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Releasing the Constraints on Aphasia Therapy:

The Positive Impact of Gesture and


Multimodality Treatments
Miranda L. Rosea

Purpose: There is a 40-year history of interest in the use of individuals with aphasia that are harnessed in treatments are
arm and hand gestures in treatments that target the reduction reviewed. The negative effects on word retrieval of restricting
of aphasic linguistic impairment and compensatory methods gesture production are also reviewed, and an overview of the
of communication (Rose, 2006). Arguments for constraining neurological architecture subserving language processing is
aphasia treatment to the verbal modality have arisen from provided as rationale for multimodality treatments. The
proponents of constraint-induced aphasia therapy evidence for constrained and unconstrained treatments is
(Pulvermüller et al., 2001). Confusion exists concerning the critically reviewed.
role of nonverbal treatments in treating people with aphasia. Conclusion: Together, these data suggest that constraint
The central argument of this paper is that given the state of treatments and multimodality treatments are equally
the empirical evidence and the strong theoretical accounts of efficacious, and there is limited support for constraining client
modality interactions in human communication, gesture- responses to the spoken modality.
based and multimodality aphasia treatments are at least as
legitimate an option as constraint-based aphasia treatment. Key Words: aphasia treatment, constraint, multimodality,
Method: Theoretical accounts of modality interactions in gesture, therapy
human communication and the gesture production abilities of

C
onstraint-induced aphasia therapy (CIAT; barriers and restriction/discouragement of nonverbal com-
Pulvermüller et al., 2001) and its variants, con- pensatory communication). CIAT is based on constraint-
straint-induced language therapy (CILT; Maher induced movement therapy (Taub, 2004) and principles of
et al., 2006), constraint-induced aphasia therapy plus (CIAT neuroplasticity that aim to improve spoken communication
Plus; Meinzer, Djundja, Barthel, Elbert, & Rockstroh, 2005), by preventing learned nonuse of oral communication (Taub,
and intensive language action therapy (ILAT; Pulvermüller Uswatte, Mark, & Morris, 2006) and harness the Hebbian
& Berthier, 2008), have been shown to be efficacious in learning principle summarized as cells that fire together, wire
promoting positive changes in formal tests of language together (Kleim & Jones, 2009).
function and client perceptions of everyday communication Constraint to the spoken modality was a strong feature
for many individuals with chronic aphasia. Constraint of early reports of CIAT and CIAT Plus. For example,
aphasia therapies consist of four key elements: high intensity Pulvermüller et al. (2001) wrote that ‘‘aphasic patients often
of practice (30 hr over 10 days; massed practice), shaping of use the communication channel that is accessible to them
responses (gradually increasing the complexity of spoken with the least amount of effort: they gesticulate or make
targets in line with participant mastery), social imperative to drawings instead of using spoken language. Such strategies
produce speech (game-based interactive tasks), and con- need to be suppressed in Constraint Induced therapy in favor
straint of responses to the spoken modality only (visual of verbal communication’’ (p. 1,621). Pulvermüller et al. also
wrote that ‘‘all communication had to be performed by use
of spoken words or sentences: pointing or gesturing was not
a
La Trobe University, Bundoora, Victoria, Australia permitted’’ (p. 1,622).
Correspondence to Miranda L. Rose: m.rose@latrobe.edu.au Meinzer et al. (2005) wrote in their CIAT Plus article
Editor: Swathi Kiran that ‘‘screens between players prevented them from seeing
Associate Editor: Anastasia Raymer each other’s cards and movements to enforce communication
Received July 30, 2012 by spoken language and to ‘constrain’ communication by
Revision received September 16, 2012 gestures’’ (p. 1,463). Finally, Maher et al. (2006) wrote that
Accepted September 25, 2012 ‘‘if participants resorted to any of these strategies during the
DOI: 10.1044/1058-0360(2012/12-0091) therapy sessions, they were reminded to use only speech and

American Journal of Speech-Language Pathology N Vol. 22 N S227–S239 N May 2013 N ß American Speech-Language-Hearing Association S227
Supplement: Select Papers From the 42nd Clinical Aphasiology Conference
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to ‘sit on their hands’ if necessary’’ (p. 846). More recently, 1992). It is argued that gesture and speech are an integrated
the notion of constraint has been refined and renamed focus, multimodal communication system (Kita et al., 2007;
although the emphasis on verbal communication as the sole McNeill, 2005). Gesture production has been hypothesized
response modality, and restricting or minimizing nonverbal to have three possible functions: (a) to contribute to the
communication, remains (Pulvermüller & Berthier, 2008). communication of meaning (e.g., when a person is showing
Since the publication of the CIAT and CIAT Plus an interactant how to get from his or her current location to
studies, questions have arisen in clinical practice and in the another and produces directional gestures or in noisy
literature concerning the appropriateness of using well- environments when pantomime dominates interaction;
established nonverbal and multimodality treatments in Melinger & Levelt, 2004), (b) to help facilitate word retrieval
aphasia rehabilitation. Such treatments exploit the often when difficulties are encountered (Krauss, Chen, &
preserved drawing, gesture, reading, and writing abilities of Gottesman, 2000), and (c) to assist in thinking for speaking
people with aphasia (PWA), either as compensation techni- when task demands are high (Kita & Davies, 2009).
ques when spoken communication fails to be restored or as Although controversy remains as to the exact function of
direct crossmodal facilitation techniques to reestablish gestures, it is likely that these three accounts are not mutually
language and speech. Such techniques include promoting exclusive.
aphasics communicative effectiveness (PACE; Davis & An understanding of different gesture types is impor-
Wilcox, 1985), copy and recall treatment (CART; Beeson, tant to consider when using gestures in aphasia therapy. A
Rising, & Volk, 2003), drawing treatments (Farias, Davis, & continuum of gesture types was proposed by Kendon (1980)
Harrington, 2006; Morgan & Helm-Estabrooks, 1987), and was later refined by McNeill (1992; see Figure 1). The
gesture treatments (Rose, 2006), American Indian sign gestures are defined along the continuum by the obligatory
(Skelly, Schinsky, Smith, & Fust, 1974), and protocol-based presence or absence of speech, the presence of language-like
multimodality treatments such as multi-modality aphasia properties in the movements, whether gestures are idiosyn-
treatment (M-MAT; Rose & Attard, 2011). cratic or socially regulated, and the semiotic characteristics of
The central argument of my paper is that given the the movement. For example, gesticulation at the far left side
state of the empirical evidence and the strong theoretical of the continuum is defined by its obligatory presence of
accounts of modality interactions in human communication speech, lack of language-like properties, idiosyncratic nature,
and their documented neural underpinnings, gesture-based and lack of semiotic characteristics.
and multimodality aphasia treatments are at least as The production of various gesture types is hypothe-
legitimate an option as constraint aphasia treatment. In sized to be dependent on different underlying cognitive
order to validate this argument, I first review the current processes. The sketch model of gesture and speech interac-
theoretical accounts of modality interactions in human tion (de Ruiter, 2000) is based on the model of speech
communication and the gesture production abilities of PWA production proposed by Levelt, Roelfs, and Meyers (1999;
that are harnessed in treatments. Such theoretical accounts see Figure 2). In the sketch model, gestures are produced as
help to explain the rich multimodality nature of human a result of cognitive processing, whereby aspects of thought
communication in unimpaired speakers and the considerable are represented either in speech or in spatial units that are
gesture production abilities of PWA. The theoretical realized as gestures. Well-rehearsed gestures such as emblems
accounts also underpin the rationale for many gesture-based (e.g., salute, OK signal) are produced from a stored gestuary,
and multimodality aphasia treatments. Next, I provide a whereas novel and idiosyncratic gestures such as iconics (e.g.,
brief overview of the neurological architecture subserving unusual shape of a particular cake being discussed) and
language comprehension and expression as further rationale pantomimes (e.g., action sequence depicting skier losing
for aphasia treatments that explicitly harness multimodality control, hitting a tree, and falling over) are produced online
processing. Finally, I provide a critical summarized review of without reference to stored elements. Models such as the
the available evidence in constrained and unconstrained
treatments for chronic aphasia. Together, these data suggest Figure 1. Continuum of gestures proposed by Kendon (1980) and
that constraint therapies and multimodality therapies are adapted by McNeill (1992).
equally efficacious, and there is limited support for
constraining client responses to the spoken modality.

Models of Gesture, Speech, and Language


Interaction
Before discussing models of gesture and speech
interaction, I want to clarify what is meant by the term
gesture in this context. In healthy speakers, the production of
arm and hand gestures is closely linked with speech
production, both in terms of the information that gestures
contain and the timing of their production with related key
words/phrases (Kendon, 1980; Morrel-Samuels & Krauss,

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Figure 2. The sketch model of speech and gesture interaction. Reprinted from Gesture and Speech Production (Doctoral dissertation), by J. P.
De Ruiter (1998). Catholic University of Nijmegen, The Netherlands. Reprinted with permission.

sketch model highlight the interaction of gesture and verbal More recently, Sekine and Rose (2012) examined the
elements of expression. Other models of gesture and speech gestures produced by 98 PWA and 64 nonaphasic controls
interaction have been proposed and suggest possible frank during the Cinderella story retell task (MacWhinney,
interaction between gesture and phonological processing Fromm, Forbes, & Holland, 2011) and found that signifi-
(Krauss et al., 2000) and the cognitive stages of thinking for cantly more PWA gestured than controls. Further, the PWA
speaking and gesturing (Kita & Ozyurek, 2003; Kita et al., produced four gesture types during story retell that were
2007). never produced by the control speakers: pointing to objects
Gesture production in aphasic discourse. Recent inves- in space, pointing to self, pantomime, and letter gestures.
tigations into the gesture production of PWA focusing on Although all of the PWA used emblems and pointed to
discourse tasks (rather than gesture to command/limb objects in space, a significantly higher proportion of
apraxia tasks) have found that PWA use gesture more individuals with Broca’s aphasia produced iconic, panto-
frequently than healthy control speakers do (Ahlsen, 1991; mime, and number gestures as compared to individuals with
Le May, David, & Thomas, 1988; Lott, 1999; Pedelty, 1987; other types of aphasia. Collectively, these results suggest
Sekine & Rose, 2012), and that the type of aphasia a person strengths in spontaneous gesture production in PWA. Even
has interacts with the variety of gestures that he or she in individuals with global aphasia, gestures have been shown
produces. In Lott’s (1999) study of 15 PWA (5 Broca’s, to play a vital role in enhancing message transfer and
5 Wernicke’s, 5 anomic) and 15 nonaphasic controls, maintaining discourse in co-constructed interaction
individuals with Broca’s aphasia produced the most iconic (Goodwin, 1995). Such gestural strength may well be utilized
and meaning-laden gestures (e.g., iconics, emblems, panto- in aphasia therapies.
mimes), and all three groups with aphasia gestured more Impacts of restricting gesture or producing gesture on
than the controls both in total overall numbers and in a ratio word production. One important consideration in employing
of gestures per 100 spoken words. constraints on nonverbal communication concerns the role

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of gesture in word retrieval and fluency in healthy speakers. between linguistic, perceptual, and gestural systems. Such
Several sources of evidence suggest that restricting gesture rich motor and linguistic interaction has been supported by
production in healthy speakers leads to an increase in recent neuroscience, which emphasizes the co-activation of
disfluency, particularly for spatial content (Morsella & related systems during various tasks (see Pulvermüller &
Krauss, 2004; Rauscher, Krauss, & Chen, 1996), as well as a Berthier, 2008, for a detailed summary). For example, when
reduction in successful word retrieval in tip-of-the-tongue transcranial magnetic stimulation was applied to the left arm
(TOT) states (Frick & Guttentag, 1998). or leg motor cortex of right-handed participants, processing
More recently, Pyers et al. (2010) found that restricting of verbs related to those body areas (e.g., arm: fold, beat,
gestures in 30 healthy speakers during a picture-naming task grasp; leg: kick, hike, step) was faster than for unrelated
by wearing gloves that were velcroed to a wooden board led words and for the right hemisphere and sham control
to less success in resolving TOT states as compared to conditions (Pulvermüller, Hauk, Nikulin, & Ilmoniemi,
unrestricted matched participants. Further, there was con- 2005). In a recent meta-analysis of studies examining
siderable variability in relation to the degree of impact that embodiment theory, Jirak et al. (2010) argued that there is
the restriction had on the various individuals. A second study good evidence to support activation of primary motor,
by Pyers et al. examined the relationship between spatial supplementary motor, and premotor cortices during lan-
memory span, auditory working memory, and resolution of guage processing.
TOT states. In this study, Pyers et al. found that individuals Such crossmodal interaction is interesting in the
with weaker auditory working memory relied more heavily context of aphasia and impaired linguistic systems, as we
than individuals with strong auditory working memory on might infer that a processing advantage could be afforded the
gesture to aid them in the resolution of TOTs. These findings damaged linguistic system through motor activity. This is
may have significant implications for PWA who experience certainly not a novel concept. Luria (1972) discussed
high levels of word retrieval difficulty and commonly have intersystemic facilitation and reorganization in the 1940s
impaired auditory working memory. following his detailed observational and behavioral work of
A pilot study by Rose and Douglas (2001) investigated injured soldiers undergoing brain injury rehabilitation
the impact of PWA producing iconic gestures, pointing following World War II. The strategy of restoring or
gestures, cued articulation gestures, and visual imagery while improving a damaged system by pairing it with an intact
naming pictures. We showed an advantage for producing an system is well used in aphasia clinics throughout the world.
iconic gesture during naming attempts for individuals with Interestingly, in their more recent constraint therapy
phonological-level word retrieval impairments. Further, in publications, Pulvermüller and Berthier (2008) advocated for
an analysis of the conversations of 18 individuals with this language/action interaction and discussed its potential to
chronic aphasia, Lanyon and Rose (2009) showed that these be harnessed positively in aphasia therapies. Where their
individuals produced gestures significantly more frequently argument differs from mine is in the interpretation of the
during word retrieval failures, and that five individuals in the concept of action and how action can be usefully employed in
sample with phonological-level word retrieval impairments aphasia treatments. In Pulvermüller and Berthier’s thorough
produced greater amounts of gesture were produced during discussion of the neuroscience-based principles of aphasia
their resolved word retrieval events. therapy, they take the evidence concerning language and
Taken together, these results suggest a positive role for action cortical interaction and derive a principle of therapy
gesture production in word retrieval in PWA and potential they term the behavioral relevance principle, stating that ‘‘it is
negative impacts if gesture is restricted. Such restriction has advantageous to practice language in relevant action
been a feature of the majority of previous constraint context’’ (p. 569). By this, they mean practicing speaking in a
treatment studies. social situation where there is an obvious and compelling
reason to speak (e.g., in a card-requesting game played
Neurological Evidence for Gesture / Speech behind visual barriers). There seems little argument against
such a common-sense principle, but the neuroscience
Interaction and Principles of Neuroplasticity in evidence underpinning it can just as easily be interpreted in
Aphasia Treatment an alternative principle that I term the multimodality
For more than a decade, the classic view of language principle, stating that it is advantageous to practice language
being mediated by a strictly encapsulated, modular proces- in a rich multimodal context. Such practice is highly relevant
sing system that is specialized for various linguistic as it mimics real-life communication, which is multimodal.
subsystems (e.g., syntax, semantics, phonology; e.g., Fodor, Pulvermüller and Berthier (2008) go on to discuss the
1975; Patterson & Shewell, 1987) and strictly separated from negative role of learned nonuse in preventing positive
motor and sensory processing has been challenged by the rehabilitation outcomes that have been well documented in
embodied view of language processing. In the embodied view monkey and human studies of sensory-motor and limb
of language processing, there is frank interaction between impairments and subsequent retraining (Taub et al., 2006).
perception/action and higher cognitive processes such as They derive a further principle of aphasia therapy concerning
language and thought (Jirak, Menz, Buccino, Borghi, & learned nonuse called the focusing principle. According to
Binkoski, 2010). The gesture/speech interaction theoretical Pulvermüller and Berthier, ‘‘it is advantageous to focus
models similarly suggest a rich and functional interplay patients on their remaining language abilities especially on

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those they avoid using’’ (p. 571). Unfortunately, as there are as sender and receiver; exchange of new information between
no animal models that parallel the elaborate nature of clinician and client), PACE allows clients free choice of the
human language, there has not been direct neuroanatomical communication channel to convey messages (Davis, 2005),
or neurophysiologic investigations of learned nonuse in whereas constraint therapy focuses on the verbal channel
language systems; rather, authors take what is known from exclusively. Further, the clinician feedback focuses on
motor and sensory system research and infer from this to message transfer success in PACE rather than on more direct
human language and communication. Such inference is instruction, or direct reinforcement, for speech production.
probably imperfect given the simpler nature of the motor/ By contrast, in many of the previously employed
sensory neural systems as compared to the more elaborate nonverbal and multimodality treatments, and contrary to the
cognition/language neural systems. central tenet of PACE treatment, that aims at communica-
However, even if there was a complete correspondence tion rather than speech, the aim of the activity/goal of these
between the animal and human models of the effects of multimodal therapies is in fact verbal communication, but
learned nonuse in motor/sensory systems and human the client achieves the verbal response through multimodality
language systems, the argument put forward in constraint (or nonverbal) cuing support. Table 1 provides an overview
therapies to constrain (focus) responses to verbal commu- of the major features of various constraint and multi-
nication only fails to take into consideration cuing systems, modality aphasia treatments. For example, in M-MAT
which aim to help reconstitute verbal communication and are (Attard, Rose, & Lanyon, 2013; Rose & Attard, 2011), the
usually employed in nonconstrained aphasia treatments. The goal is verbal communication, not compensatory nonverbal
early writings on constraint therapy, or communication communication. Clients undertake intensive word produc-
therapy as it was termed then (Pulvermüller & Roth, 1991), tion practice with object and action picture card stimuli in a
compared it to PACE (Davis & Wilcox, 1985). Pulvermüller group, social game activity (such as Bingo/Go Fish), with the
and Roth (1991) rightly pointed out that although PACE goal being spoken production of the target noun/verb/
included therapeutic games/natural speech acts/communica- phrase. Critically, the way in which that production is
tive interaction (e.g., clinician and client participate equally facilitated is through a structured combination of

Table 1. Comparison of the basic features of constraint and multimodality aphasia therapies.

Name Goal Amount Intensity Responses allowed Cues provided

CILT/CIAT Verbal communication 30 hr 3 hr per day, Spoken only Picture to request/name


5 days
per week
CIAT Plus/ Verbal communication 30 hr 3 hr per day, Spoken only Pictures to request/name Written word
ILAT 5 days to read aloud
per week
M-MAT Verbal communication 30 hr 3.75 hr per Spoken primary; Pictures to request/name
day, 4 gesture, drawing, Written word to read aloud Spoken
days per and writing, word to copy
week secondary Gesture
Drawing
Writing
MOAT Verbal communication 30 hr 3 hr per day, Spoken, written Pictures to name Written word to read
5 days aloud Spoken word to copy
per week Semantic
Phonologic
Combined Verbal communication 20 hr 1 hr per day, Spoken and gestures Pictures to name
Verb + and gesture 2–3 days Written word to read aloud Spoken
Gesture communication per week word to copy
Gesture
PACE Communication: spoken Unspecified Variable Any communication Pictures to request/name
or nonverbal that is successful
CART Communication: written or Unspecified Variable Written and spoken Pictures to name
spoken Written words to copy and read
Instructions for correction
Drawing Communication: drawing Unspecified Variable Drawings and Pictures to name
or spoken spoken Drawings to copy Instructions for
drawing refinement

Note. CIAT = constraint-induced aphasia therapy (Pulvermüller et al., 2001), CILT = constraint-induced language therapy (Maher et al., 2006),
CIATPlus = constraint-induced aphasia therapy plus (Meinzer, Djundja, Barthel, Elbert, & Rockstroh, 2005), ILAT = intensive language action
therapy (Pulvermüller & Berthier, 2008), M-MAT = multi-modality aphasia treatment (Rose & Attard, 2011), MOAT = model oriented aphasia
therapy (Barthel, Meinzer, Djundja, & Rockstroh, 2008), PACE = promoting aphasics communicative effectiveness (Davis & Wilcox, 1985), CART
= copy and recall treatment (Beeson, Rising, & Volk, 2003).

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multimodality cues: a related gesture, a drawing, a written Patterson, Raymer, Frymark, & Schooling, 2008) provided
word, a word to be read aloud, and/or a spoken model to further effect sizes in their systematic reviews of constraint
copy. Such rich multimodality, intra- and intersystemic cuing and intensive aphasia treatments. These are listed in Table 2.
aims to recruit all available neural networks that were Effect sizes for comprehension are generally higher than for
previously involved in linguistic processing, thereby creating production.
a potent experience to assist language relearning/re-access. In However, effect sizes are only meaningful when the
constraint therapies, the system of cues and assistance is measures they are calculated on are valid and reliable. In
restricted to verbal repetition and to lowering the difficulty of order to better determine treatment efficacy, measures of the
the naming task to high-frequency, easily accessible items clinical effectiveness of statistically significant changes,
rather than exploiting the remaining language abilities ratings of discourse-level change, and client satisfaction seem
through phonologic, semantic, and orthographic cues. important. The large-N constraint studies reporting statisti-
So although it seems that there can be little argument cally significant changes in aphasia battery scores do not
against a focusing principle (emphasizing language abilities/ include objective measures of discourse beyond client self-
production) in aphasia treatment, there appears scarce perception of functional communication, and this is a
evidence to support restricting cues that have previously been notable limitation. The few studies directly examining
demonstrated to assist verbal learning (Best, Herbert, Hickin, discourse (Attard et al., 2013; Faroqi-Shah & Virion, 2009;
Osborne, & Howard, 2002; Howard & Harding, 1998; Goral & Kempler, 2009; Maher et al., 2006; Szaflarski et al.,
Howard, Patterson, Franklin, Orchard-Lisle, & Morton, 2008) have shown equivocal results. Further, several studies
1985). Further, this argument against restriction/constraint have attempted to replicate the original findings from the
may be particularly pertinent for those individuals with Pulvermüller et al. (2001) and Meinzer et al. (2005) studies in
severe aphasia who have large areas of destruction in the a series of detailed single-subject designs but have not
neural circuits that underpin language. As Luria (1972) obtained the same overall positive results of the earlier group
suggested so long ago, restitution of extensively damaged studies, with distinct individual variation in response to
systems is unlikely, and therapies aimed at compensatory treatment (Attard et al., 2013; Breier, Maher, Novak, &
strategies are probably more practical. In the case where oral Papanicolaou, 2006; Faroqi-Shah & Virion, 2009; Szaflarski
language is not reinstated after treatment, at least in the et al., 2008). Reports of negative responses to treatments are
multimodality/nonverbal therapies, word retrieval practice important in terms of determining the participant charac-
has occurred with alternative mechanisms (gesture, drawing, teristics associated with good response. Meinzer et al.
writing), and these mechanisms could then be harnessed as reported that 15% (four) of their 27 participants did not
compensatory communication devices. If failure to re- respond to CIAT. Unfortunately, Meinzer et al. did not
establish verbal communication occurs after constraint indicate which participants were the nonresponders, nor did
therapies (e.g., Pulvermüller & Berthier [2008] wrote: ‘‘If … a they indicate their characteristics. This latter point needs far
ceiling has been reached for certain patients, it may also be more attention in the research literature than is currently
fruitful to introduce alternative and augmentative commu- provided by the constraint studies.
nication strategies’’ p. 583), inefficient retraining of non- Table 3 summarizes findings from several gesture-
verbal communication strategies will then need to be based therapy studies that have been published since a
initiated. comprehensive review (Rose, 2006). Overall, the evidence
suggests positive results from these multimodality therapies,
including some reference to generalization to untrained
Comparative Evidence From CIAT, Gesture, and
stimuli and discourse, as well as long-term retention of
Multimodality Aphasia Treatments language gains. There are, however, individuals who do not
Table 2 provides a summary of the major aspects and respond to the treatments, and these are listed. Effect sizes
findings from studies published to date investigating the are frequently in the medium to large range, and there
impacts of CIAT on individuals with chronic aphasia. appears to be no negative impact of practicing gestures on
Overall, the evidence suggests positive results from constraint the acquisition of spoken nouns and verbs in the within-
therapies, with statistically significant results obtained on subject comparison designs. Further, some studies have
standardized measures of linguistic skills (e.g., Aachen demonstrated that training gesture actually provides a means
Aphasia Test [AAT; Huber, Poeck, Weniger, & Willmes, for communicating a word when spoken word production
1983]), particularly in the subskills of auditory comprehen- continues to fail (Caute et al., 2013; Maher et al., 2006;
sion and repetition. Obviously, in determining the efficacy of Marshall et al., 2012; Raymer et al., 2012).
a treatment, more is required than a statistically significant Thus, a comparison of available outcomes from the
change on an omnibus aphasia battery, and in questions of constraint and multimodality studies suggests no clear
comparative efficacy, effect sizes are required. Reports of advantage of constraint. This is particularly exemplified by
effect sizes from constraint studies using group statistics and the Barthel, Meinzer, Djundja, and Rockstroh (2008) study
obtained from the AAT have been small to medium, apart that directly compared outcomes from 27 individuals
from Pulvermüller et al.’s (2001) initial report, which showed receiving CIAT and CIAT PLus and 12 individuals
a large effect size on the AAT composite score. Cherney and receiving a nonconstrained linguistically motivated
colleagues (Cherney, Patterson, & Raymer, 2011; Cherney, individual intervention (i.e., model-oriented aphasia

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Table 2 (p. 1 of 3). Summary of constraint therapy outcomes for individuals with chronic aphasia.

Aphasia
Author(s)/Date N severity Aphasia type Treatment type Outcome measures Results

Pulvermüller et al. (2001) 10 2 mild 6 Broca’s CIAT: 30 hr over 10 days AAT: Both groups improved; greater improvement
7 5 moderate 2 Wernicke’s Conventional therapy: 30 hr Token Test (1 t score) in CIAT group (17% vs. 2%).
3 severe 1 amnesic over 3–5 weeks Comprehension CIAT led to significant improvement in the
2 mild 1 transcortical Naming AAT Token Test (ES 2.18),a
4 moderate 1 4 Broca’s Repetition Comprehension and Naming but not
severe 2 Wernicke’s CAL repetition. Conventional therapy led to
1 conduction improvement on 1 test only. 30% increase
on CAL for the CIAT group, none for the
conventional therapy group.
Meinzer et al. (2004, 12 6 mild 4 Broca’s CIAT: 30 hr over 10 days, 3 hr AAT Significant difference on all subtests for both
2005) 15 5 moderate 2 amnesic per day CETI groups; stable at follow-up; no difference
1 severe 4 Wernicke’s CIAT Plus: 30 hr over 10 days, CAL between groups immediately post
4 mild 2 unclassified 3 hr per day, written 6 month follow-up treatment; no effect of TPO/severity; 17/27
10 moderate 6 Broca’s materials; action of individual participants significantly
1 severe 1 amnesic photographs; home improved on at least one AAT subtest;

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4 Wernicke’s practice with relative improvement in communicative
1 global effectiveness in CIAT Plus group at
3 unclassified 6 month follow-up.
ES: AAT – 0.34; Token Test – 0.8.a
Pulvermüller Hauk, 9 2 mild 5 Broca’s CIAT: 30 hr over 10 days, 3 hr AAT: Statistically significant improvement in AAT
Zohsel, Neininger, & 5 moderate 2 Wernicke’s per day Token Test Comprehension, Naming, and Token Test;

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Mohr (2005) 2 severe 1 amnesic Comprehension no signification change in Repetition
1 transcortical Naming ES: 0.25 Token Test, 0.46 AAT
Repetition Comprehension.a
Maher et al. (2006) 4 3 moderate PACE: 24 hr 4 days per week, WAB AQ Both groups significant improvement on WAB
5 1 severe 3 hr per day BNT AQ (ES CILT – 1.01),a BNT, Action Naming,
3 moderate CILT: 24 hr 4 days per week, Action Naming no difference between groups. Stable at
2 severe 3 hr per day ABA follow-up; Report of better discourse in
Story Retell CIAT group.
1 month follow-up 2 participants in CILT group frustrated at not
being allowed to write responses; 1 in
PACE group only talked.
Breier et al. (2006) 6 3 moderate 5 Broca’s CILT: 36 hr, 4 days per week, WAB AQ 2 individuals improved >5 points on WAB AQ,
3 severe 1 conduction 3 hr per day for 3 weeks; BNT 4 did not.
additions of phonemic, CIUs in treatment 1 participant made 9-point gain on BNT, 6
semantic, or repetition probes deteriorated.
cuing
Meinzer, Streiftau, & 10 CIAT Plus: 30 hr over 10 days, AAT: Both groups significantly improved. No
Rockstroh (2007) 10 3 hr per day, written Token Test difference between groups.
materials; action Comprehension
photographs; home Writing
practice with relative Naming
CIAT Plus delivered by trained Repetition
layperson: 30 hr over 10 CAL
days, 3 hr per day, written
materials; action

Rose: Multimodality and Constraint Treatments for Aphasia


photographs; home
practice with relative

S233
S234
Table 2 (p. 2 of 3). Summary of constraint therapy outcomes for individuals with chronic aphasia.

Aphasia
Author(s)/Date N severity Aphasia type Treatment type Outcome measures Results

Barthel et al. (2008) 12 5 mild 8 Broca’s MOAT: 30 hr over 10 days, AAT: ES:
27 7 moderate 1 anomic 3 hr per day; individual Token Test Medium
Meinzer et al.’s 1 global linguistic, model-oriented Comprehension Large
(2005) 2 unclassified treatment based on Writing Medium
participants underlying linguistic Naming Small
strengths and weaknesses; Repetition Medium
ncludes functional role CETI Medium
playing and home practice CAL Medium
with relative 6 month follow-up Both groups significantly improved after
CIAT Plus: 30 hr over 10 days, treatment; stable at follow-up. Comparable
3 hr per day, written results for both groups except better
materials; action written language and perception of

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photographs; home everyday communication following MOAT.
practice with relative
Richter, Miltner, & 16 7 Broca’s CIAT: 30 hr over 10 days, 3 hr AAT: ES:
Straube (2008) 7 anomic per day Token Test not available
2 global Comprehension Medium
Spontaneous Medium

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speech Small
Semantics
Szaflarski et al. (2008) 3 1 moderate 2 nonfluent CIAT: 3 hr per day, 5 days for 1 BDAE 2 participants showed improved auditory
2 severe 1 fluent jargon week plus addition of BNT comprehension on BDAE; none showed
person-derived cues found Story retell improvement on expressive measures
to enhance word retrieval in Mini-CAL
testing
Berthier et al. (2009) 14 WAB AQ 23.2– 4 Broca’s CIAT with memantine WAB CIAT led to significant improvement in both
14 91.0 9 anomic CIAT only CAL groups, greater improvement with

American Journal of Speech-Language Pathology N Vol. 22 N S227–S239 N May 2013


WAB AQ 41.8– 1 conduction memantine.
84.4 5 Broca’s
4 anomic
2 conduction
2 transcortical
motor
Faroqi-Shah & Virion 4 2 mild 3 Broca’s CIAT: 24 hr over 10 days WAB AQ Improved WAB AQs but minimal changes
(2009) 2 moderate 1 agrammatic BNT computed over multiple tests; not
OANB Verbs maintained at follow-up; little change in
Story retell discourse measures.
Conversation
3 month follow-up
Kurland, Baldwin, & 1 Moderate- Wernicke’s PACE: 5 × 3 hr sessions per % correct on trained Significant improvement on naming trained
Tauer (2010) severe week for 2 weeks CILT: and untrained items in both conditions.
5×3 hr sessions per week items
for 2 weeks
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Table 2 (p. 3 of 3). Summary of constraint therapy outcomes for individuals with chronic aphasia.

Aphasia
Author(s)/Date N severity Aphasia type Treatment type Outcome measures Results

Goral & Kempler (2009) 1 CIAT: 20 hr over 4 × 75 minute BDAE No significant change on BDAE, CLQT.
sessions per week + salient CLQT Significant increase in verbs.
stimuli + focus on verbs Narratives Significant increase in social-communicative
Social- rating.
communicative
rating
Kurland, Pulvermüller, 2 Moderate- Transcortical motor PACE: 30 hr over 10 days, 3 hr Naming probes ES: Large in both PACE and CIAT; better from
Silva, Burke, & severe +AOS per day CIAT.
Andrianopoulos Broca’s +AOS CIAT: 30 hr over 10 days, 3 hr
(2012) per day
Attard, Rose, & Lanyon 2 Severe Broca’s CIAT Plus: 30 hr over 10 days, Naming probes ES: CH-large (CIAT), medium (M-MAT); MT:
(2013) CH 3 hr per day, written WAB AQ nil (CIAT), medium (M-MAT).
and materials; action BNT No significant differences between
MT photographs; home Scenario Test treatments. One participant strongly
practice with relative Story retell preferred M-MAT.
Rose: Multimodality and Constraint Treatments for Aphasia

M-MAT: 30 hr over 2 weeks, Conversation


3.75 hr per day, written CETI
materials; action 1 & 3 month follow-
photographs; home up
practice with relative;
gesture, drawing, writing
cues

Note. AAT = Aachen Aphasia Test (Huber, Poeck, Weniger, & Willmes, 1983); CAL = Communicative Activity Log (Pulvermüller et al., 2001); CETI = Communicative Effectiveness
Index (Lomas, Prickard, Bester, Elbard, Finlayson, & Zoghaib, 1989); TPO = time post onset; WAB AQ = Western Aphasia Battery—Revised (Kertesz, 2007) aphasia quotient; BNT =
Boston Naming Test (Kaplan, Goodglass, & Weintraub, 2000); ABA = Apraxia Battery for Adults (Dabul, 1999); BDAE = Boston Diagnostic Aphasia Examination (Goodglass, Kaplan, &
Baressi, 2000); OANB = Object and Action Naming Battery (Druks & Masterson, 2000); Mini-CAL = Reduced length communicative activity log (Szaflarski et al., 2008); CLQT =
Cognitive Linguistic Quick Test (Helm-Estabrooks, 2001); AOS = apraxia of speech. See text for further descriptions of CILT, CIAT, CIAT Plus, MOAT, M-MAT, PACE.
a
Effect sizes were derived from the Cherney et al. (2008) systematic review; Effect sizes provided by study report.
S235
S236
Table 3. Summary of selected recent gesture therapy outcomes in individuals with chronic aphasia.

Aphasia
Author(s)/Date N severity Aphasia type Treatment type Outcome measures Results

Marshall et al. 14 Severe (<20% 15 × 1 hr sessions per week; Gesture treatment: Gesture and naming Nouns and gestures significantly
(2012) on CAT) 20 gestures, copy, hand shape assistance probes improved post treatments
Naming treatment: 20 nouns, repetition, 6 week follow up and maintained at 6-week
phonological cures follow-up; 11 better change in
naming; 3 better in gestures;
item specific changes.
Raymer et al. 8 Moderate- 4 Broca’s Errorless naming treatment (ENT): 20 × 1-hr Naming probe ES: Large on naming for ENT
(2012) severe 2TMA sessions, 2–3 times per week Gesture probe and GET treatments—no
1TSA Errorless gestural naming treatment (GET): 20 × 1- WAB–R difference.

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1 Wernicke hr sessions, 2–3 times per week BNT ES: Large for trained gestures.
CETI Maintained at 1 month.
FOQ–A
Boo & Rose 2 1 severe (GF) 2 Broca’s 10 × 1.5-hr sessions, 3 sessions per week for each Verb probes ES: Small to medium; GF: best
(2011) 1 moderate treatment WAB–R response to gesture + verbal;
(PF) Gesture + verbal: verb production with repetition, VAST PF best response for

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phonologic, semantic, and gesture cues Picture description repetition only. Maintained at
Semantic only: verb production with repetition, Conversation 1 month.
phonologic, semantic cues Increased verb production in
Gesture only: repetition and gesture cues conversation and narrative.
Repetition only: verb repetition with picture
Rose & Sussmilch 3 3 moderate 3 Broca’s 20 × 1.5-hr sessions, 3 sessions per week Verb probes MT- no response.
(2008) 1 semantic (MT) Gesture + verbal: verb production with repetition, WAB–R ES: Large on verb probes for KC
2 phonologic phonologic, semantic, and gesture cues VAST & MW; Gesture+Verbal better
(KC & MW) Verbal only: verb production with repetition, Picture description for MW; no difference for KC.

American Journal of Speech-Language Pathology N Vol. 22 N S227–S239 N May 2013


phonologic, semantic cues Conversation Generalization to verbs in
Gesture only: repetition and gesture cues conversation.
Raymer et al. 9 4 severe 6 Broca’s Gesture + verbal: repeat word and copy gesture, Noun and verb probes ES: Large for nouns (5/9), verbs
(2006) 5 moderate 2 Wenicke’s copy gesture alone, repeat word alone, name WAB–AQ (5/9).
1 conduction item BNT Gesture production improved for
10 sessions for nouns; 10 sessions for verbs nouns (8/9) and verbs (6/9).

Note. CAT = Comprehensive Aphasia Test (Swinburn, Porter, & Howard, 2004); TSA = transcortical sensory aphasia; TMA = transcortical motor aphasia; CETI = Communicative
Effectiveness Index (Lomas et al., 1989); FOQ–A = Functional Outcomes Questionnaire for Aphasia (Glueckauf, Blonder, Maher, Crosson, & Gonzalez-Rothi, 2003); VAST = Verb and
Sentence Test (Baastianse, Edwards, & Rispens, 2002).
therapy; Barthel et al., 2008). Study results showed little Beeson, P., Rising, K., & Volk, J. (2003). Writing treatment for
difference. Further, our head-to-head pilot comparison of severe aphasia. Journal of Speech, Language, and Hearing
CIAT Plus and M-MAT, both treatments using group Research, 46, 1038–1060.
format and socially motivated communication games/ Berthier, M. L., Green, C., Lara, J. P., Higueras, C., Barbancho, M.
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activities, intensively provided (30 hr over 2 weeks), and
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frustration. Both participants disliked being behind the and gesture treatments for verb retrieval and use in Broca’s
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Breier, J., Maher, L., Novak, B., & Papanicolaou, A. (2006).
Functional imaging before and after constraint-induced
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