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Twelve Friendly Quarrels with Johan Galtung

KENNETH. E. BOULDING
University of Colorado
A review of Johan Galtung, 1975 and 1976, Essays in Peace Research:
Vol. 1, Peace, Research, Education, Action; Vol. II, Peace, War and Defense.
Copenhagen, Christian Ejlers, 406 pp. and 472 pp.

This article reviews the first two volumes of the collected papers of Johan Galtung. The papers
reveal Galtung as a major world thinker in the field of peace research and conflict studies.
The review takes issue with him, however, on a number of points relating to such matters as
his concept of entropy, the misleading metaphors of negative peace and structural violence,
and his inability to resolve the conflict between liberty and equality. His distinction between
associative and dissociative solutions to conflict is recognized as a major contribution, but his
neglect of the virtues of dissociative solutions is criticized. Galtung’s overall contribution,
however, is very highly regarded.

There are some people like Picasso whose ence in English (not his native language),

output is so large and so varied that it is but apart from occasional lapses into socio-
hard to believe that it comes from only one logical jargon, he writes with a fluency,
person. Johan Galtung falls into this cate- style and clarity which could well be the
gory. These two substantial volumes of re- envy of those who learned English at their
printed papers are only the first of five and mother’s knee. Because his work has been
perhaps They are the product of a
more. scattered in articles rather than condensed
man of enormousvitality and imagination, in treatises, these volumes are particularly
whose work, though centered firmly in so- welcome and they give the reader a very
ciology, straddles a number of different fair sample of the range of Galtung’s
fields. He shoots off ideas like an exploding thought. We will all look forward, indeed,
rocket. He writes for the international audi- to the remaining volumes to fill out the pic-
ture. Some repetitiveness, of course, is inev-
itable in a collection of this kind, but, as
with this invited article by Kenneth Bould- much of what Galtung has ’to say is worth
ing, the Journal of Peace Research publishes the saying more than once, a certain redundan-
first of what we hope will become a semi-regular cy does not detract from the value of the
feature: major ’review essays’ of particularly im- volumes.
portant books or series of books. While we do not It is virtually impossible to review in de-
feel that we have the space for regular book re-
views, apart from our brief ’book notes’, we feel tail a collection as rich and diverse as the
a need to discuss in depth occasional works of thirty-three papers contained in these two
particular importance to peace research. It is in volumes. The essays are classified roughly
no way accidental that the first selection is the
two first volumes of essays by Johan Galtung,
by topi.c, though there is naturally a good
deal of overlap. In the first volume there is
many of which were first published in this
journal. (In fact, some of these essays made the an introductory section, mainly theoretical,
journal.) It is, however, coincidental that Galtung, on peace in general; then a section on peace
editor of the JPR during its first ten years, now research; one on peace education; one on
leaves the editorial committee. We are confident
that this does not end his association with the peace action. The second volume is more
Journal, as contributor, advisor, and friendly specific and sociological. There is a section
critic. on war and arms races, which is mainly
76

Figure 1.

theoretical; one on public opinion and dis- such as Rudolph J. Rummel, David Singer,
armament, which is mainly sociological- and evenLewis F. Richardson, the English
empirical ; a section on peacekeeping, peace- meteorologist who in many ways was the
making and peacebuilding, which is mainly father of peace research. Structural thinkers
reports; and a section on nonmilitary de- with no taboo on violence are, of course,
fense, whi~ch is mainly sociological and many. I use Talcott Parsons as an example,
theoretical. The third volume promises to be for in many ways I think Galtung’s ithought
more theoretical still; the fourth volume will is Parsonian. But Max Weber, Walras, Vil-
be on world structure, and the fifth on case fredo Pareto, and many other highly re-
studies -
these have not yet been published. spectable social scientists can be put, with a
I respect and admire Galtung; I have pro- little pushing and stretching, into this pi-
fited from his friendship. Nevertheless, I do geonhole.
find myself in quite sharp disagreement with The second category is that of dialectical
many of his positions, and perhaps the most theorists who see the world primarily in
useful thin I can do in this review is to ex- terms of the interaction through struggle of
plain these disagreements, even at the cost large structures, such as classes or nations.
of sounding a little cantankerous and per- Of those without a taboo on violence, Marx,
sonal. Galtung himself is fond of putting Lenin and Mao may of course be the most
things in matrices, so I will begin with one famous, but one might also put Clausewitz,
to try ;to place both Galtung and myself in and of course Hegel, the father of dialectics,
a setting (Figure 1). Here I postulate three into this category. It is hard to find dialec-
broad types of theoretical approach to the tical thinkers who have a taboo on violence,
world, which I have called the ’structural’, as struggle is so important to them. To those
the ’dialectical’ land the ’evolutionary’. Then who think that the dynamics of the world
I have classified each of these as to whether consists of winning struggles, a taboo on
a taboo of some sort on violence was im- violence may seem very confining. How-
portant in the thought of ’the writer. ever, I have put Herman Schmid, the Swed-
Strudtural theorists think mainly in terms ish Communist peace researcher in this cate-
of static patterns and forms. Even when they gory, with the understanding that the taboo
try to be dynamic they end up with four- may not be absolute.
dimensional structures in space-time, like Evolutionary theorists look upon the
celestial mechanics or econometrics. They world essentially as a disequilibrium system
tend to ’be a little uneasy with dynamics, consisting of the ecological interaction of
however, and tend to evaluate the world in innumerable species, interacting under condi-
terms of the structures which it exhibits at tions of constant change of parameters (mu-
a moment of time. I put Galtung rather tation). The dominant mode of relationship
firmly in this category, among those who is interaction not ’struggle,’ in spite of Dar-
have a taboo on violence. Many of the win’s unfortunate and quite inaccurate met-
workers in quantitative peace research and aphor about the ’struggle for existence’.
’polymetrics’ really fall into this category, Strictly dialeotical processes are regarded as
77

very rare in hiological evolution and of only some kind of normative evaluation. There
occasional significance in social evolution, are some things about the world that he
the major dynamics of which is regarded as thinks are bad and he wants them to be bet-
nondialectical and ecological. In this view ter. This is fine, but most change is not a
the structures that emerge out of the evolu- result of normative evaluations.
tionary process are simply cross sections of This leads me to my second quarrel, which
that process at ~a point or in a period of time, is more a matter of emphasis than of dialec-
although in their turn, of course, these tical alternates. Galtung’s thought is very
structures may help to determine subse- heavily normative, to the point perhaps
quent developments. I place myself, of where ’the description of realty suffers. I
course, very firmly in this category, with a must tread lightly at the point for my own
taboo on violence. Evolutionary thinkers thought is also very normative. I regard
with no taboo on violence go back, I would peace research, for instance, as essentially a
argue, certainly to Adam Smith, Alfred subdiscipline within what I would like to
Marshall, and Charles Darwin. I have put call ’normative science’, which consists of
Garrett Hardin of the ’tragedy of the com- the serious study of what we mean by saying
mons’ as an ,outstanding modern represen- that the state of the world goes from bad to
tative. better or from bad to worse, and of the im-
Looking at Galtung as I do from some- pact of these perceptions on the actual dy-
what the opposite end of the structural-evo- namics of the world as it spreads into the
lutionary continuum, I have a number of future. I regard normative science, however,
small dialectical quarrels to pick with him. as a dangerous occupation, even though I
I should explain that I regard these mainly believe it irs necessary. There is always a
as structural dialectics rather than as evo- danger that our norms act as a filter which
lutionary dialectics, structural dialectics be- leads to a perversion of our image of reality.
ing situations where contradictions are not We all tend to see the world somewhat as
resolved but represent in themselves and in we want to see it and all thinking is in some
their continuing tensions a more adequate degree wishful, but in the values of the scien-
representation of reality than any resolu- tific community strong emphasis is placed
tion or synthesis could be. The yin and yang on defenses against this type of distortion
of ancient Chinese thought is a good ex- of perception. Much of the paraphemelia of
ample. On the other hand, some of these science, whether of experiments, sampling,
disagreements may be of the evolutionary- or statistical testing, can be though of as a

dialectical type, in which one party is right kind of ritual designed to protect the scien-
and the other party is wrong, and which tist against wishful thinking and perception.
may be resolved, therefore, in evolutionary Another defense is that norms should be
terms by some kind of ’victory’ of one over separated from affect as far as possible.
the other. Values can be held clearly without strong
My first quarrel then is that Galtung’s feelings and emotions, and one suspects that
thought is struotural-static rather than evo- it is feelings and emotions that distort per-
lutionary or even dialectical, though I .have ceptions of reality rather than the values
some hesitation ~in putting him in this box themselves. If this seems to make the scien-
because he is not really an equilibrium tist into a rather .cold fish, perhaps we have
theorist. I am sure he would agree with me to face the fact that the scientist should be
that equilibrium is a useful figment of the a rather cold fish and that emotions and af-
human imagination and is unknown in the feats should ’be reserved for those who do
real world, which is subject to constant not hold the scientific ethic and who are
change. In C~altung’~s thought, however, one prepared to employ the arts of persuasion
suspects that change is always related to and deceit in the interest of their beliefs.
78

This is a real dilemma and it can lead into how came off. Social systems are full of
serious role conflict between the warm and things like ’hundred-year floods’, events the
complete human being burning with anger probability of which is roughly known but
at oppression, poverty, violence, and insults where the incidence in tie cannot he
to human dignity, and the cool scientist known. It is the incidence of these proba-
seeking to perceive the itruth of !the overall bilisti~c events in time which create the ac-
patterns of dynamics which lead to a reduc- tual temporal pattern of history. I would
tion of these evils. Galtung hovers between certainly not call Galtung a strict determi-
the two roles ,and this is not ’to his discredit. nist, but there does seem to be a certain un-
But the tension may not always be resolved derlying tendency for a structuralist to think
in a way which avoids distortion of percep- in rather deterministic terms.
tion. Another quarrel, partly one of semantics
While I am on methodological issues I but also going a little deeper than that, is
might mention two other methodological that Galtung seems to me to have a certain
quarrels. One is that Galtung’s thought strikes carelessness in the definition of positive and
me as too taxonomic in ~a world that is es- negative terms. The expression ’negative
sentially continuous and in which taxonomy peace’ of which he is very fond seems to me
is usually a convenience of the human mind a complete misnomer. What he is talking

rather than ;a description of reality. His about lis negative war. I am not sure indeed
penchant for matrices and for putting things that the terms positive and negative are very
in their pigeanhales, as I did in Figure 1, is useful here. What we perceive in the inter-
an example of this tendency. He constantly national system Is a phase system with two
thinks, however, in terms of dichotomies -
fairly well defined phases of war and peace,
Structural versus behavioral violence, top which constantly succeed each other, just as
dogs versus under dogs, center versus periph- water freezes into ice and ice remelts into
ery, and so on, in a world which is much more water as the temperature falls and rises
complex in its speciation and more con- again. Peace is a phase of a system of war-
tinuous than any dichotomy can accomplish. ring groups. It is not just ’not-war’ any more
On the other hand - and this may sound than water is ’not ice’. Bo.th peace and war
inconsistent with the foregoing -
the struc- are complex phases of the system, each with

tural nature of his thought prevents him its own characteristics.


sometimes from perceiving the real discon- The term ’positive peace’, by which Galt-
tinuities and the patterns of the world. He ung seems to mean any state of affairs which
tends to underestimate the large elements of gets high marks on his scale of goodness, is
randomness in social systems and the extra- also most unfortunate. It is not in any sense
ordinary difficultly which is introdwced into the opposite of negative peace. In fact it
the perception of social systems by frequent may have very little to do with peace. Peace
but unpredictable parametric change, that is, in the phase sense is almost certainly a part
by what might be called ’system breaks’, in of i~t, though even this would not be true in
which a previous set of regularities is re- everybody’s estimation. There are people
placed by a new set. There is no necessary who have loved war and thought it was bet-
reason why structural thinking should lead ter than peace, and while this is not part of
to a neglect of randomness, as we can easily my own values as a normative scientist, I
throw random elements into structures, but have to admit that it has been part of some
in evolutionary thinking randomness is a people’s values in the past and may even
very essential element. The belief ,that his- continue to be so. It is much more impor-
tory had to happen the way it did is just an tant to clarify the distination between the
illusion of historians. The record is that of negative and the positive in the social sci-
a succession of improbable events that some- ences than it is in physics, where the prin-
79

ciples of simple algebra hold and minus the ultimate heaven, or perhaps one should
minus is always plus. In social systems minus say Nirvana, towards which all this uncom-
minus is not the same as plus. Refraining fortable and unequal structure of stars and
from a bad, that is, from doing
producing planets, life and society, will eventually
harm, is
very different
a thing from produc- move.

ing a good, and threats, a proposed ex- Here we see the profound difference be-
change of is
negative goods, extraordinarily tween the structural and the evolutionary
different from the exchange of positive points of view. The structural point of view
goods. turns out to be inimical to the ideal off struc-
It is this confusion between the negative ture itself, and sees structure as the enemy
and the positive which perhaps leads Gall- of quality -
which it is. The evolutionary
ung into what seems to me to be a profound point of view sees the whole evolutionary
misunderstanding of the entropy concept, as process as the segregation of entropy, the
expounded particularly in the second essay building up of little castles of order in the
of Volume I, which is an important clue to crystal, in DNA, in life, in humans, and in
his whole value system. In thermodynamics their innumerable artifacts both personal,
the entropy concept was defined negatively, material and organizational, always at the
perhaps unfortunately, though it did not do cost, according to the second law, of increas-
as much harm as the phlogiston concept in ing thermodynamic disorder elsewhere, in
chemistry, which turned out to be negative our case of course nicely segregated in the

oxygen. Entropy is essentially negative po- sun about which we don’t have to worry.

tential. The second law of thermodynamics The struoturalist sees pollution in the struc-
can be generalized by saying that i~f any- ture whether it is smoke, slums or vice and
thing happens it is because there is a poten- says ’away with it’. The evolutionist sees
tidal for its happening, but after it has hap- pollution as part of the price of evolution
pened that potential has been used up. A itself.
decrease in potential through its realization, Cra~ltung’s misunderstandings about entro-
therefore, is the same thing as the increase py derive, one suspects, from the cardinal
of entropy. Potential, however, because it principle of his normative system, the over-
is a positive concept, is much easier to grasp whelmingly strong value which he gives iso
than the concept of entropy. equality as such. One almost suspects that
Because of his passion for equality, his Galtung would prefer a society in which
hatred of hierarchy, dominance, top dogs, everybody were equally destitute rather than
and anything which looks like oppression one in which some were ~desbi~tute and some

(much of which is praiseworthy), Galtung were rich. A passion for equality as such,
identifies entropy as a symbol of goodness however, roan easily lead into the hatred of
and regards negentropy, that is, structure, the rich without any love for the poor. One
improbability, and potential, as evil. Galt- can put a very strong negative value on

ung is all for the increase of ’Social entropy poverty and believe it should be abolished
so far as that means destruction of organi- without believing in equality at all. This
zation and hierarchy, the dissipation of would lead to a society with a floor below
wealth, and ,the reduction of everything to which nobody were allowed to fall, but
a dead level. It would almost seem as if above which a high degree of inequality
Galtung would regard the last ultimate would be tolerable. Galtung nowhere spells
whimper of the universe, according to the out what his Ideal society would ~be, and in-
second law of thermodynamics, in which all deed if any of us did this we would probably
things are at an equal temperature and decide that we did not like it after all! But
equally distribute throughout space so that the drive for equality as such is extremely
nothing more can conceivable happen, as strong in all his writings.
80

This does mean that he tends to under- equality is his horror of dominance, and
estimate the costs ~of equality, which to my therefore of hierarchy,. He cannot stand any-
mind at least, can be very high, first in terms body’s being top dog in spite of the fact
of a lack of quality, second in therms of a that he is z distinctly top dog himself be-
lack of liberty. Quality is a peak achieve- cause of his high quality. This leads ,to an

ment, not average achievement, and an almost total rejection of hierarchy as a


egalitarian society would have to forego the principle of social organization. Yet one
peaks. A thoroughly egalitarian society could suspects he has never really examined the
never have produced the peaks of art or price of this rejection. Hierarchy is the price
literature or science. It is a curious paradox that we pay for :any organization beyond the
here that Galtung himself Is a distinctly small group in which everybody can com-
high-quality person and violates his own municate with everyone else. It is a device
canons of equality,. He is of the mountains, for economizing communication which is ab-
not the plains. His real income is far above solutely necessary in organizations beyond a
the world average. He travels extensively handful of people. Even with a hundred
around the world. Like myself he belongs to people, there are 9,900 possible pairs, and
the intellectual jet set, and, while I would communication between all ,the pairs is im-
have no difficulty in justifying this in terms possible.
of his productivity, it is ironic that an egali- Hierarchy, of course, has its costs in terms
tarian society could never conceivable have of ’corruption of information and in terms
produced Galtung, himself. of concentration of power, and it is a fairly
Furthermore, Galtung never really faces general proposition that the more powerful
the possibility that equality involves a loss a decision-maker, the more likely are the

of liberty. There are several passages in his decisions to be bad ones. That there are in-
work which suggest tat unlike the more ex- efficiencies and pathologies of hierarchy no-
treme egalitarian, he does put a high value body can doubt. These must be dealt with,
on liberty. Liberty, however, involves prop- however, within .the structure of hierarchy
erty, for property is that within which we itself and cannot be dealt with by abolishing
have liberty., and property always involves it. To try to solve human problems iby dis-
a dynamic which destroys equality, for some membering hierarchy and creating the social
people use it well and some ill, some accu- entropy of disorganization seems to me
mulate and some decumulate. The famous wholly illusory. Galtung’s recognition of the
’Matthew principle’ from the Gospel of pathologies of hierarchy is probably what
Matthew - to him that hath shall be given saves him ’ÍI1Om Marxism (as he has repeated-
-
ensures that once an equality of property ly stated, he is not a Marxist), for Marx
is destroyed, even by random forces, then completely failed to come to grips with the
if there is liberty it is easier for those with problems of hierarchy, and for this reason
more, and harder for those with less, to get I think has almost Certainly done more harm
more, until some kind of equilibrium of in- than good. It is one of the great ironies of
equality is achieved. While there is a strong history that the socialist movement, based
case for restrictive definitions of private on ~a very legitimate demand for greater

property and for the establishment of many equality and participation, has resulted in
kinds of social property in the interests of enormous concentraltions of power and ex-

greater equality, a throughgoing egalitarian- tremely pathological hierarchies. To deny all


ism inevitably implies restrictions on indi- validity to dominance is to me to deny
vidual liberty which are unacceptable to me a human problem of very high priority,

and which I suspect would really be unac- which is the development of non-pathologi-
cepta~ble to Galtung. cal forms of dominance which are legiti-
Closely related to Galtung’s horror of in- mated and part of a legitimate social con-
81

tract. The social contract after all is a dom- down as we move into capitalism, especially
inance to which the dominated agree because as we move into developed capitalism,
it is worth the price. Galtung’s hatred of simply because the differential development
dominance prevents him from ever formu- model really takes over.
lating this problem. Each of the three theoretical frameworks
Closely related to his hatred of dominance produces its own dynamic. Structural think-
is the view that poverty and inequality are ing leads into mechanical dynamics like
mainly the result of oppression, that is, the celestial mechanics and econometrics; dia-
dominance of the dominant, and the way to leatical thinking into dynamic of winning
get rid of Œt is to remove the dominant from struggles; evolutionary thinking into a dy-
their positions. While no one can deny that nami,cs in which genetic information or
dominance and oppression are real problems know-how is ithe primary field within which
in the world, it seems to me a gross misun- change takes place, mediated through the
derstanding to attribute the mass of human selective processes of ecological interaction.
misery to them. Our differences here illu- The real world is a mixture of all three and
strate very well I think the difference be- the great problem is to identify the mix. My
tween the structural and the evolutionary own view is ithat the evolutionary processes

approach. The structuralist looks at the dominate the other Two. To my mind, there-
world and sees that some people are rich fore, a ’liberationism’ which operates pri-
and some people are poor because of the marily in ’the dialectical mode and looks to
structures of property and power, and ar- the solution of human problems by getting
gues that if only the rich were poorer and rid of top dogs simply produces another set
less powerful the poor would be richer and of top dogs, often worse than the last, and
more powerful. The view is attractive in its does very little to promote the real evolu-
simplicity. Unfortunately, it is probably an tionary and developmental processes which
illusion. The rich are not rich and powerful are the only way of getting rid of poverty
because the poor are poor and impo’tent, but and diminishing the sum of human misery.
because the rich and the poor have parted- On this point it seems to me Galtung fails to
pated in different dynamic processes which transcend the dialectical viewpoint, with
are not closely related. which he is ’clearly profoundly uncomfort-
This is the principle of ’differential devel- able, because he does not perceive the im-
opment.’ In the extreme model we might portance of the evolutionary process.
postulate two islands totally unconnected, Closely related to ’the above is the cover-
and starting off at an equal level, one of emphasis on redistribution rather than pro-
which got rich because its vulture encour- duction. This also rises out of structural
aged innovation and thrift and the other thinking. Structuralists are particularly fond
stayed poor because its culture did not culti- of the metaphor of the ’pie’, which is the
vate the behavior which would lead to riches. total product, which is then divided among
Here there is no exploitation, no oppression the claimants. In the real world there is no
because there is no ,contact, but the differen- pie, but a vast proliferation of little tarts,
tial dynamics of the system produces in- some growing faster than others. Neither of

equality. At the other extreme we have the the metaphors is really adequate. In the case
Marxist model in which the poor, or at least of the public sector there is a ’pie’ and re-
the working class, produce everything and distributions are possible, but this is limited,
the rich take it all away from them except the and redistributions which destroy produc-
barest subsistence. The real world is a mix- tivnty can easily make the poor worse off
ture of both thee models. It its ~a paradox than they were before. An emphasis on pro-
that the Marxist model is much more appli- duction, however, is an emphasis on evolu-
cable to pre-capitalist societies; it breaks tion. The great Marxist fallacy is that the
82

product comes from labor; in fact it comes whole, however, terms of trade for any one
from the social genetic structure of society party tend to rise and fall with the shifting
-
the knowledge, the know-how, and the cargo of world industry. It cannot be relied
organizations which facilitate the ability of on for any evolutionary process that leads
this know-how to direct energy Into the out of poverty.
transportation and transformation of mate- Increased productivity is really the only
rials into the forms of phenotypes or pro- method by which a society can go on getting
ducts. The overall productivity of a society richer for a considerable period of time. The
is much more a function of its knowledge ’differential development’ theses tat inter-
and know-how structure, (including organi- nal culitures are far more important in de-
zational know-how, than iit its of natural re- termining the movement of a society away
sources or even of the labor force. Economic from poverty towards riches than any ex-
development, like evolution, of which it is ternal relationship, including ’terms of trade,
an example, its a process essentially in ge- is supported by the fact tat some societies
netic structures. In the social case, of course, which previously were mainly raw materials
this is human knowledge and know-how. suppliers did quite well out of this and got
Capital is merely human knowledge imposed rich, while others similarly placed have
on the material world. Thus, the poverty of stayed poor. Australia, New Zealand, Ca-
the poor historically has been relieved very nada, the Unite States, and Sweden are ex-
little by redistribution. The poor have gotten amples of the former; Argentina, Uruguay
richer mainly by getting into the evolu- and Chile are examples of the latter. The
tionary mainstream of Increasing know-how whole center-periphery argument disinte-
and so increasing their own productivity. grates in the light of evolutionary dynamics.
Somewhat related to these misperceptions Peripheries become centers, centers become
about production is the center-periphery peripheries, and there is very little evidence
model of Galtung, which is very dominant that centers have any permanent power or
in his work and closely related to his desire even much redistributive power of any kind.
for equality and his hatred of dominance. The empires were a drain on the imperial
The model is not wholly inapplicable, al- counties and hindered their development.
though it obscure the complexity of the net- So far in this discussion we have barely
work of production and trade, and it be- mentioned the word peace, which is a re-
comes completely misleading when it as- election of the fact perhaps that Galtung’s
sumes that raw material production belongs thought is a very large-scale -system of which
only to the periphery and that processing his work on peace and conflict is only a
and manufacturing will always occupy the part, although a very important part, and
center. This is closely related to the ’de- the part perhaps which motivated the whole.
pendencia’ type of argument that is partic- He has, however, made one important con-
ularly popular in Latin America, which ar- tribution to the general theory of conflict.
gues that the poor are poor because they This is the distinction which he makes be-
have poor terms of trade with the rich on tween associative solutions bo conflict situa-
account of the political power or dominance tions and dissociative solutions. Associative
of the rich. This, again, goes back to a s’truc- solutions involve some kind of agreement,
turalist view of the world and there is not some merging of identity of the conflicting

really very much evidence to support it. Oc- parties, perhaps some superordinate struc-
casionally good terms of trade, in the case ture or organization so that the conflict is
of Japanese silk in the latter part .of the merged, as it were, in the larger general will.
nineteenth century or Swedish timber in the Dissociative solutions are those which in-
same period, have contributed ,to the more volve property boundaries, good fences
or

rapid development of a society. On the making good neighbors, keeping people


83

away from each other, and so on. Galtung tive peace’. They are metaphors rather than
does not rejeot the dissociative solutions in models, and for that very reason are suspect.
principle, but he clearly has a very strong Metaphors always imply models and meta-
prejudice in favor of the associative solu- phors have much more persuasive power
tions. This is perhaps z little inconsistent than models do, for models tend to be the
with some of his other positions, as associa- preserve of the specialist. But when a meta-
tive solutions to conflict tend to :involve phor implies a bad model it can be very
hierarchy, dominance, inequality, and a great dangerous, for it is bath persuasive and
many other things which he does not like. wrong. The metaphor of structural violence
The contradiction here though real is I would argue falls right into this category.
meaningful. One suspects that it comes out The metaphor is that poverty, deprivation,
of the basic biblical background in Galt- ill health, low expectations of life, a condi-
ung’s Norwegian heritage, even though he tion in which more than half the human race
is a professed agnostic. The idea of a world lives, is ’like’ a thug beating up the victim
in which everybody is equal and everybody and taking his money away from him in the
loves everybody is a vision of biblical reli- street, -or it is ’like’ a conqueror stealing the
gion which for all its difficulties of attain- land of the people and reducing them to
ment has had a profound effect on the slavery. The implication is that poverty and
dreams of the human future. But in Galt- its associated ills are the fault of the thug
ung’s case it does raise obstacles to perceiv- or the conqueror and the solution is to do

ing the problem of the optimum mixture of away with thugs and conquerors. While there
the associative and dissociative elements in is some truth in the metaphor, in the modem
conflict resolution and indeed in the larg- world at least there is not very much. Vio-
er framework of human betterment. This, lence, whether of the streets and the home,
again, carries us back to the role of property, or of the guerilla, of the police, or of the

which I think Galtung has never adequately armed forces, is a very different phenome-
analyzed. Property is created by a social non from poverty. The processes which create

contract, that is, by an associative act or and sustain poverty are not at all like the
structure. It works, however, by creating dis- processes which create and sustain violence,
sociative solutions to problems of conflict in although like everything else in the world,
the form of agreed fences and boundaries. everything is somewhat related to every-
By so doing it takes the burden off the thing else.
further implementation of associative solu- There is a very real problem of the struc-
tions. Property, whether in land, capital or tures which lead to violence, but unfortu-
national boundaries, is perhaps the easiest nately Galitung’s metaphor of structural vio-
thing to agree about and once we have lence as he has used it has diverted atten-
agreed about it we don’t have to agree about tion from this problem. Violence in the be-
much else, for we each have liberty within havioral sense, that is, somebody actually
the boundaries of our property. As agree- doing damage to somebody else and trying
ment is a fantastically scarce commodity to make them worse off, is a ’threshold’
with a very high potential cost, economizing phenomenon, rather like the boiling over of
it seems like a good thing. I would, there- a pot. The temperature under a pot can rise

fore, give a much higher ethical value to the for a long time without its boiling over, but
dissociative solutions ;than Galtung, does, al- at some threshold boiling over will take
though the problem of ,the right mix is a place. The study of the structures which un-
very difficult one which we are a long way derlie violence are a very important and
from having solved. much neglected part of peace research and
Finally, we come tao the great Galtung indeed of social science in general. Thresh-
metaphors of ’structural violence’ and ’posi- old phenomena like violence are difficult to
84

study because they represent ’breaks’ in the Thins is not ito say <that the cultures of vio-
system rather than uniformities. Violence, lence and she cultures of poverty are not
whether between persons or organizations, sometimes related, though not all poverty
occurs when the ’strain’ on a system is too cultures are culture of violence, and cer-
great for its ‘~s~trength’. The metaphor here tainly not all cultures of violence are pover-
is that violence is like what happens when ty cultures. But the dynamics of poverty and
we break a piece of chalk. Strength and the success or failure to rise out off ’it are of
strain, however, especially in social systems, a complexity far beyond anything which the

are so interwoven historically that it is very metaphor of structural violence can offer.
difficulty to separate them. While the metaphor of struotural violence
The diminution of violence involves two performed a ’service in calling attention to
possible strategies, or a mixture of the two; a problem, it may have done a disservice in

one is the increase in the strength of the sys- preventing us from finding the answer.
tem, ~the other is the diminution of the strain. With all the richness and imaginative
The strength of systems involves habit, curl- originality of these essays one feels that
ture, taboos, and sanctions, all these things, something fundamental is missing. This is
which enable a system to stand Increasing something which Malthus perceived as early
strain without breaking down into violence. as 1798, which Lexis Richardson perceived

The strains on the system are largely dy- in hies theory of arms races, which Anatol
namic in character, such as arms races, mu- Rapoport perceived in his study of the pris-
tually stimulated hostility, changes in rela- oner’s dilemma, and which Garrett Hardin
tive economic position or political power, perceived yin the tragedy of the commons -
which are often hard to identify. Conflict of that there are in society perverse dynamic
interest are only part of the strain on a sys- processes by which social systems go from
tem, and not always the most important part. bad to worse rather than from bad to better,
It is very hard for people ito know their in- in spite of the great principle of decision
terests, and misperceptions of interests take that everybody does what he thinks as best
place mainly through the dynamic processes, at the time. The analysis of these processes of
not through the structural ones. It is only perverse dynamics is the key to successful
perceptions of interest which affect people’s intervention in human betterment. And ,yin-
behavior, not the ’real’ interests, whatever tervention there must be. Things left merely
these may be, and the gap between percep- to themselves follow the law of entropy,
tion and reality can be very large and re- that is, the law of the exhaustion of poten-
sistant to change. tial, whether of thermodynamic potential in
However, what Galitung calls structural equalizing temperature, of biological po-
violence (which has been defined by one un- tential in aging, or of social potential in the
kind commentator as anything that Galltung corruption and decline of societies and or-
doesn’~t like) was originally defined as any ganizations. The generalized second law
unnecessarily low expectation of life, an that says all things go naturally from bad to
assumption that anybody who dies before worse unless there is re-creation of poten-
the allotted span has been killed, however tial. The understanding of how things go
unintentionally and unknowingly, by some- from bad to worse and how intervention
body else. The ooncept has been expanded can reverse thins involves models, not just

to include all the problems off poverty, desti- metaphors. This is the great business of what
tution, deprivation, and misery. These are I would call ’normative science’, and I share
enormously real and are a very high priority with Galtung the feeling that this is one of
for research and action, but they belong to the most urgent tasks of the human race.
systems which are only peripherally related The relation of normative science to peace
to the structures which, produce violence. research is an important question, partly se-
85

mantic, but it has some substance. What realize himself, of seeing that a normative
Galtung has tried to do with the concepts of science was a serious human endeavor.
struotural violence and positive peace has A further principle which the Galtung ex-
been to expand the concept of peace research perience suggests is the extraordinary diffi-
into a general normative science. In prin- culty of being really interdisciplinary. Part
ciple this seems to me a very important con- of the failures of the Gal~tung system arise
tribution and it could well be that one of one suspects from the fact that he is pri-

the most important fruits of the peace re- marily a sociologist and that he really does
search movement would be precisely to have not understand the contribution of econom-
it expand into a general movement for ics. As a good many economists do not seem
normative science, which would concern it- to understand it either, this perhaps can be
self not merely with peace and war, or even forgiven! As an intellectual Galtung dislikes
with violence, but with all the ills that business and the commonplaceness of the
afflict the human race, and would involve marketplace, and the ’apparently vulgar and
an orderly way of thinking about these dissociative character of commercial life.
things in the hope of more successful nor- This leads him to underestimate the moral
mative intervention. So much harm is done value of exchange as lea social organizer, im-
with the motivation of doing good that plying as it does equality of status, even as
it is clear that a good normative science is it may lead to inequality in wealth. Galt-
a very high priority. Within this, the study ung’s deep ambivalence towards socialism
of peace and war in the international sys- reflects perhaps an inability to choose be-
tem, and of the larger problem of personal tween what is perceived as the tyranny of
and group violence, form important subsets. the market and the tyranny of the state. If
Other subsets >would include medicine, crim- we reject exchange and the property institu-

inology, psychiatry, family studies, religious tion on which it rests we are all too likely to
studies, poverty studies, and so on, which get not love but threat as a major organizing
would cover between them the whole field factor of society, as the history of the com-
of the social systems and indeed beyond this munist states abundantly demonstrate. Here
into the biological and physical systems again, we come back to the need for a mix
which so profoundly affect the fate of the of the associative and dissociative elements
human race. in social life if we are really to move from
Ultimately, normative science would have bad to better instead of from bad to worse.
to include the study off the earth, or any It seems almost indecent to write an ex-
other human habitation, as ~a total system tended review of so important a work with-
from the point of view of human interven- out footnotes, but I have deliberately tried
tion for human betterment. Normative sci- to paint a broad canvas. There are enough
ence does not have to produce a universal inconsistencies in every creative mind so
agreement as to the definition of human that it is easy to misinterpret iit in detail. I
betterment. The study of various images of am sure in some point or other I have mis-

it will be part of its field. Galtung’s mistake interpreted what Galtung has to say and I
it seems to me was to take the concept and would be most happy to be corrected.
theoretical structures which were appropri- Furthermore, I have left out ~a large number
ate to part of normative science, namely of important details -
the discussion of dis-
peace research, ,and try and apply these to armament, for instance, the delightful pro-
the whole, which cannot really be done. posals for turning the Cathodic Church into
This is an error, however, which can easily a gigantic Society of Friends, the empirical
be corrected and it should not be allowed to studies of public opinion and of the sub-
detract from his major achievement, the culture of the United Nations’ forces, and
magnitude of which perhaps he did not even the innumerable flashes of insight that oc-
86

cur in every chapters. We must wait until all suade its readers to study the volumes them-
the volumes are published before a final selves, it will have accomplished a major
evaluation can be made and even then there purpose. It will only really be useful, how-
will probably be as many evaluations as ever, if it can stimulate an ongoing dialogue.
there are readers. If this review can per-

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