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My first activity was an interview with Dr. Clayburn, a well-respected school leader in
the district known for improving low performing schools; we discussed his perspective on
emerging ethical issues in school leadership as well as his personal experiences with ethical and
legal issues in schools. (See Appendix A for documentation of interview.) During our hour
professionalism, school finance, and accountability. He also offered advice for how to prevent
and/or stop these behaviors through having oversight practices and building relationships with
teachers and students in order to stay informed about activities within and beyond the school’s
walls.
Of the several unethical behaviors we discussed, two were the most powerful. The first
was that the school was several thousand dollars in debt when Dr. Clayburn started as principal.
A close look at the school’s financial records showed that the bookkeeper was paying personal
bills from the school’s budget. Another major financial issue was parking income from athletics
events was being mishandled and embezzled. In terms of professionalism, Dr. Clayburn detailed
his challenges “getting people to do their job in excellence everyday” (S. Clayburn, personal
communication, November 29, 2017). These challenges spanned from being on time to
to Dr. Clayburn, these are the most prevalent ethical issues in school leadership. In all cases, Dr.
Clayburn facilitated the removal of the involved employee(s) from the school by transfer,
voluntary resignation, or termination in an effort to shift the culture and climate of the school. He
noted that the processes to remove faculty and staff can present their own set of challenges, but
the school board supported his efforts and methods to turn the school around.
As a result of our interview, I wanted to know more about how a school leader goes about
addressing unethical and illegal behaviors from a legal perspective. Being an instructional leader
whose responsibilities do not include personnel issues, I left our conversation acutely aware of
this gap in my understanding and abilities as a school leader. In an effort to close the gap, I
intentionally sought a second activity that would assist me in better understanding the legal
aspects of personnel issues. I obtained training materials from the Association of Alabama
School Boards regarding how to approach, respond to, and prevent personnel issues. (See
Appendix B for documentation of presentations.) The presentation, Personnel and Other Legal
Issues (2016), was conducted by Jayne Harrell Williams, Esquire who is General Counsel and
the Director of Legal Advocacy for the Association of Alabama School Boards. The
presentation, What Attorneys Want their Boards to Know (2017), was conducted by Carl
Johnson, a local Alabama attorney. The first training included updated information on the
Students First Act, Teacher Accountability Act, discrimination, nepotism, grievances, and
immunity; the second training sought to assist school boards with avoiding legal action and
While the information in Williams’ (2016) presentation was helpful, I most appreciated
the practical applications for how to prevent and respond to personnel issues. Specifically, each
major section was followed by “Practice Pointers” designed to explain certain terms, identify
which responses are legally preferred to others, and provide templates for how to best
communicate with personnel about termination, suspension, and/or transfer. The section on
discrimination was problematic, however. Although consistent with Alabama’s code of ethics
(Alabama Department of Education, 2005), members of the LGBTQ community were not listed
as a protected group. As a queer woman and aspiring school leader, unfortunately I remain
unclear about how personnel issues related to sexual orientation of teachers and students can/
Given our class discussions on both student and employee issues, Johnson’s (2017)
policies as possible, building in flexibility, and adopting realistic performance measures. Johnson
Johnson offered several broader ideas related to how (emphasis mine) the decision-making
process should go. For example, Johnson stated, “Be less concerned with mastering legal
minutiae and more focused on adopting an approach to decision-making that reflects and projects
open-mindedness and patient, considered judgment” (p. 10). This kind of training was
as a leader. Although Dr. Clayburn already serves as one of my mentors, we had not yet had a
conversation about ethical and legal issues until this assignment. Hearing his experiences and
how he chose to respond confirmed my perspective of him as an ethical leader and introduced
personnel issues and practices for dealing with them that I had not yet fully considered. In fact,
he explicitly advised to never receive or touch money from the school community; instead, the
school leader should appoint ethical colleagues to an oversight committee. I plan to employ this
practice because it speaks to my existing views on ethical school leadership regarding finances
and resources. In addition, distributing the leadership on this would signal to the school
As far as the training materials, I plan to use both as guidance for how to address and
prevent personnel issues. Williams (2016) offered concrete examples and templates that I can use
with my schooling community to protect personnel as well as the school district. Similarly,
Johnson (2017) provided critical lampposts in the decision-making process for me to follow to
ensure fairness. As an ethical school leader, fairness and justice are a top priority; and, I
processes.
References
Alabama State Department of Education. (2005). Alabama educator code of ethics. Retrieved
from http://www.alsde.edu/sec/ee/Documents/Alabama_Educator_Code_of_Ethics.pdf
Johnson, C. (2017). What attorneys want their boards to know [PowerPoint slides]. Retrieved
from
https://simbli.eboardsolutions.com/Documents/ViewDocs.aspx?S=70061&p=hMFi7A0B
r9aS4Mip9EjWQSiU/QMIveFnALmOznD4Rvfss3W4Ya8Lux8XGkw5ALDx&isEx=1#
elf_v1_TGF3IENsaW5pYyBQcmVzZW50YXRpb25z04466
Williams, J. (2016). Personnel and Other Legal Issues [PowerPoint slides]. Retrieved from
https://simbli.eboardsolutions.com/Documents/ViewDocs.aspx?S=70061&p=hMFi7A0B
r9aS4Mip9EjWQSiU/QMIveFnALmOznD4Rvfss3W4Ya8Lux8XGkw5ALDx&isEx=1#
elf_v1_Um9sZXMgYW5kIFJlc3BvbnNpYmlsaXRpZXMgT3JpZW50YXRpb2418
Appendix A
Interview Documentation
Interviewer: M. Juergensen
Interviewee: Dr. Clayburn (pseudonym)
Location: Secondary school in Tuscaloosa City Schools district
• What ethical issues have you experienced since becoming a school leader?
• Professionalism (the ones he sees the most); expect this! “Getting people to do their job
in excellence everyday”
• Reporting absences
• Best practices:
• read old financial reports; as an administrator, your books should be at 0 at the
end of every fiscal year; CO shouldn’t let this happen (be in the red, negative) ---
this is also unethical according him “MONEY WILL GET YOU IN TROUBLE;
NEVER TOUCH IT”; checking the bookkeeper to make sure she’s checking the
teacher (money receiver)
• hire/assign ethical people for oversight positions
2. What do you think are some emerging ethical issues in school leadership?
(That you're thinking about/preparing for)
• Accountability getting bigger here; atlanta over again? Just measuring teachers by test
scores (hoping it doesn’t, but fearful it will). #s driven
Appendix B
Training Documentation
Note: I’ve only included the first slide of each presentation for documentation. If accessing this
document digitally, click here to access the complete Personal and Other Legal Issues
(Williams, 2016) presentation. Click here to access the complete What Attorneys Want their