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Key words: intergenerational trauma, extreme trauma, the failure of representation and
the ‘empty circle’, modifications of analytical technique
Defining trauma
The concept of trauma, the idea that real events can bring about a breach in
the protective shield of the psyche, disrupting psychic structure and the sense
of self, has played a fundamental role in psychoanalytic theory although with
considerable oscillations in how much trauma was considered to play a role
in psychopathology. Contemporary theory has tended once again to centre
attention on the importance of real events, focusing in particular on childhood
trauma and on issues of faulty attachment and of separation.
0021-8774/2011/5605/607
C 2011, The Society of Analytical Psychology
Published by Blackwell Publishing Ltd, 9600 Garsington Road, Oxford OX4 2DQ, UK and 350 Main Street, Malden, MA 02148, USA.
608 Angela Connolly
Trauma can occur however at any time in our lives and neurophysiological
and neuropsychological research has done much to illustrate the devastating
effects it can play for as van der Kolk states, ‘extreme experiences throughout
the life cycle can have profound effects on memory, affect regulation, biological
stress modulation and interpersonal relatedness’ (2000, p. 19).
Increasingly the term trauma has been used in the psychoanalytic literature as
a kind of blanket term thus reducing its descriptive usefulness. As Shmuel Gerzi
writes, ‘Accumulated knowledge about trauma tends to reduce the description
of the phenomenon to its lowest common denominator’ (2005, p. 1033).
Kijak and Funtowicz argue for the specificity of what they term, ‘the syndrome
of the survivor of extreme situations’ (1982, p. 26), due to the intensity of the
trauma and its distinctive quality which is related to certain specific factors:
the traumatic situation is completely unprecedented; the victimizers are fellow
human beings, justified by law and against whom there is no possibility of
reaction; the physical and psychic sufferings are forever on the borders of
endurance; the victims are constant witnesses of torture and killings; there
is almost complete social isolation; the loss of human rights and property is
total; the extreme situation has no temporal limit.
In the kind of extreme cumulative, collective trauma such as that suffered
by the survivors of the Nazi concentration camps and/or by the entire
population under the Stalin regime, what is at stake, therefore, is this deliberate
intentionality which destroys what Laub and Podell call ‘the primary empathic
bond’ (1995, p. 991) thus creating an abyss between the sufferer and the human
community. Primo Levi in the ‘I Sommersi e i Salvati’, cites as an example of
this loss of the tie to the human community, the chilling comment of Jean
Amery, another survivor of Auschwitz who later killed himself: ‘whoever has
been tortured remains tortured. . . . whoever has undergone torment is no longer
at home in the world. . . . the faith in humanity which is already fractured with
the first blow to the face and then demolished by torture, can never be regained’
(Levi 2003, p. 14).
We find the same kind of despair in the writings of Varlam Shalamov, author
of the Kolyma Tales (1994), the most lucid and evocative account of the living
death experienced by the inmates of the Soviet gulags: ‘This unbearable work
will leave us with wounds that can’t be healed, and all our late years will lead
to lives of physical and psychological pain. And the pain will be endless and
assume many different forms’ (1994, p. 41).
The result of this type of massive, extreme trauma is the creation of a
rupture at the heart of the psyche such that a void is produced in which any
representation of the experience becomes impossible due to ‘the collapse of the
imaginative capacity to visualize atrocity’ as Laub and Auerhahn put it (1993,
p. 288). The terrifying experience of this void is expressed in images, such as ‘the
black hole’ or the ‘empty circle’, ‘a magnetic core of nothingness’, that eclipse
life and lead to a disorientation that cannot be overcome (Laub & Podell 1995,
p. 1002).
Healing the wounds of our fathers 609
When the trauma is massive, prolonged and deliberately inflicted, as Jung puts
it, ‘whole tracts of our being can plunge back into unconsciousness and vanish
from the surface for years and decades’ (1934, para.286). In such situations, the
initial affective reactions are ones of terror and depersonalization that then give
way to feelings of depression and guilt. Gradually, even these feelings become
deadened and the dissociation is now so profound that even survival becomes
a matter of indifference. In the end the individual is precipitated into a state of
living death that can be best expressed by the image of the walking dead, the
Musulmans, of which Levi writes,
They populate my memory with their faceless presence and if I could enclose all the
evil of our times within a single image I would choose this familiar image: an emaciated
man with his head bowed and his shoulders curved, on whose face and in whose eyes
it is impossible to read any trace of thought.
(2003, pp. 163–64)
Varlam Shalamov, who spent 17 years in the gulags of the Kolyma (‘Auschwitz
without the ovens’ in the description of the character Kipreev), gives a lucid
description of this loss of feelings in his Kolyma Tales,
We’d all learned meekness and had forgotten how to be surprised. We had no pride,
vanity, or ambition, and jealousy and passion seemed as alien to us as Mars, and
trivial in addition. . . . We understood that death was no worse than life and we feared
neither. We were overwhelmed by indifference.
(1994, p. 33)
One of the devastating effects of such trauma is the way in which it impacts not
only the survivors but also the future generations. As Nadezhda Mandelstam
writes in reference to the experience of the Stalin years, ‘Every section of the
population has been through the terrible sickness caused by terror, and none
has so far recovered or become fit again for normal civic life. It is an illness
passed to the next generation so that the sons pay for the sins of the fathers’
(1999, p. 300).
Denial and repression reigned during this period of silence. Both temporal and
emotional distance seemed necessary before survivors were able to deal with their
repressed memories and before well-trained and experienced therapists were ready to
deal with issues that cried out for confrontation and intervention.
(1992, p. 282)
Initially it was as though it was impossible to even think about this kind of
reality for as Des Pres states:
610 Angela Connolly
The concentration camp experience represents an evil so appalling that we too, when
we turn to face it, suffer psychic unbalance . . .. Some hideous impression of Auschwitz
is in every mind, far removed from conscious thought but there . . . and anything
connected with it, anything that starts it into consciousness, brings with it a horror
too large and intensely personal to confront safely.
(1976, p. 170)
psyche that stresses the archetypal and the impersonal rather than the social
and the personal. Of course there has been much work by individual analysts
but somehow the theme of the Holocaust still tends to evoke strong negative
emotions and overall until recently there has been comparatively little published
in Jungian journals on this topic.
After the collapse of the Iron Curtain, however, when Jungian analysts
began to work in Russia and in the countries of the ex-Soviet bloc and to
publish their analytic experiences, the attitude of our community to collective
trauma and to intergenerational trauma began to change. Our awareness of
the reality of trauma and our reflections on how best analysts can treat
survivors and their children, were further deepened by the presentation of Pumla
Gobodo-Madikizela at the 2007 Cape Town conference and the many moving
testimonies given in Vilnius in 2009.
In this paper, I would like to focus my attention on intergenerational
trauma and how we can work in analysis to heal these wounds bequeathed
by the fathers. In the words of Eli Wiesel ‘Auschwitz means death . . . . of
language . . . and of time’ (1975, p. 314–5) and it is on these two areas that
I propose to concentrate herewith.
camps. For example, Nadine Fresco, in interviews with eight French Jews born
between 1944 and 1948, asked about the effects that the genocide had on their
lives. She talks about the ‘deathly silence’ of the parents (1984, p. 418) and
of the transmitted ‘wounds of memory’, linked to the parents’ silence, which
profoundly altered the children’s experience of time.
Raffaella De Castro, a philosopher, in Testimonies of the Non-Experienced,
collected and analysed the stories of 23 third generation Roman Jews, whose
relatives had been victims of the Fascist persecutions. She speaks of ‘a traumatic
topos in the construction of identity, a story that has the power of a ‘myth’ and
that risks being mistaken for one, becoming merely ‘pre-history’ or ‘post-history’
of the mind, passed on from generation to generation’ and of the need to make
sense of these paradoxical and difficult memories of an experience that has not
been lived but transmitted (2008, pp. 326–27).
Thus the death of time creates a dissociation between history and memory
with the result of the creation of a history without memory, history as abstract
dead facts, and a memory without history, purely subjective, mythical and
therefore ineffective for the creation of meaningful narratives.
The transmitted memories from which the children of survivors suffer
are ‘memories without experience’ or ‘amalgam-memories’ (Neri 1982, p.
338). The Italian psychoanalyst Claudio Neri suggests that these memories
of the non-experienced consist initially not of images but of transmitted
sensations and emotions and that it is exactly because these ‘memories’ are
not experienced that they acquire their repetitive, static and coercive character.
In their essence they remain unchanging but over time they accumulate around
themselves an amalgam of images taken both from personal experience and
from the stereotyped images of family history or the social group (1982,
pp. 338–39).
Thus the dissociation between the subjective time of memory and the objective
time of history, profoundly impacts the capacity of survivors and their children
to create meaningful narratives, essential for a sense of identity for, as Coline
Covington remarks, ‘Our establishment of identity is based on historical
construction’ (1995, p. 40).
The camp had dried up my brain and I could not, I just could not squeeze another
word from it. I was not up to the job – and not because the gap between my will and
Kolyma was too great, not because my brain was weak and exhausted, but because in
those folds of my brain where ecstatic adjectives were stored, there was nothing but
hatred.
(Shalamov 1994, p. 450)
The death of language also profoundly modifies the capacity to create dream
metaphors and to link them together to create narratives. This is a central issue,
I think. As Margaret Wilkinson says, ‘dreams may be thought of as extended
symbolic metaphors . . . which reflect the particular preoccupations of the
dreamer and the underlying complexes that drive these preoccupations’ (2006,
p. 51). Indeed recent neurophysiological research confirms the importance
of dreaming for the consolidation of memory and for the metabolization of
emotions and sensations (ibid., p. 47).
The death of language severely affects the capacity to dream. According to
Thomas Ogden,
not all psychic events occurring in sleep (even those events in visual imagistic form that
we remember on waking) merit the name ‘dream.’ Certain phenomena occurring in
sleep may appear to be dreams but they involve no unconscious psychological work –
the work of dreaming – which results in psychological growth.
(2003, p. 19)
forms that are difficult to represent and elaborate. In the words of the American
poet Anne-Marie Levine, whose poem I quoted at the beginning of this work:
Nothing was mentioned about the Holocaust either at home or at school . . . . every
night I had terrible nightmares. My parents were dismayed . . . . they wanted to forget
and I kept them from it. I had inherited their unconscious. It was diabolical.
(Levine cited in Laub & Podell 1995, p. 1000)
Any attempt to convey the reality of trauma requires the creation of new
aesthetic forms that creatively blend different literary and artistic categories
such as the historicized fiction of Shalamov. As Semprun puts it,
I don’t want to do a plain eyewitness account. Right from the start I mean to avoid, to
spare myself any recital of suffering and horror . . . so I need a narrative ‘I’ that draws
on my experience but goes beyond it, capable of opening the narrative up to fiction, to
imagination . . . Fiction that would be as illuminating as the truth to seem convincing.
(1997, p. 165)
experience and an ‘I’ who is aware of and relates to the act of remembering
(1993, p. 296). In his attempts to bridge the gap between historical fact and
literary fiction, Shalamov’s dry, unemotional style and his use of disjointed short
stories told from multiple perspectives to create shifting mosaics of memory,
each one enclosed within itself and unconnected from the other fragments of
memory and experience, conveys better than any more traditional literary form,
the fragmentation of identity, the loss of affectivity and above all the inner
isolation that life in the Gulags brought about.
Shalamov’s tales show a remarkable capacity to depict the reality of trauma
without remaining trapped in the role of victim but what is missing, however,
is the belief in the possibility of a dialogue with a receptive ‘other’, essential for
the recreation of the empathic bond and for the possibility of escaping from the
imprisonment in the past.
Effective trauma narratives require what Laub and Podell (1995, pp. 991–
98) term ‘the art of trauma’, a particular form of artistic representation that is
capable because of its ‘indirect, unaestheticized and dialogic nature’ of creating,
the possibility of ‘witnessing at an internal level’ through the recreation of
a dialogical space with the other such as we can find in the 2008 animated
documentary of Ari Folman, Waltz with Bashir.
Waltz with Bashir, which is based on the real experiences of the director,
opens when Folman encounters an old friend who tells him about a recurrent
nightmare. They conclude that this is related to their experiences during the
Lebanese war of 1982 and Folman realizes that he has no memory whatsoever
of this experience. He asks help from another friend who suggests that he
contact his fellow soldiers to try to reconstruct his memories. The rest of the
film describes how, through these dialogues, he is able to gradually connect to
a series of screen memories, surreal images and flashbacks until the memory
of the traumatic experience, his witnessing of the massacre in the Palestinian
camps of Sabra and Chatila, return in their full horror.
Like Shalamov’s tales, Waltz with Bashir, which blends together the
dispassionate and objective style of the documentary with the imaginative
power of animated visual images, is capable of conveying the reality of the
traumatic event in a way that no traditional aesthetic form can do. At the
same time, however, the depiction of multiple viewpoints and perspectives that
emerge through the dialogue between Folman and his fellow soldiers opens the
way to the possibility of the recreation of the empathic bond essential for the
elaboration of trauma. This film, winner of numerous awards, is one of the
finest examples of the consequences of trauma and of the art of trauma, the
‘ability to revive the enshrouded past of a trauma through a dialogue in the
present’ (Laub & Podell 1995, p. 993).
of their trauma by unconsciously conveying the message that this perception was
merely a fantasy of the child (1984, pp. 317–8). In this way the capacity of the
child to distinguish between fantasy and reality is impaired and the possibility
of imaginatively ‘knowing’ the parents’ trauma is foreclosed.
Working with trauma requires modification of analytic technique. For
Bohleber, in intergenerational trauma, analysis of the transference and the
countertransference only in the here-and-now of the analytic relationship
without any narrative reconstruction of the causative traumatic reality, ‘risks
failing to help the patient to distinguish between phantasy and reality, and in
the worst case, of retraumatizing the patient’ (2007, p. 343).
For this narrative reconstruction of the traumatic event to take place,
however, what is at stake is above all the analyst’s affective responses.
In most psychoanalytic work the attention of the therapist is essentially
focused on the inner world and the analytic facts are interpreted in terms of
the processes, complexes and dynamics of psychic reality. The use of such an
approach to the therapy of the survivors of extreme trauma or to that of their
children is however, as Laub and Auerhahn say,
disastrous with victims who can neither use their trauma defensively nor playfully,
and experience such analysis of their reality as a conceptualization of all reality as
fantasy and hence, entrapment in the symptomatic level of not knowing.
(1993, pp. 99–100)
In the past I had dreams in which there were also Nazi criminals with machine guns,
or things like this or directly linked to these things but flashes, images, that is now I
have fragments at a visual level, dreams of this kind but . . . I’ve never had a dream on
this from start to finish. And, but I have this image of Nazi soldiers with machine guns
and helmets in two different contexts. One is in the open, and in a place so foggy,
cold and nocturnal, the classical scenes from films with the light of the torches and
the dogs, Alsatians which are barking and frothing at the mouth, things of this kind.
Otherwise the classical eruption into the house, where they break down your door
and the house is always more or less linked to my life and sometimes it is my house,
they erupt into the sitting room.
(De Castro 2008, p. 291)
The fragmentary and disjointed character of this dream with its amalgam of
personal memories, of family stories and of images taken from contemporary
cultural stereotypes of the Holocaust, reflects the way in which the memories
of the non-experienced come to be constructed. Similarly, it demonstrates how
the coercive and repetitive nature of these non-memories blocks the capacity to
perform dream work and to transform the images, for here the dream images
are not metaphoric representations but iconic presentations of the transmitted
trauma.
Working in Russia
As Orlando Figes notes in The Whisperers, in addition to the millions who
died, or were enslaved, ‘there were tens of millions, the relatives of Stalin’s
victims, whose lives were damaged in disturbing ways, with profound social
consequences that are still felt today’ (2007, p. xxxi). One such devastating
consequence was the injunction to silence. As one woman whose father
was arrested in 1936 remembers, ‘we were brought up to keep our mouths
shut . . . we went through life afraid to talk . . . even today, if I see a policeman,
I begin to shake with fear’ (2007, p. xxxi).
Healing the wounds of our fathers 619
This silence still reigns in Russia as, apart from a brief period during the early
Yeltsin years when the archives of the State were opened, there is an almost total
lack of public space for witnessing and for elaboration of the collective trauma
caused by the Stalin terror. This places an extreme burden on the individual
and makes itself felt in analysis.
Then, too, the breakdown of Soviet society and of the old collective identity
represented yet another trauma as can be seen by the dramatic increase during
the 90s in criminal behaviour, in social disorder, in suicides, in alcoholism and
in the death rate among men.
I worked in Russia from 1996 to 2001 and when I look back now on
the analyses conducted during this period, the strongest impression revolves
around just how unaware I was, especially at the beginning, of the profundity
of the collective trauma and how much I defended myself against ‘knowing’
this reality.
Naturally I knew about the effects of Stalinism and about the Gulags
from my reading of the novels of authors such Bulgakov (1968) and
Solzhenitsyn (1991), just as I was aware of the intense social instability and
the collapse of collective morality that was present in the Yeltsin period,
but I was still incapable of knowing the trauma imaginatively. As Laub and
Auerhahn (1993, p. 287) write, ‘we all hover at different distances between
knowing and not-knowing about trauma, caught between the compulsion
to complete the process of knowing and the inability or fear of doing
so’.
Looking now from a distance of almost 10 years, at the early transference
dreams, described in a paper of 2006, I am struck by how much the difficulties
in distinguishing between reality and fantasy, the intrusion of the past and the
almost complete absence of a psychic space for symbolization, typical of those
who have lived through intense collective trauma made itself felt in the dream
narratives and in transference enactments and how little attention I paid to
these realities.
The initial dreams tended to have a nightmarish and fragmentary quality and
they were full of presentations of the effects of traumatic events, transmitted or
experienced, with images of containers blown apart by bombs, of containers
that overflowed or were dangerously unstable, of containers that stifled and
constrained. At the same time, the lack of belief in the possibility of being
able to communicate their experience to an ‘other’ capable of understanding
and ‘knowing’ the affective reality of their experiences was reflected in dreams
which represented the analyst as a distant and threatening figure with whom
trust and communication were impossible. At the beginning I failed completely
to recognize how the traumatic images of these dreams represented not so much
the subjective reality of my analysands but rather the transmitted collective
trauma, just as I was unable to acknowledge that their experience of the
analyst as a cold and uncanny figure was linked to my refusal to allow the
collective trauma to impact me affectively. This led inevitably to the tendency
620 Angela Connolly
This man came to me after a long previous analysis that he felt had helped him
considerably because, despite the fact that the analysis had resolved many of
his presenting problems, he still continued to suffer occasionally from terrifying
repetitive nightmares in which he was being buried alive or being chased by
psychotic killers. In the beginning, like the previous therapist I too interpreted
these nightmares in terms of the transference and the personal complexes but
something about the emotional intensity and the impersonal quality of this
particular dream struck me; I remembered that the patient had previously told
me that his father had been a prisoner of war of the Japanese for four years but
that this was something that the father never spoke of and indeed discounted
Healing the wounds of our fathers 621
I’m with my wife in some place near Moscow at a conference and the topic is Stalin,
his psychological heritage maybe. We are in a hall and my wife says she has a problem
with the sole of her foot. She shows me and there is a red lump on it. I look closer and
622 Angela Connolly
see it’s a nose of a face and I see it’s Stalin’s face. I see it’s moving as though it’s alive.
When my wife walks the face disappears inside the foot. I ask if it bothers her and she
replies that she feels it but that it’s not particularly uncomfortable. We are told that
Stalin will say something and I understand he will speak from my wife’s foot. I have
a feeling of invasion or possession.
I feel something in my shoe and when I look I see there’s a nail in the sole of the heel.
I take it out and see it’s so big that it must have been in my foot but I felt nothing and
I’m surprised.
These two dream narratives illustrate how the recreation of an inner dialogical
space and of the empathic bond with the other opens the way to the possibility
of a narrative and symbolic reconstruction of the historical reality of the
transmitted collective trauma. The image of Stalin’s face within the sole of the
wife’s foot, a face that is still alive and capable of ‘speaking’ is a poignant and
powerful metaphor that communicates how past traumatic experiences, so long
as they are unrecognized and unacknowledged, remain as foreign bodies in the
psyche, foreign bodies that are interposed between inner reality (the foot) and
outer reality (the ground on which we walk), capable of invading and infiltrating
both and of destroying the link between them. In the same way the image of
the hole left in the dreamer’s foot by the nail represents the transformation of
the ‘empty circle’, that terrifying image of the nothingness and meaninglessness
created by intense trauma whether experienced or transmitted, a hole that
sucks away both affective vitality and the capacity to think imaginatively and
to create meaning. In this way the void left by the death of language and of
time can begin to be transformed. Of course the hole remains but it is now
circumscribed and thinkable albeit within certain limits, limits posed by the
impossibility of ever fully ‘knowing’ the reality of intense trauma. As Laub
writes,
Conclusion
As Freud so famously said in ‘Analysis terminable and interminable’, ‘the
analytical relationship is based on a love of truth; that is on a recognition
of reality’ (1937, pp. 209–53). If this is no easy task in any therapy, it is
particularly difficult in the therapy of the children of the survivors of intense
trauma where the search for the truth implies facing up to the devastating and
mind-shattering knowledge of the evil of which ordinary men and women are
Healing the wounds of our fathers 623
capable. Such knowledge inevitably evokes in all of us, a ‘deep and seemingly
insuperable despair’ as Grubrich-Simitis writes. In her words, it is the task of the
analytical partners, ‘to wrest out of despair, a confirmation of the truly human
dimension, which in the twentieth century, in the most brutal form ever, has
been cast in doubt’ (1984, p. 318).
TRANSLATIONS OF ABSTRACT
con tutte le sue emozioni devastanti fino a frammentare le capacità mentali, senza perdere
la capacità di immaginare e di giocare metaforicamente con le immagini, fatto essenziale
perché il paziente diventi capace di creare uno spazio per la rappresentazione.
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