed by
Seafood consumption levels and trends have recently been pasteurization temperature and time, sensitive to low pH (4.5 or
estimated by the Food and Agriculture Organization (FAO) of the below) and do not multiply at Aw 0.94, especially in combination with
United Nations and are available in the FAOSTAT Database (www. a pH at 5.5 and below (Bibek, 2001).
faostat.fao.org). According to these data, 24.05 kg/capita/yr were The cells are able to survive under frozen and dried states for a long
consumed in the USA and 22.03 kg/capita/yr in the EU. Japan had one time, and to multiply in many foods without affecting the acceptance
of the highest global per capita levels of fish consumption
(60.78 kg/capita/yr), and China showed a consumption level of
26.46 kg/capita/yr. In addition, fish provides at least 50% of total
Table 1
animal protein intake in some small developing island states Microbiological risks associated with seafood.
(Laurenti, 2007), and it is estimated that future demand will grow
Origin Species
(Failler, 2007).
Aquaculture, mainly based in the Asia–Pacific region, accounts for Naturally present in the aquatic Vibrio, Aeromonas, Plesiomonas, Clostridium
46% of the total world seafood supply (FAO, 2010a). The contribution environment (indigenous) botulinum type E, Helminths, Amoeba
Human and animal origin Salmonella, Shigella, Escherichia coli, Legionella,
of aquaculture to global supplies of fish, crustaceans, molluscs and Campylobacter, Staphylococcus
other aquatic animals has grown considerably over the past four Enteric viruses: Enteroviruses, Adenoviruses,
decades. It increased from 3.9% of total production by weight in 1970 HAV, Noroviruses, Rotaviruses)
to 36% in 2006, and it is expected to continue growing in the future Parasites: Cryptosporidium, Giardia
General environment Listeria, proteolytic C. botulinum, Staphylococcus
(Failler, 2007). This trend could potentially lead to an increase in
782 G. Amagliani et al. / Food Research International 45 (2012) 780–788

qualities (Murray, 1999); in addition, the ability of Salmonella to are outlined in Table 2. Critical factors are rainfall and stormwater
survive relatively high salt conditions has also been demonstrated (Bienfang et al., in press) and, as a reducing factor, intense sunlight
(Jay, Diane, Dundas, Frankish, & Lightfoot, 2003). (Martinez-Urtaza et al., 2004; Setti et al., 2009).
There are formally two species of Salmonella, S. enterica and S. Of particular interest are the studies by Brands et al. (2005) and
bongori. The former has been further classified into six subspecies: S. DePaola et al. (2010), who reported the presence of Salmonella in live
enterica subsp. enterica, S. enterica subsp. salamae, S. enterica subsp. oysters collected from waters approved for shellfish harvesting in the
arizonae, S. enterica subsp. diarizonae, S. enterica subsp. houtenae and US. In shellfisheries in the US, the presence of fecal coliform is
S. enterica subsp. indica. Differences in lipo-polysaccharide and assessed to determine the risk of exposure to pathogens through
flagellar structures generate the antigenic variation that is reflected shellfish consumption (FDA, 2007). However, these results suggest
in the more than 2500 serovars, considered as potential pathogens in that Salmonella contamination may not only be linked to poor
both animals and humans (Norhana, Poole, Deeth, & Dykes, 2010a). hygiene, and the simple control of fecal contamination by monitoring
This pathogen has been isolated from a large number of animal levels of indicator organisms may be insufficient to guarantee the
species including poultry, cows, pigs, sheep, birds, and reptiles (CDC, absence of the pathogen in fish and fishery products.
2010c).
Salmonella bacteria are believed to cause two distinct disease
syndromes, described simply as systemic disease and gastroenteritis. In 6. Epidemiological data
developed countries gastroenteric disease is most frequently associated
with food-borne transmission (Bremer, Fletcher, & Osborne, 2003). Epidemiological data regarding seafood-borne diseases and
Ninety-nine percent of human infections are caused by S. enterica, illnesses are published by various organizations and reporting
which has about 1500 serotypes. Based on analysis of globally reported systems in different countries. In the EU, data are collected by
foodborne outbreaks, the non-typhoid Salmonella serotypes most often Member States (MS) and reported to the ECDC (European Centre for
encountered in human infections are Enteritidis followed by Typhimur- Disease Prevention and Control) and EFSA (European Food Safety
ium (Greig & Ravel, 2009). However, the predominant serovars found in Authority). In the US, the main source of information is the Centers
human infections vary both geographically and over time. For example, for Disease Control and Prevention (CDC) Foodborne Active Disease
S. Weltevreden was the second most common serovar in Asia during Surveillance Network (FoodNet), with data provided by state health
2000–2001, but this serovar dropped to fourth place in 2002 surpassed departments. Seafood-borne illness data for Japan are published
by S. Rissen and S. Typhimurium (Galanis et al., 2006). annually by the Inspection and Safety Division, Department of Food
Safety, Pharmaceutical and Food Safety Bureau of the Ministry of
5. Salmonella in the aquatic environment and live fish Health, Labour and Welfare, as part of annual statistics compiled for
all food-borne illnesses (Japan Food Poisoning Statistics, 2009).
Salmonella serovars are widely distributed in nature. These
bacteria can enter the aquatic environment through wild animals,
domestic stock, poor sanitation and inappropriate disposal of human
Table 2
and animal wastes. Although there are few comparable studies, Salmonella prevalence in aquatic environment and seafood.
results suggest that persistence and dissemination of Salmonella are From FAO (2010a, 2010b) with some modifications.
analogous in saltwater and freshwater fish (FAO, 2010b). It is
Climate Sample Prevalence Reference
important to note that once Salmonella reaches soil and aquatic characteristics type (%)
environments, it can survive over long periods, months or even years and countries
(Winfield & Groisman, 2003), thus ensuring its passage into Cold-temperate seawaters
new hosts. Spain Molluscs 3 Martinez-Urtaza et al. (2004)
Human infections have arisen from contact with both turtles and Seawater 2.5
frogs kept in aquariums (CDC, 2010c). Salmonella has also been found in Morocco Mussels 10 Setti et al. (2009)
Sediments 6.8
the guts of river fish (Gaertner et al., 2008), and, via the gastrointestinal
Seawater 4.1
tract, entered the internal organs and muscle tissue in several Morocco Seafood 9 Bouchrif et al. (2009)
freshwater species, e.g. rainbow trout (Salmo gairdneri), Israeli mirror Mexico Wastewater 16.2 Simental and Martinez-Urtaza
carp (Cyprinus carpio) and tilapia (Tilapia aurea), and Atlantic salmon Streamwater 10.6 (2008)
(Salmo salar) in saltwater (Nesse et al., 2005). Even marine mammals Molluscs 7.4
Seawater 2.3
harbor Salmonella (Higgins, 2000). Serovar Arizonae is the only serovar US Oysters 7.4 Brands et al. (2005)
that has been described as a possible fish pathogen (FAO, 2010b). US Oysters 1.5 DePaola et al. (2010)
Saltwater and freshwater wetlands and ponds serve as important (8.3 by Real-
habitats for juvenile fish and shellfish, and migratory birds (Shellen- Time PCR)
barger, Athearn, Takekawa, & Boehm, 2008), and it has been reported
Tropical seawaters
that bird feces can contain zoonotic organisms such as Salmonella Asian Shrimps 1.6 Koonse, Burkhardt, Chirtel, and
(Hubalek, 2004; Roy et al., 2002). Salmonella have been detected in countries Holding pond 2.5 Hoskin (2005)
surface waters in Canada (Gannon et al., 2004; Johnson et al., 2003), water
along the Mediterranean Coast (Baudart, Lemarchand, Brisabois, & Pond 1.0
sediment
Lebaron, 2000; Martinez-Urtaza et al., 2004; Touron, Berthe, Pawlak, & Pond 3.5
Petit, 2005), and the US Gulf coast (Haley, Cole, & Lipp, 2006). grow-out
Shellenbarger et al. (2008) found the Salmonella serovars Typhimurium, water
Javiana, and Heidelberg (in winter), and Kentucky, Glostrup, Infantis, Source water 5.0
Source 24
Bovismorbificans and Give (in the summer) in water samples from the
sediment
San Francisco estuary in California. Salmonella has also been found in Vietnam Shellfish 18.0 Van, Moutafis, Istivan, Tran,
river systems, such as the upper Oconee river basin in Georgia, US and Coloe (2007)
(Meinersmann et al., 2008). India Fish 30.5 Kumar et al. (2008a)
Salmonella prevalence in seawater and seafood is influenced by Shrimps 29
Clams 34.1
climate conditions; two different patterns have been described, and
G. Amagliani et al. / Food Research International 45 (2012) 780–788 783

However, the actual incidence of seafood-borne outbreaks and cases seafood and seafood dishes between 1998 and 2007 (CSPI, 2009).
is usually underestimated, as with other foodborne diseases, due to More detailed data regarding seafood involvement were obtained
non-reporting or, failed recognition, mainly in the case of brief and from the Morbidity and Mortality Weekly Report of the CDC (CDC,
mild symptoms. (Cato, 1998). 2010b), which reported 44 illnesses caused by Salmonella in raw tuna.
A very comprehensive study by Iwamoto et al. (2010) focused on
6.1. Data from the EU seafood associated Salmonella outbreaks between 1973 and 2006 in
the US (Table 3). Specifically, gefilte fish, a traditional dish made from
According to the last published EFSA Community Summary ground deboned fish, was implicated in 4 outbreaks, with whitefish
Report on Trends and Sources of Zoonoses, Zoonotic Agents and implicated in 2 outbreaks, bass in 1 outbreak, and unspecified fish in
Food-borne Outbreaks, Salmonella remained the main causative the rest (Bialek et al., 2007).
agent, responsible for 35.4% of all reported outbreaks; fish and fish
products were the source in 1.4%, while crustaceans, shellfish, 6.3. Data from India and other Asian countries
molluscs and products thereof, accounted for 1% (EFSA, 2010)
(Table 3). Germany, Hungary, Italy, Lithuania and Spain reported Distribution trends of Salmonella serovars in India between 2001
Salmonella positive samples of fish and fishery products with low and 2005 can be obtained from the National Salmonella and
average incidence (0.3%), although the highest proportion (8.5%) Escherichia Centre (NSEC), Central Research Institute (Kasauli),
was found in Lithuania (EFSA, 2010). Regarding crustaceans, live which is a national reference laboratory, previously under the control
bivalve molluscs and molluscan shellfish, positive samples were of WHO, and have been reported by Kumar (2009). During the study
reported by Belgium (14.3%, raw crustaceans destined for retail period, 70 non-typhoidal serovars were isolated from seafood. The
sale), Germany (0.5%, crustaceans destined for retail sale), Greece most common serovars in order of their frequency in seafood are
and Spain (0.9% and 1.6%, live bivalve molluscs), and Italy (1.2%, listed in Table 4. An outbreak of food poisoning in Mangalore (India)
molluscan shellfish). At the batch level, 2.1% of cooked crustaceans involving 34 students caused by S. Weltevreden was reported by
and molluscan shellfish were non-compliant with microbiological Antony, Dias, Shetty, and Rekha (2009), with fish being the most likely
criteria (Regulations (EC) No 2073/2005 and No 1441/2007, EC, causative food. Results from a survey in fishing harbors and fish
2005, 2007) in force in the EU. S. Enteritidis and S. Typhimurium markets in Cochin (India) (Kumar, Surendran, & Thampuran, 2009)
serovars were the most frequently isolated (Table 4). are indicated in Tables 3 and 4.
Additional data on Salmonella seafood-borne infection in the EU Additional epidemiological data were provided by the Japanese
related to fish products, such as ‘fish gratin’ and ‘sesame prawn toast’ Food Poisoning Statistics report (2009), recording the number of
have been reported by some Authors (Guerin et al., 2004; Holtby et al., outbreaks, cases and deaths. It reported that fish and shellfish were
2006), however, in both cases the responsibility should be ascribed to involved in the highest number (94) of outbreaks, of which 69
eggs used as an ingredient in the products. involving two or more persons, and 25 only one person. A seasonal
trend was noted, since fish and shellfish were implicated most
6.2. Data from the US frequently during the winter seasons. Bacteria were responsible for
56.6% of all the food poisoning cases and, in the “Fish and Shellfish”
The last FoodNet Surveillance Report (CDC, 2009) indicated that category, one incident was caused by Salmonella involving 27 patients
most laboratory confirmed infections were caused by Salmonella with no reported deaths (Table 3).
(41%), although there had been a 10% decline in incidence since In China, the report released from the National Foodborne Diseases
FoodNet surveillance began (CDC, 2010a). The seven most commonly Surveillance Network regarding the period between 1992 and 2005,
identified serotypes are summarized in Table 4. A total of 838 indicates salmonellosis as the second leading cause of bacterial
foodborne illness outbreaks with 7298 illnesses were linked to foodborne illness outbreaks (10–20% per year) The prevalence of

Table 3
Epidemiological data about salmonellosis outbreaks and Salmonella occurrence in seafood.

Geographic Salmonellosis outbreaks linked to seafood Product type with Reference


area/country (% of total salmonellosis outbreaks) prevalence (%)

US Molluscs (4 outbreaks, 32 cases) Not reported Iwamoto


Crustaceans (4 outbreaks, 81 cases) et al. (2010)
Finfish (10 outbreaks, 261 cases)
Total: 18 outbreaks, 374 cases of
salmonellosis between 1973 and 2006
EU Fish and fish products (5 outbreaks, 1%) Fish and fishery products (0.3) EFSA (2010)
Crustaceans, shellfish, molluscs Crustaceans (0.5), live bivalve molluscs
and products thereof (7 outbreaks, 1.4%) (0.9), molluscan shellfish (1.1)
India Clam (34.2) Kumar et al. (2009)
Mussel (31)
Finfish (28.2)
Shrimp (26.7)
Squid (17.3)
Octopus (16.6)
Oyster (12.5)
Crab (9.6)
Lobster (4.7)
Total seafood (23)
Japan Fish and shellfish (1 outbreak, 1.5%) Japan Food Poisoning Statistics report (2009)
China Seafood (20.8) Yan et al. (2010)
Thailand Open market shrimp (53) Minami et al. (2010)
Morocco Seafood (1.9) Bouchrif et al. (2009)
784 G. Amagliani et al. / Food Research International 45 (2012) 780–788

Table 4 Some of these potential microbiological hazards may be associated


Predominant Salmonella serovars in seafood. with poor hygienic standards (including contaminated feed) or run-
Geographic Product type Serovar Reference off waters from human sewage, livestock farming, or industry
area/country (number or % of all isolates) (Martinez-Urtaza & Liebana, 2005), although Salmonella can be
US All tested Enteritidis (16%), CDC (2009) detected in seafood even in areas managed through fecal coliform
products Typhimurium (15%), monitoring (DePaola et al., 2010). In addition, stress factors, such as
Newport (10%), environmental conditions or overcrowding, may increase suscepti-
I 4,[5],12:i: – (5%), Javiana
bility to fish diseases and/or pathogen carriage. Pal and Marshall
(5%), Heidelberg (4%), and
Montevideo (3%) (2009) examined Salmonella contamination in farm raised catfish,
EU Fish and fish S. Enteritidis (1.7% of human EFSA (2010) both from US (33% prevalence) and Vietnam (50%).
products cases) However, the risk is significantly reduced thanks to a high level of
Crustaceans, S. Enteritidis (1.37%) and S. control achieved through good aquaculture practices (GAP) (Doyle,
shellfish, Typhimurium (0.15%)
Kaspar, Archer, & Klos, 2009). Hence fish farmed worldwide have a
molluscs and
products thereof good safety record with respect to Salmonella, as confirmed by the lack
India Seafood S. Worthington (18 isolates), Kumar (2009) of reports linking salmonellosis to the consumption of finfish
S. Weltevreden (13), S. aquaculture products (EFSA, 2008).
Typhimurium (9), S.
As recently outlined at the FAO expert workshop on the
Enteritidis (9), S. Bareilly (7),
S. Gallinarum (4) and S. application of biosecurity measures to control Salmonella contamina-
Infantis (3) tion in sustainable aquaculture, contamination can occur through the
S. Weltevreden (22), S. Rissen Kumar et al. following pathways: run off of organic matter into ponds in rainfall
(20), S. Typhimurium (17) (2009) events; animal waste, introduced directly (bird droppings or frogs) or
and S. Derby (16)
indirectly (runoff); fertilization of ponds with non-composted
Thailand Seafood S. Weltevreden (26%) Bangtrakulnonth
Water S. Weltevreden (14.5%) et al. (2004) manures; integrated farming systems with animals housed in
Open markets S. Stanley Minami et al. proximity to ponds, and toilets discharging into ponds; contaminated
shrimp (2010) source water (wildlife, untreated domestic sewage, animal farms);
unsanitary ice, water, containers, and poor hygienic handling
practices; contaminated feed (FAO, 2010a). Several authors have
Salmonella contamination in seafood samples in China was 20.8% (Yan reported the prevalence of Salmonella in shrimp culture environments
et al., 2010) (Table 3). (Norhana et al., 2010a).
The World Health Organization (WHO) National Salmonella and Salmonella and other Enterobacteriaceae constitute a hazard in
Shigella Centre in Bangkok (Thailand) examines all Salmonella aquaculture feeds (Lunestad et al., 2007). Carnivorous aquaculture
suspected isolates from various diagnostic laboratories, including species may be fed with trash fish or with feed that has been
those of the Fisheries Department. Prevalence data have been improperly stored or prepared under poor hygienic conditions. Trash
presented by Bangtrakulnonth et al. (2004) and Minami et al. fish can also be used in the manufacture of fishmeal and fish oil. In the
(2010) (Tables 3 and 4). last EFSA Report (2010), fish meal was among the feed materials most
Very few data are available for Africa. David, Wandili, Kakai, and often reported Salmonella-positive (2.1% tested units). In a recent
Waindi (2009), recently described the isolation of Salmonella from study on Salmonella prevalence in feed and feed producer plants in
fish harvested in Lake Victoria, Kenya, which supports the most Norway, conducted between 2000 and 2004, S. Senftenberg, S. Agona,
productive freshwater fishery in the world. S. Montevideo and S. Kentucky were the most frequently found
Bouchrif et al. (2009) found Salmonella in 10 out of 526 seafood serovars (Lunestad et al., 2007).
products analyzed in Morocco between 2002 and 2005 (Table 3). Since fish are often typically cooked prior to consumption,
Salmonella should not pose a risk to human health. However, it is
important for aquaculture farms to apply the best practices to control
7. Risks associated with aquaculture this pathogen and prevent cross contamination.

The current definition of aquaculture, according to FAO/NACA/WHO 8. Salmonella contamination and the fish trade
(1997), is “the farming of aquatic organisms including fish, molluscs,
crustaceans and aquatic plants”. World trade of fishery and aquaculture products has developed
The growing global demand for fish and fishery products has led to remarkably in the last three decades. Around 40% of fish producers are
a significant expansion of aquaculture production. The Fishery and engaged in international trade, and half of those is based in Asian
Aquaculture Statistics database of FAO (http://www.fao.org/fishery/ countries (Ababouch, 2006). China is the leading fish exporter,
statistics/global-aquaculture-production/en) reported a world aqua- followed by Thailand and Vietnam (FAO, 2010a), and Japan is the
culture production of more than 52 million tons (t) in 2008, with Asia largest importer. The EU and the US are also major importers of
as the leading continent (46 million t) and, at a remarkable distance, seafood (Ababouch, 2006). Shrimp is now the most important
Europe and Americas (approximately 2 million t each). Currently, internationally traded seafood commodity in terms of value (Gillet,
aquaculture meets about 50% of the global demand for fish and fishery 2008). Prepared products made from crustaceans, molluscs and other
products, with about 90% of aquaculture products coming from the aquatic invertebrates and fish, as well as cured and fresh/chilled fish
Asian region. This dominance is mainly due to China's enormous from the aquaculture production of salmon, trout, sea bass and sea
production, which accounts for 62% of global production in terms of bream also appear to be increasingly important commodities.
quantity and 51% in terms of global value (FAO, 2010a). The However, the increasing globalization of the fish trade is
importance of aquaculture production makes it imperative to assess accompanied by a greater risk of cross-border diffusion of infectious
microbiological risks and hence to implement control measures to agents, hence prevention measures have been put in place by the US
protect consumer health. Various factors influence food safety risk and EU, based on the principle of quality management and process-
associated with aquaculture products: location, farmed species, oriented controls throughout the entire food chain (from the fishing
husbandry practices, postharvest processing, and cultural habits of vessel or aquaculture farm to the consumer's table). Implementation
food preparation and consumption. of hygienic practices must be verified and certified by the national
G. Amagliani et al. / Food Research International 45 (2012) 780–788 785

competent authority of the exporter country and, after formal 2001). In animal husbandry, including aquaculture, antibiotics are used
recognition, the EU annually draws up a list of countries from which mainly for therapeutic purposes and as prophylactic agents. In addition,
the importation of fish for human consumption is authorized. In the their use as growth promoters in subtherapeutic doses has contributed
US, where the FDA is responsible for inspections, seafood products to promoting the development of resistance (Serrano, 2005). Conse-
account for approximately 1/10 of refused products, and the detection quently, the EU banned the use of all growth promoters from 1st January
of Salmonella is the second most frequently cited reason for the 2006 (EC, 2003; Newell et al., 2010).
rejection of several seafood preparations, ranging from cooked, RTE, The use of antibiotics in the fish farming sector, has been
raw and frozen products; 58% of violations for Salmonella in seafood associated with the development of antibiotic resistance in environ-
are due to contamination of shrimp and prawns, farm raised and wild mental species (Serrano, 2005), with potential human health risks in
caught (Allshouse, Buzby, Harvey, & Zorn, 2004). the case of transfer of resistance genes from these bacteria to human
The European Commission has put into effect a Rapid Alert pathogens (EFSA, 2008). Additional negative effects include toxicity
System for Food and Feed (RASFF). The legal basis of the RASFF is or allergenic properties of antibiotic residues, alteration of human
Regulation EC/178/2002 laying down the general principles and intestinal microflora, and adverse impact on the environment.
requirements of food law, establishing the European Food Safety The following antibiotics are authorized for use in aquaculture:
Authority and laying down procedures in matters of food safety. The oxytetracycline, florfenicol, chorionic gonadotropin, formalin solutions,
last RASFF Report (2009) refers to notifications of Salmonella tricaine methanesulfonate, sulfadimethoxine/ormetoprim, hydrogen
contamination, which is considered common in various types of peroxide (FDA Center for Veterinary Medicine, www.fda.gov/cvm).
food of animal origin, including fish, bivalve molluscs, cephalopods Countries that intend to get authorisation to export aquaculture products
and crustaceans (RASFF, 2010). to the EU should have a clear policy on the use of veterinary medicines
Effective prevention relies on a fully coordinated approach. and should demonstrate implementation of a national residue control
Harmonization of global trading standards is based on the application program verified by EU FVO missions (EU Food and Veterinary Office,
of internationally agreed upon risk-based scientific principles which http://ec.europa.eu/food/fvo/inspectprog/index_en.htm).
form the basis of the recommendations and standards of the Codex Both the EFSA (EFSA, 2007) and the NARMS (National Antimicro-
Alimentarius Commission (FAO, 2010b).To achieve this aim, the bial Resistance Monitoring System, a collaborative program among
World Trade Organization (WTO) member countries should follow the FDA, the USDA, and the CDC) (FDA, 2006; Foley & Lynne, 2008)
international standards, guidelines and other recommendations have reported on resistant and multiresistant Salmonella isolates, such
adopted by the FAO/World Health Organization Codex Alimentarius as the S. enterica serotype Typhimurium definitive type 104 (DT 104),
Commission (CAC) (FAO/WHO, 2005), particularly the Codex Com- characterized by the ACSSuT (resistant to ampicillin, chloramphen-
mittee on Fish and Fishery Products (CCFFP) and the Codex icol, streptomycin, sulfonamides, and tetracyclines) phenotype.
Committee on Food Hygiene (CCFH), which are the global points of Though declining in incidence in Europe, this strain remains an
reference for national food safety strategies. international public health hazard (Newell et al., 2010). Moreover,
Critical points have sometimes been identified in countries with Salmonella bacteria resistant to extended spectrum betalactamase
tropical environmental temperatures, where post-harvest contami- (ESBL) have been recognized worldwide (Newell et al., 2010).
nations may occur because of inadequate use of ice, long supply A review of recently published papers allowed us to recognize the
chains, poor access to roads and electricity, and inadequate infra- worldwide diffusion of Salmonella resistant strains in seafood.
structure and services in physical markets, although outbreaks of Boinapally and Jiang (2007) described the isolation of a Salmonella
salmonellosis associated with aquacultured products from these strain resistant to ampicillin, ceftriaxone, gentamicin, streptomycin
countries are not frequent (FAO, 2010b). However, the detection of and trimethoprim from farm cultured shrimp imported into the US.
this pathogen in fish and fishery products shows that current Khan et al. (2006) examined a total of 105 S. enterica strains isolated
strategies for Salmonella control in the aquaculture production and from imported seafoods from 20 countries into the US from 2000 to
processing sectors are not completely effective (FAO, 2010b) and data 2005, testing these strains for levels of resistance to antibiotics
from scientific literature confirmed Salmonella occurrence both in commonly used in either clinical or veterinary medicine. These
imported and domestic seafood products in the US (Heinitz et al., Salmonella strains belonged to 36 different serovars, of which the
2000; Pal & Marshall, 2009). most predominant were Weltevreden, Newport, Saintpaul, Senften-
berg, Lexington, Enteritidis and Bareily. Twenty isolates showed
9. Antimicrobial resistance resistance to at least one of the sixteen antibiotics tested. Five strains
(serovars Bareily, Oslo, Hadar, Weltevreden and Rissen) were
Resistance is defined as the ability of microorganisms to adapt and resistant to two or more antibiotics. Two S. enterica strains (serovars
survive antimicrobials. This capacity is determined by antimicrobial Bareily and Oslo) from seafood from Vietnam and India were resistant
resistance genes, carried on mobile genetic elements, such as plasmids, to trimethoprim/sulfamethoxazole, sulfisoxazole, ampicillin, tetracy-
trasposons and integrons, which can disseminate by horizontal or cline and chloramphenicol. Ponce, Khan, Cheng, Summage-West, and
vertical transfer (Liebert, Hall, & Summers, 1999). Consequences for Cerniglia (2008) tested several S. enterica serovar Weltevreden strains
public health include failure of treatment, increased severity and for susceptibility to a panel of seven antibiotics. In this investigation, a
duration of infections, hospitalization and mortality (Newell et al., low frequeny (2/37 isolates) of resistance was recorded.
2010). Antibiotic resistance is a complex issue and resistant bacteria A total of 106 S. Senftenberg isolates from 8 Spanish mussel
have emerged in various sectors, including human medicine, animal processing facilities (mussels, feed and environmental samples) were
husbandry, and agriculture. Such bacteria have also been found in characterized for antimicrobial resistance to a panel of 16 antibiotics
aquatic environments and aquaculture products. Dissemination of by Martinez-Urtaza and Liebana (2005). The authors found 9 strains
resistant microorganisms may occur in both hospitals and communities. resistant to one or more antibiotics.
The relative contribution of each route to the development of resistance Bouchrif et al. (2009) observed several Salmonella serovars in
is very difficult to estimate. Horizontal transfer can occur between Morocco (Blockley, Hadar, Labadi and Typhimurium) showing
bacteria from terrestrial animals, fish and humans and through various resistance and multiple resistance to tetracicline, nalidixic acid,
routes including food (Newell et al., 2010). Indeed, the role of the food ampicillin and streptomycin.
chain in the transmission of resistant microorganisms from animals to Minami et al. (2010) tested Salmonella serovars isolated from
humans has been recognized, and sometimes it has been linked to the shrimp sold in open markets in Thailand. Some of these strains
zootechnical use of antimicrobials agents in farming (Nawaz et al., showed resistance to sulfisoxazole, streptomycin and tetracycline.
786 G. Amagliani et al. / Food Research International 45 (2012) 780–788

In China, Yan et al. (2010) described Salmonella serovars from logical concern; rapid chilling after cooking; plate freezing, followed
seafood resistant to various categories of antibiotics such as beta- by frozen storage (Arvanitoyannis & Varzakas, 2009).
lactams, aminoglycosides, nitrofurans, sulfonamides, quinolones and Studies have shown that there is an additional risk of cross-
fluoroquinolones, also showing multiresistance patterns to between 2 contamination or recontamination between raw and cooked products
to 10 or more drugs. at processing plants (Norhana et al., 2010a). A number of fish products
As a final consideration, careful and judicious use of antimicro- receive heat treatment during processing. Examples of such products
bials should be recommended. Although their use on fish farms is include: pasteurized or cooked and breaded fish fillets, cooked shrimp
necessary, it should be considered complementary to good man- and crabmeat, cook-chill products and hot smoked fish. After the
agement, biosecurity, vaccination, disease surveillance, optimal heat-treatment, the various products may pass through further
nutrition and farm hygiene (EFSA, 2008). These criteria must be processing steps before being packed and stored/distributed as chilled
applied globally to preserve the efficacy of existing drugs and to or frozen products. Some of these products may receive additional
limit the risk of the transfer of resistant foodborne pathogens to heat treatment before consumption or they may be eaten without
humans (Khan et al., 2006). further treatment (RTE). The last category includes products that are
Further preventive measures rely on the rapid and specific extremely sensitive to secondary contaminations. Hence, in the
detection of the genetic determinant of resistance to aid monitoring application of the HACCP system, the heat-treatment is a very critical
and control the spread of resistance. Hence the FAO (Martinez, James, processing step.
& Loreal, 2005) has recently underlined the need for more rapid and Heinitz et al. (2000) found that the incidence of Salmonella in RTE
accurate microbiological diagnostic tools, such as molecular assays, to seafood samples including salted/dried fish was 2.6%. Salmonella spp
identify resistance genes. PCR and, in particular, multiplex PCR, for the can tolerate many stressful conditions and survive in low-Aw foods for
simultaneous detection of several resistance determinants, appear long periods (Arkoudelos, Samaras, & Tassou, 2003; Ristori, dos Santos
promising. Pereira, & Gelli, 2007). Long term survival of Salmonella has been
shown in salted sardines at 0.69 Aw for 60 days (Arkoudelos et al.,
2003). Hence understanding the behavior of Salmonella in salted
10. Seafood safety control and/or dried products is important from a food safety standpoint.
Shrimp and shrimp products, including RTE shrimp, can support
Food safety is defined by the WHO as the assurance that food will the survival and/or growth of Salmonella and there are reports of
not cause harm to the consumer. foodborne disease outbreaks where shrimp have been implicated
The safety of seafood products varies considerably and is (NACMCF, 2008). Unlike carapace, attachment and colonization of
influenced by a number of factors, therefore it is important to cooked shrimp tissue resulted in growth and multiplication of
determine whether the hazard is significant for a particular product, Salmonella at 4 °C. Salmonella on shrimp could survive the acidic
and how it should be controlled. environment of shrimp products such as shrimp salad and marinated
Currently, major risk associated with seafood safety originates or brined shrimp (Norhana, Poole, Deeth, & Dykes, 2010b).
from the environment; contamination of seafood can occur before A further important aspect of quality and safety assurance is the
harvest or at any point from harvest through final preparation. ability to trace products, ingredients, suppliers, retailers, processing
However, survival of food-borne pathogens is more likely to occur in operations or storage procedures throughout the food production
foods that are consumed undercooked or raw, particularly bivalve chain (McKean, 2001). Many food (fish) processing companies
molluscs, as well as in those that experience time and temperature already have effective internal traceability systems as part of their
abuse, such during delays between harvest and refrigeration HACCP-based quality assurance systems. This is especially relevant
(Iwamoto et al., 2010). when failures occur. Traceability is important in the fresh fish chain
Every seafood harvester and processor is required to use an since it may guarantee freshness, which is, almost exclusively a
HACCP-based system, able of identifying sources and points of function of time and temperature. Moreover, it may trace fish from
process, from harvest to consumption, at high risk of contamination, polluted waters.
so that strategies aimed to decrease these risks can be implemented Achieving food safety in the global marketplace is a fundamental
and monitored. human right and a global responsibility, in order to protect both the
In this contest, the FDA plays an important role in establishing public and the economic health of a nation.
guidelines and providing oversight to ensure safer fish and fishery Federal agencies, state governments, and private industry all bear
products. HACCP, GMP, GHP and SSOPs are major components of the responsibility for reducing seafood-associated infections (Iwamoto et
safety management systems in the food supply chain (Aruoma, 2006; al., 2010).
Arvanitoyannis & Varzakas, 2009). HACCP has also been endorsed The effective control of Salmonella occurrence in seafood can also
worldwide by Codex Alimentarius, the EU and by several countries, be implemented through the prompt identification of the pathogen.
including Canada, Australia, New Zealand and Japan. Additional Detection of Salmonella is commonly carried out through the UNI EN
control strategies, such as the National Shellfish Sanitation Program ISO 6579:2004 (Anonymous, 2004), that takes several days to be
(NSSP) guidelines, that regulate the harvesting, processing, and completed, and additional time is needed if serovar or strain
shipping of shellfish for interstate commerce in US, are aimed at identification is required. However, a prolonged analysis time does
promoting the safety of molluscan shellfish (Iwamoto et al., 2010). not appear to be fully compatible, especially with highly perishable
Control strategies to prevent seafood-associated illnesses include food items, such as fish.
monitoring harvest waters, identification and implementation of Effective alternatives are now offered by the so-called rapid
process controls, and consumer education (Iwamoto et al., 2010). methods, like membrane filtration, automated electrical techniques
The most common factors contributing to salmonellosis outbreaks and immunological assays (Martinez et al., 2005), but the most
are improper cooking, inadequate storage, cross-contamination and promising are those based on PCR and Real-Time PCR (Amagliani,
use of raw ingredients in the preparation of seafood. Main post- Omiccioli, Brandi, Bruce, & Magnani, 2010; DePaola et al., 2010; Kumar,
harvest CCPs for Salmonella control in seafood, irrespective of whether Surendran, & Thampuran, 2008a, 2008b, 2010; Minami et al., 2010;
the primary source is a marine or an aquaculture product, include: Shabarinath, Kumar, Khushiramani, Karunasagar, & Karunasagar,
primary chilling immediately in an ice-water slurry on vessels and at 2007), thanks to their high sensitivity and specificity.
harvest site; in cooked products, applying time–temperature regimes One of the main limitations imputable to DNA-based diagnostic
to give log reductions of contamination levels at sites of microbio- methods concerns the possibility of detection of nucleic acids from
G. Amagliani et al. / Food Research International 45 (2012) 780–788 787

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