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Authors:

Solomon Rojhani, MD
Zan Qureshi Pain
Akhil Chhatre, MD

Affiliations:
From Department of Physical Medicine
& Rehabilitation, The Johns Hopkins CASE REPORT
School of Medicine, Baltimore,
Maryland (SR, AC).

Correspondence:
All correspondence and requests for
Water-Cooled Radiofrequency
reprints should be addressed to:
Solomon Rojhani, MD, Department of
Provides Pain Relief, Decreases
Physical Medicine & Rehabilitation,
The Johns Hopkins School of Medicine,
Disability, and Improves Quality of Life
600 N Wolfe St, Phipps 160, Baltimore,
MD 21287.
in Chronic Knee Osteoarthritis
Disclosures:
The article has been read and approved ABSTRACT
by all named authors, and there are no
other persons who satisfied the criteria Rojhani S, Qureshi Z, Chhatre A: Water-cooled radiofrequency provides pain
for authorship. relief, decreases disability, and improves quality of life in chronic knee
Financial disclosure statements have osteoarthritis. Am J Phys Med Rehabil 2016;00:00Y00.
been obtained, and no conflicts of
interest have been reported by the Chronic osteoarthritis (OA) is a widespread source of pain and disability and
authors or by any individuals in control represents a growing economic burden across aging populations. Representing a
of the content of this article.
major focus of arthritis care, OA of the knee is especially concerning as it has the
Editor’s Note: potential to restrict mobility and significantly impair quality of life. Chronic OA is
Supplemental digital content is often poorly managed both pharmacologically and nonpharmacologically, with
available for this article. Direct URL surgical management representing the definitive treatment. Those who are not
citations appear in the printed text and surgical candidates or simply opt for minimally invasive treatments are usually
are provided in the HTML and PDF
versions of this article on the journal_s faced with a lack of alternatives. An additional treatment presents itself in the form
Web site (www.ajpmr.com). of water-cooled radiofrequency ablation, which involves the use of thermal lesions
0894-9115/16/0000-0000 to interrupt the active pain pathways. An 81-year-old woman with bilateral severe
American Journal of Physical knee OA was initially seen and evaluated in an outpatient physiatry clinic after
Medicine & Rehabilitation multiple previous workups of her ongoing knee pain. With a known diagnosis of
Copyright * 2016 Wolters Kluwer
end-stage knee OA, the patient chose to proceed with bilateral water-cooled
Health, Inc. All rights reserved.
radiofrequency ablation. At 6 weeks and 3 months after the procedure, the patient
DOI: 10.1097/PHM.0000000000000549 maintained adequate levels of pain relief, markedly improved function, and enhanced
quality of life. Water-cooled radiofrequency ablation has the potential to create lasting
pain relief and with minimal adverse effects in patients with chronic knee OA.
Keywords: Cooled Radiofrequency, Osteoarthritis, Pain, Knee

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C hronic osteoarthritis (OA) is a prevalent and
disabling condition currently affecting an estimated
right knee joint, described as achy in nature, and
with a similar pain afflicting the left knee shortly
thereafter. The pain was noted to be on average a
40 to 50 million Americans, with approximately 10% numeric pain scale rating of 3 of 10 to 4 of 10 daily
to 30% of those afflicted having significant pain, and frequently reached 8 of 10. Associated symptoms
impaired function, and decreased quality of life.1Y3 included feelings of Bcrunching and cracking[ within
The socioeconomic burden of knee and hip OA the knee joint, occasional right knee buckling with-
alone averages more than $12,000 annually in both out falling, subjective muscle weakness, knee swell-
direct and indirect costs of disease.4 Recent studies ing, and a decreased tolerance to weight bearing.
have also demonstrated the association between OA Symptoms were aggravated by movement and weight
and frailty, which ultimately contributes to mor- bearing. No loss of range of motion was noted, and
tality in severe disease states.5 Many treatment sensation was intact. There was no known mecha-
options have been reported in depth, ranging from nism injury, although the patient noted repetitive
conservative management to total knee arthroplasty standing stress during her career as a chef.
(TKA) in the case of severe disease.6,7 In mild cases, Conservative management of OA consisted of
patients are often able to diminish symptoms by trials of acetaminophen, heat, elevation, ice, im-
simply modifying their activity. Additional well- mobilization, rest (nonYweight bearing), and several
validated conservative treatment modalities in- courses of physical therapy with mild temporary
clude physical therapy programs, oral and topical improvement in pain. She had continued the use of
pharmacotherapy, intra-articular steroid injection, acetaminophen (500 mg) up to 5 times weekly and
and viscosupplementation.8Y10 However, refractory naproxen (375 mg) twice daily and required the use of
pain and progressive loss of function often neces- a straight cane to assist with community ambulation.
sitate surgical management.11 In addition, treatment included bilateral intra-
Having been successfully implemented in articular corticosteroid knee injections and subse-
the treatment of spine pain, the application of quent hyaluronate injections over the course of
radiofrequency neurotomy (RFA) in disrupting 2 years prior to her presentation. Her experience
nociceptive pathways is becoming increasingly preva- with injection therapy initially provided her with
lent in the treatment of peripheral joint pain.12Y14 As in up to 75% relief for up to 6 months, although she
traditional RFA, the water-cooled radiofrequency ceased injection therapy with the previous provider
(CRF) system utilizes a similar thermal ablative because of waning therapeutic effect. The partici-
mechanism, although with the ability to create a pant completed an outpatient physical therapy pro-
greater area of neural lesioning in order to im- gram in the year prior to CRF system and received
prove the probability of effective denervation.15 home exercise strategies and disease education from
Targeting of the articular branches of the knee therapy, physiatry, and primary care. She recalls re-
joint, also known as the genicular nerves (GNs), ceiving specialized insoles several years prior, in ad-
follows an anatomical, landmark-based approach dition to using an over-the-counter brace, neither of
in order to interrupt pain pathways and potentially which she continued to use because of ineffective-
sustain improved functioning.16 ness. Her improvements initially manifested as in-
creased walking distance and greater speed with
stair ascension, although this had diminished to
Case Presentation mere feet with increasing pain severity. At that
The following events, including visits, evalua- time, the same provider who performed hyaluronate
tions, and procedures, in this presentation were injections offered the patient bilateral TKA, which she
designated as the standard of care for that patient refused because of personal fear of surgery.
and as such did not incorporate specialized pro- Medical history includes hypertension, hyper-
tocols, which would otherwise require review by an lipidemia, hypothyroidism, glaucoma, asthma,
institutional review board. seasonal allergies, and breast cancer treated with
An 81-year-old, nonsmoking African American radiation and lumpectomy approximately 11 years
woman with a body mass index of 34 kg/m2 (class 1 prior. The most up-to-date medication list includes
obesity) presented to an outpatient physiatric clinic levothyroxine, metoprolol-hydrochlorothiazide, sim-
with chronic intermittent bilateral knee pain and vastatin, bimatoprost, acetaminophen, and naproxen.
previously diagnosed chronic OA. Initial onset of Family history was found to be noncontributory,
pain was noted to be approximately 4 years prior to and the patient denied any history of tobacco use,
presentation and located primarily deep within the alcohol use, or the use of illicit substances. She

2 Rojhani et al. Am. J. Phys. Med. Rehabil. & Vol. 00, No. 00, Month 2016

Copyright © 2016 Wolters Kluwer Health, Inc. Unauthorized reproduction of this article is prohibited.
lived alone in a multilevel home with 2 steps to nerve blocks because of the well-established diag-
enter and a full flight to the second level. Physical nosis of OA, and she was subsequently scheduled for
examination was positive for bilateral effusions and bilateral CRF ablation. Two weeks prior to scheduling
palpable crepitus with passive range of motion. bilateral CRF ablation, pain level, quality of life, and
Bilateral hallux valgus was additionally present. level of disability were assessed using the well-
Review of recently obtained bilateral knee ra- validated Numerical Rating Scale score, Medical
diographs revealed severe asymmetric joint space Outcomes Study 36-Item Short-Form Health Survey
narrowing, multiple osteophytes, bony sclerosis, (SF-36), and the Western Ontario and McMasters
the presence of subchondral cysts, and mild effu- University Osteoarthritis Index (WOMAC).17Y22 With
sion, corresponding to a Kellgren-Lawrence grade norm-based scoring, differences in scale scores
4 on the right and grade 3 on the left. In her case, it more clearly reflect the impact of the disease pro-
was unnecessary to perform diagnostic anesthetic cess, in this case the application of CRF ablation.19

FIGURE 1 SF-36 scores 2 weeks before intervention (A), 6 weeks after intervention (B), and 3 months after intervention
(C) are shown. Improvements in pain and functioning were sustained 6 weeks and 3 months after receiving
bilateral CRF treatments. PF, physical functioning; RP, role-physical; BP, bodily pain; GH, general health;
VT, vitality; SF, social functioning; RE, role-emotional; MH, mental health.

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FIGURE 2 Radiographs of the patient_s left (A) and right (B) knees displaying arthritic changes are displayed. The
patient opted for GN ablation with CRF ablation as shown by the probe positions in the figure. Filled
arrows represent probe targeting the superior medial, superior lateral, and inferior medial GNs.

Numerical Rating Scale score was noted to be a minimal level of disability and overall mild pain.
8 of 10, and an initial WOMAC score of 72 revealed Figure 1 depicts the postintervention SF-36 scores.
the patient functioning in the range of severe
disability and undoubtedly with constant pain.
Figure 1 highlights the SF-36 scores 2 weeks prior DISCUSSION
to the procedure. The application of CRF ablation as it pertains
The procedure was performed in a fluoroscopy to ablating articular branches to the knee relies on
suite, which had been equipped with a C-arm. The the relatively predictable pattern of joint inner-
patient was prepared and received local anesthetic vation.23,24 Previous studies have demonstrated
to each ablation site prior to CRF application. A a general acceptance of the obturator, femoral,
single clinician controlled the application of the and sciatic nerves as the origins of the articular
CRF electrode throughout the entirety of the pro- branches, and although their proximal course
cedure. Once targeting was achieved, radiographic through the lower extremity had been a point of
assessment provided confirmation of electrode contention, pericapsular location of the GNs displayed
placement (Fig. 2). Then, approximately 0.5 mL of consistent anatomic predictability.23 In terms of
2% lidocaine was introduced to reduce the dis- radiographic targeting under fluoroscopic guid-
comfort associated with the large-gauge electrode ance, the relationship between the GN and its
being used. Radiofrequency ablation was then ap- periosteal course displayed reliability at the junc-
plied for a total of 150 seconds to each site utilizing tion of the epiphysis and diaphysis of both the
a Pain Management Radiofrequency Generator femur and tibia.24Y26 On anteroposterior images,
(Kimberly-Clark Corporation, Roswell, Georgia) at the epiphyseal/metaphyseal line was the anatomic
a set temperature setting of 60-C. The patient target, demonstrating congruence with the vali-
underwent CRF (COOLIEF; Kimberly-Clark Corpo- dated 3-point injection protocol.23,24,27
ration) neurotomy of the bilateral superior lateral, Although neurolysis has been shown to occur
superior medial, and inferior medial GNs. The pa- at temperatures close to 45-C, temperatures in
tient tolerated the procedure well, and the proce- conventional RFA may reach as high as 80-C to 90-C,
dure was without complications other than local heightening the risk of developing complications
postprocedure pain. She had completed physical related to thermal injury.15 An actively water-cooled
therapy within the previous year and continued electrode advantageously ablates a greater volume
her home exercise program after the procedure. Six of tissue at lower temperatures than traditional
weeks and 3 months after bilateral CRF ablation, RFA, increasing the likelihood of generating re-
repeat Numerical Rating Scale evaluation revealed producible success and longer-lasting pain re-
pain score of 0 of 10 bilaterally at the time of eval- lief.15,23,28 Franco et al.23 were able to demonstrate
uation, and WOMAC scores of 22 and 26, reflecting that a theoretical 10-mm conventional lesion placed

4 Rojhani et al. Am. J. Phys. Med. Rehabil. & Vol. 00, No. 00, Month 2016

Copyright © 2016 Wolters Kluwer Health, Inc. Unauthorized reproduction of this article is prohibited.
in the proper position to successfully lesion the GNs after the procedure, she was able to walk up to
only did so 71% (superior lateral branch), 50% 5 blocks without using an assistive device with only
(superior medial branch), and 67% (inferior medial minimal discomfort. This is consistent with the
branch) of the time. Using the same anatomic po- patient_s desired functional outcomes as outlined
sitioning with a 17-gauge CRF ablation electrode by her prior to ablation, in addition to allowing her
produced 100% interruption in superior medial to cut back on oral nonsteroidal therapy and po-
and inferior medial branches and 86% of superior tentially avoiding harmful adverse effects. Once
lateral branches, respectively. Fewer probe place- further validated, CRF ablation may find a niche as
ments could potentially reduce both fluoroscopy an alternative to chronic opioid therapy, which has
and lesioning times when compared with tradi- been described in multiple treatment guidelines as
tional RFA. The spherical lesion bestows additional a common final pathway.6,7,11 However, the use of
advantages, as the CRF ablation probe may be placed this treatment continues to be limited by a lack of
perpendicularly adjacent to the nerve of interest, high-quality evidence. Larger trials are warranted
whereas conventional RFA produces a narrow ellip- in order for this technique to gain further appeal in
tical burn requiring a parallel placement. the discussion of its role within the bounds of the
Conventional RFA in GN ablation has shown treatment guidelines.
to improve pain and function in chronic knee OA,
maintained for up to 12 weeks, as displayed in the CONCLUSIONS
controlled trials of Ikeuchi et al.25 and Choi et al.24 This case represents a growing body of litera-
Similar applications have maintained positive re- ture in support of using minimally invasive water-
sults.26 Promising outcomes have been reported in cooled radiofrequency ablation in the treatment
the long-term applications of CRF ablation in the of chronic knee OA. For many individuals with
treatment of sacroiliac and lumbar axial pain chronic OA, pain and impaired function often con-
syndromes.29,30 While conventional RFA has been tribute to the disturbances seen in quality of life and
researched more thoroughly in the treatment of general well-being. The persistent pain, gradually
knee OA, the use and feasibility of CRF ablation worsening disease pattern, and ultimate ineffective-
has typically been examined in the setting of on- ness or intolerance of maximal medical therapy are a
going pain after TKA, until its application in a common pattern of experience that often eventuates
recent case series involving individuals with knee surgical intervention. Although typically reserved for
OA.27,31,32 International bodies such as the European surgical failures, there is support for the consider-
Society for Clinical and Economic Aspects of Osteo- ation of CRF ablation in the broader treatment of end-
porosis and Osteoarthritis have typically refrained stage knee OA.
from including minimally invasive procedures in
standard guidelines, although have noted that the Supplementary Checklist
20% who do not benefit from TKA are left with poor CARE Checklist: http://links.lww.com/PHM/A269
treatment strategies.11 A greater body of work is
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