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Otology & Neurotology

25:135–138 © 2004, Otology & Neurotology, Inc.

Characterizing and Treating Dizziness after Mild


Head Trauma

Michael E. Hoffer, Kim R. Gottshall, Robert Moore, Ben J. Balough, and


Derin Wester

Department of Defense Spatial Orientation Center, Department of Otolaryngology, Naval Medical Center
San Diego, San Diego, California, U.S.A.

Objective: The objectives of this study were to characterize patients could not be characterized. The positional group had
patterns of dizziness seen after mild head trauma and to exam- objective physical examination findings, which cleared with
ine the diagnosis and treatment of this disorder. treatment in all cases. The migraine group of patients and the
Study Design: Prospective patient registry. disorientation group of patients had distinct abnormalities of
Setting: Tertiary referral center. the vestibulo-ocular reflex (VOR) and the vestibulo-spinal re-
Patients: Fifty-eight cases of active duty and retired military flex (VSR). Eighty-four percent of the migraine group demon-
personnel who sustained mild head trauma and had resultant strated an improvement of these test results as compared with
dizziness. 27% of the disorientation group. Mean time to return to work
Interventions: Vestibular evaluation, characterization by was less than 1 week for the positional group, 3.8 weeks for the
group, and treatment. migraine group, and greater than 3 months for the disorienta-
Main Outcome Measures: Outcome measures include char- tion group.
acterization of diagnosis types, patient distribution by diagnosis Conclusions: Using our patient registry of individuals suffer-
type, and patient outcome. ing from dizziness after mild head trauma, we were able to
Results: Individuals suffering from dizziness after mild head characterize the majority of these cases into one of three more
injury were divided into three diagnostic groups. Forty-one specific diagnostic groups. We present diagnostic criteria, sug-
percent of the individuals suffered from posttraumatic vestib- gested treatment guidelines, and our prognostic data. Key
ular migraines, 28% of the individuals had posttraumatic posi- Words: Traumatic brain injury (TBI)—Migraines—Dizziness—
tional vertigo, and 19% of the individuals were classified as Vertigo—Positional vertigo—Vestibular rehabilitation.
posttraumatic spatial disorientation. The remaining 12% of the Otol Neurotol 25:135–138, 2004.

Mild traumatic brain injury (TBI) is the second most symptoms can persist for years or might never com-
common neurologic disorder with an incidence of 180 in pletely resolve (3,4). Complicating the study of TBI
100,000 (1). The symptoms of mild TBI include fatigue, symptoms is the fact that there is not one accepted ob-
headaches, dizziness, concentration, memory disorders, jective test that characterizes initial and persistent symp-
and irritability (2). The pathophysiology of TBI is diffuse toms of TBI. There are three indexes that are available on
axonal injury (DAI), which is caused by shearing forces most patients at the time of injury or just after the injury.
in the brain occurring after sudden deceleration (3). DAI These include the Glasgow Coma Scale (GCS), presence
is characterized by axonal loss and Wallerian degenera- or absence of loss of consciousness (LOC), and duration
tion, focal edema from small vessel disruption, and the of posttraumatic amnesia (PTA). However, these mea-
release of excitatory neurotransmitters, many of which sures are very rough in scale and provide no outcome
could be active in apoptotic pathways. The duration of data after the time of injury. In addition to the difficulty
symptoms in patients with TBI has long been debated. in characterizing the severity and duration of mild TBI
Although some investigators believe that symptoms only and its associated symptoms, there is difficulty in char-
last weeks to months, many investigators believe that acterizing the symptoms themselves. Many of the signs
and symptoms of the disorder are subtle and other symp-
toms can be confused with each other, making it difficult
Address correspondence and reprint requests to Michael E. Hoffer, to determine when any particular symptom started or
CDR MC USN, Codirector, Department of Defense Spatial Orientation stopped. In particular, little evidence is available charac-
Center, Department of Otolaryngology, Naval Medical Center San Diego, terizing dizziness after mild TBI. The goal of this article
San Diego, CA 92134-2200; E-mail: mehoffer@nmcsd.med.navy.mil
The views expressed in this article are those of the authors and do not is to examine the patterns of dizziness after mild TBI and
reflect the official policy or position of the Department of the Navy, to provide some treatment strategies and prognostic data
Department of Defense, or the United States Government. for this common disorder.

135
136 M. E. HOFFER ET AL.

MATERIAL AND METHODS ing with normal static posture. In addition, all of the patients in
the migraine-associated dizziness group had approximately a
All patients seen at our vestibular referral clinic were entered 2-week window between the head trauma and the onset of
into a computerized database. Over a 2-year period of time, 58 headaches and had migraine headaches as classified by the
patients were seen who met the criteria of post-mild traumatic International Headache System (7). The vestibular symptoms
brain injury dizziness. All of the patients had mild TBI as were reported as an aura before the headache, during the head-
characterized by a GCS of 13 to 15 and no loss of conscious- ache, or completely independent of the headaches. The spatial
ness. All patients were initially screened by a trauma screening disorientation group could be distinguished from the migraine
protocol within 1 to 3 days of their injury as part of an Insti- group by the abnormalities on static posture testing (and pos-
tutional Review Board-approved study of mild traumatic brain turography), the lack of migraine headaches, and the constant
injury in active duty military individuals. The diagnosis of mild feeling of unsteadiness seen in patients in the disorientation
TBI was confirmed by this group, and patients were referred to group. There were some patients who could not be classified
us for evaluation of any complaints of dizziness. All patients into any of the three groups because they did not meet diag-
had vestibular symptoms of imbalance, true vertigo, dizziness, nostic criteria, because they had incomplete testing, or because
and/or unsteadiness. All of the individuals had a work-up that two investigators did not agree on the classification.
included a detailed otolaryngologic history and physical exami- All groups (except for the positional group) underwent a 6-
nation, standard neurologic examination, and a magnetic reso- to 8-week standard vestibular rehabilitation program as docu-
nance scan (MRI) to rule out a cerebellopointine angle lesion or mented in our previous work (8) and then underwent repeat
other pathology. An objective neurovestibular elevation includ- testing. The vestibular rehabilitation was composed of indi-
ing dynamic computerized posturography (Neurocom, Inc., vidualized programs of vestibulo-ocular reflex, cervico-ocular
Clackamas, OR, U.S.A.), rotational chair testing including si- reflex, and somatosensory exercises combined with aerobic ac-
nusoids and step-velocity testing (Micromedical, Inc., tivity. The groups were compared on three criteria as follows:
Chatham, IL, U.S.A.), high-speed head velocity testing using a 1) improvement of objective physical examination and testing
VORTEQ device and IR goggles (Micromedical, Inc.), dy- result abnormalities after therapy, 2) average time to return to
namic visual acuity, and a standard audiogram was performed work, and 3) average time to return to the perception of normal
on each patient. In addition, a functional test battery consisting balance function based on the DHI and ABC tests. The indi-
of an impulse head thrust test, Fukuda step test, Romberg test, viduals in the unclassified group also underwent therapy but
tandem Romberg test, and Dynamic Gait Index (DGI) (5) was their data was not analyzed in this study.
administered to each patient. Finally, the Dizziness Handi-
capped Index (DHI) (6) and the Activities-Specific Balance
Confidence Scale (ABC) (5) surveys were administered. To be RESULTS
included in the study, patients were required to have no previ-
ous pathology or history of dizziness or severe headaches. The Fifty-one of the 58 patients seen in the study period
patients were divided into three groups based on their history, could be classified into one of the three groups. The
physical examination, and results of the testing. The three posttraumatic positional vertigo group was composed of
groups were preselected based on our clinic’s experience with 16 patients (28%; 12 males and 4 females), the PTMAD
this type of patient. The three groups were posttraumatic posi- group was composed of 24 individuals (41%; 22 males
tional vertigo, posttraumatic migraine-associated dizziness and 2 females), and the posttraumatic spatial disorienta-
(PTMAD), and posttraumatic spatial disorientation. There were
set diagnostic criteria for each group as documented in Table 1.
tion group was composed of 11 individuals (19%; 8
Individuals were included in a group if they met the diagnostic males and 3 females). The average age in the migraine
criteria and were assigned into the group by two independent group and the disorientation group was 30 and 32 years
examiners. In particular, to be included in the PTMAD group, of age, respectively, whereas the average age of the po-
individuals had to have abnormalities on challenged gait testing sitional dizziness group was 42 years of age. Despite this
and on high-frequency vestibulo-ocular reflex (VOR) gain test- apparent difference, statistical analysis demonstrated that

TABLE 1. Posttraumatic dizziness classifications


Entity History Physical examination Vestibular tests
Positional vertigo Positional vertigo Nystagmus on Dix-Hallpike test or No other abnormalities
modified Dix-Hallpike test
Migraine-associated 1. Episodic Vertigo with 1. Abnormalities in challenged 1. VOR gain, phase, or symmetry
dizziness periods of unsteadiness gait testing abnormalities
2. Headaches 2. +/− Abnormalities on head 2. High-frequency VOR gain
3. +/− Positional vertigo impulse testing abnormalities
3. Normal static posture tests 3. Normal posturography
Spatial disorientation 1. Constant feeling of unsteadiness 1. Abnormalities on standard 1. VOR gain, phase, or symmetry
worsened by standing but still present gait tests abnormalities
when sitting or lying down 2. +/− Abnormalities on head 2. High-frequency VOR gain
2. Drifting to one side while walking impulse testing abnormalities
3. Shifting weight when standing still 3. Abnormalities on static posture 3. Abnormal posturography
tests 4. Central findings on rotation chair or
VNG testing (VVOR or visual fixation
abnormalities)

VOR, vestibulo-ocular reflex; VNG, vestibulonystagmography: VVOR, visual vestibulo-ocular reflex.

Otology & Neurotology, Vol. 25, No. 2, 2004


DIZZINESS AFTER HEAD INJURY 137

the average age and male/female ratio among the three of recovery significantly. The majority of our patients (in
groups was not statistically different. Both the PTMAD the positional or PTMAD groups) were better in 1 to 8
and posttraumatic spatial disorientation groups had ob- weeks. It was the disorientation group (19% of our total
jective findings of altered VOR function on testing. population) that had a more protracted course and on
These disorders were typically a midfrequency (0.32 average did not have resolution of symptoms until 39
and 0.64 Hz) phase shift on sinusoidal rotation chair weeks. Approximately 4% of our population were no
testing. In addition, several individuals, from both better at the 1-year mark. It appears, then, at least for the
groups, displayed an abnormally low gain in the midfre- migraine and positional groups of patients, rehabilitation
quencies on the same test. After 6 to 8 weeks of reha- could have a positive impact by shortening disability
bilitation therapy, 84% of the migraine group demon- time and speeding return to work. Literature reports the
strated an improvement in VOR tests as compared with positive impacts of rehabilitation in migraine-associated
27% of the disorientation group. This difference was dizziness (MAD) (12,13). It seems this positive benefit
significant (p <0.01). applies to PTMAD as well. It should be noted that there
The results for the average time to return to work and is some controversy in using the diagnosis of PTMAD.
the time to the perception of normal are shown in Figure Although there is support for the existence of this entity
1. As can be seen, the disability for the disorientation in the literature (3,14), it must be pointed out that PT-
group is significantly longer than for the other two MAD is a functional diagnosis. That is, individuals are
groups. It should be noted that the disorientation data is given this diagnosis because they have the same symp-
for patients who returned to work and those whose symp- toms and respond to the same sort of treatment as indi-
toms resolved. At least two individuals are over 1 year viduals with MAD. We cannot prove that the pathophysi-
out and have not returned to work or had resolution of ology of PTMAD is truly the same as more typical MAD
their symptoms. and must use caution in generalizing the results of treat-
ment modalities in this group of patients to those with
DISCUSSION nontraumatic MAD.
Although our study demonstrates the benefits of reha-
Our series represents one of the larger series examin- bilitation and provides a framework for evaluating post-
ing dizziness after mild head trauma. The fact that diz- traumatic dizziness, there are some areas where more
ziness is associated with mild head trauma has been re- study is needed. It would be useful to better define our
ported in the literature (3,9). However, very little work is diagnostic criteria. It is possible that patients could be
available documenting the characteristics, evaluation, or assigned a diagnosis without undergoing the entire bat-
treatment of this dizziness. Most authors feel that the tery of tests that we used in this study. It is also possible
dizziness will resolve “with time.” The literature quotes that there are more than three groups of patients. Maybe
recovery time for the symptoms of mild head injury as 3 the individuals who do not recover in 1 year have dif-
to 9 months in most individuals with a persistence of ferent pathology and require different treatment modali-
symptoms for greater than 1 year in 10% to 15% of the ties. The more precise we can be in making a diagnosis
patients (10,11). Our data shows that, depending on the and the easier that the diagnosis can be made will pro-
type of balance disorder, treatment can improve the rate duce better care and better outcomes for patients. Finally,

FIG. 1. Comparison of time to return


to work and time required for symp-
tom remission in three groups of pa-
tients with posttraumatic dizziness.

Otology & Neurotology, Vol. 25, No. 2, 2004


138 M. E. HOFFER ET AL.

a controlled study on the impact of rehabilitation in this natural history, and clinical management. Neurology 1995;45:
group of patients would be helpful from a scientific 1253–60.
4. Hugenholtz H, Stuss DT, Stethem LL, et al. How long does it take
standpoint, but might not be possible to conduct from an to recover from a mild concussion? Neurosurgery 1988;22:853–8.
ethical standpoint. Instead, we might have to rely on 5. Jacobson GP, Newman CW. The development of the Dizziness
more studies and the reproduction of this work at other Handicap Inventory. Arch Otolaryngol Head Neck Surg 1990;116:
institutions to help add support to our conclusions. 424–7.
6. Powell LE, Myers AM. The Activities-Specific Balance Confi-
dence (ABC) scale. J Gerontol 1995;50A:M28–34.
CONCLUSION 7. Headache Classification Committee of the International Headache
Society. Classification and diagnostic criteria for headache disor-
Dizziness is a common symptom after mild head ders. Cranial neuralgias and facial pain. Cephalalgia 1988;8(suppl
trauma. Much of the mild head trauma literature focuses 7):1–96.
on the other sequelae of this condition and does not 8. Gottshall KR, Hoffer ME, Kopke RJ, et al. Vestibular rehabilita-
provide much detail in the diagnosis and treatment of tion after low-dose microcatheter gentamicin treatment of
Ménière’s disease. Proceedings of the 4th International Ménière’s
dizziness, which in many patients is their primary dis- Meeting; Paris; 1999:663–8.
ability. We have looked at a cohort of patients with mild 9. Bryant RA, Allison HG. Postconcussive symptoms and posttrau-
head trauma and categorized them into three different matic stress disorder after mild traumatic brain injury. J Nerv Ment
dizziness diagnoses. We have provided some diagnostic Dis 1999;187:302–5.
criteria and outcome results. In time and with more 10. Levin HS, Mattis S, Ruff RM, et al. Neurobehavioral outcome after
study, the diagnostic criteria and specific treatment mo- minor head injury. J Neurosurg 1987;66:234–43.
dalities for each disorder could be refined, resulting in 11. Dikmen SS, Temkin N, Armsden G. Neuropsychologic recovery:
relationship to psychosocial functioning and postconcussional
improved patient outcomes and shorter disability times. complaints. In: Levin HS, Eisenberg HM, Benton AL, eds. Mild
Head Injury. New York: Oxford University Press; 1989:229–41.
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Otology & Neurotology, Vol. 25, No. 2, 2004

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