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Electrical resistance standards and the quantum Hall effect

Thomas J. Witt

Citation: Review of Scientific Instruments 69, 2823 (1998); doi: 10.1063/1.1149062


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REVIEW OF SCIENTIFIC INSTRUMENTS VOLUME 69, NUMBER 8 AUGUST 1998

REVIEW ARTICLE

Electrical resistance standards and the quantum Hall effect


Thomas J. Witta)
Bureau International des Poids et Mesures, Pavillon de Breteuil, F-92312 Sèvres, cedex, France
~Received 25 February 1998; accepted for publication 12 May 1998!
This review of electrical resistance standards begins with a description of classical standard resistors
and their limitations. Methods of comparing resistance are described; these include bridges based on
cryogenic current comparators capable of achieving statistical uncertainties approaching one part in
1010 in the measurement of resistance ratios. Such reproducibility is nearly two orders of magnitude
smaller than the overall uncertainty of the most accurate determinations of the ohm from its SI
definition via the calculable capacitor. The quantum Hall effect can provide an invariable reference
standard of resistance linked to the fundamental physical constants. Many factors, however, limit the
accuracy of practical realizations of quantized Hall resistance standards. Ultimately, the accuracy of
a specific realization must be confirmed by comparison with similar standards; methods for doing
this and the resulting agreement are presented. The ac techniques used in the determinations of the
SI ohm by means of the calculable capacitor are now being applied to accurately link the quantized
Hall resistance to the impedance of standard capacitors and thereby to provide a new reference
standard of capacitance. © 1998 American Institute of Physics. @S0034-6748~98!01108-3#

I. INTRODUCTION relate conventional standard resistors to the QHR is signifi-


cantly smaller than that with which we can realize the ohm.
The discovery1 in 1980 of the quantum Hall effect Furthermore, QHR measurements are easier to carry out than
~QHE! has brought about an improvement, by nearly two ohm realizations. For these reasons, a conventional value for
orders of magnitude, in the accuracy with which national the evaluation of the QHR has been adopted by international
metrology institutes ~NMI! throughout the world are able to agreement. Indeed, the uncertainty of the best QHR stan-
maintain and compare standards of electrical resistance. To- dards is less than the uncertainty in the values of conven-
day some 20 NMIs use the quantized Hall resistance ~QHR! tional standard resistors when used as traveling standards.
to support resistance metrology and related fields of mea- Today, transportable QHR apparatus is used to carry out the
surement in which resistive devices are used for scaling and most accurate resistance comparisons.
measuring physical quantities. Some examples are noted in Section VIII describes schemes now being developed to
Sec. II. The possibilities offered by reproducible and stable apply the QHE as a reference for capacitance standards. Sec-
QHR reference standards and today’s more refined measure- tion IX describes likely trends and future developments in
ment techniques allow us to examine in greater detail the resistance standards, and the use of the QHR standard.
characteristics and limitations of standard resistors. These are
presented in Secs. III and IV where special emphasis is
placed on recently developed high-precision cryogenic mea- II. USES OF RESISTANCE MEASUREMENTS
surement techniques. This review is concerned with the reproducible and ac-
Simple coordination of resistance standards among curate measurement of resistance standards. In the vocabu-
NMIs provides the international traceability needed for most lary of metrology, reproducibility is a measure of the degree
scientific and commercial work. This is presented in Sec. V. of agreement of the results of measurements of the same
To go farther, and to incorporate resistance standards within quantity carried out under a variety of conditions. Accuracy
a coherent system of units, such as the Système International is a measure of the deviation of measurement results from
d’Unités ~SI!, requires that equivalence between electrical the true value. We quantify the accuracy of a measurement
and mechanical energy be established. For this reason the SI by stating its uncertainty.2 With this in mind, we consider
unit of resistance, the ohm, is defined in terms of mechanical what are the most common or the most demanding applica-
quantities. Section VI describes the realization of the ohm tions of precise resistance measurements.
and its relationship to the kilogram. When we measure the resistance of an object what we
Section VII describes QHR standards and how they are usually do is compare its resistance with some reference re-
realized and measured. The uncertainty with which we can sistance, that is, we measure a ratio. Often the objective is to
trace the value of an unknown resistance to that of a national
a!
Electronic mail: TJWitt@BIPM.FR or international standard. In many important applications,

0034-6748/98/69(8)/2823/21/$15.00 2823 © 1998 American Institute of Physics


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2824 Rev. Sci. Instrum., Vol. 69, No. 8, August 1998 Thomas J. Witt

TABLE I. Temperature coefficients ~referenced to 23 °C! and pressure coefficients ~near 1013.25 hPa! of some
standard resistors. Mean values, standard deviations, s, and numbers of standards studied are indicated. For the
last two resistors, only the spread in values of pressure coefficients is indicated.

a 23/1026 /K b /1026 /K2 (1/R)(dR/d p)/1029 /hPa

Mean s No. Mean s Mean s No.

L and N, 1 V 4.291 1.067 75 20.516 0.031 1.34 0.63 56


CSIRO, 1 V 20.097 0.104 23 20.0141 0.014 20.04 to 20.46 11
ESI, 10 kV 0.001 0.081 33 20.026 0.005 21.4 to 10.22 10

however, it is sufficient to establish resistance ratios on a A. Thomas-type 1 V resistor


local scale, even within a single instrument. Perhaps the most
Starting in 1930, Thomas, at the National Bureau of
common examples are resistive voltage dividers and preci-
Standards, designed,4 developed, refined and evaluated5,6 a
sion amplifiers for which the gain depends on a resistance
new type of 1 V standard resistor that was produced com-
ratio. Such characteristics of the resistors as time stability
mercially by Leeds and Northrup ~L and N! and is still very
and coefficients of temperature and power eventually limit
the stability of the desired ratio. Designers and users of de- widely used in metrology laboratories. In Thomas’ final de-
vices requiring stable resistance ratios need to be aware of sign, the resistance coil is made up of a bifilar winding of 28
the limitations described in Sec. III. turns of 2.05 mm diameter manganin wire of nominal com-
From the point of view of reproducibility and accuracy, position of 83% Cu, 12% Mn, 5% Ni and traces of Fe. To
a more demanding class of measurement is that in which a improve the stability of the resistance with time, the coils
physical quantity is measured in terms of a reference resistor. were annealed at 550 °C. The ends of the coil were con-
Outside of the field of electrical metrology, resistance nected via manganin terminal plates to four nickel-plated Cu
thermometry3 is probably the discipline demanding the high- terminals, two current terminals and two voltage terminals,
est accuracy in resistance measurements. A thermometrist making the resistor a four-terminal device. The resistance is
requiring an uncertainty of 1 mK in the measurement of a defined as the potential difference across the voltage termi-
temperature near room temperature using a platinum resis- nals divided by the current through the current terminals.
tance thermometer ~for which the temperature coefficient of Thomas chose the proportions of his alloy to achieve a low
resistance ~TCR! is 431023 /K) needs an uncertainty of 4 thermal emf with respect to Cu ~2–3 m V/K) and a small
31026 in the measurement of a resistance ratio. As a wire- TCR near room temperature. At these temperatures, the re-
wound precision resistor may have a TCR of 131025 /K and sistance, R, at temperature t can be approximated by
a relative drift rate of more than one in 106 per year, ther-
mometrists are clearly interested in the characteristics of
standard resistors.
R ~ t ! 5R ~ t r!@ 11 a r ~ t2t r ! 1 b ~ t2t r ! 2 # , ~1!
Resistance transducers are also used to monitor other
physical quantities such as strain, humidity and pressure.

where t r is the laboratory reference temperature ~20–28 °C!,


III. STANDARD RESISTORS a r is the linear coefficient evaluated at the reference tem-
perature and b is a constant. Table I lists the results of a
Until the discovery of the QHE in 1980, most NMIs
survey of temperature coefficients for a number of Thomas-
maintained national standards of resistance using 1 V wire-
wound standard resistors. Paradoxically, the use of QHR type resistors.
standards has put more stringent demands on the quality of A characteristic of the Thomas design is the mounting of
standard resistors. The QHR is used to directly measure 100 the resistance coil inside a coaxial arrangement of thin-
V or 10 kV transfer standards and these must be of very walled brass cylinders, the inner one being about 8 cm in
good quality. Since QHR measurements are carried out no diameter. To assure good thermal contact with its surround-
more often than a few times per year, banks of 1 V and 10 ings and minimize changes in resistance due to self-heating,
kV resistors serve as reference standards between QHR mea- the coil fits tightly on the inner cylinder but is electrically
surements. Both 1 V and 10 kV resistors are used as travel- insulated from it. To avoid contamination, the coil space is
ing standards to compare resistance standards between labo- filled with dry air and sealed. Such 1 V standards are nor-
ratories. Finally, NMIs which do not possess QHR standards mally used in stirred and thermostated oil baths that hold
mostly use banks of 1 V standards as national standards. To their temperature to within 1 mK. To allow circulation of oil
exemplify the qualities and limitations of standard resistors, near the coil, the bottom of the resistor body is open. The top
we consider three widely used types of wirewound resistors. plate provides mechanical support for the cylinders and ter-
These are the types of standard resistors most commonly minals. A 25 mm diameter hole in the center promotes oil
used in international comparisons and for which detailed de- circulation and provides a thermometer well. Laboratories
scriptions are available. Two have a nominal value of 1 V chose their own reference temperature and among NMI’s the
and one has a nominal value of 10 kV. values vary from 20 to 28 °C.7
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Rev. Sci. Instrum., Vol. 69, No. 8, August 1998 Thomas J. Witt 2825

B. Australian Commonwealth Scientific and Industrial resistor is fitted with six binding posts ~the usual four-
Research Organization-type 1 V standard terminal connection plus two parallel connections to the oil-
resistor filled metal container!. In contrast to the Thomas and CSIRO
The development of the nickel-chromium-aluminum- resistors, this resistor is intended for use in open air.
copper resistance alloy known by the trade name of
Evanohm led to notable improvements in standard resistors.
D. Limitations of standard resistors
In the 1960s the National Measurement Laboratory of the
Australian Commonwealth Scientific and Industrial Research The measured resistance of standard resistors varies with
Organization ~CSIRO! began the development of a 1 V stan- temperature, pressure and humidity. It also varies with the
dard originally intended for use in an application calling for frequency of the measuring current, the power dissipated in
high currents ~measurement of the gyromagnetic ratio of the the resistor and the voltage applied to it during the measure-
proton!. As the CSIRO was already carrying out very accu- ment. Measurement results are reproducible to the degree
rate realizations of the ohm ~Sec. VI!, it was quite natural for that these conditions can be controlled or corrections can be
them to develop a better conventional resistor. It was already applied. The underlying value of the resistance may vary
known that Evanohm possess a thermal emf, relative to cop- with time and measurement results may be influenced by
per, less than that of manganin and a particularly low TCR thermal or hydrometrical hysteresis, thermoelectric effects,
that can be adjusted by heat treatment near 530 °C after the thermal noise and leakage resistance. The chemical nature of
initial anneal of a coil.8 The key contributions of the CSIRO the surrounding medium may effect the resistive element, its
were to develop heat treatments9 that adjust the TCR almost supports, insulation and connections.
to zero at 22.5 °C ~because the value of b is about 21.4 The values of temperature and pressure coefficients
31028 K22, the TCR remains very small in the range 20– listed in Table I were obtained from resistors sent by NMIs
25 °C! and, by extended heat treatment at temperatures be- to the Bureau International des Poids et Mesures ~BIPM! for
low 500 °C, to improve the stability of the resistance. In the calibration and comparison. ~Dependence of the resistance
CSIRO design the coil takes the form of approximately six on a parameter, x, is often specified by a relative coefficient
doubled ~bifilar! turns of 2.1 mm diameter wire bent into a R 21 ( ] R/ ] x). The advantage of heat-treated Evanohm alloy
spiral of 76 mm diameter. Inside the resistor, the coil is sus- over heat-treated manganin is clearly shown by the lower
pended by three vertical brass strips lined with polyethylene values of a and b for the CSIRO and SR 104 types. Some
shaped to provide a clearance fit around the coil. The mount points should be noted about the nature of temperature coef-
is designed to allow only radial movement of the coil. In one ficients. Prichard and Small11 used a pair of potential clips to
version,9 silicone rubber diaphragms contact the coil. The examine the variation of the temperature coefficient of
main characteristic of the mountings is that they are open so CSIRO-type resistors as a function of position along the coil,
that the coil is in contact of with its surroundings. The bot- and found that the value of a for the complete coil is the
tom of the resistor is open and the top plate is provided with mean of the values for the individual sections. Furthermore,
a 25 mm diameter hole similar to that of the Thomas type. the variation of a from one section to another has two com-
The external appearance ~a cylinder of approximately 90 mm ponents: a random component and a systematic component.
diameter and 140 mm height!, including the current and po- The latter has a minimum value at the center of the wire.
tential contact arrangements, is very similar to the Thomas This means that the total resistance is a function not only of
type and is compatible with it. The CSIRO resistor also is the measured temperature of the oil in which the resistor is
normally used in a stirred oil bath. immersed but also of the temperature gradient within the oil.
Less well understood are possible variations of a with time
and a possible hysteresis with temperature. Similar remarks
C. Electro-Scientific Industries SR 104 10 kV can be made about the reproducibility of pressure coeffi-
standard resistor
cients.
The third type of standard resistor we describe here is Thomas observed6 pressure coefficients varying from 4
the Electro-Scientific Industries ~ESI! model SR 104 10 kV 31029 to 831029 /hPa in his 1 V resistors and traced the
standard.10 This is also widely used in metrology laboratories effect to tight contact between the resistance coil and one
and takes the form of ten resistors, each of 1000 V, con- wall of the double-walled container. Variations in pressure,
nected permanently in series. The individual resistors are of including atmospheric pressure and that of the head of oil
insulated Evanohm wire loosely coiled into a single layer above a resistor in an oil bath, tend to expand or compress
wound on a mica card. Selecting the 1000 V resistors on the the walls and thus apply stress to the coils. Commercial ver-
basis of their individual TCRs sets the composite TCR at sions of the Thomas resistor have pressure coefficients that
23 °C ~Table I! which, of course, is made as low as possible. are apparently due to the same mechanism. The CSIRO re-
The component resistors are submitted to special heat treat- sistors have very small pressure coefficients. Vincent and
ment cycles designed to stabilize the resistance. The series Pailthorp10 observed pressure coefficients in the range
string is mounted in a sealed metal container nearly filled 20.231029 to 20.3531029 /hPa in SR 104 resistors. Table
with silicone oil and a 10 kV temperature sensor, consisting I lists the spread of values of pressure coefficients of CSIRO
of a Cu resistor in series with a stable resistor having a small and SR 104 resistors measured at the BIPM.
TCR, is placed in the oil close to the main resistors. The The power coefficient of a resistor is directly propor-
entire assembly is placed inside a wooden box. The main tional to the temperature coefficient and inversely propor-
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2826 Rev. Sci. Instrum., Vol. 69, No. 8, August 1998 Thomas J. Witt

tional to the efficiency with which the surrounding medium


can conduct heat away from the resistor as a current passes
through it, so power coefficients should be measured in situ.
Finally, time enters as a factor. Elmquist and Dziuba12 esti-
mated the relative values of the power coefficients of some
commonly used resistors and give values ranging from 21
31026 to 231026 /W for Thomas resistors; of (060.05)
31026 /W for CSIRO resistors and of (062.0)31026 /W
for Evanohm resistors similar to those used in the SR 104
standard resistor.
Several ways of estimating power coefficients have been
devised. One is to change the value of the current passed
through a resistor and to suppose that the effect of the change
of current on other resistors that may be in the circuit can be
corrected or ignored. Any change in the value of the resistor
under test is presumed to be due to the power coefficient. A
second approach is to use the ‘‘bridge within a bridge’’
method.13 In this, a Wheatstone bridge is constructed of
which one arm is a series-parallel connection ~itself resem-
bling an equal-arm Wheatstone bridge! of the four resistors
under study. Direct current is applied to the entire bridge and
the equilibrium reading of the detector is noted. Then ac is
applied to the bridge within the bridge. If the latter is near
equilibrium, the ac does not affect the dc detector and so a
change in its reading when ac is applied is ascribed to the
effect of ac power applied to the resistors under test.
For low-valued resistors, self-heating limits the allow-
able potential difference across the resistor. This in turn lim-
its the resolution of resistance measurements, so the relative
uncertainty of resistance measurements increases with resis- FIG. 1. ~a! Variation of Ω692BI with time from 1964 to 1986. Values of
resistance were related to the ohm via determinations of the SI ohm at the
tance below 1 V.
CSIRO and comparisons with the BIPM via traveling resistors. The bars
Variations of resistance with time must have been a represent the total combined standard uncertainties. ~b! Variation of the
great source of frustration to early researchers in their efforts resistance of a 100 V standard measured by the QHR standard over almost
to improve standard resistors. Up through the 1960s the best ten years.
that one could do was to compare the variation of resistance
in time with respect to other resistors which themselves were determine the secular behavior ~usually a constant drift rate!
changing. The first major change in this situation occurred in of its national standard. For example, in the United States,
1964 when the CSIRO began regular realizations of the the National Institute of Standards and Technology ~NIST!
ohm14 by means of the calculable capacitor with a relative found17 that its former resistance standard, based on a group
uncertainty of about 231027 and began to participate in of 1 V resistors, was drifting at a rate of 252.9 nV/year with
international comparisons of resistance standards carried out a 1s uncertainty of 4 nV/year.
by the BIPM. This allowed the NMIs to track the time varia- The secular behavior of resistors of values other than 1
tions of the groups of 1 V resistors maintaining their national V has also been determined by comparison with the QHR.
standards. It was eventually found that the mean value of the For example, Fig. 1~b! shows the long-term behavior of a
group of six 1 V standards used to define the resistance 100 V resistor that serves as a transfer standard for the
Ω69-BI drifted in a remarkably constant way with respect to BIPM. This is measured directly with respect to the QHR,
the CSIRO realization of the ohm. This behavior is shown in but resistance scaling from 100 to 1 V and 10 kV is also
Fig. 1~a!. Given the value of Ω69-BI as a function of time, it required. This is carried out using the techniques described
was possible to compare determinations of fundamental below.
physical constants carried out at different times. Conse- Temperature hysteresis has been observed in some com-
quently, in the 1986 adjustment of the fundamental mercial versions of the Thomas-type 1 V resistors. Typically
constants,15 the drift rate of Ω69-BI was taken as an input resistance values increase by about 1.5 parts in 107 after
parameter. Nevertheless, NMIs are always loath to adjust increasing the resistor’s temperature by 2 °C and then return-
values of national standards with the effect that, in the same ing to the original temperature.18 This is a serious impedi-
year, the spread of relative values of the national standards of ment to the use of such resistors as traveling standards that
resistance in the major NMIs was 3.5 parts in 106 . Drift rates may undergo temperature changes or be measured at differ-
of national resistance standards16 ranged from 631028 to ent temperatures in different laboratories. Temperature hys-
2631028 /year. The establishment of the QHR standard in teresis effects have not been observed in the CSIRO resis-
the major NMIs in the 1980s allowed each laboratory to tors. Although Vincent and Pailthorp observed10 some
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Rev. Sci. Instrum., Vol. 69, No. 8, August 1998 Thomas J. Witt 2827

temperature hysteresis in an SR 104 following a cycle from


room temperature to 65 °C and back, the author observed no
temperature hysteresis, to within a resolution of about one
part in 108 , following a cycle from 20 to 10 °C ~for 16 h! and
back.
Resistance alloys are chosen to have low thermal emfs
with respect to Cu but additional precautions are required to
eliminate their effect on resistance measurements. In dc mea-
surements the principal technique used is to reverse direction
or polarity of the current at its source and to use the mean of
the two detector readings to define the electrical zero. Effects
due to a constantly drifting thermal emf can be removed by
careful selection of measurement sequences and timing.
Drafts and temperature gradients should be avoided. In some
cases, thermal shunts19 are helpful. In one type of 1 V stan-
dard resistor, but not among those described above, relative
errors of one part in 107 or more occur in the measurement
of resistance as a result of the Peltier effect.20 Peltier heating
and cooling at the current terminals, and very close thermal
coupling between current and voltage terminals, result in sig-
nificant thermal emfs that reverse with the current reversals.
A fundamental limit to the measurement of resistance is FIG. 2. Four circuits for measuring resistance ratios: ~a! the classical poten-
thermal noise, as first studied by Johnson21 and Nyquist.22 tiometric method; ~b! a potentiometer made of resistors similar to those
The white thermal noise voltage of a resistance R at thermo- being measured and with resistances in the proportion S/R5A/B; ~c! trans-
dynamic temperature T in a frequency bandwidth B is formation of ~b! into a Wheatstone bridge; ~d! the Kelvin double bridge
A4kTRB, where k is the Boltzmann constant. In dc measure- allowing four-terminal measurements.

ments, this noise limit is seldom achieved because noise lim-


its are higher in many measuring instruments and because of loss effect adds to the ac resistance. Eddy currents are one
‘‘1/f ’’ noise that often results from drifting thermal emfs.23 example. These complications have undoubtedly hindered
The effect of leakage resistance, R L , on accurate mea- the wider use of ac for resistance measurements. The fre-
surements of a resistance R are usually estimated by assum- quency dependence of some standard resistors used at low
ing that R L shunts R and creates a relative decrease of its frequency in thermometer bridges has been reported.26 Re-
value by R/R L . Although by using good insulating material cent work linking the QHR to capacitance standards has in-
such as polytetrafluorethylene one can achieve values of R L creased interest in ac resistance measurements.
of the order of 1014 V for a standard resistor, the leakage
resistance of other components in a circuit, such as switches, IV. ACCURATE COMPARISON OF RESISTANCE
detectors and leads, makes it difficult to maintain a total Techniques for the accurate measurement of resistance
leakage resistance much above 1011 V. This means that ac- are traditionally divided into bridge and potentiometric meth-
curate measurements of resistance above about 100 kV re- ods. Both methods have been considerably advanced by
quire special guard circuits to reroute leakage currents that techniques using the Josephson effect. There is also a ten-
would tend to shunt the resistor being measured. dency toward increased use of ac techniques.
The obvious effects of other environmental conditions
A. Potentiometers and dc bridges
on resistors, such as the effect of humidity on the leakage
resistance of the oil surrounding a standard resistor, are not A straightforward method of comparing a four-terminal
discussed here, but two more subtle effects are mentioned. resistance R to a standard resistance S is to connect them in
One is the effect of silicone oil on the supporting members of series and pass a common current through them as shown in
the CSIRO resistors. The second is small errors in detector Fig. 2~a!, where R and S denote the corresponding resistors.
readings24 caused by dielectric polarization of the insulating A potentiometer is used to measure, in succession, the po-
material. tential difference across R and S. A suitable potentiometer
Hague and Foord25 give an excellent summary of fre- would be that shown in Fig. 2~b! which takes the form of a
quency effects in standard resistors. A standard resistor can fixed resistor B, a variable resistor A and a current supply.
be modeled as a series combination of resistance R and in- The detector can be zeroed by adjusting A so that no current
ductance L, together shunted by capacitance C, where L and flows in the potential leads of the resistors. An important
C are small. The effective resistance is the real part of the limitation of the accuracy of the potentiometric method is the
impedance and at lower angular frequency v it is approxi- extent to which the currents I 1 and I 2 remain constant during
mately equal to R/ @ 11 v 2 C(CR 2 22L) # which varies with the measurements. Clearly, if the currents change in a sys-
frequency. The phase angle, f , of the resistor is given by tematic way with time, the effect on the results can be cor-
tanf5v(L/R2RC) so that at f 50 the resistance is reduced rected: if the change is linear, it may suffice to measure
to R/(12 v 2 LC). Finally, it should be noted that any energy following a sequence such as S,R,S. Alternatively, by using
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2828 Rev. Sci. Instrum., Vol. 69, No. 8, August 1998 Thomas J. Witt

equates the magnetomotive force ~mmf!, the line integral of


the magnetic field H over an open surface bounded by the
closed curve C, to the total current SI passing through C,
that is,

R C
H•dl5SI. ~2!

In its original form, the current comparator was an ac device.


Later, it was found29 that the mmf can be measured using a
second-harmonic flux-gate magnetometer. This provided a
way to use the current comparator for dc applications. The
current comparator windings consist of a toroidal magnetic
core upon which are wound primary and secondary coils of
N 1 and N 2 turns, respectively. In operation they carry cur-
rents I 1 and I 2 and are arranged so that N 1 I 1 opposes N 2 I 2 .
The magnetic flux in the core is proportional to the mmf and
the magnetometer can be used to identify a null value of flux
FIG. 3. Current comparator resistance bridge using equality of magnetomo-
tive forces ~ampere turns! to accurately establish the ratio of the currents I 1
and hence the condition N 1 I 1 5N 2 I 2 . If at the same time
and I 2 . detector D indicates null, then I 1 R 1 5I 2 R 2 so R 1 5R 2
N 1 /N 2 . The ampere-turns are balanced automatically by
a second detector between the potential terminals of R and A, feedback from the ampere-turn detector as shown in Fig. 3.
simultaneous measurements of the two detectors could be The voltage balance is achieved by adjusting the number of
made. If the ratios of adjacent resistances is nearly equal, turns in the primary circuit, N 1 . An added advantage of the
S/A'R/B, a high-impedance voltmeter could be used as the current comparator when used to measure resistance ratios
detector without the need to null the voltage readings: the significantly different from unity is that higher power is dis-
arrangement of Fig. 2~b! could then be used to calibrate re- sipated in the lower-valued resistor which is generally made
sistance ratios and to scale resistance.24 of heavier wire and designed to dissipate more power. Sev-
If we momentarily ignore the need for four-terminal eral commercial versions of the direct current comparator
measurements, we could use a single current source, con- bridge are available and they are widely used in resistance
necting the outer leads of A and S and the outer leads of B metrology.
and R, transforming the circuit into that of Fig. 2~c!, a Current comparators are also used to construct potenti-
Wheatstone bridge. The great advantage of the bridge circuit ometers optimized for the measurement of resistance.31 The
is that variations of the supply current produce only second- scheme is similar to that of Fig. 3. Resistor R 2 is a dummy
ary effects such as a change in sensitivity of the bridge. The resistor and R 1 is replaced by a series string of 15 resistors
Kelvin double bridge in Fig. 2~d! is the classical way of which are compared by the substitution method. An impor-
transforming a Wheatstone bridge into a bridge allowing tant difference with respect to Fig. 3 is that the detector is
four-terminal resistance measurements, so removing the ef- automatically zeroed by feeding back current from the detec-
fects of resistance in the leads. The method involves auxil- tor output via a precision resistor to a third winding of the
iary resistors a and b, a low-resistance link L and a switched current comparator in such a way as to maintain the detector
link ~not shown! that can be used to make a temporary con- reading at null. The current in the auxiliary winding is mea-
nection between the upper end of A and the lower end of B. sured with a voltmeter connected across the precision resis-
When it is desirable to use four-terminal resistors for A and B tor.
as well as R and S, then a generalized form of the Kelvin A particularly elegant form of the current comparator is
double bridge, the Warshawsky bridge,27 is used. This bridge the cryogenic current comparator ~CCC!.32 The principle is
contains adjustable elements and shorting links in all four illustrated in Fig. 4~a!. If opposed currents I 1 and I 2 pass
corners of the bridge.20,28 Such a bridge has been in use at through wires enclosed in a superconducting sheath, the
the CSIRO for over 20 years. The main inconvenience of Meissner effect requires that currents circulate on the sheath
Kelvin-type bridges is the need to make auxiliary adjust- in such a way as to maintain zero magnetic flux density in
ments of the bridge. the interior of the superconductor and a net current I 1 2I 2 on
the outside of the sheath. This net current produces a mag-
netic field that can be detected. From Ampere’s law, the
B. Current comparator bridges
distribution of current on the sheath does not depend on the
Returning to the potentiometric method of Fig. 2~a!, one positions of the wires inside. Zero current on the exterior of
can imagine eliminating the limitation imposed by variations the sheath indicates that I 1 5I 2 . This condition is identified
of the currents by using a device to make the currents track with very high sensitivity using a superconducting quantum
one another in the two loops containing the resistances to be interference device ~SQUID!33 to detect the magnetic field
compared while isolating the loops from each other. This is created by the sheath current. Figure 4~b! illustrates the most
the basis of the current comparator bridge29,30 shown in Fig. common form of CCC. The coil forms a flat solenoid con-
3. If displacement currents are negligible, Ampere’s law taining a number of different windings with turns ratios cor-
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FIG. 5. A bridge using a CCC such as that in Fig. 4. Electrically it is similar


to the circuit of Fig. 3. This particular arrangement includes automatic ze-
roing of the voltage signal by injecting current I 3 from the detector output
through an auxiliary coil.

FIG. 4. The cryogenic current comparator. ~a! Illustration of the principle of


the CCC: the net current on the external surface of the superconducting build-up technique38 in which auxiliary resistors are used24
shield is I 1 2I 2 ; ~b! a common form of the CCC consisting of a number of to reduce lead resistance errors to a negligible level.39 With
sets of windings forming a toroidal coil. The shield overlaps itself and takes this technique, n resistors of nominal value R are connected
the form of a snake swallowing its tail. Equality of magnetomotive forces is
detected by measuring the magnetic flux in the pick-up coil by means of a
in series to give a total resistance nR. Connecting the set of
SQUID. resistors in parallel gives a total resistance of R/n so that the
ratio of series to parallel resistance is n 2 . This technique has
responding to the resistance ratios to be measured. The tor- been generalized40 to synthesize additional ratio values by
oidal coil is encased in a superconducting shield in the shape various combinations of dual networks composed of resistors
of a snake swallowing its tail which makes overlapping but of the same nominal value. @The concept of dual networks
insulated circuits around the toroid. follows from Kirchhoff’s two laws. The first law is applied
Figure 5 is a schematic diagram of a completely auto- by setting to zero the sums of voltages around a mesh and
matic CCC bridge.34 In addition to the ratio windings and the the second by setting to zero the sums of currents at nodes.
winding which allows the slave current source to track the The dual of a planar resistance network of b branches will
master, it contains an auxiliary winding. Current I 3 , gener- also be a network of b branches in which the meshes of the
ated by the detector output, is injected through this winding original network correspond to nodes of its dual. In trans-
to balance the bridge. This current is measured using a forming a resistive network to its dual, resistances become
~DVM! to measure the potential difference across a precision conductances, series branches become parallel branches ~and
resistor of known value. Today the lowest uncertainty esti- vice versa! and current sources become voltage sources ~and
mates of all resistance comparison schemes are obtained with vice versa!#. In addition to the possible need to use auxiliary
CCC bridges.34–37 Commercial CCCs are now available. resistors, another limitation of the accuracy of this technique
is caused by the power coefficients of the component resis-
tors. For example, consider the series-parallel case with n
C. Resistance scaling
resistors. In the parallel configuration each resistor carries
The range of resistance values calibrated by well- 1/n of the total applied current, I, and each dissipates a
equipped metrology laboratories extends from 1024 V to power of I 2 R/n 2 . In the series configuration, however, each
1012 V. The lowest uncertainties are attained for decimal resistor dissipates a power of I 2 R. Commonly available
multiples of the ohm in the range from 1 V to 104 V and for series-parallel sets contain ten resistors of 10 V or 1 kV to
the QHR values, particularly that near 12.9 kV. The follow- provide scaling from 1 to 100 V and from 100 V to 10 kV.
ing discussion refers specifically to the most accurate mea- Room-temperature current comparator bridges are also
surements. used for scaling and are particularly useful for resistance
The most direct way to scale resistance accurately by a thermometry. However, for practical reasons the number of
factor of 10 is to connect ten nominally equal resistors in turns in any one ratio winding is limited to about 1000. A
series and compare them one by one with an eleventh resis- resistive divider is normally used for fine adjustment, but this
tor of the same nominal value. Great care must be taken to inherently less stable than the turns-ratio divider.
account for the effects of resistance in contacts and leads. A Cryogenic current comparator bridges are usually re-
more rigorous approach is to use the Hamon series-parallel served for QHE measurements. They can be wound with
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2830 Rev. Sci. Instrum., Vol. 69, No. 8, August 1998 Thomas J. Witt

more turns that room-temperature current comparators. For


example, they can have turns ratios of 8260/32 and 8260/64
in order to compare the QHR with a 100 V standard.35 The
same comparators are usually fitted with 1:1, 10:1 and 100:1
ratios to scale resistance by decades from 1 V to 10 kV. By
judiciously dividing the windings into sets, self-consistency
checks can be made on all of these ratios. This is done by
temporarily connecting sets of windings in series and arrang-
ing the direction of current flow in the turns in such a way
that when current passes through the ensemble the total num-
ber of ampere-turns is zero.37 Small errors caused by imper-
fect shielding and effects occurring at the winding ends can
be detected in this way. A SQUID, coupled to the CCC coil
by a superconducting pickup coil, is used as the null detec-
tor.

V. COORDINATING RESISTANCE STANDARDS


Resistance standards should be coherent within a labora-
tory and traceable to a NMI. International comparisons
FIG. 6. Results of the 1990 international comparison of resistance standards
among NMIs and calibrations of resistance standards by presented as the difference d5(r LAB2r BIPM) between values assigned to a 1
NMIs provide the technical basis for the traceability of resis- V resistor by each participating NMI and the BIPM. In order, beginning at
tance measurements around the world. the top, the NMIs listed are those of the German Democratic Republic,
Australia, Japan, Italy, the Soviet Union, France, China, the United States of
A. Maintaining consistent standards within a America, Norway, the United Kingdom, Canada, Switzerland, the Federal
laboratory Republic of Germany, Sweden, the Netherlands, and Finland. Asterisks de-
note laboratories reporting values based on independent QHR standards.
The application of quality norms in manufacturing and Uncertainty bars represent the total standard uncertainty in the measurement
services obliges providers of these goods and services to es- of d. The last entry is the weighted mean value of the results from partici-
pants reporting results based on their QHR measurements.
tablish and apply documented procedures that, among other
things, establish the traceability of all measurements to na-
tional and, ultimately, international standards. For resist-
ance, this means that all measurements are traceable to however, are those organized by the Consultative Committee
locally maintained standards. The values of these standards on Electricity ~now renamed the Consultative Committee on
are maintained by periodic calibrations carried out by an ac- Electricity and Magnetism, CCEM! and carried out by the
credited metrology laboratory or by a NMI. In some cases BIPM. The last such comparison took place in 1990,41 its
a QHR standard is maintained in the organization’s basic objective being to check the coherence of national standards
metrology laboratory. Usually the links to the higher accu- based on the QHR. In that comparison, each participating
racy levels are carried out at a few key resistance values such NMI sent three 1 V and three 10 kV standards to the BIPM
as 1 V, 10 kV and 1 MV. Scaling of resistance is often where they were compared with BIPM standard resistors
carried out locally and is checked by occasional comparisons calibrated by comparison with the QHR. The results obtained
at the scaled values. in 1990 for the 1 V standards are shown in Fig. 6 where an
asterisk beside the initials of a NMI indicates that its results
were based on its own measurements of the QHR. Bars in-
B. International coherence of resistance standards
dicate the combined type A ~statistical! and type B ~all other
The QHE has, of course, had a great impact on the in- uncertainty components! standard ~1 s ) uncertainty assigned
ternational coherence of resistance standards. Using a QHR by each NMI. The value assigned to a 1V resistance by the
standard does not absolve a NMI from comparing its resis- BIPM, based on its QHR standard, is 3.2 parts in 108 greater
tance standards with those of other NMIs. Such comparisons than the weighted mean of the values assigned by the NMIs
are described in more detail in Sec. VII H. reporting results based on the QHR. The overall combined
If a NMI does not possess a QHR standard, it usually standard uncertainty of the weighted mean value is 2.4 parts
maintains a national standard in the form of five to ten 1 V in 108 . Figure 7 shows the results for the 10 kV resistors.
resistors of the highest quality. Values are assigned to the The value assigned to a 10 kV resistance by the BIPM,
resistances by sending traveling standards for calibration in a based on its QHR standard, is 0.9 parts in 108 less than the
laboratory, such as the BIPM, that has a QHR standard. weighted mean value assigned by the NMIs that reported
NMIs check on the accuracy of resistance standards, in- results based on their QHR standard. The overall combined
cluding QHR standards, by participating in international standard uncertainty of this weighted mean is 2.2 parts in
comparisons of resistance standards. Such comparisons are 108 . By examining the consistency of the results obtained for
carried out at 1 V and 10 kV. Comparisons are sometimes each NMI from the ~usually! three resistors of each value and
organized by groups of NMIs localized in some geographical assuming that the dispersion reflects the stability of the trav-
regions. The most widespread and accurate comparisons, eling standards, we estimate that instability of the traveling
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Rev. Sci. Instrum., Vol. 69, No. 8, August 1998 Thomas J. Witt 2831

summarize by V5V/A and V5W/A, so that V5W/A 2 . The


SI electrical units are defined in terms of mechanical units
assuming that mechanical energy and power are equivalent,
respectively, to electrical energy and power.

A. The determination of the ohm


So far, we have considered only resistance comparisons.
A resistance can be measured directly, however, by applying
the SI definitions of the ohm, the volt, the ampere and the
watt ~the power which in one second releases an energy of
one joule!. We refer to this approach as ‘‘determining the
ohm.’’ Until the 1960s the ohm was determined by con-
structing systems of coils of calculable inductance43 and
comparing, in an ac bridge, its reactance with the resistance
of a standard resistor.44 This all changed after a new theorem
in electrostatics was discovered in 1956.45 This affirms that if
an infinitely long right conducting cylinder of any cross sec-
FIG. 7. Results of the 1990 international comparison of resistance standards tion is divided into four longitudinal segments and placed in
presented as the difference D5(R LAB2R BIPM) between values assigned to a a vacuum, the cross capacitance per meter of length, C 81 and
10 kV resistor by each participating NMI and the BIPM. The NMIs con- C 82 between opposite segments, is given by
cerned are those listed in the caption of Fig. 6. Uncertainty bars represent
the total standard uncertainty in the measurement of D. The mean is the exp~ 2 p C 81 /« 0 ! 1exp~ 2 p C 82 /« 0 ! 51, ~3!
weighted mean of results based on QHR measurements.
where « 0 is the permittivity of vacuum and is related to the
standards limited the uncertainty of this comparison of QHR permeability of vacuum, m 0 , and the speed of light in
standards to 4.3 parts in 108 at 1 V and 3.2 parts in 108 at 10 vacuum, c, by « 0 51/( m 0 c 2 ). In the SI, m 0 and c are defined
kV. It should be noted that these results were obtained with quantities with m 0 54 p 31027 H/m and c
the subsets of resistors that were the most stable when trans- 5299 792 458 m/s. If C 81 >C 82 ~in practice the segments are
ported. To test QHR standards, more accurate comparisons four symmetric rightcircular cylinders placed such that, in a
are required: this led to the development of a traveling QHR cross-sectional view, the axes of the cylinders are at the cor-
standard described in Sec. VII H. ners of a square! then the capacitance per meter becomes
It is not certain that the CCEM will see a need for more (ln 2)/ m 0 c 2 p >1.95 pF/m.
large-scale international comparisons of resistance, but a In practice, the effective length is defined by the change
need does exist to check the uncertainty estimates of newly of position of a movable central guard electrode. The change
developed or improved QHR standards. There is also a need of capacitance, DC, between two positions of the guard, is
to provide NMIs using conventional resistance standards a measured. This is of the order of 0.1–1 pF. The correspond-
way to check the accuracy of their national resistance stan- ing distance between the two positions is measured with a
dards. Indeed, the CCEM has identified comparisons of laser interferometer. With careful design, geometric defects
QHR, 1 V and 10 kV standards as key comparisons in the can be reduced to give a relative uncertainty in DC of less
system for establishing equivalence of basic standards than one part in 108 . The calculable capacitance values ob-
among NMIs. These needs can be fulfilled by means of bi- tained in this way are used to measure the capacitance of a
lateral comparisons with the BIPM using the techniques de- stable 10 pF standard capacitor in a transformer ratio bridge.
veloped for the large-scale comparison of 1990. The stability This step assumes that the Thompson–Lampard theorem,
of the BIPM QHR standard, periodically confirmed by onsite which is a dc theorem, holds for ac. The capacitance is then
comparisons with the most accurate QHR standards, makes scaled up in 10:1 ratios using transformer ratio techniques.
simultaneous large-scale resistance comparisons unneces- At 1 nF, an impedance bridge, called a quadrature bridge,
sary. The bilateral comparisons may be thought of as a single operating at an angular frequency v of 104 rad/s is used to
continuing international comparison. relate the capacitance, C, to the resistance R ~100 kV) of an
ac resistor such that v RC51. A 100:1 ratio ac resistance
bridge is used to scale the resistance to that of a special 1
VI. THE OHM AND THE SI UNITS
kV resistor constructed so that its frequency dependence is
The ampere is the base electrical unit of the SI and is small and calculable. This special resistor plays a crucial role
defined42 as that constant current which, if maintained in two of passing the measurements from ac at 104 rad/s to dc.
straight parallel conductors of infinite length, of negligible Finally, using dc techniques, the 1 kV resistance is related to
circular cross section and placed one meter apart in vacuum, 1 V dc standards. Remarkably, the uncertainty introduced in
would produce a force of 231027 newton per meter of this long impedance chain is small and in the so-called ab-
length. Here we are concerned with the ohm, V, which is solute measurement of dc resistance standards46–49 need be
related to the volt, V, and the watt, W, by definitions that we no more than a few parts in 108 .
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2832 Rev. Sci. Instrum., Vol. 69, No. 8, August 1998 Thomas J. Witt

B. Limitation of the ohm as a resistance standard


The determination of the ohm with an accuracy of a few
parts in 107 or better is a very difficult task. With the excep-
tion of the CSIRO, no laboratory has carried out periodic
routine ohm determinations. To date, only three laboratories
have reported total uncertainties approaching one part in 108 .
Clearly, this lack of accessibility is the practical limitation of
maintaining resistance standards by means of determinations
of the ohm.

C. Relationship between the watt, the ampere and the


kilogram
The three important electrical units of the SI are the
ampere, the ohm and the volt. If two of them are known, the
third may be calculated. Until recently, the ampere force
balance50,51 was used to realize the ampere from its definition
and so to link electrical units to mechanical units. In 1975, a
new method was proposed;52 in this, the experiment takes
place in two steps. In the first, an electric current, I, passing
through a coil partially immersed in a magnetic flux density FIG. 8. Schematic energy diagram ~not to scale! of a GaAs/Alx Ga12x As
heterostructure interface producing a 2DEG. As the interface is formed,
B is ‘‘weighed.’’ Assuming B is in the horizontal ~x! direc- electrons from the donor Si atoms diffuse into the GaAs, equilibrate the
tion, the force on the coil is Fermi energies, E F , and create discontinuities and bending in the conduc-
tion and valence bands. Electrons in the 2DEG are attracted to the Si ion
F5¹ ~ m–B! 5I“ ~ S–B! 5I“Φ, ~4! cores but cannot surmount the energy barrier.
where m is the magnetic moment of the coil characterized by
an area vector S and Φ5S–B is the magnetic flux threading realization in any well-equipped laboratory. This develop-
the coil. This force is compared, in a balance, to a weight ment would first require a reduction in the uncertainty of the
2M g of mass M subjected to gravitational acceleration g present watt experiments by one to two orders of magnitude.
operating along the z axis. For forces acting in the z direc- The ohm and watt experiments exemplify the interde-
tion, this reduces 2M g5I ] Φ/ ] z. pendence of the determined values of the SI units. This in-
In the second step the coil is displaced up or down with terdependence is mirrored in the values assigned to the fun-
a constant velocity u parallel to the z axis, creating an in- damental physical constants. Before developing this, we first
duced electromotive force, E given, in the absence of x and y must examine the quantum Hall effect.
components of velocity, by
E52dF/dt52u ] Φ/ ] z. ~5! VII. THE QUANTUM HALL EFFECT AS A REFERENCE
STANDARD OF RESISTANCE
In this way, ] Φ/ ] z is determined without measuring either
the coil dimensions or B, this being the key principle of the From the time of its discovery,1 the QHR has been rec-
experiment. Thus M g/I5E/u or written in terms of power, ognized as an invariable standard of resistance: several ex-
IE5M gu. The quantities M, g and u are measured accu- cellent review articles56–60 have focused on this aspect. A
rately and directly, and the current is determined by measur- resource letter on the QHE is also available.61 The present
ing the potential difference across a resistor. If the resistance description emphasizes recent developments.
is known in terms of the absolute ohm, and the potential
A. Two-dimensional electron gas
difference and induced emf are measured in terms of a stable
local voltage reference standard, we can deduce the absolute For QHR metrology work, two types of device can be
value of the voltage standard. This has been carried out in used to realize a two-dimensional electron gas ~2DEG!,
1985–87 at the National Physical Laboratory ~NPL!53,54 with AlGaAs/GaAs heterojunctions and Si metal-oxide field-
a relative uncertainty of 7.7 parts in 108 . effect transistors ~MOSFETs!. The two have much in com-
An alternative approach is to measure the potential dif- mon but MOSFETs are less often used today and so here the
ference and the induced emf in terms of a Josephson voltage detailed description is restricted to the heterojunctions. Het-
standard55 having a reproducibility of a few parts in 1010, erojunctions depend on the use of epitaxy techniques62,63 to
and the resistance in terms of a QHR having a reproducibil- grow nearly perfect single crystals consisting of different
ity of a few parts in 109 . There is then the possibility of semiconductors having different gap energies but closely
using the watt experiment to monitor a mass, which can in matched lattice spacings. This is the case, for example, with
turn be accurately related to the kilogram. Such an experi- GaAs and the alloy Alx Ga12x As where x is the Al concen-
ment would allow us, for the first time, to monitor the sta- tration. The energy gap E g can be adjusted by varying x. For
bility of the kilogram, the last artifact standard and could example,64 at 2 K, E g '(1.519411.36x10.22x 2 ) eV for
conceivably lead to a new definition of the kilogram open to 0.1,x,0.75. For metrology work, the value x'0.3 is pre-
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Rev. Sci. Instrum., Vol. 69, No. 8, August 1998 Thomas J. Witt 2833

ferred. This alloy is doped with n-type donors ~Si! while the orthogonal to both the applied current I (x direction! and B.
GaAs is slightly p-type. When the two materials are brought For a 2DEG with an areal carrier density of n s the classical
together at a plane interface, the situation in some ways re- equation of electron motion leads to U H 5(B/n s e)I.
sembles a p-n junction. The difference between the chemical If the ~integral! number of fully occupied energy levels
potentials produces electron tunneling from the Alx Ga12x As is i, then n s 5iN5iBe/h and
into the GaAs where the electrons rapidly lose energy
through phonon scattering and end up in a state from which R H~ i ! 5 ~ h/ie 2 ! 5R K /i, i51,2,3,... , ~6!
reverse tunneling is energetically impossible.65 This results where R K is the von Klitzing constant >25 812.807 V.
in the situation illustrated schematically66 in Fig. 8 in which This is a remarkable result in several respects. The QHR
the Fermi energies are equal, an immobile ~depletion! layer is independent of the device geometry and material, and is
of positively charged cores is left in the Alx Ga12x As adja- simply proportional to the ratio of two fundamental con-
cent to the interface and a trough of free electrons is formed stants. Perhaps the most remarkable and useful aspect of the
adjacent to the interface on the GaAs side. The ionized QHR is that the resistance is quantized not simply at one
atomic cores in the Alx Ga12x As depletion layer create the particular value of B but over a range of values of B or,
electric field pulling the free electrons towards the interface. correspondingly, over a range of gate voltages in Si-
The conduction band discontinuity, which is proportional to MOSFET devices. Although a complete theory of the QHE
the difference between the energy gaps in Alx Ga12x As and is not yet available, it is widely accepted that the resistance
GaAs,67 completes, at the interface, the nearly triangular po- plateaus arise from the localization71 of electrons.
tential well containing the free electrons. An important re- This description of the QHE has, so far, followed from a
finement is the technique of modulation doping68 of the simple model of a single electron in a strong magnetic field.
Alx Ga12x As adjacent to the interface. Over a distance of In a perfect crystalline solid, the wave function describing
about 5–10 nm, the Alx Ga12x As is left intentionally un- electron motion extends throughout the crystal. In the case of
doped. This spacer separates the electrons from the major localization, the wave functions describing the electron mo-
impurity scattering centers and greatly increases the electron tion are short range and extend over distances considerably
mobility, m ~defined as the magnitude of the drift velocity smaller than the dimensions of the sample. Localization
per unit electric field!. The potential well extends a distance arises from imperfections in the inversion layer such as
of about 10 nm into the GaAs. The effective mass m * of an charged impurities, interface defects, impurities within a
electron in GaAs is about 0.068 m e (m e 5 the free electron magnetic length ~the cyclotron radius corresponding to
mass! and the Fermi energy is about 1 eV corresponding to a ground state Landau energy, l B5 A\/eB) of the inversion
de Broglie wavelength of approximately 5 nm. So con- layer, macroscopic impurities and impurities at distances
strained, the electron energy is quantized into levels called greater than l B from the inversion layer. It results in a mo-
sub-bands. If the electron concentration ~areal density! is bility gap ~‘‘mobility’’ in the general dictionary sense! in the
small, only the ground state sub-band is occupied because it density of states disposed symmetrically above and below
is separated from the next highest sub-band by about 10 each Landau energy level. States of energy near E l and
meV69 while at 4.2 K the thermal energy, kT50.36 meV. within the mobility edges, correspond to wave functions ex-
tending throughout the crystal and are responsible for carry-
ing current. States with energies greater than the upper mo-
B. Description of the QHE
bility edge, just above E l and below the lower mobility edge
If, in an Alx Ga12x As/GaAs heterojunction, a strong near E l11 , are localized and cannot contribute to the Hall
magnetic flux density B is applied along the z axis, normal to conductivity. The Hall conductivity and consequently the
the interface, the 2DEG electrons are constrained to move in Hall resistance remain constant as the Fermi level sweeps
circular orbits having cyclotron energies ~Landau levels! E l through the localized energy states forming the lth QHR pla-
5(l1 21 )\ v c , where v c is the cyclotron frequency, eB/m*, teau.
and l is a non-negative integer. A further spin splitting occurs For the case of randomly distributed potentials having
and doubles the number of quantized energy states. In the ranges much greater than l B and in the limit, u B u →`, a
presence of B the density of states function becomes a series classical percolation picture provides a simplified analogy.72
of spikes separated by energy \ v c . In practice, a certain We imagine a flat porous terrain covered with a great number
amount of randomness or disorder is always present as a of steep hills and valleys corresponding to the various ran-
result of impurities and various defects, smearing the density dom potentials acting on the 2DEG. Filling the terrain with
of states function into a set of peaked bands of width Γ. water corresponds to raising the energy level by increasing B
Necessarily, Γ,\ v c and, at least in the case of a dense in a heterostructure. For low water levels, valleys form lakes
distribution of impurity scatterers,70 Γ5\ v c A2/p B m so that ~equipotential contours! and it is not possible to cross the
a rather high value of m is required. terrain in a boat. If the water level rises high enough, a per-
Under these conditions the electron energies are com- colation path appears allowing passage by boat. This level
pletely quantized. Magnetic flux is quantized in units of corresponds to the lower mobility edge.
D f 5h/e5BDA, so the number of Landau levels per unit Figure 9 illustrates many of the foregoing features; it is
area, N, is 1/DA5Be/h. based on measurements made at the BIPM on a
The Hall resistance, R H , is the ratio of the Hall voltage, GaAs/Alx Ga12x As heterostructure of the form shown in the
U H , measured across the 2DEG device in the y direction, inset. The upper curve shows the transverse Hall resistance
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2834 Rev. Sci. Instrum., Vol. 69, No. 8, August 1998 Thomas J. Witt

the period in B 21 of these oscillations. Finally, the electron


mobility can be estimated by measuring the value of R xx at
B50 and using the expression m 51/@ n s e r xx (0) #
5(dR xy /dB)(L/W) @ 1/R xx (0) # . In the case shown in Fig. 9,
m '22 T21 .
The inset of Fig. 9 defines the coordinates, shows the
shape of the device, including contacts, and indicates the
parameters. The curved lines inside the device indicate elec-
tron flow for the current levels used in accurate QHR mea-
surements in the framework of a model that includes a con-
fining potential ~the edges of the device! and the potential
due to the redistribution of charge brought about by the Lor-
entz force on the electrons.74 Cage75 provides a recent sum-
mary of this as well as of the edge-channel and skipping-
orbit models in which current flow occurs at the sample
edges.

C. Deviations of measured QHR values from the ideal


FIG. 9. Plots of the longitudinal resistance, R xx , and transverse or Hall value
resistance, R H5R xy , as a function of applied magnetic flux density, for a
GaAs/Alx Ga12x As heterostructure at 0.5 K. Over certain ranges of B, R xx The first measurements of the QHR were of suffici-
falls to zero and R xy 5R K /i where i is an integer quantum number. The ently high reproducibility that metrologists immediately
insets show the sample shape and electrical contacts and define the
coordinates. saw the possibility of using it as a resistance standard.
Because the simple theory holds at T50 and in the limit
r xx →0, it is important to assess the accuracy of results ob-
R xy , as a function of B up to about 12 T. The QHR plateaus tained under real conditions. Experiments on MOSFETs,76
are clearly visible. They occur for values of the Landau level GaAs/Alx Ga12x As heterojunctions48,77–79 and Inx Ga12x As/
filling factors n 52 p l B2 n s . For this sample, precise QHR InP heterojunctions ~with x50.5380! have shown that at fi-
measurements were made for the n 5i52 and 4 plateaus. In nite temperatures the deviation of R H from the value at
a two-dimensional conductor, resistivity and resistance have T50, usually written as D r xy , can be expressed in the form
the same unit, ohm. The classical expression for the two-
D r xy 5 r xy ~ T ! 2 r xy ~ 0 ! 's r min
xx ~ T ! , ~7!
dimensional Hall resistivity is r xy 5B/en s 5R xy and this
holds for small values of B so that the areal density of elec- where s can be positive or negative but u s u ,1. For a given
trons can be conveniently determined from the plot using the device the values of s can change from one contact pair to
expression n s 5(edR xy /dB) 21 which, in this case, is ap- another. The minimum value of the longitudinal resistivity
proximately equal to 631015/m2. The same expression also over the range of B corresponding to the plateau under study,
gives n 5h/(e 2 R xy ) and for the plateaus this is an integer, i. r min
xx , is strongly temperature dependent and this dependence
~In fact, a fractional QHE was discovered73 soon after the may change after cycling the sample to room temperature
integer QHE but fractional values are not used to provide and back. A null value of s was reported81 in one case.
resistance standards.! The second plot in Fig. 9 shows the As in any resistance measurement, attempts to improve
longitudinal resistance R xx which is related to the longitudi- the QHR measurement resolution by increasing the measur-
nal resistivity by the expression r xx 5R xx (W/L), where W ing current must be undertaken with care. At high current
and L are, respectively, the effective sample width and the densities, the QHE breaks down.82 Even at the current levels
distance along the length of the sample between the voltage normally used for metrological-quality measurements
electrodes used in the four-terminal measurement of R xx . A ~roughly ranging from 10 to 50 m A!, variations of r xx with
more detailed examination of the magnetoconductivity of a current result in deviations of r xy from the quantized value
2DEG reveals that the quantization of the Hall resistance is described by the linear dependence48,60 of Eq. ~7!. The varia-
complete when r xx 50 at T50. When these conditions are tion of r xx with temperature and current can be summarized
not met, deviations between the measured value of R H and by stating that, for metrology, the important experimental
the theoretical value given by Eq. ~6! have been observed. observation is that D r xy →0 as T→0 and r min
xx →0, indicating
As B increases, a peak occurs in R xx each time the number of that r xy (0) is indeed a constant.
occupied Landau levels changes and at these values of B the Reports of observations of incomplete quantization
electron wave functions are extended. For higher values of B, ~meaning r xx Þ0), as well as other imperfections resulting in
the localization transitions occur as B increases slightly measured values of r xy Þh/ie 2 , led the CCE to form a work-
above the value corresponding to a peak; r xx plunges to zero ing group of experts to formulate a set of Technical Guide-
and R H takes on the quantized value over the plateau region. lines for Reliable Measurements of the QHR.83 The thor-
At low values of B, R xx oscillates rapidly as a function of oughness of the guidelines is demonstrated by the fact that
B 21 ; these are known as the Shubnikov–deHaas oscilla- no aberrations in the field of dc QHR metrology have since
tions. The electron areal density can also be deduced from been reported. Concerning r xx measurements, the guidelines
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Rev. Sci. Instrum., Vol. 69, No. 8, August 1998 Thomas J. Witt 2835

include the suggestion that r xx should be measured on each BIPM/EUROMET/BNM project.79 These samples can be
side of the sample, preferably using the outer voltage con- used to make measurements of R H~2! at 10 T and 1.3 K. The
tacts ~see inset of Fig. 9!. The r xy measurements should be BIPM makes these devices available to NMIs in member
based on measurements involving at least two contact pairs, states of the Meter Convention.
preferably those used for the r xx measurements. Another im-
portant check suggested in the guidelines is the verification
of contact resistance. High resistance in either the current or E. Accurate measurements of the QHR
voltage contacts can greatly increased noise. Since contact For metrology purposes, QHR measurement procedures
resistance can change with time, the contacts should be mea- can be considered as taking place in two stages; ~1! the mea-
sured before each metrological-quality QHR measurement. surement of the QHR with respect to a transfer standard re-
Another important check is to verify the absence of signifi- sistor and ~2! scaling from the transfer standard to secondary
cant parallel conduction paths shunting the Hall resistance: reference standards, which have traditionally been 1V wire-
this is done by measuring R H on at least two different pla- wound resistors. Perhaps the simplest way of carrying out
teaus. step 1 is to compare the QHR directly with a standard resis-
tor of nominal value close to R H (2) or R H (4). 59,81 One par-
ticularly simple resistance comparator takes the form of a
D. Devices and physical conditions for carrying out pair of separate identical circuits as in Fig. 2~b!. Mercury
accurate QHR measurements
batteries supply nearly constant and nearly equal currents ~of
From the preceding section, it is clear that the choice of the order of 10 m A). Referring to Fig. 2~b!, the QHR device
magnet and cryostat are dictated by the characteristics of the of resistance R H(i) replaces R, and resistors S and A have
QHR sample. High-field and low-temperature conditions are values close to R H (i). A DVM is used as the detector. This
expensive. An ‘‘entry level’’ system would be a NbTi super- approach gives a reproducibility of the order of a few parts in
conducting magnet producing magnetic flux densities of up 108 for the ratio of the QHR to a standard resistor of the
to about 9.5 T in a 4.2 K bath. A pumped 4 He refrigerator same nominal value. Several other potentiometric
inserted in the bore can produce device temperatures down to techniques,85–88 developed in the 1980s, also used standard
'1.3 K. Most metrological-quality measurements on Si- resistors of nominal value R H(i).
MOSFET devices have been carried out in magnetic flux The next problem is to relate the measured resistance
densities in the range from 10 to 15.6 T. Measurements of ratio to the value of a 1 V resistor. The NIST developed a
metrological quality on GaAs heterostructures, however, can technique89 that uses a set of nine card-wound Evanohm re-
be made at lower values of B. Although many accurate mea- sistors in a sealed oilfilled enclosure. Of these, eight resistors
surements have been carried out in these devices on the i are of 800 V and the ninth has a value of 53.20 V. The total
54 plateau, it is important to be able to measure at i52 to series resistance of 6453.20 V is compared with R H(4). The
check that there are no leakage currents. Some accurate mea- eight 800 V resistors can be connected in parallel to give 100
surements on GaAs devices have been carried out at i53, 6 V which is compared with the series connection of ten 10 V
and 8, but this generally requires temperatures below 1.3 K. resistors forming a Hamon38 100 V/1 V series/parallel net-
The value of magnetic flux density corresponding to the ith work. The 1 V Hamon configuration is then compared to the
plateau may be expressed as B(i)5n s eR H(i), and taking i NIST 1V reference standards. The 53.20 V resistor is com-
52 and B<9 T gives n s <4.331015 m22 . A recent survey pared to the 100 V series Hamon resistance using a resis-
of values of mobility and areal density of GaAs devices used tance bridge. At the CSIRO,87 an 83-element buildup
in metrological measurements84 shows that for 10 of the 24 resistor90 was used to scale from 6453.2 to 1 V.
devices examined, n s<431015 m22 . Although the magnetic As early as 1983 a CCC bridge91 was used86 to scale
flux densities and temperatures used in metrological mea- from 6453 to 100 V. A Hamon network completed the scal-
surements are not always specified, a literature survey pre- ing to 1 V.
pared for this review indicates that in at least four cases In a common potentiometric method92 used early in ac-
R H~2! was accurately measured at or below 9.5 T and near or curate QHR measurements, a nearly constant current was
above 1.3 K. passed through a 10 kV standard resistor in series with a
Beyond the entry-level system, superconducting magnets QHR and the potential differences were measured with a
with Nb3 Sn sections capable of producing fields of 12 T at modified commercial potentiometer based on a room-
4.2 K are available at about twice the cost of commercial temperature current comparator. This technique requires
NbTi magnets. careful calibration of the potentiometer ratios and careful
In the first few years following the discovery of the checks must be made each time it is used. Several groups
QHE, its application in metrology was hampered by the se- used this approach,93–96 the uncertainty of the measured ratio
vere shortage of good metrological-quality GaAs devices. of the QHR to a 10 kV standard resistor being limited to
The situation has improved with the sustained development about five parts in 108 .
of devices at the Swiss Federal Institute of Technology and A remarkable development in QHR measurements was
in some metrology institutes, notably, the Physikalish- the use of a potentiometer based on a set of 20 individually
Technische Bundesanstalt ~PTB!, Germany. The most biased Josephson junctions producing outputs of 64.5 and
widely available GaAs devices, however, are those fabri- 100 mV from multiple taps.97,98 This was followed by a dif-
cated by the Laboratoires d’Electronique, Philips for a joint ferent type of Josephson potentiometer using an array of
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2836 Rev. Sci. Instrum., Vol. 69, No. 8, August 1998 Thomas J. Witt

1440 Josephson junctions arranged in series.99 In this array F. Limitations on the accuracy of QHR measurements
unbiased Josephson voltage steps produce output voltages 1. Measurement uncertainties
U J 5nh f /2e, where f is the stabilized frequency of a 70 GHz
mm wave source and n is an integer quantum number. Such A limit on the type A ~statistical! uncertainty of QHR
measurements is imposed by Johnson voltage noise in the
arrays are now widely used as basic reference standards of
resistance being measured. The type A uncertainty in the
voltage55 in many NMIs and the best are consistent to a few
potentiometric method has been compared60 with that of the
parts in 1010. To measure the QHR with this type of array, a
CCC bridge method for the case in which a potentiometer is
current of 13.4 m A was passed through a QHR device set on
used to compare R H (4) to a room-temperature resistor of the
the i52 plateau. The resulting potential difference was con- same value and a CCC bridge is used to compare R H (4) with
nected in series opposition with the output voltage corre- a 100 V resistor at room temperature. For a detector band-
sponding to the n51200 voltage step of the array. Coarse width of 1 Hz the rms noise voltage of 6453 V is 10.3 nV at
adjustment of the array output is easily obtained by varying n 300 K and 0.6 nV at 1 K. For 100 V it is 1.3 nV at 300 K.
and fine adjustment by varying f. This technique has been The current noise of a good nanovoltmeter ~0.26 pA Hz21/2)
used100 to measure a 10 kV standard resistor with respect to creates an additional noise voltage across the 6453 V resistor
the QHR with a relative uncertainty of 7.3 parts in 109 . Had of 1.7 nV. Taking this into account, a CCC measurement of
it not been for the successful adaptation of the CCC to QHR the ratio of R H (4)/100 V is subject to a total noise voltage of
measurements, the Josephson potentiometer might well have 2.2 nV in a 1 Hz bandwidth, while the same ratio determined
become the method of choice for accurate QHR measure- by the potentiometric method is subject to a noise voltage for
ments. The stability of the current is, however, an important the same bandwidth of 14.6 nV ( A2310.3 nV!, when we
drawback. take into account that the 6453 V room-temperature resistor
The CCC is a particularly elegant solution to the prob- must be measured twice. In the case of white noise, for each
lem of comparing the QHR with a resistance that is a deci- method the total measurement time needed to achieve the
mal multiple of the ohm.80 Using, for example, 2065 turns in same type A uncertainty is proportional to the square of the
the primary circuit containing the QHR R H (2) and 16 turns rms noise voltage.23 This means that the measurement time
in the secondary circuit containing a 100 V standard resistor, for the potentiometric method is 45 times greater than that
gives a ratio that is only about 12 parts in 106 smaller than for the CCC method.
the nominal resistance ratio to be determined and it is easy to For the potentiometric method, uncertainties of a non-
compensate for this difference by injecting a small current, statistical nature ~type B! arise when R H (i) is measured in
whose value needs to be known with only a modest accu- terms of a transfer standard resistor of the same nominal
value. These are principally due to leakage resistance and
racy, into a compensation winding on the CCC. Many coils
detector-related effects. In the scaling of the transfer standard
with different numbers of turns can be incorporated in the
to a practical value, other type B uncertainties arise from the
same CCC. For example, a CCC having coils with the fol-
effects of temperature, pressure, power, leakage resistance,
lowing numbers of turns: 16,16,32,64,128,1600,465, is used
lead resistance and detector linearity. For one of the most
to measure the resistance ratios 100 V/1 V ~1600/16!, 10 accurate potentiometric QHR measurements,17 the total type
kV/100 V ~1600/16!, R H (2)/100 V ~2065/16!, R H (4)/100 B uncertainty obtained for the ratio of R H (4)/100 V is 10.5
V ~2065/32!, etc.101 Thus the same CCC bridge can be used parts in 109 . For the most accurate CCC bridges, the total
to compare both the QHR with the resistance of a 100 V root-sum-square type B relative uncertainty in the measure-
transfer resistor and the 100 V resistance with that of a 1 V ment of the ratio R H (i)/100 V can be below 2 parts in 109 .
resistor. The accuracy of the current division can be checked The greatest uncertainties are in the calibration of the resis-
by injecting a current through a series connection of two sets tive divider that generates the balancing current, from leak-
of coils with the same total number of turns and connected so age resistance and from imperfect winding ratios.46,105–107 As
that the currents in the two sets flow in opposite directions. these uncertainty sources can change with time and with cy-
Another way of balancing a CCC bridge is to use the cling of the temperature it is important that laboratories com-
output of the null detector to generate a balancing current pare the QHR periodically with well-characterized standard
that is injected through an auxiliary winding of the CCC and resistors. Even if their resistances drift with time, the QHR
measured as in Fig. 5.41,102 measurements provide a means of detecting abrupt changes
As early as 1986 proposals were made to use CCC in QHR measurement apparatus caused, for example, by
bridges with low-frequency ac for metrological purposes.103 degradation of the CCC shielding or of the leakage resistance
A CCC bridge operating from dc to 4 Hz104 was successfully in the circuit.
used to measure the QHR with an uncertainty of a few parts
in 109 . Because the measuring current is reversed every 2. Uncertainty limits imposed by devices
cycle, ac eliminates the effects of thermal emfs in the voltage It has been proposed that a number of parameters may
leads and thus removes a major source of 1/f noise. By using influence the accuracy of QHR measurements. These in-
ac, lock-in amplifiers and other phase-sensitive detection clude; temperature ~see Sec. VII C!, device type, plateau
techniques can be applied to achieve higher sensitivity than quantum number, device mobility, magnetic flux density,
dc detectors and to eliminate other unwanted effects such as gate voltage, device size, current amplitude, contact resis-
power-line frequency noise and low-frequency noise. tance and frequency of the source–drain current. Present
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Rev. Sci. Instrum., Vol. 69, No. 8, August 1998 Thomas J. Witt 2837

theories of the QHR offer only limited guidance on how For accurate measurements on small Si-MOSFET de-
these parameters affect the accuracy of QHR measurements, vices the upper current limit is about 10 m A but for larger
so we must rely on careful experiments to evaluate their Si-MOSFET devices, and for many GaAs devices, the cur-
influence. rent limit may be over 50 m A. At these current levels the
Although comparisons of the QHR values measured in effect of self-heating in the reference resistor may set the
GaAs heterostructures with those measured in Si-MOSFET limit on the measuring current. For example, when using a
devices usually lead to the conclusion that the QHR is inde- CCC bridge to measure R H (2) with respect to a reference
pendent of the type of device, several groups96,108 have re- resistor of 100 V and a power coefficient of resistance of 1
ported relative differences of several parts in 107 . A direct 31026 /W, the current through the QHR should not exceed
comparison109 of high-quality Si-MOSFET and GaAs de- 40 m A.
vices using a very accurate CCC bridge led to the conclusion Resistance exceeding 1 kV in the contacts to the 2DEG
that the QHR in the two devices is identical to within an increases the noise in QHR measurements.83 Worse, in some
uncertainty of 3.5 parts in 1010. A more recent cases deviations DR H have been observed between the mea-
comparison110,111 of high-quality Si-MOSFET and GaAs de- sured value of R H and its expected value in samples having a
vices by a similar method found agreement within a relative high resistance, R C , in the voltage contacts.83 A recent
uncertainty of 2.3 parts in 1010. The latter study included study114 of DR H as a function of the resistance of the voltage
measurements on a Si-MOSFET device from the same wafer contacts confirms that there is no simple relation between
as those for which anomalous values of R H were obtained. It DR H and R C . The maximum value of u DR H u /R H (i) is pro-
found that the longitudinal voltage U xx undulates as a func- portional to R C /R H (i) and for R C 'R H (i) deviations of sev-
tion of gate voltage and that for most values of gate voltage, eral parts in 107 were observed. High contact resistance can
U G , along a ‘‘plateau,’’ U xx is not simultaneously zero on develop if a sample is cooled rapidly or sometimes even if it
both sides of the device. The Guidelines83 treat null values of is simply left for a long time at liquid helium temperatures.
U xx as essential conditions which must be verified in the Before 1992, accurate QHR measurements were carried
course of accurate QHR measurements. No deviations from out using dc. There was one exception: ac measurements of
the ideal value of R H have been reported when the Guide- the QHR were carried out at frequencies up to 4 Hz104 using
lines are rigorously followed. a CCC, confirming that the QHR is well defined at very low
In GaAs devices, possible variations of R H as a function frequencies. Work at higher frequencies is discussed in Sec.
of B are analogous to possible small variations of R H as a VIII.
function of U G in gated devices. Such variations of R H as a
function of B are characteristic of individual samples so this
must be verified in the course of accurate QHR measure-
G. Expressing R H in terms of the ohm
ments.
Metrologists try to measure R H on several plateaus, not Since we are able to measure reference standards of re-
only to check for possible leakage effects but also to confirm sistance with respect to the QHR with an uncertainty of
that the value they measure for iR H (i) is independent of the nearly one part in 109 we can be confident, to this level of
plateau quantum number i. The most comprehensive and pre- uncertainty, that reference standards are constant in time. To
cise study of this kind on GaAs devices reports111 that maintain the coherence of the SI and of all mechanical and
electrical measurements it is important to be able to link R H
iR H ~ i ! to the ohm. We have shown in Sec. VI A that even the most
5121.1310210
2R H ~ 2 ! accurate determinations of the ohm have an uncertainty of a
few parts in 108 . This raises the question of whether the
i51,3,4,6,8, u52.9310210, ~8! QHR should be used to assure worldwide coherence of re-
sistance standards, and so stabilize resistance standards,
where u is the random uncertainty. without losing coherence with the SI. The task of finding a
To examine a possible dependence of the QHR on de- solution to this problem was assigned to the CCE. Their
vice width, measurements have been carried out112 on GaAs solution115 was first to state that, in the limit as r xx ap-
Hall bars ranging in width from 10 to 1000 m m. Typical proaches zero the Hall resistance of the ith plateau, defined
measurement uncertainties were below 1 part in 109 and, to as the quotient of the Hall voltage of the ith plateau to the
this precision, no width dependence has been observed. current, is given by
The QHE breaks down at high currents,82,113 typically of
the order of several hundred microamperes. However, in- R H ~ i ! 5R K /i, ~10!
creases in r xx have been observed at much lower currents where i is an integer and R K is the von Klitzing constant, and
because electrons are subject to local heating. For values of then to propose that a value of R K , denoted R K290 , be ac-
source drain current, I SD , below 130 m A the current depen- cepted by convention as having exactly the value
dence of r xx in one GaAs device was found to vary as60
R K290525 812.807 V. ~11!
r xx 5 r xx ~ 0 ! •exp@ a ~ T ! I SD# , ~9!
This was agreed. Much discussion then went into the selec-
where a(T) is a function of temperature and falls to zero tion of a value for R K290 . This was not merely a question of
near 0.33 K. deciding which were the most accurate determinations of the
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Suitable devices were very difficult to obtain and experimen-


tal facilities were more expensive than today. It was very
important to check for possible systematic errors by compar-
ing results among laboratories. The first large-scale interna-
tional comparison of resistance standards based on the QHR
was carried out by the BIPM in 1987122 using 1 V travelling
standards. The results for five of the six laboratories claiming
the smallest uncertainties ~total relative uncertainty of 3.6
parts in 108 or less in the measurement of R H with respect to
their national resistance standard! agreed with the weighted
mean to within the combined standard uncertainties. This
close agreement was an important factor in the decision to
fix a conventional value of R K put into effect in 1990.
As noted in Sec. V B, a similar comparison was carried
out in 1990. One of the conclusions reached on completion
of this study was that the uncertainty of such comparisons is
limited by the stability of the conventional travelling stan-
dard resistors to three or four parts in 108 . To compare QHR
FIG. 10. Comparison of some determinations of R K with the conventional standards at a level that really tests the estimated uncertainty
value R K290 . Bars indicate total standard uncertainties. Values marked V budgets, a method has since been developed at the BIPM.
are based on electrical determinations of the ohm via the calculable capaci-
tor. The values marked a and a (a e ) are based on determinations of the fine With it, comparison results do not depend on predicting the
structure constant, the latter via calculations at Cornell University using the behavior of standard resistors when they are transported.105
experimental value of the electron moment anomaly measured by the group This uses a complete transportable QHE system: a cryostat
from the University of Washington. containing a superconducting magnet and low temperature
insert, a set of QHE samples mounted on a cryogenic probe,
ohm, but also of how to refer to the relationship between R K and a room-temperature ac resistance-ratio bridge.123 Rela-
and the fundamental physical constants. This requires that tive to a CCC bridge, the latter instrument is rugged, easily
R K 5h/e 2 5 m 0 c/ ~ 2 a ! , ~12! transported, simple to operate, and virtually insensitive to
electromagnetic interference and fluctuations in room tem-
where m 0 and c are defined quantities ~see Sec. VI A! and a perature. Using ac eliminates the effects of thermal emfs and
is the fine structure constant. ~With regard to this equation, 1/f noise, and allows the use of high-sensitivity null detec-
note that m 0 c is the impedance of free space!. To many tors to provide resolution and reproducibility comparable
experts, the link to the fundamental constants is vital because with those of a CCC bridge. Because the bridge is operated
it provides a good explanation of why R K is constant. at 1 Hz, however, a small correction ~about four parts in 109 )
Because a itself is related to other fundamental is applied to account for the ac/dc difference in the 100 V
constants,15 alternative values of R K can be derived from reference resistor used with the transportable QHE system.
physical constants. Because of its very low uncertainty, one This resistor, fitted into a small portable thermostated con-
value stands out, that derived from the measurements of the tainer, is transported with the QHE system. The correction
electron magnetic moment anomaly a e 116 and the theoretical for the ac/dc difference is determined by comparison with
expression for a e arising from numerical integrations.117,118 the BIPM CCC bridge so that in effect the ac bridge is used
The value finally chosen for R K290 represents the mean as a transfer instrument to relate onsite measurement results
of the three most accurate direct measurements of R K with to the BIPM CCC bridge. In addition to measuring R H (2) or
respect to the ohm and the value following from the calcu- R H (4) with respect to a 100 V standard, the ac bridge is
lation of a . The CCE assigned a relative uncertainty of 2 capable of measuring 100/1 ratios and can be used to check
31027 to the value of R K290 with respect to the SI value of resistance scaling from 100 V to 10 kV or from 100 V to 1
R K . The conventional value of R K290 was accepted by all V. For these checks a 1 V and a 10 kV standard resistor
member-states of the Metre Convention and went into effect ~thermostated like the 100 V resistor! are included in the
on 1 January 1990. A recent review119 of the latest or most equipment transported. Their resistance values are corrected
accurate results of electrical determinations of R K , 46,47,49 for ac/dc differences of 18 and 4.5 parts in 109 respectively.
along with some recent results based on fundamental con- The results of the three onsite QHR comparisons and
stants and the relation between R K and a , 120,121 show good scaling checks are shown in Fig. 11. The other participants in
agreement among themselves and with the conventional these comparisons were the Bureau National de Métrologie/
value, R K290 . This is illustrated in Fig. 10. Laboratoire Central des Industries Electriques, ~BNM/LCIE!,
France,105 the Federal Office of Metrology, ~OFMET!,
H. Comparisons of resistance standards based on Switzerland106 and the PTB.107 For measurements of a 100
the QHR
V standard with respect to R H (2) the agreement between
Immediately following the announcement of von Klitz- each laboratory and the BIPM ranges from 21.2 parts in 109
ing’s discovery, metrology laboratories set out to measure to 0.9 parts in 109 , and in all cases the agreement lies within
the QHR with respect to conventional resistance standards. the combined standard uncertainties estimated by the partici-
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Rev. Sci. Instrum., Vol. 69, No. 8, August 1998 Thomas J. Witt 2839

accurate ac resistance standard. Method ~1! resembles that


already used in determinations of the ohm. The required re-
sistor is difficult to construct and its frequency behavior is
difficult to verify.126 Method ~2! is the object of much re-
search and although it poses many problems, as described in
the following paragraphs, significant progress has already
been made.
To measure the QHR at kilohertz frequencies with un-
certainties below a few parts in 107 calls for answers to at
least two basic questions; is the QHR sufficiently well de-
fined for ac work at these frequencies and how can it be
measured? Present theory does not explain Eq. ~6! and the
close correspondence between values of R K based on electri-
cal measurements and those derived from measurements of
the fundamental constants, or why the values of R K mea-
sured at dc are independent of most of the usual experimen-
FIG. 11. Results of three on-site comparisons of the three ratios, r, indicated tal parameters. Present theory offers even less help for un-
in the inset and including QHR measurements. Uncertainty bars represent derstanding the ac measurements. One calculation,127 based
the total combined standard uncertainty. on a model that successfully explained electric field and cur-
rent distributions in QHR samples, predicts that, relative to
pants. The uncertainty of these comparisons is an order of the dc QHR, no additional real components of the complex
magnitude smaller than those carried out with conventional Hall impedance should be expected in typical samples mea-
travelling resistors. sured at 1592 Hz. Furthermore, the components of imped-
ance arising from sample capacitance and kinetic inductance
VIII. ac MEASUREMENTS OF THE QHR should be small relative to R H ~a few parts in 107 and a few
parts in 108 ) and in quadrature with the resistance.
A. Linking the QHR to capacitance standards
At present, the most active research area in QHR metrol- B. Special precautions for ac measurements of the
ogy is the measurement of the QHR using ac at a frequency QHR
near 10 000 rad/s ('1592 Hz!. The relative combined un- Following the first accurate ac measurements, other mea-
certainty of the first accurate QHR measurements at this surements of the QHR at kilohertz frequencies showed that
frequency124 was 331026 and the relative random uncer- great care must be exercised in defining and measuring the ac
tainty was 1.431027 . The technique was to use an ac bridge resistance. Deviations from the dc value of the QHR as a
with a 100/13 voltage ratio established by precision trans- function of frequency have been reported, some128 corre-
formers to measure R H (2) with respect to a 100 kV resistor sponding to relative differences of several parts in 106 and
at 1592 Hz. Next, standard dc methods were used to compare others below 2 parts in 107 at frequencies near 1592
the QHR with a special 1 kV resistor for which the variation Hz.129,130 These deviations from the dc value of the QHR
of resistance with frequency is calculable.125 The 1 kV re- extrapolate to zero at zero frequency. Inevitably these mea-
sistance was then used to scale up to 100 kV in two 10/1 surements determine the ratio of the QHR to that of a refer-
steps using a four terminal-pair divider bridge at 1592 Hz. ence resistor having a small, imprecisely known frequency
This completed a chain from ac to dc measurements of the dependence. Consequently, it is not clear to what degree the
QHR, and clearly demonstrated that the QHR can be used as frequency dependence of the ratio arises from the QHR
a reproducible resistance standard at 1592 Hz. The same alone.
group proposed using a quadrature bridge of the type men-
tioned in Sec. VI to measure R H (2) with respect to a stan- 1. Defining the ac resistance
dard capacitor. This would create a more direct link between If the QHR is to be realized using ac, it is essential to
R K and the calculable capacitor. A parallel proposal is to have a proper definition of the quantity being measured: it is
measure standard capacitors with respect to the QHR and, by most important to ensure that the QHR is measured as a
so doing, generalize the QHR to an impedance standard. This four-terminal pair ~or its equivalent! as defined below. The
technique would allow laboratories equipped with a QHR effects of electromagnetic coupling between elements of a
standard to use it to disseminate capacitance calibrations that circuit and those of external circuits are minimized by using
are consistent with R K but, of course, not with the SI. ~That coaxial shields and cables for the bridge circuits.131 If the
relationship must still be established by the calculable ca- currents in the inner conductors are equal but opposite to
pacitor.! those in the outer shields of coaxial components, then no
Two methods, or combinations of them, can be used to magnetic fields are produced outside the components and
link the QHR to capacitance standards. They are ~1! com- cables. There is then no inductive coupling between compo-
pare, at dc, the QHR with a special resistor constructed so nents and they can be incorporated in circuits used for accu-
that its resistance at 1592 Hz can be accurately related to its rate measurements and, particularly, in coaxial bridges. Re-
dc resistance, or ~2! establish that the QHR can be used as an ciprocally, if equal and opposite currents flow in the inner
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2840 Rev. Sci. Instrum., Vol. 69, No. 8, August 1998 Thomas J. Witt

or contact resistance in the 2DEG samples.136 The multiple


series connection technique makes it possible to realize the
four-terminal pair definition despite large shunting capaci-
tance in the cables connected to the sample, capacitance be-
tween sample terminals and series inductance in the sample
terminals.
Further complications in the ac measurement of the
QHR come from the effective series inductance137 caused by
vibration, in the high magnetic field, of the thin ~50 m m!
current-carrying flexible wires which bond the sample to the
header.
FIG. 12. Schematic diagram illustrating the definition of a four-terminal-
pair impedance.
2. Deformation of R H plateaus and increase in r xx at
and outer parts of coaxially arranged conductors, stray exter- kilohertz frequencies
nal magnetic fields produce no net induced currents. Special Recent detailed studies129,130,138 show deformation of the
transformers, called coaxial chokes or current equalizers,131 R H plateaus that is more pronounced at frequencies above
placed in the loops of the measurement network help ensure several hundred hertz. In high-resolution plots of R H vs B
that the opposing currents in the outer coaxial conductors are measured at 700 Hz and 800 Hz, peaks have been observed
nearly equal to those of the inner conductors so that suffi- at the upper and lower edges of the i52 plateaus. These
cient shielding is achieved. appear to grow in amplitude and span a widening range of B
If constructed and measured in conformity with the as the frequency increases, an effect which severely reduces
definition132 of a four-terminal pair, an impedance is inde- the useful width of the plateaus. Similarly, ac measurements
pendent of series contact impedances and stray shunt admit- at kilohertz frequencies reveal a narrowing of the width of
tances. The definition combines the elements of the usual the r xx plateau129,138,139 often accompanied by an increase in
four terminal definition, which removes the influences of the value of r xx above that measured at dc.
contact impedances, with those of the shielding effect of a In spite of all of these problems, sufficiently flat regions
coaxial geometry, which eliminates the effects of stray to allow reproducible measurements to be made have been
shunting impedances to the outer shields. Figure 12 illus- observed at 1.6 kHz on the i52 plateaus of two QHR
trates the definition of the four terminal pair impedance Z in samples. For these regions the relative change of R H (2),
a coaxial enclosure. The series impedance in conductor pair @ DR H (2)/R H (2) # '131028 . The values of R H (2) from
2 is z 2 and the shunt admittance of this pair is Y 2 . For these two samples agree129 to within a relative uncertainty of
terminal-pair 3 the corresponding quantities are z 3 and Y 3 . a few parts in 108 . In this case, the ratio of R H (2) to the
The series impedance and shunt admittance of conductor reference resistance changed by less than 231027 , a change
pairs 1 and 4 do not influence the definition133 and, for sim- that may result mainly from the frequency dependence of
plicity, are omitted; otherwise the notation follows that of the reference resistor. As bridge methods already exist which
Cutkosky.129,134 Voltage e 1 is applied at terminal-pair 1 giv- make it possible to step from such a reference resistor to
ing rise to current i 3 that leaves via the inner conductor and a bank of 10 pF standard capacitors with a relative uncer-
returns without loss via the outer shield represented by heavy tainty below one part in 107 , it is now possible to calibrate
lines. The definition requires that the potential across termi- capacitance standards with respect to R K290 , without re-
nal pair 4, e 4 , is zero and that no current flows from either course to dc measurements, with an accuracy of a few parts
that pair (i 4 50) or pair 2 (i 2 50). The four-terminal pair in 107 .
impedance is defined as Z 8 5e 2 /i 3 . Taking the heavy line as The alternative method, that of using a reference resistor
the reference node, equations for the currents at the nodes with a well-known frequency dependence, has been used
marked ‘‘n’’ in the figure give, noting that i 2 , i 4 and e 4 are since 1995 in the United Kingdom at the NPL.140
all zero, Z 8 5Z/ @ (11z 2 Y 2 )(11z 3 Y 3 ) # . With 1 m of 50 V
coaxial cable at 104 rad/s, z 2 Y 2 and z 3 Y 3 are about 1
31028 and can either be neglected or corrected. IX. TRENDS AND FUTURE DEVELOPMENTS
Applying the four-terminal pair definition of impedance
to QHR measurements is not as simple as applying it to an Present trends in impedance metrology call for the much
impedance at room temperature, particularly when a 3 He re- wider use of QHR standards. Currently, more than a dozen
frigerator is used. Coaxial cables into cryostats are long and, NMIs and at least one large industrial metrology
to reduce heat losses, they use poor conductors of heat and, laboratory141 use the QHR as a practical standard. Recently,
therefore, of electricity. Using the dc equivalent circuit of a commercial turnkey QHR standards have become available:
QHR sample,135 a technique of multiple series connections as a few have already been sold, the number of users is
has been developed.129 This is a generalization of the tech- certain to increase. This development comes at a time when
nique which uses multiple links to connect series or parallel advanced manufacturing and service industries are showing
combinations of QHR devices in a way such that the result- increased interest in quality. This interest is motivated by the
ing resistance is not changed by series resistance in the links need for improvements in the characterization of physical
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Rev. Sci. Instrum., Vol. 69, No. 8, August 1998 Thomas J. Witt 2841

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