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Purpose: There is a 40-year history of interest in the use of individuals with aphasia that are harnessed in treatments are
arm and hand gestures in treatments that target the reduction reviewed. The negative effects on word retrieval of restricting
of aphasic linguistic impairment and compensatory methods gesture production are also reviewed, and an overview of the
of communication (Rose, 2006). Arguments for constraining neurological architecture subserving language processing is
aphasia treatment to the verbal modality have arisen from provided as rationale for multimodality treatments. The
proponents of constraint-induced aphasia therapy evidence for constrained and unconstrained treatments is
(Pulvermüller et al., 2001). Confusion exists concerning the critically reviewed.
role of nonverbal treatments in treating people with aphasia. Conclusion: Together, these data suggest that constraint
The central argument of this paper is that given the state of treatments and multimodality treatments are equally
the empirical evidence and the strong theoretical accounts of efficacious, and there is limited support for constraining client
modality interactions in human communication, gesture- responses to the spoken modality.
based and multimodality aphasia treatments are at least as
legitimate an option as constraint-based aphasia treatment. Key Words: aphasia treatment, constraint, multimodality,
Method: Theoretical accounts of modality interactions in gesture, therapy
human communication and the gesture production abilities of
C
onstraint-induced aphasia therapy (CIAT; barriers and restriction/discouragement of nonverbal com-
Pulvermüller et al., 2001) and its variants, con- pensatory communication). CIAT is based on constraint-
straint-induced language therapy (CILT; Maher induced movement therapy (Taub, 2004) and principles of
et al., 2006), constraint-induced aphasia therapy plus (CIAT neuroplasticity that aim to improve spoken communication
Plus; Meinzer, Djundja, Barthel, Elbert, & Rockstroh, 2005), by preventing learned nonuse of oral communication (Taub,
and intensive language action therapy (ILAT; Pulvermüller Uswatte, Mark, & Morris, 2006) and harness the Hebbian
& Berthier, 2008), have been shown to be efficacious in learning principle summarized as cells that fire together, wire
promoting positive changes in formal tests of language together (Kleim & Jones, 2009).
function and client perceptions of everyday communication Constraint to the spoken modality was a strong feature
for many individuals with chronic aphasia. Constraint of early reports of CIAT and CIAT Plus. For example,
aphasia therapies consist of four key elements: high intensity Pulvermüller et al. (2001) wrote that ‘‘aphasic patients often
of practice (30 hr over 10 days; massed practice), shaping of use the communication channel that is accessible to them
responses (gradually increasing the complexity of spoken with the least amount of effort: they gesticulate or make
targets in line with participant mastery), social imperative to drawings instead of using spoken language. Such strategies
produce speech (game-based interactive tasks), and con- need to be suppressed in Constraint Induced therapy in favor
straint of responses to the spoken modality only (visual of verbal communication’’ (p. 1,621). Pulvermüller et al. also
wrote that ‘‘all communication had to be performed by use
of spoken words or sentences: pointing or gesturing was not
a
La Trobe University, Bundoora, Victoria, Australia permitted’’ (p. 1,622).
Correspondence to Miranda L. Rose: m.rose@latrobe.edu.au Meinzer et al. (2005) wrote in their CIAT Plus article
Editor: Swathi Kiran that ‘‘screens between players prevented them from seeing
Associate Editor: Anastasia Raymer each other’s cards and movements to enforce communication
Received July 30, 2012 by spoken language and to ‘constrain’ communication by
Revision received September 16, 2012 gestures’’ (p. 1,463). Finally, Maher et al. (2006) wrote that
Accepted September 25, 2012 ‘‘if participants resorted to any of these strategies during the
DOI: 10.1044/1058-0360(2012/12-0091) therapy sessions, they were reminded to use only speech and
American Journal of Speech-Language Pathology N Vol. 22 N S227–S239 N May 2013 N ß American Speech-Language-Hearing Association S227
Supplement: Select Papers From the 42nd Clinical Aphasiology Conference
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to ‘sit on their hands’ if necessary’’ (p. 846). More recently, 1992). It is argued that gesture and speech are an integrated
the notion of constraint has been refined and renamed focus, multimodal communication system (Kita et al., 2007;
although the emphasis on verbal communication as the sole McNeill, 2005). Gesture production has been hypothesized
response modality, and restricting or minimizing nonverbal to have three possible functions: (a) to contribute to the
communication, remains (Pulvermüller & Berthier, 2008). communication of meaning (e.g., when a person is showing
Since the publication of the CIAT and CIAT Plus an interactant how to get from his or her current location to
studies, questions have arisen in clinical practice and in the another and produces directional gestures or in noisy
literature concerning the appropriateness of using well- environments when pantomime dominates interaction;
established nonverbal and multimodality treatments in Melinger & Levelt, 2004), (b) to help facilitate word retrieval
aphasia rehabilitation. Such treatments exploit the often when difficulties are encountered (Krauss, Chen, &
preserved drawing, gesture, reading, and writing abilities of Gottesman, 2000), and (c) to assist in thinking for speaking
people with aphasia (PWA), either as compensation techni- when task demands are high (Kita & Davies, 2009).
ques when spoken communication fails to be restored or as Although controversy remains as to the exact function of
direct crossmodal facilitation techniques to reestablish gestures, it is likely that these three accounts are not mutually
language and speech. Such techniques include promoting exclusive.
aphasics communicative effectiveness (PACE; Davis & An understanding of different gesture types is impor-
Wilcox, 1985), copy and recall treatment (CART; Beeson, tant to consider when using gestures in aphasia therapy. A
Rising, & Volk, 2003), drawing treatments (Farias, Davis, & continuum of gesture types was proposed by Kendon (1980)
Harrington, 2006; Morgan & Helm-Estabrooks, 1987), and was later refined by McNeill (1992; see Figure 1). The
gesture treatments (Rose, 2006), American Indian sign gestures are defined along the continuum by the obligatory
(Skelly, Schinsky, Smith, & Fust, 1974), and protocol-based presence or absence of speech, the presence of language-like
multimodality treatments such as multi-modality aphasia properties in the movements, whether gestures are idiosyn-
treatment (M-MAT; Rose & Attard, 2011). cratic or socially regulated, and the semiotic characteristics of
The central argument of my paper is that given the the movement. For example, gesticulation at the far left side
state of the empirical evidence and the strong theoretical of the continuum is defined by its obligatory presence of
accounts of modality interactions in human communication speech, lack of language-like properties, idiosyncratic nature,
and their documented neural underpinnings, gesture-based and lack of semiotic characteristics.
and multimodality aphasia treatments are at least as The production of various gesture types is hypothe-
legitimate an option as constraint aphasia treatment. In sized to be dependent on different underlying cognitive
order to validate this argument, I first review the current processes. The sketch model of gesture and speech interac-
theoretical accounts of modality interactions in human tion (de Ruiter, 2000) is based on the model of speech
communication and the gesture production abilities of PWA production proposed by Levelt, Roelfs, and Meyers (1999;
that are harnessed in treatments. Such theoretical accounts see Figure 2). In the sketch model, gestures are produced as
help to explain the rich multimodality nature of human a result of cognitive processing, whereby aspects of thought
communication in unimpaired speakers and the considerable are represented either in speech or in spatial units that are
gesture production abilities of PWA. The theoretical realized as gestures. Well-rehearsed gestures such as emblems
accounts also underpin the rationale for many gesture-based (e.g., salute, OK signal) are produced from a stored gestuary,
and multimodality aphasia treatments. Next, I provide a whereas novel and idiosyncratic gestures such as iconics (e.g.,
brief overview of the neurological architecture subserving unusual shape of a particular cake being discussed) and
language comprehension and expression as further rationale pantomimes (e.g., action sequence depicting skier losing
for aphasia treatments that explicitly harness multimodality control, hitting a tree, and falling over) are produced online
processing. Finally, I provide a critical summarized review of without reference to stored elements. Models such as the
the available evidence in constrained and unconstrained
treatments for chronic aphasia. Together, these data suggest Figure 1. Continuum of gestures proposed by Kendon (1980) and
that constraint therapies and multimodality therapies are adapted by McNeill (1992).
equally efficacious, and there is limited support for
constraining client responses to the spoken modality.
sketch model highlight the interaction of gesture and verbal More recently, Sekine and Rose (2012) examined the
elements of expression. Other models of gesture and speech gestures produced by 98 PWA and 64 nonaphasic controls
interaction have been proposed and suggest possible frank during the Cinderella story retell task (MacWhinney,
interaction between gesture and phonological processing Fromm, Forbes, & Holland, 2011) and found that signifi-
(Krauss et al., 2000) and the cognitive stages of thinking for cantly more PWA gestured than controls. Further, the PWA
speaking and gesturing (Kita & Ozyurek, 2003; Kita et al., produced four gesture types during story retell that were
2007). never produced by the control speakers: pointing to objects
Gesture production in aphasic discourse. Recent inves- in space, pointing to self, pantomime, and letter gestures.
tigations into the gesture production of PWA focusing on Although all of the PWA used emblems and pointed to
discourse tasks (rather than gesture to command/limb objects in space, a significantly higher proportion of
apraxia tasks) have found that PWA use gesture more individuals with Broca’s aphasia produced iconic, panto-
frequently than healthy control speakers do (Ahlsen, 1991; mime, and number gestures as compared to individuals with
Le May, David, & Thomas, 1988; Lott, 1999; Pedelty, 1987; other types of aphasia. Collectively, these results suggest
Sekine & Rose, 2012), and that the type of aphasia a person strengths in spontaneous gesture production in PWA. Even
has interacts with the variety of gestures that he or she in individuals with global aphasia, gestures have been shown
produces. In Lott’s (1999) study of 15 PWA (5 Broca’s, to play a vital role in enhancing message transfer and
5 Wernicke’s, 5 anomic) and 15 nonaphasic controls, maintaining discourse in co-constructed interaction
individuals with Broca’s aphasia produced the most iconic (Goodwin, 1995). Such gestural strength may well be utilized
and meaning-laden gestures (e.g., iconics, emblems, panto- in aphasia therapies.
mimes), and all three groups with aphasia gestured more Impacts of restricting gesture or producing gesture on
than the controls both in total overall numbers and in a ratio word production. One important consideration in employing
of gestures per 100 spoken words. constraints on nonverbal communication concerns the role
Table 1. Comparison of the basic features of constraint and multimodality aphasia therapies.
Note. CIAT = constraint-induced aphasia therapy (Pulvermüller et al., 2001), CILT = constraint-induced language therapy (Maher et al., 2006),
CIATPlus = constraint-induced aphasia therapy plus (Meinzer, Djundja, Barthel, Elbert, & Rockstroh, 2005), ILAT = intensive language action
therapy (Pulvermüller & Berthier, 2008), M-MAT = multi-modality aphasia treatment (Rose & Attard, 2011), MOAT = model oriented aphasia
therapy (Barthel, Meinzer, Djundja, & Rockstroh, 2008), PACE = promoting aphasics communicative effectiveness (Davis & Wilcox, 1985), CART
= copy and recall treatment (Beeson, Rising, & Volk, 2003).
Aphasia
Author(s)/Date N severity Aphasia type Treatment type Outcome measures Results
Pulvermüller et al. (2001) 10 2 mild 6 Broca’s CIAT: 30 hr over 10 days AAT: Both groups improved; greater improvement
7 5 moderate 2 Wernicke’s Conventional therapy: 30 hr Token Test (1 t score) in CIAT group (17% vs. 2%).
3 severe 1 amnesic over 3–5 weeks Comprehension CIAT led to significant improvement in the
2 mild 1 transcortical Naming AAT Token Test (ES 2.18),a
4 moderate 1 4 Broca’s Repetition Comprehension and Naming but not
severe 2 Wernicke’s CAL repetition. Conventional therapy led to
1 conduction improvement on 1 test only. 30% increase
on CAL for the CIAT group, none for the
conventional therapy group.
Meinzer et al. (2004, 12 6 mild 4 Broca’s CIAT: 30 hr over 10 days, 3 hr AAT Significant difference on all subtests for both
2005) 15 5 moderate 2 amnesic per day CETI groups; stable at follow-up; no difference
1 severe 4 Wernicke’s CIAT Plus: 30 hr over 10 days, CAL between groups immediately post
4 mild 2 unclassified 3 hr per day, written 6 month follow-up treatment; no effect of TPO/severity; 17/27
10 moderate 6 Broca’s materials; action of individual participants significantly
1 severe 1 amnesic photographs; home improved on at least one AAT subtest;
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Table 2 (p. 2 of 3). Summary of constraint therapy outcomes for individuals with chronic aphasia.
Aphasia
Author(s)/Date N severity Aphasia type Treatment type Outcome measures Results
Barthel et al. (2008) 12 5 mild 8 Broca’s MOAT: 30 hr over 10 days, AAT: ES:
27 7 moderate 1 anomic 3 hr per day; individual Token Test Medium
Meinzer et al.’s 1 global linguistic, model-oriented Comprehension Large
(2005) 2 unclassified treatment based on Writing Medium
participants underlying linguistic Naming Small
strengths and weaknesses; Repetition Medium
ncludes functional role CETI Medium
playing and home practice CAL Medium
with relative 6 month follow-up Both groups significantly improved after
CIAT Plus: 30 hr over 10 days, treatment; stable at follow-up. Comparable
3 hr per day, written results for both groups except better
materials; action written language and perception of
Table 2 (p. 3 of 3). Summary of constraint therapy outcomes for individuals with chronic aphasia.
Aphasia
Author(s)/Date N severity Aphasia type Treatment type Outcome measures Results
Goral & Kempler (2009) 1 CIAT: 20 hr over 4 × 75 minute BDAE No significant change on BDAE, CLQT.
sessions per week + salient CLQT Significant increase in verbs.
stimuli + focus on verbs Narratives Significant increase in social-communicative
Social- rating.
communicative
rating
Kurland, Pulvermüller, 2 Moderate- Transcortical motor PACE: 30 hr over 10 days, 3 hr Naming probes ES: Large in both PACE and CIAT; better from
Silva, Burke, & severe +AOS per day CIAT.
Andrianopoulos Broca’s +AOS CIAT: 30 hr over 10 days, 3 hr
(2012) per day
Attard, Rose, & Lanyon 2 Severe Broca’s CIAT Plus: 30 hr over 10 days, Naming probes ES: CH-large (CIAT), medium (M-MAT); MT:
(2013) CH 3 hr per day, written WAB AQ nil (CIAT), medium (M-MAT).
and materials; action BNT No significant differences between
MT photographs; home Scenario Test treatments. One participant strongly
practice with relative Story retell preferred M-MAT.
Rose: Multimodality and Constraint Treatments for Aphasia
Note. AAT = Aachen Aphasia Test (Huber, Poeck, Weniger, & Willmes, 1983); CAL = Communicative Activity Log (Pulvermüller et al., 2001); CETI = Communicative Effectiveness
Index (Lomas, Prickard, Bester, Elbard, Finlayson, & Zoghaib, 1989); TPO = time post onset; WAB AQ = Western Aphasia Battery—Revised (Kertesz, 2007) aphasia quotient; BNT =
Boston Naming Test (Kaplan, Goodglass, & Weintraub, 2000); ABA = Apraxia Battery for Adults (Dabul, 1999); BDAE = Boston Diagnostic Aphasia Examination (Goodglass, Kaplan, &
Baressi, 2000); OANB = Object and Action Naming Battery (Druks & Masterson, 2000); Mini-CAL = Reduced length communicative activity log (Szaflarski et al., 2008); CLQT =
Cognitive Linguistic Quick Test (Helm-Estabrooks, 2001); AOS = apraxia of speech. See text for further descriptions of CILT, CIAT, CIAT Plus, MOAT, M-MAT, PACE.
a
Effect sizes were derived from the Cherney et al. (2008) systematic review; Effect sizes provided by study report.
S235
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Table 3. Summary of selected recent gesture therapy outcomes in individuals with chronic aphasia.
Aphasia
Author(s)/Date N severity Aphasia type Treatment type Outcome measures Results
Marshall et al. 14 Severe (<20% 15 × 1 hr sessions per week; Gesture treatment: Gesture and naming Nouns and gestures significantly
(2012) on CAT) 20 gestures, copy, hand shape assistance probes improved post treatments
Naming treatment: 20 nouns, repetition, 6 week follow up and maintained at 6-week
phonological cures follow-up; 11 better change in
naming; 3 better in gestures;
item specific changes.
Raymer et al. 8 Moderate- 4 Broca’s Errorless naming treatment (ENT): 20 × 1-hr Naming probe ES: Large on naming for ENT
(2012) severe 2TMA sessions, 2–3 times per week Gesture probe and GET treatments—no
1TSA Errorless gestural naming treatment (GET): 20 × 1- WAB–R difference.
Note. CAT = Comprehensive Aphasia Test (Swinburn, Porter, & Howard, 2004); TSA = transcortical sensory aphasia; TMA = transcortical motor aphasia; CETI = Communicative
Effectiveness Index (Lomas et al., 1989); FOQ–A = Functional Outcomes Questionnaire for Aphasia (Glueckauf, Blonder, Maher, Crosson, & Gonzalez-Rothi, 2003); VAST = Verb and
Sentence Test (Baastianse, Edwards, & Rispens, 2002).
therapy; Barthel et al., 2008). Study results showed little Beeson, P., Rising, K., & Volk, J. (2003). Writing treatment for
difference. Further, our head-to-head pilot comparison of severe aphasia. Journal of Speech, Language, and Hearing
CIAT Plus and M-MAT, both treatments using group Research, 46, 1038–1060.
format and socially motivated communication games/ Berthier, M. L., Green, C., Lara, J. P., Higueras, C., Barbancho, M.
A., Davila, G., & Pulvermuller, F. (2009). Memantine and
activities, intensively provided (30 hr over 2 weeks), and
constraint-induced aphasia therapy in chronic post stroke
aiming at spoken targets but differing in the lack of verbal aphasia. Annals of Neurology, 65, 577–585.
constraint through the richness of multimodal cue provision, Best, W., Herbert, R., Hickin, J., Osborne, F., & Howard, D. (2002).
showed an advantage for M-MAT in terms of client Phonologic and orthographic facilitation of word-retrieval in
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multiple modes for communication and produced less Boo, M., & Rose, M. (2011). The efficacy of repetition, semantic,
frustration. Both participants disliked being behind the and gesture treatments for verb retrieval and use in Broca’s
visual barriers. aphasia. Aphasiology, 25(2), 154–175.
Breier, J., Maher, L., Novak, B., & Papanicolaou, A. (2006).
Functional imaging before and after constraint-induced
Conclusion language therapy for aphasia using magnetoencephalography.
In this paper, I have argued that there is emerging Neurocase, 12, 322–331.
Caute, A., Pring, T., Cocks, N., Cruice, M., Best, W., & Marshall, J.
evidence supporting rich crossmodal neuronal interaction
(2013). Enhancing communication through gesture and naming
between language and sensory/motor systems. Such interac- therapy. Journal of Speech, Language, and Hearing Research, 56,
tion supports rehabilitation strategies that harness these 337–351.
distributed neural networks. Cuing strategies that employ Cherney, L., Patterson, J., & Raymer, A. (2011). Intensity of aphasia
multimodal responses and inputs might harness such net- therapy: Evidence and efficacy. Current Neurology and
works; a concept similar to Luria’s (1972) inter- and Neuroscience Reports, 11(6), 560–569.
intrasystemic reorganization. Evidence suggests that PWA Cherney, L., Patterson, J, Raymer, S., Frymark, T., & Schooling, T.
have considerable gesture production abilities and that these (2008). Evidence-based systematic review: Effects of intensity of
have been effectively harnessed in treatments to promote treatment and constraint-induced language therapy for
language recovery and communication, and that restricting individuals with stroke-induced aphasia. Journal of Speech,
gesture production in PWA is likely to increase word Language, and Hearing Research, 51, 1282–1299.
Dabul, B. (1999). Apraxia Battery for Adults. Austin, TX: Pro-Ed.
retrieval difficulty. Comparative evidence in constraint and
Davis, A. (2005). PACE revisited. Aphasiology, 19(1), 21–38.
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Davis, A., & Wilcox, M. (1985). Adult aphasia rehabilitation: Applied
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multimodality communication skills for social interaction Druks, J., & Masterson, J. (2000). An object and action naming
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that multimodality treatments are a valid option for Farias, D., Davis, C., & Harrington, G. (2006). Drawing: Its
rehabilitation of individuals with chronic aphasia, and that contribution to naming in aphasia. Brain and Language, 97(1),
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not strongly supported by current evidence. Clearly, there is Faroqi-Shah, Y., & Virion, C. (2009). Constraint-induced language
therapy for agrammatism. Role of grammaticality constraints.
a compelling argument for further investigation into the
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