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Affiliations: EL Prado and KG Dewey are with the Department of Nutrition, University of California at Davis, Davis, CA, USA. EL Prado is with
the SUMMIT Institute of Development, Mataram, Nusa Tenggara Barat, Indonesia.
Correspondence: EL Prado, Program in International and Community Nutrition, University of California at Davis, 3253 Meyer Hall, One
Shields Ave, Davis, CA 95616, USA. E-mail: elprado@ucdavis.edu. Phone: +1-530-752-1992. Fax: +1-530-752-3406.
Key words: brain development, child development, infancy, nutrition, pregnancy
doi:10.1111/nure.12102
Nutrition Reviews® Vol. 72(4):267–284 267
nutrient deficiencies are prevalent among pregnant processes, are not included since rigorous studies in
women and children.1 Also addressed in this review are human populations and intervention studies have not yet
the long-term consequences of undernutrition in early been conducted.
life, randomized trials of food and protein/energy supple- Although the necessity of nutrients for brain devel-
mentation, and studies of breastfeeding practices, essen- opment is evident, the extent to which nutrient depriva-
tial fatty acids, and certain specific micronutrients, in tion during gestation and infancy results in long-term
addition to implications for policy, programs, and future effects on brain function in free-living human popula-
research. tions is not yet clear. The actual impact depends on
several factors, including 1) the child’s experience and
input from the environment, 2) the timing of nutrient
ROLE OF NUTRIENTS IN BRAIN DEVELOPMENT deprivation, 3) the degree of nutrient deficiency, and 4)
the possibility of recovery. Each of these factors is dis-
Approximately 22 days after conception, the neural plate cussed in the following sections, followed by a brief dis-
begins to fold inward, forming the neural tube, which cussion of methodological factors that can also influence
eventually becomes the brain and spinal cord.2 Adequate the results of nutrition studies.
nutrition is necessary from the beginning, with the for-
mation of the neural plate and neural tube affected by
nutrients such as folic acid, copper, and vitamin A. Seven FACTORS INFLUENCING THE IMPACT OF
weeks after conception, cell division begins within the UNDERNUTRITION
neural tube, creating nerve cells (neurons) and glial cells
(cells that support neurons). After a neuron is created, it Experience and input from the environment
migrates to its place in the brain, where it then grows
axons and dendrites projecting out from its cell body. Brain development is affected by experience. Two types of
These branching projections make connections with processes are described as “experience-expectant” and
other cells, called synapses, through which nerve signals “experience-dependent.”41 In experience-expectant pro-
travel from one cell to another. These neurodevelop- cesses, the brain relies on specific input for normal devel-
mental processes begin during gestation and continue opment. For example, the brain expects visual input
throughout infancy (see Table 1). Groups of neurons through the optic nerve for normal development of
form pathways, which are refined through the pro- the visual cortex.41 The absence of these expected experi-
grammed elimination of cells and connections. About ences impairs the neurodevelopmental processes that
half of all the cells that are produced in the brain are depend on them. These experience-expectant processes
subsequently eliminated throughout childhood and ado- also depend on other types of sensory stimulation
lescence. Synapses are also overproduced and then selec- (e.g., auditory and tactile) and occur early in life. In
tively eliminated. Some of this refining of neural contrast, “experience-dependent” processes refer to
pathways depends on the child’s experience, or in other the way the brain organizes itself in response to an
words, input from the child’s environment. Cells and individual’s experiences and acquired skills, which is
connections that are activated are retained and strength- a process that continues throughout the lifespan. For
ened while those that are not used are eliminated. This is example, a neuroimaging study demonstrated that the
thought to be one of the primary mechanisms of brain rear hippocampus, a part of the brain that underlies
plasticity, allowing the brain to organize itself to adapt to spatial memory, increased in volume as London taxi-
the environment and reorganize itself to recover from driver trainees learned the layout of the city streets.47
injury during development.2 While experience-expectant mechanisms refer to features
Evidence from animal models of nutrient deficiency, of the environment that are (or should be) universal,
and some evidence from human studies, clearly shows experience-dependent mechanisms refer to aspects of the
that many nutrients are necessary for brain development. environment that are unique to the individual. These
Table 1 presents evidence for the effect of specific nutri- latter processes enable individuals to adapt to and thrive
ent deficiencies during early development on five key in their specific culture and environment.
neurodevelopmental processes: 1) neuron proliferation, Adequate nutrition can be considered an aspect of
2) axon and dendrite growth, 3) synapse formation, the environment that is expected by the brain for normal
pruning, and function, 4) myelination, and 5) neuron development.48 An environment with poor quality and
apoptosis (programmed cell death). Table 1 focuses on variety of sensory and social input impairs some of the
nutrients that have been studied in human as well as same neurodevelopmental processes as nutrient depriva-
animal studies. Other nutrients, such as copper, which is tion during early development, including the complexity
also important for some of these neurodevelopmental of dendritic branching and synaptic density (Table 1).
269
270
Table 1 Continued
Influence Neurodevelopmental processes
Neuron proliferation Axon and dendrite growth Synapse formation, pruning, and function Myelination Apoptosis
Iodine and thyroid Some fetuses aborted in months 6 and 8 of Gestational iodine deficiency results Gestational iodine deficiency in sheep resulted in No myelination was detected in the cerebral
hormones gestation in an iodine-deficient area of China in reduced dendritic branching in decreased synaptic density, which was not cortex of fetuses aborted at month 8 of
had lower brain weight than fetuses in an the cerebral cortex in rodents26 and corrected with iodine repletion.25 gestation in an iodine-deficient area of
iodine-sufficient area, while some showed in the cerebellum in sheep and Gestational and early postnatal hypothyroidism in China.28 Gestational iodine deficiency in
increased cell density. Gestational iodine marmosets.25 rodents decreases the number and density of sheep and rodents reduces myelination.25
deficiency in sheep and marmosets resulted Early postnatal hypothyroidism in synapses in the cerebellum, and alters Gestational and early postnatal hypothyroidism
in reduced brain weight and cell number, rodents results in decreased neurotransmitter levels.27 in rodents leads to reduced myelination.27
which was not corrected with iodine dendritic branching in the visual
repletion. No effect on brain weight or cell and auditory cortex and
number was found in rodents with cerebellum.27
gestational iodine deficiency, but cell
migration was impaired.25
Zinc Zinc is necessary for cell division due to its role Gestational zinc deficiency in rodents Zinc released into synapses in the hippocampus and In rodent pups, zinc deficiency decreased
in DNA synthesis. Gestational zinc deficiency results in reduced dendritic cerebral cortex modulates synapse function. expression of IGF-1 and growth hormone
in rodents results in decreased number of arborization.6 Specifically, zinc modulates postsynaptic NMDA receptor genes.31
cells, as reflected by total brain DNA29 and receptors for glutamate and inhibits GABAB
reduced regional brain mass in the receptor activation.30
cerebellum, limbic system, and cerebral
cortex.6
Choline Choline is essential for stem cell proliferation The neurotransmitter acetylcholine is synthesized Gestational choline deficiency increases the
and is involved in transmembrane signaling from choline. Gestational choline deficiency in rate of apoptosis in the hippocampus in
during neurogenesis.6 In rodents, gestational rodents has long-term effects on cholinergic rodents.32
choline supplementation stimulates cell neurotransmission despite repletion.32
division.32
B-vitamins Before neuron proliferation begins, during Gestational and early postnatal Gestational and early postnatal vitamin B6 Gestational and early postnatal vitamin B6
weeks 2−4 of gestation, the neural tube vitamin B6 deficiency in rodents deficiency in rodents results in decreased deficiency in rodents results in reduced
forms, which is comprised of progenitor results in reduced dendritic synaptic density in the neocortex,35 reduced myelination.38
(stem) cells that give rise to neurons and branching in the neocortex and synaptic efficiency, particularly in NMDA
glial cells (cells that support neurons).2 cerebellum.34,35 receptors,36 and lowered dopamine levels and
Maternal deficiency in folic acid and vitamin dopamine D2 receptor binding in the striatum.37
B12 is associated with neural tube defects,
such as anencephaly and spina bifida.33
Experience Rodents raised in enriched environments (large A human autopsy study showed that Rodents raised in enriched environments (large Children raised in Romanian orphanages and
enclosures with objects that allow visual and individuals with higher levels of enclosures with objects that allow visual and then adopted into US families, thus having
tactile stimulation) show greater brain education had more dendritic tactile stimulation) show more synapses per experienced a degree of early
weight and cortical thickness than rodents branching than those with lower neuron in visual and motor cortices than rodents socioemotional deprivation, showed
raised in impoverished environments education in Wernicke’s area, a raised in impoverished environments (standard structural changes in white matter tracts
(standard lab cages).39 brain area underlying language lab cages).39 compared to control children who had not
processing.40 Rodents raised in spent any time in an orphanage.42
enriched environments (filled with Practicing the piano in childhood correlated
toys and other rodents) have more with myelination in areas underlying finger
dendritic spines than those raised movements, as measured by fractional
in less complex environments.41 anistropy.43
An enriched rearing environment affects
myelination of the corpus callosum in
rodents and monkeys.44,45
aThegestational period in rodents corresponds to the first half of pregnancy in humans, while the first 3 weeks after birth in rodents corresponds to the second half of pregnancy in humans.46
Abbreviations: BDNF, brain-derived neurotrophic factor; GABAB, gamma-aminobutyric acid B; IGF-1, insulin-like growth factor-1; IUGR, intrauterine growth restriction; NMDA, N-methyl-D-aspartate.
276
brain development.
Study location Intervention Age at intervention Age at assessment Results
New York City103 High protein and energy drink with Maternal 12 months No effect was found on the BSID mental or motor scores at
increased amounts of supplementation age 12 months, but children whose mothers had received
micronutrients versus moderate throughout the high protein/energy drink scored higher on two
protein and energy drink with pregnancy until birth information processing measures (visual habituation and
standard amounts of dishabituation) and one of five measures of play (length of
micronutrients play episodes).
Taiwan104,105 High protein and energy drink with Maternal 8 months A positive effect was found on BSID motor but not mental
micronutrients versus no protein, supplementation scores.
low energy drink with throughout 5 years No effect on IQ or mental age (mental ability expressed in
micronutrients pregnancy and years of age by comparison with a norm reference group).
lactation
Guatemala54,101,102 High protein and energy drink with Maternal and child 11–18 years Positive effects were found on tests of math and knowledge
micronutrients versus no protein, supplementation scores. Positive effects on vocabulary and reading
low energy drink with throughout achievement were found only in children who received
micronutrients pregnancy and until supplementation before 2 years of age.
age 7 years 22–29 years (women) A positive effect was found on reading and IQ scores.
26–42 years (men) The high protein and energy drink resulted in a 46% increase
in average wages.
Colombia50,106 Families who were provided with Throughout pregnancy 3 years A positive effect was found on Griffith’s Developmental
food (e.g., oil, dried milk, and and until age 3 years Quotient.
bread) versus families who did not 5–8 years A positive effect was found on reading readiness but not
receive food arithmetic or knowledge.
Indonesia107,108 Children in daycare centers who Children between ages 9–23 months A positive effect was found on BSID motor but not mental
were provided with snacks 6 and 20 months at scores.
containing protein and energy enrollment for 3 8–9 years A positive effect was found on a test of working memory but
versus children in daycare centers months of not on reaction time, recall, emotionality, vocabulary, or
not provided with snacks intervention arithmetic
Indonesia109,110 High protein and energy milk plus Children age 12 or 18 24 or 30 months Positive effects of the two treatments versus the control were
micronutrient tablet (treatment 1) months at enrollment found on several measures of motor development and
versus low protein and energy for 12 months of activity levels. An effect of the high protein and energy
milk plus micronutrient tablet intervention milk was found on one of several measures of cognitive
(treatment 2) versus low protein development.
and energy milk plus placebo
(control)
Jamaica49,111–114 Stunted children assigned to Children age 9–24 33–48 months A positive effect of supplementation was found on Griffith’s
supplementation with high months at enrollment Developmental Quotient as well as the locomotor and
protein and energy milk or for 2 years of performance subscales
psychosocial stimulation or both intervention 7–8 years No effect of supplementation on a battery of cognitive tests
supplementation and stimulation 11–12 years No effect of supplementation on a battery of cognitive tests
versus non-stunted controls 17–18 years No effect of supplementation on cognition or mental health