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Vinh 1 20180618150734013
Vinh 1 20180618150734013
CONG TY CP DAU TU. PHAT TRIEN HANG HAI VItT NAM (HHVT)
va
CONG TY TNHH VAN TAI VA DAI Li' VAN TAI DA PHliCiNG THeC (MLA)
va
CONG TY TNHH VAN TAI VA THVONG 1VIAI VI KING (VIKING)
MVC LUC
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HOP BONG HOP TAC KINH DOANH
SO: 01/18/HVM
V/v: Hap tac gop von (Ian ttr, kinh doanh tau Container
Hop D'Ong Hcrp Tac Kinh Doanh nay ("Hop Dane') dugc lap vao ngay 12 thong 10 nom 2017 bed
va gift cac ben sau:
CAN Ce PHAP L
• BO Luat Dan Su do Queic hat Viet Nam thong qua ngay 24 timing 11 nom 2015;
• Lica! Doanh Nghiep do Quac hOi Viet Nam thong qua ngay 26 thong 11 nom 2014 va cac
van ban hu.ang don thi hank.
• Luat Dciu Tu. do Quac hai Viet Nam thong qua ngay 26 timing 11 nom 2014 va cac van ban
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huang clan thi hanh;
• Luat Hang hai do Quac hai Viet Nam thong qua ngay 25 thong 11 nom 2015 va cac van ban
huang dan thi hanh;
• Cac quy Binh va pith!, luat chivy cip dung khac ciia Viet Nam.
• Ong ty Co Phan Ddu Tu. Phcit Trien Hang Hcii Viet Nam viz Cong ty TNHH Van
Xet rang (-
Tai va Dai L.), Van Tat Da Phwang Thiry clO ky k'et hop clong Hop Tac Kinh Doanh ngay
10/08/2017 ye viec hop tac gop von ciciu tu, kinh doanh tau container;
• Xet rang, Cong ty Co Phan Dau Tu. Ph& Trien Hang Hai Viet Nam clang chuOn,nhuang
18.000.000.000 VND, twang zing 30% tong von gop cua Du An cling toan be) quyen loi va
nghia vu twang zing vai phan von gop chuyen nhugng cho Cong ty TNHH Van Tcii va Thwang
Mai Vi King; va
Ong ty TNHH Van Tai va Dai LY Van Tai Da Phicang Thtic hoan toan clang y va
• Xet rang (-
khong c6 bcit cif khieu nai nao clOi vai viec chuyen,nhuang 18.000.000.000 VND, twang ting
30% tong von gOp deo Du An clic' Cong ty CO Phan Dcizi Tu Phat Trien Hang Hcii Viet Nam
cho (-Ong ty TNHH Van Tai va Thuang Mai Vi King; va
• Xet rang Cac Ben mong muan 19, ket mat hop clang hap tac kinh doanh mai that' the cho
Hop clung HTKD da lcY ngay 10/08/2017 lien quan den viec thuc hien Du. On.
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tai thai diem d6. Ty Le Gop V6n cita tong ben tai thai diem kY ket Hgp Deong
nay &rot quy dinh tai Dieu 2.2.
"VOn Gop" Von G6p cua mot ben la phan vein dm mot ben trong Hgp D6ng gop de" thvc
hien Du An nhu quy dinh tai Dieu 2 va tat ca. cac khoan G6p V8n Bo sung
hoc cac Ichoan dOng g6p them trong suot qua trinh thvc hien Hop Dong nay
dugc Cac Ben ghi nhan la phan von g6p cua ben do.
DIEU 1: MUC TIEU VA PHAM VI HOAT BONG HOP TAC KINH DOANH
1.1 a
Cac Ben ding g6p von va hop tac thvc hien Dv An theo hinh thirc gop von hop tac kinh
doanh, ding chia se rni ro va phan chia lgi nhuan theo quy dinh cua phap luat.
1.2 Viec gap von dugc thtrc hien theo Dieu 2 va phan chia rui ro, phan chia ket qua kinh doanh
theo Dieu 3 dm Hop Thing nay.
1.3 Viec hop tac kinh doanh theo Hop Wong nay khong lam hinh thanh nen phap nhan mbi, Cac
Ben cam ket ding hop tac g6p von mua tau, giao tai san g6p von va toan b.() Tai San Dv An
cho Ben Kiem Soat va dOng y de Ben Kiem Soat dimg ten to chirc kinh doanh, khai thac
cho thue tau cho hieu qua; Cac Ben cling phan chia loi nhuan va ganh chiu mpi ton that va
rui ro (neu co) tir hoat d8ng kinh doanh, khai thac con tau not ten theo Ty Le Gop V6n nhu
quy dinh tai Dieu 2.2 va theo cac dieu kien va dieu lchoan cua Hgp Doing va quy dinh cua
phap luat hien hanh.
1.4 Dia chi thtrc hien d.r an dat tai: CONG TY CP DAU TV' PHAT TRIEN HANG HAI
VIET NAM so 100 Hoang Van Thu, phuang 7 — thanh ph6 Viing Tau
Tai thai diem 14 Hop D8rig nay, cac ben thOng nhat ghi nhan Tai San Dv An la tau "Nasico
Diamond" voi gia tri chi tiet nhu sau:
- Gia mua tau 34,300,000,000 VND ( ba mtrai ttr ty ba tram trieu ding Viet Nam chart)
- Chi phi tiep nhan, clang ky, dang kiem va sira chila hoan thien tau cho den khi dugc Bang
kiem Viet Nam kiem tra, chap nhan va cap cac GiAy chimg nhan (Certificates) cho tau du
dieu kien hog ding tren cac tuyen qu'Oc te, bao g6m: chi phi len da, cao ha, son vo, sira
chira, bao duang may chinh va cac may den, born, he th6ng dien, he th6ng nghi khi hang
hai, he thing ciru sinh, dru He, he thiing dieu khien va to d8ng giam sat, chi phi mua vat
lieu, vat ttr, phu tong ke Ca phu tang vat tu du tru theo qui pham cua Bang kiem, chi phi
dang kY, trtrac ba, chi phi cho thuyen vien trong thtri gian sirs chaa, hoan thien tau va tat ca
cac chi phi lien quan khac se dirge Cong ty CP dAu tu phat trien Hang Hai Viet Nam phe
a
duyet tinh vao gia tri dau tu ban au dm con tau.
De thuAn tien cho viec theo hack toan va kinh doanh con tau, cac ben th6ng nhat tam
tinh man 60 chi phi not tren la 25,700,000,000 VND (hai muoi nham ty bay tram trieu dOng
chan). Sau nay khi c6 Quyet toan sua chua va hoan thien tau, neu co chech Lech cac ben
th6ng nit& se thanh toan bir tit cho nhau.
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Nhu vay tong gia tri tai san dugc cac ben th6ng nhat tam tinh la 60,000,000,000 VND (sau
multi ty d6ng Viet Nam chan).
a
2.2.1 Cac Ben ghi nhan rang, tai thOi diem ky Hop dong nay, gia tri von g6p cua Cac Ben thac
hien Du an la 60.000.000.000 VND (Sau mirth ty d6ng chan). Gia Tri Gop V6n va TY Le
G6p V6n cua timg ben nhu sau:
2.2.2 Gia Tri V6n Gop cua Cac Ben va Ty Le G6p V6n c6 the dugc dieu chinh tang hoac giarn
vao timg thOi diem phii hop vai quy dinh tai Hop D6ng nay.
3.1.1 Tai San Dv An dugc cac Ben th6ng nhat giao cho Ben Kiem Soat nhu quy dinh tai Dieu 3.2
nam quyen sir dung va khai thac. Quyen dm Ben Kiem Soat dugc hart the trong nhfing
tnrOng hop hoac d6i voi van de ma Hgp D6ng quy dinh can dugc thong qua theo ty le bieu
guy& cua Cac Ben theo quy dinh tai Hop D6ng nay.
3.1.2 Quyen sir dung va khai thac d6i vori Tai San Du An dm Ben Kiem Soat se chain dirt va Ben
Kiem Soat co trach nhiem den hanh thit tpc chuyen quyen sir dung va khai thac, ban giao
Tai San Dv An sang met ben khac hoac xir ly Tai San Du An trong cac truong hop: (1) thay
d6i Ben Kiem Sok nhu quy dinh tai Dieu 9; (2) Hop D6ng nay ket tithe va the ben xir IY
Tai San Du An nhu quy dinh tai Dieu 10; hoac (3) cac trueng hop phai chuyen quyen sir
dung, khai thac khac theo thoa thuan cua cac Ben trong Hop D6ng hoac theo quy dinh cua
phap luat.
3.1.3 Can cir vao tinh hinh hoat deng kinh doanh va thi tnreng, Ben Kiem Soat co the de xuat dau
tix them hoac thanh ly bat tau lam tang, giam Tai San Du An. Viec dau to them hoac thanh
IY bait tau phai dugc sv chip thuan cua Cac Ben nam Ty Le Gop V6n nhu quy dinh tai Dieu
a
3.8.3. Trong truong hop dau to them tau, Cac Ben se- thac hien g6p V6n B6 Sung mua
them tau theo Ty Le G6p V6n nhu quy dinh tai Dieu 3.5 duoi day.
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3.2 Ben Kiem Snit
3.2.1 Ben Kiem Soat la met Ben trong Hap Deng dugc cac ben, tai tong thai diem, thong nit&
chi dinh chiu trach nhiem thuc hien Du An, quan IY, sir dung va khai tilde tau hoac cac tau
container thuec Tai San Du An va toan be Tai San Du An va the cong viec can thiet de thuc
hien hoat deng kinh doanh cita Hop Deng nay bao gem nhung khong gibi han a viec tim
kiem dei tac, dam phan, kY ket va thuc hien Hop Sing mua/ban tau, hop deng van chuyen
hoac hop dong dich vu van chuyen vai khach hang va/hoac dai ly van chuyen, hop deng
thus quan 1Y tau, hap deng thus thuyen vien, bao hiem, cung img nhien lieu, vat tu, pint
bung... va cac hop deng khac can thiet phuc vu cho hoat deng quan 1y, kinh doanh khai
thac tau, hach town kinh doanh va nep thus dm Du an theo quy dinh cua phap luat hien
hinh.
3.2.2 Viec chi dinh, thay dei Ben Kiem Soat dugc thuc hien teen nguyen tic ltra chin met trong
Cac Ben cila Hop Deng c6 du nang luc va dap img cac dieu kien can thiet thuc hien hoat
Ong kinh doanh van tai bien theo quy dinh cua phap luat va dugc (cac) Ben nam TY Le
Gop Von nhu quy dinh tai Dieu 3.8.3 phe chuan.
Tai thai diem kY ket Hop Deng, cac Ben thong nhat chi dinh CONG TY CP DAU
PHAT TRIEN HANG HAI VIVI' NAM la Ben Kiem Soat tn,rc tiep dieu hanh, quart ly va
thuc hien hoat &Ong kinh doanh cac tai san hinh thanh tir Hap deng nay.
Tai Khoan Du An la tai khoan do Ben Kiem soar ma va duy tri tai cac tó chirc tin dung de
dip hien cac giao dich cita Du An. Ben Kiem Soat c6 the sir dung he tilling tai khoan san
c6 cua minh nhung phai dam bao tach biet dugc cac giao dich cua Du An va cac giao dich a
rieng ciia Ben Kiem Soat.
3.4.1 Ben Kiem Soat c6 quyen va sir dung tu each phap nhan cua mirth de' thucmg thao va ky ket
cac hop Tong vay ngan hang va cac to chirc tin dung nham muc dich cap yen tao dung Tai
San Du An va dap img cac chi phi thuc hien hoat deng hop tac kinh doanh theo thea
thuan Cac Ben trong Hop Dong va cac thoa thuan khac trong tuong lai phat sinh tir Hop
Deng ("Vay Ngan Hang").
3.4.2 Ben Kiem Soat dugc sir dung tai san hinh thanh tir von vay va cac tai san khac (neu can)
lam tai san dam bao cho cac khoan Vay Ngan Hang sau khi da dugc bieu quyet thong qua
theo quy dinh tai Hop Deng, hoac Cac Ben da deng y ve phuang an vay ngan hang va the
chap tai san la con tau hinh thanh to Du an nay. Ben Kiem Soat tru tier) sir dung thing tien
thu dirge tir Du An de tra lai va cac khoan gee den han phai tra cua khoan Vay Ngan Hang
trtrac khi Chia lei nhuan cho cac Ben.
3.4.3 Cac Ben co trach nhiem dei vii khoan Vay Ngan Hang theo ty le tucrng img vii Ty Le Gop
Yen cita minh. Trong moi truing hop neu dong tien tir Du An khong dit de tra cac khoan
Vay Ngan Hang den han phai tra, Cac Ben c6 trach nhiem grip yen be sung theo TY Le G6p
V6n trong yang ba multi [30] ngay ke tir ngay Ben Kiem Soat c6 thong bao ve viec nay.
Neu met ben khong thuc hien hoac cham thut hien nghia vu nay clan den viec Ben Kiem
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a
Sok bi phat sinh them chi phi vay mot ben thir ba hoac chiu lai suat qua han hoac cac
khoan phat dt)i voi khoan Vay Ngan Hang, Ben Kiem Sok co quyen can trir khoan thiet hai
Wang (mg vao phan led nhuan duge chia hoac Ong them vao khoan phai thu phat sinh trong
tuong lai tucmg (mg veri Ben vi pham do, hoac dieu chinh giam TS, Le Vtm Gop dm Ben vi
pham do, tuj, theo each thirc nao ma Ben Kiem Sok cho la phii. hop.
3.4.4 Viec Du An sir dung Von vay cua mot Ben la dugc phep nhtmg phai dtrgc Cac Ben bieu
guy& thong qua theo quy dinh tai Hop DOng nay, va phai dam bao m8i Ben c6 quyen uu
tien tham gia cho Du An vay von tuang (mg theo Ty Le Wm Gop. Tai tiled diem kSr ket Hop
DOng nay, Cac Ben dOng y ve viec Ben Kiem Soat se cap von ltru dOng o han mirc mued tS,
dOng (10.000.000.000 VND) lam Von Itru Ong cho mCii con tau. Lai suat ap dung cho khoan
cap von nay clua tren lai suat di vay ngan han dm Ben Kiem Soat tai cac to chirc tin clung
hoac cac doanh nghiep khac.
3.5.2 Trong twang hop mot ben khong thtre hien hoac cham thirc hien ngliia vu nay dan den viec
a
Ben Kiem Soat bi phat sinh them chi phi vay mot ben thin ba hodc chiu lai suat qua han
hose cac khoan phat d61 yeti khoan Vay Ngan Hang, Ben Kiem Soat c6 quyen can trir khoan
thiet hai twang Ong vao phAn lgi nhuan duge chia hoac khoan 18 phai chiu tie') theo hoac
Ong them vao khoan phai thu phat sinh trong twang lai twang (mg veld Ben vi pham do, hoac
dieu chinh giam thong (mg d6i vai Ty Le VOn G6p cua Ben vi pham do, tuS' theo each th(rc
nao ma Ben Kiem Sok cho la phii hop. Trong cac tinh hung xirlS7nay, Ben cham thpc hien
nghia vu con phai chiu them mot khoan lai phat tucrng duong voi 0,5%/ngay cham thpc hien
nghia. vu. Neu Ben vi pham cham qua 60 ngay va viec dieu chinh giam Ty Le V8n Gop cua
Ben vi pham do hoac cac bien phap xir 1ST khac nhu quy dinh o ten kh6ng coy nghia dam
bao duy tri cac khoan phai chi tra (vi du nhu kh8ng con du von luu dOng de chi...), thi throe
xem la vi pham nghiem trong va Cac Ben con lai c6 quyen bieu quyet thong qua viec don
phuong cham clut Hop d'ong doi veld Ben vi pham.
(i) xuat hoa don cho dai ly va khach hang theo quy dinh cua phap luat cho cac dich vu
van chuyen, mua ban va cac dich vu lien quan den viec khai thae Tai San Du An
theo pham vi cua Hop DOng;
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(ii) thuc hien hoat Ong hach toan thu chi, lap bao cao tai chinh theo cac chuan muc ke
toan dm Viet Nam;
(iii) ke khai, n6p thue va guy& toan thue cho cac hoat dOng kinh doanh cua Hop D6ng;
(iv) cung cap day du cac thong tin va chirng tir lien quan den doanh thu va chi phi cna
Du An cho Cac Ben. Trong yang 30 ngay tnrac khi kat dine thai han phai n6p bao
cao tai chinh quy theo quy dinh cua phap luat, Ben Kiem Soat se thong bao lgi nhuan
tam tinh cua Du An phan chia cho Cac Ben. Trong yang 30 ngay trtrac khi ket thfic
nam tai chinh, Ben Kiem Sok se xuat haa don cho cac khoan chi phi dm Du An
&rot phan b6 cho Cac Ben va Cac Ben se xuat hoa don cho khoan doanh thu cua
Du An dugc phan b6 cho Ben Kiem Soat theo quy dinh cua phap luat de cac ben c6
the ghi nhan doanh thu, chi phi va lgi nhuan tuong Ung voi phan dugc chia theo Hop
Dting nay;
(v) cung cap ban sao cac h6 so, tai lieu ve viec da thuc hien nglifa vu vai ng'an sach nha
a
nuerc dm Hgp D6ng nay cho Cac Ben phpc vu viec guy& toan thue cua cat ben
trong Hop Bong.
Cac Ben clang y trich thu lao cho Ben Kiem Soat a mix 1,5% tong doanh thu cna Hop D6ng
trong nam do. Thu lao cho Ben Kiem Soat dugc tinh vao chi phi kinh doanh cua Hop Bong
truirc khi tinh lgi nhuan phan chia cho Cac Ben.
3.8 Bieu quyet cac van de quan trong ctia Hop DIMg
3.8.1 Hop/lay Y kien Cac Ben
Hang nam hoac khi co van de quan trong co anh lukmg den viec thuc hien Du An va Hop
Dtmg, Ben Kiem Sok hoac Cac Ben nam Ty Le Gop V6n tir 51% tres len ce, quyen trieu tap
a
cuec hop hoac lay Y kien bieu guy& bang van ban dia. Cac Ben thao Wan va thong qua
cac van de sau day:
Trang p21
(i) Gia han Hop Ding hoac cham dirt Hop Bong hoac thanh lap doanh nghiap mai ke
thira Du An tir Hop Bong;
(j) B6 sung V6n Gap;
(k) Cac van de khac theo quy dinh tai Hop Bang phai &roc biau quyat thong qua.
Cac van de lien quan clan hoat dOng dAu to c6 gia tri nh6 horn 30% tong gia tri s6 sach Tai
san Du an, hoat Ong quan ly, kinh doanh caa. Du An va Hop Bong khong thuOc cac van de
ten do Ben Kiem Soat to quyet dinh.
3.8.2 Triau tap, lAy y kin va diau kin tin hanh hop Cac Ben
Quyat dinh trial.' tap h9p hoac l'Ay y kin Cac Ben phai bang van banithu din tir va phai
duvc ben triau tap gun tai tat ca Cac Ben charn nhat bay (7) ngay tnrac ngay tin hanh cuOc
hop hoac ngay gifi y kin cua Cac Ben. Theo quyat dinh trial.' tap, neu,la trial' tap hop, moi
Ben se cu mot ngtrai dai din caa minh tham cuOc h9p hoac ay quyen cho mot Ben khac
lam dai din cho phAn VOn Gop caa minh tham du cuOc hop. Vic ay quyan nay phai cluvc
thuc hian bang van ban.
CuOc hop Cac Ben dirge tin hanh khi có sir tham du cua ngtred dai din hoac dai din theo
ay quyan caa cac Ben nam TS, La Gop WTI to 75% tra len. Truang hop cuOc h9p ran thin
nhAt khong du diet' kin tin hanh theo quy dinh neu tren thi dugc triau tap hop Ian thin han
trong thai han bay (7) ngay ke tir ngay Ian hop thin nhAt bat thanh. Tnrang hop nay, cuOc
hop Cac Ben duoc tin hanh khong phu thuOc vao TS, La Gop V6n cua nhftng ngueri dai
dian cua Cac Ben.
3.8.3 CuOc hop Cac Ben phai dtrac ben triau tap cuOc hop hoac Ben Kim Soat ghi bien ban va
c6 the ghi am hoac ghi va ltru gift duai hinh thirc din tir khac. Bien ban cuOc hop Cac Ben
co cac not dung chi yau gam dank sach nguai dai din caa. cac Ben tham du, torn tat din
bien cuOc hop va y kin caa ngueri dai dian cua cac Ben, cac van de ducrc thong qua va t}, la
biau quyat cua cac Ben theo TS/ La G6p VOn tucrng ang.
A) Nghi quyat ve cac nOi dung sau day duac thong qua nau &roc ngtrai dai din cua
cac Ben nam TS, La Gap Von it nhAt [75%] trail tong TS, G6p V6n caa. cac Ben tham du
cuOc h9p hoac gin y kien bang van ban tan thanh:
(a) Quyat dinh dAu to hoac dinh Boat tai san hoac the chip tai san có gia tri bang hoac
Ion han 30% tong gia tri so sach Tai San Du An &roc ghi trong bao.cao tai chink
g'an nhat hoac mot tS7 la khac theo Cac Ben thee thuan tai timg thi diem;
(b) Thay d6i Ben Kim Soat;
(c) Gia han Hop Bang hoac, chain dirt Hop Bong truOc theri hoac thanh doanh
ke thira Du An tir Hop Bong;
(d) Charn dirt Hop Bang voi Ben vi pham;
(e) Sira doi, bo sung cac nOi dung caa Hop Bong lam thay doi quyen cia Cac Ben theo
Hop Bong;
(f) Chuyen nhtrang mot phan hoac town bO V6n Gop dm mot Ben cho mot ben khac
khong phai la mot Ben dm Hop Bang;
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(g) Phucmg an phan chia Igi nhuan va dau to hang nam khac voi nguyen tic da quy dinh
tai Hop Dong nay.
Trong cac twang hop Neu quyet thong qua mot van a ma chi lien quan toi mat Ben trong
Hop pang (vi du nhu trong cac truang hop (b), (d), (e), hoac trtrong hop (a) ma Ben nhan
chuyen nhuong tai san la mot Ben) thi Bence, lien quan do khong dugc firth trong ty le toi
thieu tham du hop, kh6ng dugc tham gia bieu quyet va khong tinh ty le von gop ciia. Ben do
trong ty le von gop can bieu quyet thong qua)
B) Nghi quyet ve cac nai dung sau day dugc th6ng qua neu dugc ngueri dai dien cua
cac Ben nam Ty G6p Van it nil& [75%] ten tang Ty Le Gop Van oh cac Ben tham du
cuac hop hoac giri y kien bang van ban tan thanh:
3.8.6 Cac Ben to nguyen clang Y ring trong cac tinh hung phai giai quyet lien quan toi gop van,
trieu tap, lay Y kien, bieu quyet, th6ng qua, lap Bien ban, ngh1 quyet ma chua dtrgc quy
dinh cu the tai Hop Dang nay, hoac cif) each hieu khac nhau, nhung can phai giai quy& de
tranh tranh chap gitla cac Ben, hoac tranh be tac trong hog Ong dm Dv An, thi Cac Ben se
tham khdo ap dung cac nguyen tac va cac quy dinh cua Lust Doanh Nghiep 2014 ap dung
dai voi cong ty trach nhiem hiru han hai thanh vien ter len, trong do m8i Ben dugc xem nhu
la mat thanh vien g6p van theo quy dinh cua Lust Doanh Nghiep.
3.8.7 De tranh nham lan, viec cac Ben khac ngoai Ben Kiem Scat tham gia trong qua trinh bieu
quyet thong qua nhu neu tai Hop Dang nay chi nham mtic dich xac lap tham quyen cho Ben
Kiem Sok trtrerc khi thvc hien cac giao dich, khong &roc hieu la cac Ben do tien hanh hog
'Tang kinh doanh van tai bien. Theo Hop Dang nay, chi Ben Kiem Sok la Ben trtrc tier) thirc
hien hog Ong kinh doanh van tai bien va do dO chi Ben Kiem Scat dap img cac dieu kien
kinh doanh theo quy dinh cua phap luat la &I. Cac B6n khac ngodi Ben Kiem Scat chi la cac
Ben g6p van don thuan cho Ben Kiem Scat a Ben Kiem Scat thtrc hien hoat dOng kinh
doanh.
Trang 30/21
(i) Phi bao hiem than tau, phi quan ly tau, phi bao hiem trach nhiem d6i vari ben thir ba
cho tau, lucrng thuyen vien, phi sira china, kiem tra dinh ky, kiem tra dac biet va cac
chi phi can thiet de* duy tri Tai San Du An;
(ii) Lai vay va gec den han phai tra cho khoan Vay Ngan Hang;
(iii) Cac chi phi hoat Ong thue ngoai cua Du an nhu phi cho dai ly van chuyen, phi thue
va sir dung vo container, cac chi phi khai thac tau, nhien lieu, phi bec 'cep v.v;
(iv) Cac khoan du phong rai ro trong qua trinh hoat ding.
4.2 Lgi nhuan sir dung de phan chia la lgi nhuan sau thue dkra tren Bao cao tai chinh da dugc
kiem toan cua narn phan chia lcri nhuan. Lcri nhuan dugc chia cho cac ben theo Ty Le Gop
Von sau khi da trir di khoan thu Gop Von Be Sung hoac cac khoan phai thu khac nhu quy
dinh tai Dieu 3.4 va 3.5 dm Hgp Deng (neu co).
4.3 Nguyen tac hach toan lo:i nhuan sau thue dugc thkrc hien theo dung chuan muc ke toan Viet
Nam va cac quy dinh cua phap lust hien hanh, trong do viec hach toan thu chi dugc tach
rieng cho hoat deng cua Du An, vi vay Ben Kiem Scat khong dugc hach toan phan be chi
phi quan ly chung cua Ben Kiem Soat vao chi phi hgp ly cua Du An (Ben Kiem scat da thu
phi quan ly bang 1,5% doanh thu hang nam cua tau)..
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theo cac quy dinh tai Dieu 10.3;
(e) Dugc quyen quyet dinh toan b6 cac van askhac ngoai van a bat bu6c phai dugc
bieu quyet thong qua theo quy dinh tai Dieu 3.8.1.
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(ii) Thong bao v8 bat 14 sir ki8n nao c6 the anh htrang bat lgi nghiem trong den
tau, Du An va Hop Ding;
(iii) Bat 14 thong tin nao khac theo yeu cau hop ly cua moi Ben trong vi8c thuc
hi8n Hop Bong.
(n) Cac nghia vu khac theo quy dinh cua phap luat va Hop DOng.
6.2 Nghia vu dm Ben Kiem Soat:
Ngoai cac nghia vu nhu quy dinh tai Didu 6.1, Ben Kiem Sok theo Hop Ddmg nay con co
cac nghia vu sau:
(a) Khong dugc sir dung Tai San Du An trai vOi cac muc dich kinh doanh cua Hop
Wing, khong coy lam hoac khong lam mot vi8c gi do gay hail hoac co nguy ca anh
Inrong den Tai San Dir An hoac kha nang khai thac, sir dung binh thiromg cua Tai
San Du An;
(b) Th6ng bao kip thoi cho cac ben ve skin hoac kha hang dan den vi8c khong the
khai thac tau 6! mire binh thuOng bao gom cac su kin anh htremg den hoat do, ng cua
tau va cua thi truemg;
(c) Hach toan va n6p thud' cho toan bo Du An va cac khoan phan chia cho Cac Ben theo
quy dinh cua phap luat;
(d) Cung cap day do thong tin va tai lieu quyat toan thud cho cac Ben;
(e) Mua bao hiem, tra phi bao hiem day du va ky ket cac hop ding quart ly, hop dong
dich vu day du cho cac con tau thuc Tai San Du An dam bao cac tau luon dirge bao
hiem va quan 13i day du va phii hop theo thong 18 va cac quy dinh cua phap luat;
(f) Thirc hi8n hoat dOng kinh doanh theo dung quy dinh cua phap luat ve van tai bidn;
(g) Tidn hanh cac thu hie can thidt de xin giAy phep kinh doanh van tai bin theo dung
10 trinh quy dinh cua phap luat, trong truOng hop phat sinh cac chi phi dau de dap
img cac dieus ki8n xin giay phdp, cac chi phi nay throe phan , cho Hop Bong theo
tjf giita phan Gia Tri Tai San Du An va tong tai san cila Ben Kiem Soat theo gia
tri so sach tai thdri diem bao cao tai chinh gan nhat;
(h) Tao dieu kin va hop tac voi cac ben de cac ben c6 the thirc hi8n dugc quydn yeu
cau giam sat, kiem tra;
(i) Thuc hien vidc phan chia loi nhuan theo dung quy dinh cua Hop Ding va cac quy
dinh cua phap luat ve hop 'Jong hop tac kinh doanh.
(i) Ph6i hop vai ngan hang va cac ben lien quan trong suot qua trinh thanh ly tai san
thuc hi8n vide phan chia va thanh ly tai san trong tnrong hop charn dirt Hop dting
hoac theo thoa thuan cua Cac Ben;
(k) Tidn hanh cac thu hie mua tau, long kr so him tau va cac thn tile can thief khac de
co the dua tau vao khai thac, kinh doanh day du trong trtrOng hop mua tau m&i;
(1) Tuan thn cac quy dinh vay va tra no vay theo cac hop dong vay va cac hop diing
khac;
(m) NOp thud GTGT, thud TNDN va cac khoan thud, phi va 18 phi khac cho cac hoat
Ong kinh doanh theo Hop Wong theo dimg quy dinh cua phap luat;
(n) Hop tac voi cac ben con lai trong pham vi can thief va theo ydu cau hop 4/ cua cac
ben con 1ai vi loi ich cua Hop Bong nay;
(o) Thuc, hi8n vi8c chuyen quyen sohitu va chuyen giao d8i Tai San Du An va
chuyen giao Du An trong truOng hop thay doi Ben Kiem Soat nhu quy dinh tai Dieu
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9 hoac cac ben thanh lap doanh nghiep ke thira Du An tir Hop Deng nay theo Dieu
10 hoac theo thea thuan cua Cac Ben tai tong thai diem;
(p) Chiu moi trach nhiem lien quan tai an toan lao deng, ve sinh moi trtramg, tai nan lao
do, ng xay ra trong qua trinh khai thac, kinh doanh tau thuc Tai San Du An; phOi
hop lam viec voi cac co quan nha nu& co tham quyen khi cif) thanh tra, ldem tra.
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Ben chuyen nhugng dupe quy dinh tai Hop Dang nay;
(b) Hoat clang kinh doanh theo Hop Dang nay se kh6ng bi can trar hoac anh huarng bad
viec chuyen nhugng not tren; va
(c) Viec chuyen nhugng quyen va nghia vu se dugc thuc hien theo dimg thin Arc do phap
luat quy dinh.
8.1.3 Mat ben vi pham hoac khong tuan thu bat ky dieu khoan hoac dieu kien nao cua Hgp Dang
nay va da dugc ben khac nhac nher bang van ban nhimg Ben vi pham khong lchac phuc vi
pham trong thai han bay (07) ngay sau khi nhan dugc thong bao cua cac ben bi vi pham ye
vi pham do, cac Ben can lai co guyen yeu eau Ben vi pham, chuyen nhugng town b0 phan
VnGop minh cho tat ca cac ben con lai theo ty le gop von cua cac ben can lai voi mire
gia chuyen nhugng nhu quy dinh tai Dieu 8.1.1 hoac mat mire gia do mat to chirc dinh gia
dugc cac ben can lai chi dinh. Quyet dinh cua cac Ben con lai se dirge dua ra de thuc thi
Dieu khoan nay ten car so ty le bieu quyet thang qua tir 75% tra len cua cac Ben con lai do
co tham du cuac hop chap thuan hoac bieu quyet chap thuan bang van ban.
8.2 Chuy'e'n nhuo'ng VOn G6p cua Ben KiLn Snit
8.2.1 Ngoai quy dinh,neu tai Dieu 8.1 tren, trong thai han hieu ltrc dm Hop clang, Ben Kiem Soar
chi c6 the chuyen nhugng town bt) guyen va nghia vu cfra mirth cho mat ben dm Hop clang
hoac mat ben khac khi dap i'mg dirge cac dieu kien (1) ben nhan chuyen nhuong la mat ben
dap irng du dieu kien de boat clang kinh doanh van tai bien theo quy dinh cua phap luat va
du Icha nang de thuc hien hoat clang kinh doanh theo Hop clang nay; va (2) ben nhan chuyen
nhugng cam ket dimg ra lam Ben Kiem Soat neu can thiet theo str chi dinh cua cac Ben con
lai trong Hgp DEng de tiep tpc thuc hien cac hoat clang kinh doanh cua Du An theo dung
cac dieu kien va dieu khoan dm Hop clang nay.
8.2.2 Trong tnrong hop Ben Kiem Sok chuyen nhugng town ba Van G6p cua mirth cho mot ben
khac, Ben nay phai hoan tat cac thu tuc thay doi Ben Kiem Soat nhu quy dinh tai Dieu 9
duoi day truot khi viec chuyen nhuong Von Gop co hieu luc.
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Hop dong nay lam Ben KiEm Soat mai a &roc phe chuAn;
(b) DE xuat ve phuong an chuyEn quyEn ser hitu Tai San Dv An cho Ben KiEm Soat moi
bao Om ca vi'Ec chuyen cac quyen va nghia vv theo cac hop Tong bao hiem, hop
dong quan ly va cac hop dong khac lien quan den Tai San Dv An.
(c) De xuat ve phuong an chuyEn giao khoan Vay Ngan Hang ma Ben Kitm Soat hiEn
tai dang vay cho mvc dich thvc hiEn Dv An;
(d) TiEn hanh thu tuc kiEm ke tai san va de xuat phuong an chuyEn giao cac tai san khac
lien quan den hoat do, ng kinh doanh cua Dv An;
(e) De xuat phuong an chuyen giao cac hop dong dang thvc hiEn cila Du An bao g6m
nhung khong giai han a hop dong dai ly, hop clang dich vv voi khach hang, hop
dong thue vo container, hop dong cap nhien liEu v.v;
9.3 Trong tnrang hop thay d6i Ben KiErn Soat theo theo diEm (c) va (d) DiEu 9.1, cac ben phai
cling ph6i hop de chi dinh mot ben mai dap ling du dieu kin de &roc hoat dOng kinh doanh
van taibien theo quy dinh cua phaRluat va du nang lvc thvc hiEn hoat d'Ong kinh doanh theo
Hop Tong nay dimg ra lam Ben Kiem Soat. Trong tnrang hop nay, tat ca cac ben phai cling
ph6i hop de len phucrng an thay doi Ben Kiem Soat yen nhung not dung nhu quy dinh tai
Dieu 9.2.
9.4 Ben Kiem Soat hiEn tai phai thvc hiEn viEc chuyen quyen sa hi-ru va chuyen giao town b6
Tai San Dv An, thong tin, so liEu, hE thling kinh doanh, he th6ng khach cho BEn
Kiem Sok mm theo phuong an thay doi Ben Kiem Soat da duoc thong qua. Cac ben con lai
có nghia vu phoi hop vai Ben Kiem Soat hiEn tai va Ben Kiem Soat mai de thvc hiEn phuong
an thay doi Ben Kiem Soat.
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hien tai yeu cAu thay deli Ben Kiem Soat veri dieu kien khong trai vai cac quy dinh
tai Dieu 9.
10.2 Giai quyet chAm dirt Hop Deng do thanh lap doanh nghiep ke thira:
Trong twang hop cac ben thong 'that thanh lap doanh nghiep ice thira, trir khi co thoa thuan
khac di, Cac Ben tai day thong nhat ve ty le gop von cua cac Ben trong doanh nghiep mai
bang TS, Le G6p V6n cua Cac Ben tai Hop Deng nay tai thai diem cham dirt Hop Dong.
Cac Ben co, vu yeu eau nguai dai dien theo phap 1114 cila minh 14 ket cac ho sa, tai
lieu canthiet phuc vu cho viec thanh lap doanh nghiep moi nham attic dich not tren.
Ngay sau khi doanh nghiep moi duet thanh lap, Ben Kiem Soat co nghia vv chuyen quyen
sa hitu va chuyen giao toan be tai san dm Dv An ding cac quyen va nghia vu lien quan den
cac hoat dung kinh doanh theo Hop Deng nay cho doanh nghiep mai. Cac chi phi de thanh
lap doanh nghiep va chuyen giao Dv an cho doanh nghiep mai dugc tinh vao chi phi dm
Do An.
10.3 Giai quyet cham ' dirt Hop Deng do cac nguyen nhan khac:
Ngoai trir truiyng hop cham dirt Hop deng do cac Ben thanh doanh nghiep ke thira thvc
hien Dv An, hoac cham dirt chi deli veri Ben vi pham, viec cham dirt Hop Tong dugc thvc
hien theo nguyen tac sau:
(a) a
Cac ben thoa thuan (theo tSrle Neu quyet quy dinh tai Dieu 3.8) dinh gia va phan
chia Tai San Du an bao gem cac con tau da dugc mua, cac tai san khac phvc vu cho
hoat dung kinh doanh Dv An, gia tri cac hop dong kinh doanh dai han, gia tri thuong
hieu dugc hinh thanh tir Hop Deng nay theo TS, Le GOp Von dm cac Ben;
(b) -Viec phan chia tai san chi dugc thvc hien sau khi dal trix di cac khoan phai tra cho
khoan Vay Ngan Hang ma Ben Kiem Soat dimg ra vay de thvc hien Dv An,cac
khoan phai tra cho cat ben thir ba khac lien quan den hoat deng kinh doanh cita Dv
an, cac khoan chi phi du phong ton that ve tai san cua Dv an va khoan du ph6ng
quyet toan thue trong throng hop Hop Deng chua duet quyet toan thue theo quy
dinh cua phap luat. Marc trich trir khoan du phong quyet toan thue do Ben Kiem Soat
dua ra dva tren phan tich cua Ben kiem toan dec lap do Cac Ben ham TS, Le G6p
Von nhu quy dinh tai Dieu 3.8 chi dinh. Sau khi co Bien ban quyet toan thue chinh
thirc tir ca quan thue, Ben Kiem Sok CO nghia vv trich trir khoan du phong quyet
toan thue de hoan tat cac nghia vu tai chinh cua Hop Deng vad nha mrac theo Bien
ban quyet toan thue va cac bi8n ban, quyet dinh Ude lien quan (neu co) va phan chia
phan con lai cho cac ben theo Ty Le Gop Von tai thai diem cham dirt Hop Dong.
Trong tnrang hop khoan du phong quyet toan thue khong du de thanh toan cac nghia
vu tai chinh theo Bien ban quyet toan thue va cac quyet dinh, van ban lien quan, Cac
Ben co nghia vu tra lai cho Ben Kiem Scat phan con thieu theo TS/ Le Gap Von da
minh trong yang (30) ba muai ngay ke tir ngay c6 th6ng bao cUa Ben Kiem Scat di
kern Bien ban quyet toast thue va cac tai lieu kern theo. Dieu khoan nay van con hieu
hrc sau khi Hop Bong cham dirt;
(c) Cac chi phi lien quan den Dv an phat sinh sau khi Hop Deng chAm dirt cac ben co
nghia vu hoan tra lai cho Ben Kiem Soat. Dieu khoan nay van con hieu lac sau khi
Hap Deng charn dirt;
(d) Trong truang hop cac ben khong theng,nhAt dupc viec phan chic tai san, Cac Ben
se (theo tY' bieu quyet,quy dinh tai Dieu 3.8) thue met to chic dau gia de ban dau
gia toan be Tai San Dv An. SO tien thu dirge sau khi dau gia Tai San Dv An se dugc
chia cho Cac Ben theo TS, Le Gop Von;
(e) a
Trong truong hop phai thtrc hien dAti gia hoac ban tai san thvc hien phan chia tai
san cho cac Ben khi cham dirt Hop Deng theo dieu nay, Ben Kiem Soat có quyen
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yeu cau cac ben cung cap Gop V6n B6 Sung de thanh toan toan bq khoin Vay Ngan
Hang ma Ben Kiem Soat dang dimg ra vay cho muc dich thuc hien Du An nham
giai chap Tai San Du An dang dung de the chap cho khoan Vay Ngan Hang do.
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(c) Ben do da tin hanh moi hank ding can thitt de Ben do dirge phep ktt va thuc
hien H9p Ding nay va dugc tien hanh cac giao dich quy dinh trong H9p Ding nay;
(d) cac nghia vu dm Ben do theo Hap Ding nay co hieu luc, c6 gia. tri rang buOc va c6
kha nang thi hanh vai Ben do theo cac dieu khoan cua H9p DEng nay;
(e) viec Ben dO ky ktt Hap Ding nay va thuc hien nghia vu cua minh theo Hop Ding
nay khong vi pham hoac trai voi, hoac \vat qua bat ky han the nao doge quy dinh
boi (1) bat ky phap lust nao; hoac (2) bat ky thoa thuan, van kien hoac cam ket nao
c6 gia tri rang buic doi vai Ben dO;
(f) viec ky kEt va giao nhan Hap Ding nay va viec thuc hien nghia vu oh Ben do theo
Hop Ding nay khong (1) vi pham cat van kien thanh lap dm Ben do, du la theo phap
lust Viet Nam hay phap lust dm bat ky lanh tho tai phan lien quan nao khac, hoac
(2) vi pham bat ky phan quyet, lenh, trat tog hoac quyet dinh cua cac tog an Viet
Nam c6 hieu luc ap dung dii vai Ben do;
(g) khOng c6 khitu kien hay tranh chap nao có kha nang lam anh huang tai hieu luc va
viec thuc hien Thoa Thuan nay;
(h) melt tuyen bo se dugc hitu la mot tuyen bet' rieng re, dic lap va (trir truing hap Hop
Ding nay c6 quy dinh khac) se khong bi han cht bari bat ky quy dinh nao khac cua
Hap Ding nay hay mot tuyen be) khac.
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17.2 Tuy nhien, cac thong tin do se dugc tit 10 trong cac truang hop sau:
(a) Ca quan co tham quyen yeu cau cung cap th6ng tin lien quan an viec thgc hien Hap
Bong; hoac
(b) Viec cung cap thOng tin theo yeu cau cua ca quan co tham quyen hoac tea an phii
hop vai luat ap dung se khong bi coi la vi pham dieu khoan bao met, yen dieu kien
IA khi ben nhan dirge yeu cau cung cap thong tin tir co quan co tham quyen hoac tea
an, ben nay phai thong bao cho cac ben con lai de thao Juan va thong nhat ve pham
vi cua thong tin dugc cung cap nham tranh cac anh htrong xau ton cac ben truac khi
tie't
(c) Trong twang hop mot Ben khong thirc hien day du nghia vu bao mat nhu quy dinh
tai diem (b) neu tren, Ben d6 phai b8i thuang cho Ben can lai tat ca cac thiet hai phat
sinh. Ben khong vi pham dugc quyen thuc hien cac bien phap can thiet de yeu cau
Ben vi pham boi thuang, bao gom viec gift lai cac khoan phai thanh town ma phai
tra cho Ben vi pham.
17.3 Dieu khoan bao mat trong Hop D6ng nay nay se Van co hieu luc trong hai (02) nam sau khi
Hop Bong nay cham dirt.
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4
timg tnrang hop, thu dien tu. Trir khi dugc quy dinh Ili rang trong Hop DOng nay, moi thong
bao xem la da dugc vao ngay neu gui bang thu tay, (ii) vao ngay nhan dugc
neu gin bang dich vu chuyen phat, (iii) vao ngay ngay horn sau ngay gin trong truang hop
giri bang fax, vai dieu kien la ten thong bao xac nhan tir may, fax cfra ben gui hien dung so
fax can gui, hoac (iv) ngay sau khi trong trutmg hop gin bang email vai dieu kien la ben
gui CO goi dien thong bao ve viec gui email va ben nhan khong coy kien ve viec khong
nhan dugc email. Cac thong bao se dugc gin den dia chi dm mot Ben theo quy dinh tai Hgp
Dong nay den dia chi dang ky dm Ben do.
18.7 Chip Thuin Cita Nha Nithc
Neu Hop DOng nay quy dinh phai xin dugc bat ky chip thuan ctia ,nha mac nao truac khi
tien hanh bat ky hanh dOng nao thi yeu cau nay chi phai thuc hien neu phap luat co quy dinh
riti rang nhu vay.
18.8 Thou thuin chung
Hop dOng nay dai dien cho toanbO them thuan ton tai gitra cac Ben lien quan den nOi dung
6. day va thay the va hfry bet tat ca cac thoa thuan va cam ket c6 truac khac, bang van ban
cling nhu bang mi'eng, gifra Cac ben lien quan den nOi,dung a day, bao gom ca Hop Tang
Hap Tac Kith Doanh ngay 10/08/2017 gift Cong ty Co Phan Dau Tu Phat Trien Hang Hai
Viet Nam va Cong ty TNHH Van Tai va Dai Ly Van Tai Da Phucmg Thuc.
18.9 SO Ban
Hop DOng nay duct 14 thanh bay (07) ban gOc, Ben Kiem sat gift ba (03) ban gOc, moi
ben con lai gift hai (02) ban gOc.
DE LAM BANG, CHUNG, Hgp DOng nay dugc ky ket vao ngay ghi phan dau cfra Hop DOng
bed dai dien c6 tham quyen hop le dm Cac Ben tai Ha NO, Viet Nam.
CONG TY TNHH VAN TAI VA. DAI LY CONG TY CO PHAN DAU TU' PHAT
VAN TA HVONG THIIC (MLA) HANG HAI
/5430472_
/.0 CONG TY
/c7 CONG TY CO PHAN
a). TRACH NHIEM HOU PAU TII PHAT TR6
VAN TAI V HANG HAI
DAI Li VAN
U VAN KH!IONG
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