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Issue Brief

Number 9 August 2014

Fire and Forget


The Proliferation of Man-portable Air Defence Systems in Syria

Introduction statements by government officials. and Soviet-designed systems or


These account­s document the foreign variants.
Since the start of Syria’s civil war in acquisition and use of increasingly There is no publicly available
2011, the country has become a advanced MANPADS by Syrian evidenc­e to support claims by the
hotbe­d of arms trafficking and armed groups, includin­g systems not Russian government that armed
proliferati­on of conventional previously seen outside of govern­ groups in Syria have acquired
weapons. Imag­es and accounts of the ment control. US FIM-92 Stinger-series
conflict reveal that armed groups MANPADS or foreign Stinger-
Major findings from this Issue Brief pattern systems.
have acquired a variety of small arms include the following:
and light weapon­s, some of which International transfers of
are rece­nt-generation systems that Armed groups in Syria have acqu­ MANPADS to armed groups in
are rarely encount­ered outside of ired at least eight models of Syria appear to violate resolutions,
government control elsewhere. MANPA­DS, including at least guide­­lines, and agreements
Among the most sensitive of these three models not previously seen adopted by several multilateral
weapons are the numerous man- outsid­e of government control in organizations.
portable air defence systems other countries. These MANPADS Video footage of armed groups and
(MANPADS) that armed groups have include recent-generation systems. their arsenals is useful for identi­
looted from Syria­n government The vast majority of MANPADS fying the types of MANPADS in
depots and acquir­ed from other acquired by Syrian armed groups Syria but provides little insight into
sources. Many of these missiles are appear to be Chinese-, Russian-, their origins or suppliers.
newer and more technologically
sophisticated than illic­it MANPADS
in other countries. Given the porosity
of Syria’s borders, the presence of
groups affiliated with al-Qaeda and
other violent extremists, and the
inherent limitations of controlling
small arms and light weapons in
conflict zones, the danger that viole­nt
groups in other countries will acquire
these missiles is real.

This Issue Brief assesses the


acquisition and use of MANPADS by
armed groups in Syria. The analysis
is based on a review of video footage
and photographs posted online by
journalists, researchers, and armed An armed group firing a MANPADS in Syria, 2013. © faroq syria/YouTube
groups; media reports; and

http://www.smallarmssurvey.org 1
This Issue Brief begins with an over­ are shoulder-fired. These systems are of the variants are similar in appear­
view of the models, capabilities, age, comprised of three key components: a ance to the original model; telling
and condition of MANPADS circu­la­ missile in a launch tube, a gripstock them apart often requires images of
tin­­g in Syria. It continues with an (launcher), and a battery. Most higher resolution than those posted
assessment of the sources of these MANPAD­S are ‘fire and forget’ online. When referring generally to the
systems, as well as of allegations of weapons, meaning that the missiles model and foreign variants, the term
trafficking from Sudan. The conclu­ guide themselves to their targets. ‘pattern’ is used, as in ‘Igla-1-pattern
ding section evaluates the impli­ The disposable launch tubes MANPADS’. Similarly, the term
cations of MANPADS proli­feration in containing the missiles are ‘Strela-2- or Strela-2M-pattern’ is used
Syria, including in the context of approximately 1.5–1.8 m in length to refer generally to the sub-category
global counter-MANPADS efforts. and the entire system typically of MANPADS consisting of the
weighs between 15 and 19 kg. Since Strela-2 (SA-7a) and Strela-2M (SA-7b)
This Issue Brief makes use of the the first MAN­PAD­S were fielded in and foreign variants, or to individual
definition of MANPADS in the the late 1960s, manufacturers in at MANPADS that fall within this sub-
Wassenaar Arrangement’s Elements least two dozen countries have category when the precise model is
for Export Controls of MANPADS: produced more than one million not known. Armed groups in Syria
missiles (Schroeder, 2013, pp. 3, 5). As often refer to Strela 2- and Strela-2M-
surface-to-air missile systems of 2011, the US govern­ment had pattern missiles as ‘Cobras’. Table 1
designed to be man-portable identified 40 civilian aircraft that had lists the MANPADS identified in this
and carried and fired by a been struck by MANPADS, resulting Issue Brief.
si­ng­l­­­e individual; and other in 28 crashes with more than 800
surface-to-air missile systems deaths (USDOS, 2011).
design­ed to be operated and Overview of MANPADS
fired by more than one indi­
vidual acting as a crew and
When referring to specific models of acquired by armed groups
MANPADS, this Issue Brief uses the
portable by several individuals
transliterated model designations
in Syria
(WA, 2007, art. 1.1).
assigned by the country of origin.
Other common designations are Models and capabilities
While this definition captures a wide included in parentheses next to the
range of man- and crew-portable first reference to the model. Variants of An analysis of video footage and
system­s, the vast majority of several of these systems have been photographs from Syria reveals that
MANPAD­S—in Syria and globally— produced by multiple countries. Many armed groups have acquired at least

Table 1 MANPADS exported to Syria (1970–2012) or acquired by Syrian armed groups (2012–14)

System US Department of Country of origin Year fielded Selected foreign Acquired by Syrian
Defense/NATO variants (by country) armed groupsa
designation
9K32 Strela-2 SA-7a/Grail Soviet Union 1968 Bulgaria, China, Croatia,
Czech Republic, Egypt,
Confirmed
9K32M Strela-2M SA-7b/Grail Mod 1 Soviet Union 1970 North Korea, Poland
Romania, Serbia
Belarus, Bulgaria,
9K34 Strela-3 SA-14/Gremlin Soviet Union 1974 No reports
North Korea
9K310 Igla-1 SA-16/Gimlet Soviet Union 1981 Bulgaria, North Korea Confirmed
9K310-1 Igla-1M SA-16/Gimlet Soviet Union Unknown/unclear Unknown/unclear Confirmed
9K38 Igla SA-18/Grouse Soviet Union 1983 Unknown/unclear Confirmed †
No known foreign
9K338 Igla-S SA-24/Grinch Russian Federation 2003 Confirmed
producers
No known foreign
FN-6b FN-6 China Unknown/unclear Confirmed
producers
Notes: Imports and acquisitions are ‘confirmed’ via video or photograph.
a Video footage purportedly taken in Syria also features a model of MANPADS that the Small Arms Survey was unable to identify. The missile features an aerodynamic spike, which is a distinguishing characteristic of
the Russian Igla (9M39) and Igla-S (9M342) missiles. However, the launch tube and position of the missile in the tube appear to differ from those of the Igla and Igla-S. See Revolutionary Shields Commission (n.d.).
b FN-6 is the export designation. The units used by the Chinese military are referred to as the HY-6 (Hong Ying-6) (O’Halloran and Foss, 2011, p. 6).
† To the author’s knowledge, the only 9K38 Igla identified in Syria is a training unit seen in video footage posted on YouTube in 2012 (Hammoriaforever, n.d; Image 1).
Sources: Brown Moses (n.d.); Chivers and Schmitt (2013); Fiszer and Gruszczynski (2004); O’Halloran and Foss (2011); Spleeters (2013)

2 Small Arms Survey Issue Brief Number 9 August 2014


Image 1 Launch tube for Igla trainer system in Syria, 2012

© Hammoriaforever/YouTube

eight different models of MANPADS, Both systems are notably more vague and incomplete to conduct
at least three of which had not been capable than the first-generation even a cursory inventory. Video
seen outside of government control systems commonly encountered in footage featuring stockpiles of
prior to sightings in Syria. These the arsenals of non-state actors. The multiple launch tubes reveals that
systems range from the comparatively FN-6 has a range of 6,000 m and can anti-government forces have acquired
primitive Strela-2, a first-generation reportedly engage targets flying as at least dozens of MANPADS, but
Soviet-designed system initially high as 3,500 m (O’Halloran and Foss, existing data sources do not permit
fielded more than 40 years ago, to 2011, p. 7). In contrast, the Strela-2 has extrapolation beyond this rough
third-generation Igla-S (SA-24) a maximum effective range of just minimum estimate.
MANPADS. Other systems spotted in 3,400 m and an effective altitude of
Syria are the Soviet-designed Strela- only 1,500 m (p. 37).2 The FN-6, which The Russian Federation and the
2M and Igla-1 (SA-16) or foreign has a more sophisticated guidance
variants, and the Chinese FN-6. A system, is also faster than Strela-2
Stinger missile myth
yellow-coloured training version of missiles (pp. 6–7, 37). The Igla-S
the Igla (SA-18) MANPADS is also indicates that it too is superior to the Contrary to repeated claims by the
visible in a video posted online in Strela-2 MANPADS in range, media and the Russian government,
November 2012 (Hammoriaforever, engagement altitude, engagement there is no evidence that armed
n.d.; see Image 1). To date, no velocity, guidance, and resistance to groups in Syria have acquired US-
standard Igla (9P39) launch tubes countermeasures (O’Halloran and designed FIM-92 Stinger MAN­PADS.
have been spotted in Syria. Foss, 2011, pp. 36–37; Rosoboron The reports appeared regularly in
export, n.d.). While the Igla-S is more media articles in 2012, culminating in
Strela-2 (or -2M) and Igla-1-pattern capable than the Igla-1 in range and claims by a high-ranking Russian
MANPADS are widely proliferated1 accuracy, the differences in perfor­ official that Syrian armed groups had
and have been acquired by numerous mance are less stark (O’Halloran and acquired several dozen Stinger mis­
armed groups worldwide, including Foss, 2011, p. 34). siles (AFP, 2012; RIA Novosti, 2012a;
in neighbouring Iraq (Schroeder, 2007; MFA, 2012).3 US officials denied the
Schroeder and King, 2012, pp. 326– Estimating the quantity of MANPADS allegations, challenging Russian gov­
29). FN-6 and Igla-S MANPADS were acquired by Syrian armed groups is ern­ment officials to provide evidence
fielded more recently and their global much more difficult than identifying to support their claims, which were
distribution is significantly more the models in circulation. The groups also denied by a spokesman for the
limited; there are no substantiated have not released detailed infor­ Syrian National Council (SNS, 2012;
reports of acquisition of either system mation about their holdings, and Al-Sharq al-Awsat, 2012). An official
by armed groups outside of Syria. other sources of information are too from the Russian Foreign Ministry

http://www.smallarmssurvey.org 3
Image 2 FN-6 launch tube spray-painted to conceal markings, 2013

© C.J. Chivers/The New York Times

subsequently conceded that ‘the US source reporting on the global March 2013 (see Image 3). The missile
does not supply MANPADS to inventory of illicit MANPADS, which was attached to a gripstock but no
militants in Syria’ (RIA Novosti, includes few if any illicit Stinger battery is apparent. Markings on the
2012b). Two weeks later, however, missiles and launchers. launch tube indicate that it was manu­
Russian foreign minister Sergey factured in 1970, which coincides with
Lavrov claimed to have ‘confirmed Age and condition of MANPADS data on early imports of Strela-2
information’ that anti-government missiles by the Syrian regime
forces had acquired 50 Stinger missiles
in Syria (Spleeters, 2013; SIPRI, n.d.). Assu­
for use against regime fighter jets. ming the markings are accurate, the
Lavrov also hinted at the possibility of Information on the manufacture date missile was more than four decades
attacks on civilian aircraft. ‘You know, of the MANPADS acquired by Syrian old when it was photographed.
what “Stingers” are intended for. Free armed groups is sparse. Video footage
Syrian Army leaders have repeatedly and other images of MANPADS in Two months later, C.J. Chivers of The
said that civil aircraft will be a Syria are often of low resolution and New York Times took photographs of
legitimate aim, if they use the Syrian taken from a distance, making it the markings on an Igla-1M in the
airports,’ he remarked (MFA, 2012).4 impossible to read the markings on Idlib Governate (Chivers, 2013a).
the launch tubes—a significant source The markings indicate that the missile
An analysis of videos and photo­ of data on illicit missiles. Exacerbating was made in 1990, meaning that it
graphs from Syria yielded no this problem is the deliberate obfus­ was half the age of the Strela-2
evidence of acquisition or use of cation of the markings on the FN-6 encountered near Azaz (see Image 4).
Stinger MANPADS by armed groups. launch tubes, many of which were There is little additional, substan­
The Russian government has not painted over at some point in the tiated information on the age of the
released photographs or other hard supply chain (see Image 2).6 MANPADS in Syria, data that would
evidence to support their claims, and be helpful for identifying the sources
the only photo accompanying media Journalists working in Syria or with of these weapons and the likelihood
reports of ‘Stingers’ in Syria is of Syrian contacts have published photos that they are still operational.7
another type of missile misidentified of the markings on two launch tubes:
as a Stinger (Hughes, 2012).5 The a Strela-2 and an Igla-1M. The Strela-2 Data limitations also preclude a
apparent absence of US-produced was photographed by journalist systematic assessment of the
missiles is consistent with open- Damien Spleeters near Azaz, Syria, in condition of the MANPADS in

4 Small Arms Survey Issue Brief Number 9 August 2014


question. Armed groups in Syria have base. But they also had four 2013a). It is unlikely that advanced
posted several videos of what appear SA-16s, he said, that failed to age explains these problems; FN-6
to be successful MANPADS attacks fire before the fifth one MANPADS were not fielded until the
on Syrian government aircraft. These launched and struck an aircraft 1990s and are still in production.
videos confirm that at least some of (Chivers, 2013a). Regardless, the malfunctioning
the systems acquired by the armed missiles have potentially significant
groups are operational, although the implications, the most obvious of
Given the advanced age of Syria’s
extent to which they are represen­ which concerns the threat posed by
Strela-2- and Strela-2M-pattern
tative of all MANPADS in Syria is cross-border proliferation of the
missiles, high failure rates would not
unknown since the groups are pre­ missiles. Each unserviceable missile
be surprising. Data on arms transfers
sumably less likely to post videos of not only reduces the pool of
to Syria indicate that, by 2012, many
unsuccessful engagements. Media MANPADS vulnerable to diversion
of its Strela missiles were at least 30 to
reports from Syria suggest that many but also sows doubt about the
40 years old—well past the estimated
of the MANPADS acquired by Syrian reliability of MANPADS from Syria
shelf life (Schroeder, 2013, p. 64). Less
armed groups have not performed as more generally, potentially reducing
is known about the Syrian gov­
well as those featured in the videos. international demand for them.
ernment’s Igla-1 MANPADS, which
Rebel commanders interviewed by
were manufactured more recently
The New York Times reportedly At the same time, high failure rates
than the Strela-2 and Strela-2M
complained that many of the may lead to increased trafficking of
missiles but may also be nearing (or
MANPADS looted from government MANPADS to Syria. The apparent
be past) the end of their shelf lives.
depots were inoperable. As unreliability of existing stocks may
Other possible explanations for the
summarized by New York Times help to explain the persistent and
high failure rates include improper
correspondent C.J. Chivers: often emphatic calls by anti-
storage, inadequate maintenance, or
government forces for more and
rough handling.
[A] field commander in the better anti-aircraft weapons. The
Idlib and Hama countrysides resulting pressure on state sponsors of
Media reports also raise questions
for Ahfad al-Rasul said his these groups may lead (or may have
about the reliability of the later-
fighters had captured as many already led) to additional MANPADS
generation FN-6 MANPADS acquired
as 50 SA-7s at Base 46, a transfers, which would further
by Syrian armed groups. ‘Most of the
government stronghold near undermine international norms and
FN-6s that we got didn’t work,’ noted
Alepp­o that rebels seized in increase the risk of illicit proliferation,
one commander, who claimed that
late 2012, but almost none of both within Syria and abroad. Thus,
some of the malfunctioning missiles
them have worked. They have the impact of the age and condition of
had exploded during use, killing or
had better success, he said, MANPADS in Syria is multi-faceted
wounding six of his men (Chivers and
with captured SA-16s, with and may influence events on the
Schmitt, 2013). Rebels from other
which they have shot down at ground in ways that are unpredictable
units also reported problems with
least one MiG and a helicopter or counter-intuitive.
their FN-6 MANPADS (Chivers,
near the Abu ad Duhur air

Image 3 Strela-2 launch tube near Azaz, Syria, 2013 Image 4 Igla-1M launch tube in Syria

© Damien Spleeters © C.J. Chivers/The New York Times

http://www.smallarmssurvey.org 5
Sources and trafficking Table 2 Publicly available data on MANPADS acquired by the Syrian government prior to 2011,
by source
routes
Data source
While data limitations preclude a Model IHS Jane’s (inventory) IISS (inventory) SIPRI (transfers)
conclusive analysis of the sources of
Strela-2 or -2M†   
MANPADS in Syria, publicly
Strela-3   
available accounts of the Syrian
military’s missile inventories, video Igla-1  No data No data
footage and photographs taken in Igla No data*  
Syria, and media reports allow for a
Notes:
partial accounting. This section † The sources studied do not always indicate whether the MANPADS listed as ‘SA-7s’ are Strela-2 or Strela-2M systems.
* IHS Jane’s indicates that Igla missiles imported in 2006 were for vehicle-mounted systems.
summarizes and analyses the various Sources: IHS Jane’s (2014c); IISS (2010); SIPRI (n.d.)­
claims regarding the sources of the
MANPADS acquired by Syrian armed
groups and the methods and routes
among the largest importers of Countryman estimating that Syria
through which they are obtained.
MANPADS, and video footage from had ‘tens of thousands’ of missiles for
Syria clearly shows the capture of MANPADS (Birch, 2012).8 It is not
There is little doubt that some of the MANPADS missiles from the Syrian clear whether he was referring to
MANPADS acquired by armed government. In February 2012, the Syria’s current inventory or the sum
groups in Syria came from domestic Associated Press quoted US Assistant total of imported missiles, many of
sources. The Syrian government ranks Secretary of State Thomas which may no longer be in the Syrian

Image 5 Vehicle-mounted missile system captured by Libyan armed groups in 2011

© Anonymous (n.d.)

6 Small Arms Survey Issue Brief Number 9 August 2014


military’s arsenals. Other publicly Image 6 Inert Igla-S MANPADS reportedly taken from the Bala air defence base in
available estimates suggest that November 2012
Countryman was referring to all
missiles for MANPADS transferred to
Syria since 1970. Data on transfers
compiled by the Stockholm Inter­
national Peace Research Institute
(SIPRI) lists nearly 17,000 missiles,
most of which are Strela-2- or
Strela-2M-pattern missiles imported
from 1970 to 1983. More recent
transfers identified by SIPRI were
much smaller and include 1,500
Strela-3 missiles imported from the
Soviet Union in 1987–89 and 300 Igla
missiles retransferred from Belarus
in 2003.
© Hammoriaforever (n.d.)
Data compiled by SIPRI is largely
consistent with estimates of the
Syrian government’s inventory of
Image 7 Anti-government forces transporting an Igla-S MANPADS launch tube with an earlier
MANPADS published by IHS Jane’s
Igla-series launcher
and the International Institute of
Security Studies (IISS). There is
consensus that MANPADS imported
by the Syrian government consist
exclusively of Soviet-designed
systems, including Strela-2-,
Strela-2M-, and Strela-3-pattern
MANPADS. There is less agreement
regarding the importation of Igla-1-
pattern MAN­PADS. Only IHS Jane’s
lists Igla-1s among the MANPADS
acquired by the Syrian government,
reportedly in 2003—the same year as
a Belarusian transfer of Igla
MANPADS reported by Jane’s and
SIPRI (IHS Jane’s, 2014c; SIPRI, n.d.).
Since Jane’s does not identify the
quantity or source of the imported
Igla-1 missiles, it is not clear whether
© Harakat Hazm 9th Unit (n.d.)
the listing is a reference to the
MANPADS from Belarus identified
by SIPRI as Iglas, or a separate
transfer of Igla-1s that also occurred including Libya and Burkina Faso indicate that the Russian government
in 2003. Table 2 lists the models of (IHS Jane’s, 2014a, Pyadushkin, 2011; denied Syria’s requests for Igla
MANPADS identified by IHS Jane’s, see Image 5).9 SIPRI estimates that the MANPADS in the early 2000s, selling
IISS, and SIPRI. Russian Federation exported roughly them vehicle-mounted Strelets
200 Igla and 200 Igla-S missiles to systems instead (IHS Jane’s, 2002;
The Syrian government has also Syria for use with its Strelets 2005). In 2007, a representative of
imported vehicle-mounted Strelets air launchers in 2006 and 2008–10, Russia’s Rosoboronexport company
defence systems that employ missiles respectively (SIPRI, n.d.). reportedly told RIA Novosti that the
with the same model designation as Syrian government ‘want[s] the Igla
missiles used with Igla and Igla-S There are no substantiated, publicly portable air defense system, but we
MANPADS. In recent years, the available reports of deliveries of have refused to supply it’ (RIA
Russian government has sold similar Igla-S MANPADS to the Syrian Novosti, 2007). Rumours of an
launchers to several other countries, government. US and Russian sources impending Russian MANPADS sale

http://www.smallarmssurvey.org 7
A Syrian rebel holding a MANPADS, 2013. © atareb ctiy/YouTube

surfaced in 2008, but there is no or -2Ms and more Igla-1s, imports of 2012c; Higgins, 2012; see Image 6).
publicly available evidence that the which are documented by SIPRI and Inert missiles and launchers are
sale was completed. IHS Jane’s. Similarly, images of the typically used for training purposes
training rounds for Igla MANPADS and it is unclear why a government
Video footage of Syrian armed groups captured by armed groups in would stockpile them if it had not
corroborates some accounts of the November 2012 lend credence to also imported live MANPADS. Their
Syrian military’s imports of SIPRI’s data regarding the transfer of presence raises the possibility that
MANPADS while also raising doubts these systems. Igla-S MANPADS were indeed
about the comprehensiveness of these transferred to Syria, although more
accounts. In November 2012, anti- At the same time, videos and photos information is needed to draw any
government forces overran the 46th from Syria indicate that some definitive conclusions.10
Regiment base near Aleppo, cap­ transfers to the Syrian government
turing large quantities of weapons may have eluded non-governmental Images of a conventional (non-
and ammunition. Video footage taken research organizations. A video of trainer) Igla-S MANPADS raise
shortly after rebels took control shows weapons reportedly taken from the additional questions. A video posted
them inspecting crates containing Bala air defence base in November on YouTube in February 2013 shows
Igla-1-pattern missiles (Atareb 2012 includes several Igla-S launch what appears to be an Igla-S missile
Syriafree, n.d.). Armed groups in tubes and gripstocks. Many of the connected to a MANPADS grip­
Syria have posted several additional tubes—and all of the gripstocks—are stock—the first such sighting outside
videos and photographs of painted silver, and the gripstocks are of government control, not only in
MANPADS purportedly seized from marked with the word ‘MAKET’, the Syria, but worldwide (Harakat Hazm
government forces, including Strela-2 Russian word for ‘model’ (Binnie, 9th Unit, 2013). Notably, the gripstock

8 Small Arms Survey Issue Brief Number 9 August 2014


featured in the video is not the stan­ government, and investigations by insufficient to support the air defence
dard Igla-S (9P522) launching journalists point to foreign sup­- needs of the growing insurgency in
mechanism; it is a launcher for an pliers.11 Government officials and Syria. Regardless, definitively linking
earlier version of the Igla-series rebels interviewed by The New York the FN-6 MANPADS acquired by
MANPADS (see Image 7). The Times identified Sudan as the source Syrian armed groups to Sudanese
markings on the launch tube are not of the missiles, which were reportedly arsenals would require significantly
visible and therefore it is difficult to purchased by Qatar and shipped more information than is currently in
tell whether it was sourced domes­ through Turkey. A spokesman for the public domain. Such a link could
tically or from abroad. If the missile the Sudan Armed Forces (SAF) only be established through the sys­
was looted from Syrian government denied the accusations, saying they tem­atic comparison of lot numbers
stockpile­s and the gripstock is capable were aimed at ‘harm[ing] our and manufacture dates on the
of launching the missile, the video relations with countries Sudan has missiles in Syria with those of the
calls into question repeated claims good relations with’ (Chivers and FN-6 MAN­PADS imported by
that the Igla-S missiles sold to Syria Schmitt, 2013). SAF. Given efforts to conceal the
for the Strelets systems are incom­ origins of the FN-6 MANPADS
patible with MANPADS grip­s­tocks SAF is a plausible source given that it provided to the Syrian armed groups
(Pyadushkin, 2012; Binnie, 2012b). is one of only a handful of known (through the spray-painting of launch
importers of FN-6 MANPADS, and in tubes)—and the Sudanese gov­
In some cases, MANPADS acquired view of the widespread proliferation ernment's non-­cooperation with
by armed groups were smuggled into of Sudanese weapons and ammu­ previous arms tracing requests14—
Syria. These systems include Chinese- nition among armed groups.12 Yet the acquiring this information would be
made FN-6 MANPADS, which first number of FN-6s delivered to Sudan extremely difficult.
appeared in videos in February 2013. were reportedly small—ten systems
The FN-6s almost certainly came from according to IHS Jane’s (2014b).13 The government of Qatar has also
abroad; there are no known reports of Assuming this estimate is correct, been implicated in transfers of
exports of these systems to the Syrian even Sudan’s entire stock would be MANPADS to armed groups in Syria.

Syrian rebels displaying four different models of MANPADS, 2013. © Alasala Watanmya/YouTube

http://www.smallarmssurvey.org 9
In June 2013, The New York Times Without more and better data on the assertions of these individuals. There
published an article detailing the Strela-2 and Strela-2M MANPADS in is also little information about the
Qatari government’s alleged role in at Syria—and the alleged shipments of smuggled MANPADS, making it
least two shipments of MANPADS, these missiles from abroad—any link difficult to assess claims about the
including FN-6s. Citing four between Libya and the MANPADS types, manufacturers, and sources of
unidentified ‘American and Middle acquired by armed groups in Syria these weapons. Without better data,
Eastern officials with knowledge of will remain unverifiable. there is no way to determine what
intelligence reports on the weapons’, role, if any, the Saudi government and
the article claims that the two ship­ Claims regarding Saudi Arabia’s many of the other governments
ments were relatively small— alleged role in MANPADS transfers to implicated in these articles may have
‘amounting to no more than a few Syria are even more difficult to assess. played in the proliferation of
dozen missiles’—and that they Iterations of this claim have appeared MANPADS in Syria.
consisted of unidentified ‘Eastern in numerous media articles, including
Bloc’ missiles, along with the FN-6s. in a widely referenced June 2013 story These gaps highlight the limitations
The Eastern Bloc missiles reportedly from Reuters.19 Citing an unidentified of available data sources. While
came from Libya (Mazzetti, Chivers, ‘Gulf source’, the article indicates that useful for identifying the types of
and Schmitt, 2013), where hundreds Saudi Arabia ‘began supplying anti- illicit MANPADS, video footage
of MANPADS were looted from aircraft missiles to rebels “on a small posted online reveals little about the
government arsenals during the scale” about two months ago’ and quantity, condition, sources, or
uprising that toppled dictator that the intended recipient was Gen. suppliers of MANPADS to armed
Muammar Qaddafi in 2011. Salim Idris, then the leader of the Free groups, or the trafficking methods
Syrian Army. According to Reuters, and routes used to deliver them. This
The vast majority of the looted ‘suppliers in France and Belgium’ information is still best acquired
Libyan missiles were indeed Eastern provided the missiles, the transport of through conven­tional sources, namely
Bloc Strela-2M-pattern MANPADS, which was reportedly funded by on-the-ground reporting by
several of which were subsequently France (Bakr, 2013). journalists, private researchers, and
seized from armed groups and UN investigators. The continued
smugglers in Lebanon, Mali, and Nine months later, the media again value of—and need for—such
Tunisia, according to UN inves­ implicated the Saudi government in reporting is illustrated by the case of
tigators (UNSC, 2013, p. 32; 2014, pp. the provision—or planned Libya. As noted above, hundreds of
92).15 The Strela-2M MANPADS provision—of MANPADS to armed MANPADS were looted from Libyan
seized in Lebanon16 were reportedly groups in Syria. In February 2014, the arms depots during the 2011 uprising.
bound for Syria (UNSC, 2013, pp. 35– Wall Street Journal published an article Numerous amateur videos featuring
38; 2014, pp. 49, 89), although asserting that the Saudi government the missiles were posted online but
evidence supporting this claim had offered to supply unspecified the information of greatest value was
appears to be circumstantial.17 Even if ‘Chinese man-portable air defense obtained by veteran journalists and
the missiles were destined for Syria, systems’ to Syrian groups aligned researchers deployed to Libya.20 By
it does not necessarily follow that the with the Free Syrian Army. The scouring looted depots, these
Strela-2Ms acquired by Syrian armed MANPADS and other weapons were individuals found MANPADS
groups came from Libya. Deter­ to be delivered to southern Syria components, documentation, and
mining whether arms traffickers have through Jordan and to groups in the storage crates that contained critically
succeeded in delivering Libyan north via Turkey, according to important bits of information (see
MANPADS to Syria is difficult given: unidentified ‘Western and Arab Image 8). Combined, this information
diplomats and opposition figures’. revealed the types, models, countries
the lack of specific information
The weapons were reportedly already of origin, and manufacture dates for
about the Strela-2M missiles
‘waiting in warehouses in Jordan and many of the MANPADS in Libya,
acquired by anti-government
Turkey’ as of mid-February (Abi- along with a rough minimum number
forces—such as the make,
Habib, 2014). of missiles imported by the Qaddafi
manufacture date, and lot number;
regime (Chivers, 2011).
the presence of similar (Strela-2- or
Assessing the veracity of these claims
Strela-2M-pattern) missiles in
is extremely difficult. The articles rely Since then, UN investigators have
Syrian government arsenals; and
heavily on anonymous sources, tracked the regional proliferation of
the widespread availability of
whose credibility and expertise are Libyan MANPADS through on-site
Strela missiles on black markets
unknown, and journalists have inspections of seized weapons and the
worldwide.18
provided little or no corroborating submission of trace requests to
documentation to support the various governments (UNSC, 2014,

10 Small Arms Survey Issue Brief Number 9 August 2014


pp. 29, 31, 92). Through a comparison and wide-ranging implications. This security measures and stockpile
of manufacture dates and lot section identifies and assesses their management procedures that can be
numbers, the UN has managed to potential impact on the global implemented by groups operating in
trace Strela-2M MANPADS seized in terrorist threat from MANPADS and war zones.21 These limitations are
Lebanon, Mali, and Tunisia to Libya. on international efforts to combat illustrated by the US government’s
The resulting account of MANPADS this threat. efforts to monitor and retrieve Stinger
proliferation within and outside of MANPADS distributed to armed
Libya—while far from complete—is The most obvious implication—and groups in Afghanistan in the 1980s.
much more nuanced and compre­ the one that has received the most As part of a covert aid programme for
hensive than the current (public) media attention—is the potential anti-Soviet fighters, the US Central
understanding of the MANPADS in threat posed by the diversion and Intelligence Agency (CIA) supplied
Syria, despite daily postings of video misuse of MANPADS in Syria. several hundred FIM-92 Stinger
footage of armed groups and their Weapo­ns acquired by armed groups MANPADS, which were distributed
weapons. As researchers in Libya are generally more vulnerable to theft, by Pakistan’s Inter-Services Intelli­
proved, a single scanned shipping loss, and diversion than weapons held gence agency. The CIA attempted to
document or a photo of the markings by governments, and the use of limit the risk of diversion, partly by
on a storage crate often conveys more diverted MANPADS against com­ keeping detailed records of each
information than dozens of low- mercia­l airliners could have catastro­ missile, expanding its network of
resolution videos posted on social phic consequences. It is unclear what, Afghan informants to better track the
networking sites. Without access to if any, control measures have been weapons, and requiring a one-for-one
comparable documentation on implemented by the armed groups exchange of expended launch tubes
MANPADS in Syria, public know­ and their state sponsors. Stockpile for new missiles (Coll, 2004, pp. 11,
ledge of the sources and suppliers of security and end-use monitoring 151; Schroeder, Stohl, and Smith,
these weapons will remain limited. could help to reduce the risk of 2007, p. 83). Despite these efforts,
diversion—but only marginally. dozens of the missiles were acquired
by unauthorized end users, including
Implications of MANPADS The ability of governments to track
the Soviet military, the Iranian
proliferation in Syria the movement and to control the use
government, and various armed
groups in Afghanistan and elsewhere
of MANPADS provided to armed
(Schroeder, Stohl, and Smith, 2007,
The acquisition of MANPADS by groups is inherently limited, as are
pp. 88–89). Attempts to buy back the
armed groups in Syria has significant the type and rigour of physical

Image 8 Markings on eight MANPADS crates

© C.J. Chivers/The New York Times

http://www.smallarmssurvey.org 11
wayward Stingers in the early 1990s safeguards would be implemented this difference matters is debatable. In
proved only partially successful without a robust on-the-ground the hands of trained terrorists with
despite a multi-million dollar budget presence in Syria, or clarify how global reach, even a few missiles pose
and extensive international support;22 agencies tasked with implementing a potentially catastrophic threat to
an estimated 600 Stinger missiles these safeguards would overcome the commercial aviation, and it is clear
remained outside of government con­ obstacles that have hindered previous that dozens of MANPADS are
trol as of 1996 (Coll, 2004, p. 337). covert aid programmes.23 Concrete vulnerable to cross-border diversion,
and specific answers to these including to terrorist organizations.
Other examples of third-party questions are essential to the assess­
acquisition of government-supplied ment of proliferation risks posed by Concerns about proliferation extend
MANPADS include the retransfer of the provision of additional MAN­ beyond the hardware. The same
Libyan Strela missiles by the Irish PADS and other sensitive weapons to social media sites used by researchers
Republican Army (IRA) to the armed groups in Syria. to track the spread of MANPADS in
Spanish separatist group ETA in Syria also host videos that provide
2000, and the sale of 41 Eritrean- Assessing the net impact of the detailed instructions on how to
supplied MANPADS to the US MANPA­DS already in Syria is assemble and operate these weapons,
government by Somali militant extremely difficult. Little is known and how to construct improvised
leader Hussein Aideed in 2003. ETA about the quantity of missiles and key components.25 Such videos are
reportedly used the missiles—which components outside of government accessible to anyone with an Internet
the Libyan government provided to control, the serviceability of these connection, including violent non-
the IRA in the 1980s—in three failed items, or the usage rates by armed state actors. When combined with
attempts to assassinate the Spanish groups—key variables in determining MANPADS user manuals and other
prime minister in 2001 (Belfast the quantity of functional systems instructional materials available
Telegraph, 2010; Goodman, 2010). potentially available to terrorists. online, the videos form an increas­
The missiles supplied to Aideed in Publicly available data on arms trans­ ingly voluminous ad hoc online
1998 were intended for use against fers indicates that the Syrian govern­ training library for terro­rists
Ethiopian aircraft but instead ended ment had imported thousands, pos­ worldwide.
up in the hands of US agents, who sibly tens of thousands, of missiles for
reportedly paid Aideed USD 500,000 MANPADS, but these estimates do Some of these sites prohibit the
for the missiles (UNSC, 2003; not necessarily reflect current national posting of content that is intended to
Economist, 2004). holdings of complete, operational incite violence or that encourages
systems. Most govern­ments procure illegal activities that are dangerous,
The limitations of stockpile security more missiles than launchers and such as instructional videos on bomb-
and end-use monitoring as they apply thus the number of complete systems making or terrorist acts. Presumably
to armed groups is germane not only imported by the Syrian government is this restriction extends to videos with
to the MANPADS currently in Syria, some fraction of the total number of instructions on how to operate or
but also to those that could be imported missiles.24 make improvised components for
provided should advocates of greater MANPADS. Yet despite these
US and European support for anti- Furthermore, attrition through age, restrictions, such videos are readily
government forces in Syria prevail. training exercises, and possibly available on prominent file-sharing
Since 2011, there has been intense through retransfer has undoubtedly websites. The videos highlight the
debate in the United States and reduced the Syrian government’s ease and rapidity with which
Europe over whether to supply inventory of functional missiles, potentially dangerous information is
MANPADS and other sensitive perhaps significantly. Use by anti- disseminated in the Internet age, and
weapons to moderate factions of the government forces has further the challenges of limiting the spread
Syrian opposition. For some advo­ reduced these stocks, and complaints of such material without unduly
cates of increased aid, the debate boils by rebels of malfunctioning MAN­ infringing on free speech and
down to the pressing need to neutra­ PADS indicate that at least some of academic inquiry.
lize Syrian air power, which out­ the remaining missiles are inoperable.
weighs the potential harm associated The transfer of sophisticated MAN­
with diversion or misuse of MAN­ Assuming that the malfunctioning PADS to Syrian armed groups also
PADS provided to armed groups. missiles described by the rebels are signifies a serious erosion of inter­
Other advocates call for the impo­ not anomalous, the quantity of national norms prohibiting the
sition of ‘reasonable safeguards’ on complete, operational MANPADS in distri­butio­n of MANPADS to non-
shipments of surface-to-air missiles to Syria is unlikely to exceed several state actors. These norms are clearly
Syria but do not identify specific hundred—far fewer than commonly articulated in guidelines adopted by
safeguards, explain how these assumed. Whether and to what extent the 100+ members of the Asia–Pacific

12 Small Arms Survey Issue Brief Number 9 August 2014


Economic Cooperation Forum the proper security clearance’;
Endnotes
(APEC), the Organization for Security assure themselves that the recipient
and Co-operation in Europe government will not re-export 1 The US Department of State describes
the Strela-2M as the model of
(OSCE), the Organization of MANPADS except with the prior
MAN­PADS ‘most commonly held by
American States (OAS), and the consent of the exporting terrorist groups’ (USDOS, 2011). While
Wassenaar Arrangement. government; and not as widely proliferated as Strela-
satisfy themselves of the recipient 2Ms, Igla-1 MANPADS have been
The prohibition on transfers of government’s ‘willingness and acquired by armed groups in several
MANPAD­S to armed groups is ability to implement effective countries (Hunter, 2001; Schroeder,
unambiguous. The Wassenaar measures for secure storage, 2007; 2013).

Arrangement’s Elements for Export handling, transportation, [and] 2 Some manufacturers have produced
use’ of MANPADS, including improved variants of Strela-2M-pattern
Controls for MANPADS, which the
missiles that feature improved seekers
OSCE subsequently applied, almost inventories by serial number of
and larger and more effective warheads
verbatim, to the OSCE region, initial shipments and monthly
(O’Halloran and Foss, 2011, p. 42). It is
restricts exports of MANPADS ‘to physical inventories thereafter not clear whether and to what extent
foreign governments or to agents (WA, 2007, paras. 3.1, 3.8, 3.9, these systems have proliferated.
specifically authorise­d to act on emphasis added). 3 See also Al-Akhbar English (2012); Al
behalf of a governm­ent’ (WA, 2007, Arabiya (2012); Binnie (2012a); ITAR-
para. 3.1). APEC and the OAS adop­ TASS (2012).
These and other provisions require
ted agreements that include nearly 4 The States News Service quotes
specific actions on the part of the
identical provisions (APEC, 2004; Lavrov’s statement as follows: ‘There
government of the destination is confirmed information that there are
OAS, 2005). Members of the Group of
country, the implementation of which about 50 complexes “Stinger” in the
Eight (G8) agreed to ban the transfer
is not possible when MANPADS are hands of opposition groups in Syria’
of MANPADS to non-state actors (G8,
transferred to non-state entities (MFA, 2012). See also AFP (2012).
2003). Resolutions passed by other
without the knowledge or consent of 5 The term ‘Stinger’ is often incorrectly
organizations, such as the 191-member
the destination country’s government. used as a synonym for ‘MANPADS’.
International Civil Aviation Organi­
Transfers of MANPADS to Syrian 6 See, for example, Chivers (2013b), Al
zation, indirectly promote this norm
armed groups thus violate key Turkey (n.d.), and Deir al-Zour Media
by urging members to adopt the Authority (n.d.).
provisions in landmark agreements
provisions in the Wassenaar Arrange­
and the norms they underpin. These 7 The manufacture date alone does not
ment's Elements.26 reveal the operational status of MAN­
violations erode the influence of these
agreements and threaten the progress PADS. Some first-generation systems
Transfers of MANPADS to armed are still functional years or decades
made through international counter-
groups in Syria indirectly undermine beyond their estimated shelf lives
MANPADS efforts, including the while newer systems may not function
other key provisions of international
increased international restraint in due to poor storage condi­tions, rough
agreements on MANPADS control.
MANPADS exports demonstrated handling, or faulty components.
The Elements and other guidelines
(albeit imperfectly) in recent years. 8 It is not clear from the source whether
adopted by members of APEC, the
Countryman was referring to missiles
OAS, the OSCE, and the Wassenaar
or complete systems, but it is unlikely
Arrangement contain numerous List of abbreviations that Syria would have imported tens
controls on the import, transit, and of thousands of complete systems.
APEC Asia–Pacific Economic
export of MANPADS, many of which Cooperation 9 See also IHS Jane’s (2014a).
require specific actions by the reci­
CIA Central Intelligence Agency 10 An alternative explanation put
pient government.27 For example, the forward by IHS Jane’s is that the inert
G8 Group of Eight
Was­senaar Arrangement’s Elements systems were delivered as part of a
IISS International Institute of
for Export Controls for MANPADS planned sale that was cancelled by the
Security Studies
requires exporting governments to: Russian government as a result of
IRA Irish Republican Army diplomatic pressure (Binnie, 2012c).
export MANPADS only ‘after MANPADS Man-portable air defence 11 According to IHS Jane’s, a member of
presentation of an official [end-use system the Free Syrian Army claimed that an
certificate] certified by the OAS Organization of American FN-6 MANPADS used in an attack on
Government of the receiving country’; States a Syrian helicopter had been looted
limit access to hardware, training, OSCE Organization for Security from a Syrian military installation (IHS
and technical and technological and Co-operation in Europe Jane’s, 2013). There is little evidence to
documentation for MANPADS to support this claim, however.
SAF Sudan Armed Forces
‘military and civilian personnel of 12 See, for example, Conflict Armament
SIPRI Stockholm International
Research (2012); Small Arms Survey
the receiving government who have Peace Research Institute
(2013, p. 6); UNSC (2014, p. 22).

http://www.smallarmssurvey.org 13
13 SIPRI estimates that 50 missiles were
delivered, which is not necessarily
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7a-manpads-the-bcu-is-missing> 15 February 2014. <http://www.un. Daily Star (Lebanon). 4 October.
UNROCA (United Nations Register of org/ga/search/view_doc.
Conventional Arms). n.d. ‘The Global asp?symbol=S/2014/106>
Reported Arms Trade.’ Accessed USDOS (United States Department of
March 2014. <http://www.un-register. State). 2011. ‘Combating the Threat to
org/ReportingStatus/Index.aspx> Global Aviation from Man-portable

About the Small Arms Survey Author:


Matt Schroeder
The Small Arms Survey serves as the principal interna-
tional source of public information on all aspects of small Copy-editor:
arms and armed violence, and as a resource centre for Tania Inowlocki
governments, policy-makers, researchers, and activists. Research and fact-checking:
In addition to Issue Briefs, the Survey distributes its Mark Janssen and Richard Rice
findings through Research Notes, Working Papers,
Proofreader:
Occasional Papers, Special Reports, Handbooks, a Book
Stephanie Huitson
Series, and its annual flagship publication, the Small
Arms Survey. Design and layout:
The project has an international staff with expertise in HotHouse South Africa
security studies, political science, international public
Small Arms Survey
policy, law, economics, development studies, conflict
47 Avenue Blanc
resolution, sociology, and criminology, and works closely
1202 Geneva
with a worldwide network of researchers and partners.
Switzerland
The Small Arms Survey is a project of the Graduate
t +41 22 908 5777 
Institute of International and Development Studies,
f +41 22 732 2738
Geneva. For more information, please visit
e info@smallarmssurvey.org
www.smallarmssurvey.org.

16 Sudan Arms
Small SurveyNumber
Issue Brief 6 AprilNumber
Issue Brief 2007 9 August 2014

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