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Company Symbol Day Time EPS Estimate

Agree Realty
ADC 23-Apr-18 After Hours 0.71
Corporation

Alaska Air Group, Inc. ALK 23-Apr-18 Pre-Market 0.11

Alphabet Inc. GOOGL 23-Apr-18 After Hours 9.21

Alphabet Inc. GOOG 23-Apr-18 After Hours

American Campus
ACC 23-Apr-18 After Hours 0.63
Communities In
AMERIPRISE
FINANCIAL AMP 23-Apr-18 After Hours 3
SERVICES,
Avangrid, Inc. AGR 23-Apr-18 Pre-Market 0.79
Bank of Hawaii
BOH 23-Apr-18 Pre-Market 1.23
Corporation

Bank of Marin Bancorp BMRC 23-Apr-18 Pre-Market 0.93

Bank of N.T. Butterfield


NTB 23-Apr-18 After Hours 0.78
& Son

Banner Corporation BANR 23-Apr-18 After Hours 0.76

Barrick Gold
ABX 23-Apr-18 After Hours 0.15
Corporation
Berkshire Hills
BHLB 23-Apr-18 After Hours 0.64
Bancorp, Inc.

Brown & Brown, Inc. BRO 23-Apr-18 After Hours 0

Cadence Design
CDNS 23-Apr-18 After Hours 0
Systems, Inc.
Canadian National
CNI 23-Apr-18 After Hours 0
Railway Comp
Chicago Bridge & Iron
CBI 23-Apr-18 After Hours 0
Company

CoStar Group, Inc. CSGP 23-Apr-18 After Hours 1.17

Crane Company CR 23-Apr-18 After Hours 1.27

Donegal Group, Inc. DGICA 23-Apr-18 After Hours 0.02

Enterprise Financial
EFSC 23-Apr-18 After Hours 0.86
Services
Equity Lifestyle
ELS 23-Apr-18 After Hours 1.04
Properties, I
FB Financial
FBK 23-Apr-18 After Hours 0.63
Corporation

First Bank FRBA 23-Apr-18 After Hours 0.25

FirstEnergy
FE 23-Apr-18 Pre-Market 0.68
Corporation

Halliburton Company HAL 23-Apr-18 Pre-Market 0.41

Hasbro, Inc. HAS 23-Apr-18 Pre-Market 0.31

# Caterpillar: Confidential Green


Heidrick & Struggles
HSII 23-Apr-18 After Hours 0.32
Internati
Helix Energy Solutions
HLX 23-Apr-18 After Hours 0.06
Group,

Hexcel Corporation HXL 23-Apr-18 After Hours 0.67

HomeStreet, Inc. HMST 23-Apr-18 After Hours 0.28

Independent Bank
IBCP 23-Apr-18 Pre-Market 0.36
Corporation
Independent Bank
IBTX 23-Apr-18 After Hours 1.08
Group, Inc
Kimberly-Clark
KMB 23-Apr-18 Pre-Market 1.71
Corporation

Koninklijke Philips N.V. PHG 23-Apr-18 Pre-Market

Lennox International,
LII 23-Apr-18 Pre-Market 1.08
Inc.
Lincoln Electric
LECO 23-Apr-18 Pre-Market 1.08
Holdings, Inc

Moelis & Company MC 23-Apr-18 After Hours 0

MSA Safety
MSA 23-Apr-18 After Hours 0.83
Incorporporated

NBT Bancorp Inc. NBTB 23-Apr-18 After Hours 0.58

Old National Bancorp ONB 23-Apr-18 Pre-Market 0.29

Opus Bank OPB 23-Apr-18 Pre-Market 0.43

Owens-Illinois, Inc. OI 23-Apr-18 After Hours 0.58

Rush Enterprises, Inc. RUSHA 23-Apr-18 After Hours 0.47

Sanmina Corporation SANM 23-Apr-18 After Hours 0.25

Scorpio Bulkers Inc. SALT 23-Apr-18 Pre-Market 0.03


Simmons First National
SFNC 23-Apr-18 After Hours 0
Corpora

SLM Corporation SLM 23-Apr-18 After Hours 0.24

Sun Communities, Inc. SUI 23-Apr-18 After Hours 1.13

TCF Financial
TCF 23-Apr-18 Pre-Market 0.37
Corporation
TD Ameritrade Holding
AMTD 23-Apr-18 After Hours 0.72
Corporat
Tennant Company TNC 23-Apr-18 Pre-Market 0.15

Tivity Health, Inc. TVTY 23-Apr-18 After Hours 0.49

Veritex Holdings, Inc. VBTX 23-Apr-18 After Hours 0.42

Whirlpool Corporation WHR 23-Apr-18 After Hours 2.92

# Caterpillar: Confidential Green


Woodward, Inc. WWD 23-Apr-18 After Hours 0.79

WSFS Financial
WSFS 23-Apr-18 After Hours 0.74
Corporation

Zions Bancorporation ZION 23-Apr-18 After Hours 0.83

3M Company MMM 24-Apr-18 Pre-Market 2

Allegheny
ATI 24-Apr-18 Pre-Market 0.24
Technologies Incorpo

America Movil, S.A.B.


AMX 24-Apr-18 After Hours 0
de C.V.
Asbury Automotive
ABG 24-Apr-18 Pre-Market 1.83
Group Inc
Astec Industries, Inc. ASTE 24-Apr-18 Pre-Market 0.86
AudioCodes Ltd. AUDC 24-Apr-18 Pre-Market 0.06
Banco Santander
BSBR 24-Apr-18 Pre-Market 0.19
Brasil SA
Biogen Inc. BIIB 24-Apr-18 Pre-Market 5.93

Boston Properties, Inc. BXP 24-Apr-18 After Hours 1.49

Camden National
CAC 24-Apr-18 Pre-Market 0.82
Corporation
Capital One Financial
COF 24-Apr-18 After Hours 2.31
Corporat

Capital Trust, Inc. BXMT 24-Apr-18 After Hours 0.58

Carlisle Companies
CSL 24-Apr-18 After Hours 0.93
Incorporate

Carriage Services, Inc. CSV 24-Apr-18 After Hours 0.63

Caterpillar, Inc. CAT 24-Apr-18 Pre-Market 2.11

Centene Corporation CNC 24-Apr-18 Pre-Market 1.92

CenterState Bank
CSFL 24-Apr-18 After Hours 0
Corporation
Chemical Financial
CHFC 24-Apr-18 After Hours 0.92
Corporation

Chubb Limited CB 24-Apr-18 After Hours 2.24

CIT Group Inc CIT 24-Apr-18 Pre-Market 0.96

Coca-Cola Company KO 24-Apr-18 Pre-Market 0.46

Community Bank
CBU 24-Apr-18 After Hours 0.72
System, Inc.

Corning Incorporated GLW 24-Apr-18 Pre-Market 0

Cree, Inc. CREE 24-Apr-18 After Hours 0.15

CyberOptics
CYBE 24-Apr-18 Pre-Market 0.03
Corporation

DDR Corp. DDR 24-Apr-18 After Hours 0.23

# Caterpillar: Confidential Green


Dolby Laboratories DLB 24-Apr-18 After Hours 0.65

Edwards Lifesciences
EW 24-Apr-18 After Hours 1.11
Corporati

Eli Lilly and Company LLY 24-Apr-18 Pre-Market 1.13

Equity Residential EQR 24-Apr-18 After Hours 0.78

F.N.B. Corporation FNB 24-Apr-18 Pre-Market 0.26


FCB Financial
FCB 24-Apr-18 After Hours 0.83
Holdings, Inc.
Fifth Third Bancorp FITB 24-Apr-18 Pre-Market 0.48
First Busey
BUSE 24-Apr-18 After Hours 0.52
Corporation

First Commonwealth
FCF 24-Apr-18 Pre-Market 0.24
Financial C

First Foundation Inc. FFWM 24-Apr-18 Pre-Market 0.26


First Industrial Realty
FR 24-Apr-18 After Hours 0.38
Trust,
First Midwest Bancorp,
FMBI 24-Apr-18 After Hours 0.38
Inc.

Flagstar Bancorp, Inc. FBC 24-Apr-18 Pre-Market 0.52

Flushing Financial
FFIC 24-Apr-18 After Hours 0.45
Corporation
Freeport-McMoran,
FCX 24-Apr-18 Pre-Market 0.58
Inc.
Graphic Packaging
GPK 24-Apr-18 Pre-Market 0.17
Holding Comp
Hanmi Financial
HAFC 24-Apr-18 After Hours 0.54
Corporation

Harley-Davidson, Inc. HOG 24-Apr-18 Pre-Market 1

Hawaiian Holdings,
HA 24-Apr-18 After Hours 0.82
Inc.
Hersha Hospitality
HT 24-Apr-18 After Hours 0.04
Trust

HFF, Inc. HF 24-Apr-18 After Hours 0.64

Highwoods Properties,
HIW 24-Apr-18 After Hours 0.82
Inc.
Horace Mann
HMN 24-Apr-18 After Hours 0.55
Educators Corporat
Hubbell Inc HUBB 24-Apr-18 Pre-Market 1.38

Huntington Bancshares
HBAN 24-Apr-18 Pre-Market 0.28
Incorpor

Illumina, Inc. ILMN 24-Apr-18 After Hours 1.03

Inphi Corporation IPHI 24-Apr-18 After Hours 0.34

# Caterpillar: Confidential Green


Intrepid Potash, Inc IPI 24-Apr-18 Pre-Market 0.01

iRobot Corporation IRBT 24-Apr-18 After Hours 0.53

JetBlue Airways
JBLU 24-Apr-18 Pre-Market 0.22
Corporation

K12 Inc LRN 24-Apr-18 After Hours 0.34

Liberty Property Trust LPT 24-Apr-18 Pre-Market 0.62

Lockheed Martin
LMT 24-Apr-18 Pre-Market 3.41
Corporation
Manhattan Associates,
MANH 24-Apr-18 After Hours 0.26
Inc.

Markel Corporation MKL 24-Apr-18 After Hours 8.71

Masco Corporation MAS 24-Apr-18 Pre-Market 0.49


MB Financial Inc. MBFI 24-Apr-18 Pre-Market 0.63
McDermott
MDR 24-Apr-18 Pre-Market 0.11
International, Inc.

Mercury Systems Inc MRCY 24-Apr-18 After Hours 0.27

MKS Instruments, Inc. MKSI 24-Apr-18 After Hours 1.99

National Commerce
NCOM 24-Apr-18 After Hours 0.63
Corporation

Navient Corporation NAVI 24-Apr-18 After Hours 0.41

New Oriental
EDU 24-Apr-18 Pre-Market
Education & Techn
NextEra Energy
NEP 24-Apr-18 Pre-Market 0
Partners, LP
NextEra Energy, Inc. NEE 24-Apr-18 Pre-Market 1.75
NorthWestern
NWE 24-Apr-18 After Hours 1
Corporation
PACCAR Inc. PCAR 24-Apr-18 Pre-Market 1.31
Packaging Corporation
PKG 24-Apr-18 After Hours 1.53
of Ameri

Peoples Bancorp Inc. PEBO 24-Apr-18 Pre-Market 0

Polaris Industries Inc. PII 24-Apr-18 Pre-Market 0.87

Popular, Inc. BPOP 24-Apr-18 Pre-Market 0.79


PS Business Parks,
PSB 24-Apr-18 After Hours 1
Inc.
PulteGroup, Inc. PHM 24-Apr-18 Pre-Market 0.44

Renasant Corporation RNST 24-Apr-18 After Hours 0.69

Restaurant Brands
QSR 24-Apr-18 Pre-Market 0.56
Internationa
Robert Half
RHI 24-Apr-18 After Hours 0.73
International Inc.

Rocky Brands, Inc. RCKY 24-Apr-18 After Hours 0.25

# Caterpillar: Confidential Green


Ryder System, Inc. R 24-Apr-18 Pre-Market 0.88

Santander Consumer
SC 24-Apr-18 Pre-Market 0
USA Holding

SAP SE SAP 24-Apr-18 Pre-Market 0.57

Sensata Technologies
ST 24-Apr-18 Pre-Market 0.84
Holding p

Sensient Technologies
SXT 24-Apr-18 After Hours 0
Corporat

Sherwin-Williams
SHW 24-Apr-18 Pre-Market 3.14
Company

Six Flags
SIX 24-Apr-18 After Hours 0.79
Entertainment Corpor

SmartFinancial, Inc. SMBK 24-Apr-18 After Hours 0.35

South State
SSB 24-Apr-18 Pre-Market 1.29
Corporation
Stepan Company SCL 24-Apr-18 Pre-Market 1.46

Sterling Bancorp STL 24-Apr-18 After Hours 0.45

Superior Energy
SPN 24-Apr-18 After Hours 0.35
Services, Inc.

SuperValu Inc. SVU 24-Apr-18 After Hours 0.77

Synovus Financial
SNV 24-Apr-18 Pre-Market 0.78
Corp.
Teck Resources Ltd TECK 24-Apr-18 Pre-Market 1.06

Teradyne, Inc. TER 24-Apr-18 After Hours 0.42

Texas Instruments
TXN 24-Apr-18 After Hours 1.11
Incorporated
The Travelers
TRV 24-Apr-18 Pre-Market 2.68
Companies, Inc.
Total System Services,
TSS 24-Apr-18 After Hours 0.94
Inc.

Trustmark Corporation TRMK 24-Apr-18 After Hours 0

Turkcell Iletisim
TKC 24-Apr-18
Hizmetleri A
U.S. Silica Holdings,
SLCA 24-Apr-18 Pre-Market 0.45
Inc.
UMB Financial
UMBF 24-Apr-18 After Hours 1.06
Corporation
Union Bankshares
UBSH 24-Apr-18 Pre-Market 0.54
Corporation
United Community
UCBI 24-Apr-18 After Hours 0.51
Banks, Inc.
United Technologies
UTX 24-Apr-18 Pre-Market 1.51
Corporatio
USANA Health
USNA 24-Apr-18 After Hours
Sciences, Inc.

# Caterpillar: Confidential Green


Verizon
VZ 24-Apr-18 Pre-Market 1.11
Communications Inc.

W.R. Berkley
WRB 24-Apr-18 After Hours 0.89
Corporation
Waters Corporation WAT 24-Apr-18 Pre-Market 1.55
Watsco, Inc. WSO 24-Apr-18 Pre-Market 0.88
Weatherford
WFT 24-Apr-18 Pre-Market 0.22
International plc
Weingarten Realty
WRI 24-Apr-18 After Hours 0.57
Investors
Westinghouse Air
WAB 24-Apr-18 Pre-Market 0.89
Brake Technol

Wynn Resorts, Limited WYNN 24-Apr-18 After Hours 1.96

Advanced Micro
AMD 25-Apr-18 After Hours 0.06
Devices, Inc.

Aflac Incorporated AFL 25-Apr-18 After Hours 0.97

AGNC Investment
AGNC 25-Apr-18 After Hours 0.61
Corp.

Align Technology, Inc. ALGN 25-Apr-18 After Hours 0.98

Allegiant Travel
ALGT 25-Apr-18 After Hours 3
Company

AMERISAFE, Inc. AMSF 25-Apr-18 After Hours 0.73

Amphenol Corporation APH 25-Apr-18 Pre-Market 0

Antero Midstream GP
AMGP 25-Apr-18 After Hours 0.11
LP
Antero Midstream
AM 25-Apr-18 After Hours 0.39
Partners LP
Antero Resources
AR 25-Apr-18 After Hours 0.28
Corporation
Anthem, Inc. ANTM 25-Apr-18 Pre-Market 4.85

ASGN Incorporated ASGN 25-Apr-18 After Hours 0.75

Aspen Technology, Inc. AZPN 25-Apr-18 After Hours 0.47

AT&T Inc. T 25-Apr-18 After Hours 0.87

ATN International, Inc. ATNI 25-Apr-18 After Hours 0.07

AvalonBay
AVB 25-Apr-18 After Hours 2.18
Communities, Inc.
Avery Dennison
AVY 25-Apr-18 Pre-Market 1.34
Corporation
AVX Corporation AVX 25-Apr-18 Pre-Market 0.19
Axalta Coating
AXTA 25-Apr-18 Pre-Market 0.23
Systems Ltd.
Axis Capital Holdings
AXS 25-Apr-18 After Hours 1.21
Limited

# Caterpillar: Confidential Green


AXT Inc AXTI 25-Apr-18 After Hours 0.06

BankUnited, Inc. BKU 25-Apr-18 Pre-Market 0.72


Benchmark
BHE 25-Apr-18 After Hours 0.36
Electronics, Inc.
BioMarin
BMRN 25-Apr-18 After Hours 0.08
Pharmaceutical Inc.

BioTelemetry, Inc. BEAT 25-Apr-18 After Hours 0.27

Boeing Company BA 25-Apr-18 Pre-Market 2.56


BOK Financial
BOKF 25-Apr-18 Pre-Market 1.52
Corporation
Boston Beer Company,
SAM 25-Apr-18 After Hours 0.38
Inc.
Boston Scientific
BSX 25-Apr-18 Pre-Market 0.31
Corporation
Briggs & Stratton
BGG 25-Apr-18 After Hours 0.83
Corporation
Brink's Company BCO 25-Apr-18 Pre-Market 0

Brookline Bancorp, Inc. BRKL 25-Apr-18 After Hours 0.24

Cadence
CADE 25-Apr-18 After Hours 0.45
Bancorporation
Cenovus Energy Inc CVE 25-Apr-18 Pre-Market 0.13

Changyou.com Limited CYOU 25-Apr-18 Pre-Market 0.49

Check Point Software


CHKP 25-Apr-18 Pre-Market 1.18
Technolog
Chipotle Mexican Grill,
CMG 25-Apr-18 After Hours 1.53
Inc.
Churchill Downs,
CHDN 25-Apr-18 After Hours 1.08
Incorporated
Cincinnati Financial
CINF 25-Apr-18 After Hours 0.81
Corporati

Citrix Systems, Inc. CTXS 25-Apr-18 After Hours 0.84

CNO Financial Group,


CNO 25-Apr-18 After Hours 0.44
Inc.

Coeur Mining, Inc. CDE 25-Apr-18 After Hours 0.04

Comcast Corporation CMCSA 25-Apr-18 Pre-Market 0.59

CONMED Corporation CNMD 25-Apr-18 After Hours 0.43

ConnectOne Bancorp,
CNOB 25-Apr-18 Pre-Market 0.53
Inc.

Core Laboratories N.V. CLB 25-Apr-18 After Hours 0.57

CoreLogic, Inc. CLGX 25-Apr-18 After Hours 0.33

Cousins Properties
CUZ 25-Apr-18 After Hours 0.15
Incorporate
CPB Inc. CPF 25-Apr-18 Pre-Market 0.49

# Caterpillar: Confidential Green


Credit Suisse Group CS 25-Apr-18 Pre-Market

Datawatch Corporation DWCH 25-Apr-18 After Hours

Digimarc Corporation DMRC 25-Apr-18 After Hours 0.79

Dr Pepper Snapple
DPS 25-Apr-18 Pre-Market 1.03
Group, Inc

DTE Energy Company DTE 25-Apr-18 Pre-Market 1.89

Duke Realty
DRE 25-Apr-18 After Hours 0
Corporation

eBay Inc. EBAY 25-Apr-18 After Hours 0.44

Echo Global Logistics,


ECHO 25-Apr-18 After Hours 0.19
Inc.
Empire State Realty
ESRT 25-Apr-18 After Hours 0.19
Trust, Inc
Employers Holdings
EIG 25-Apr-18 After Hours 0
Inc

ENSCO plc ESV 25-Apr-18 After Hours 0.25

Entergy Corporation ETR 25-Apr-18 Pre-Market 1


Euronav NV EURN 25-Apr-18 Pre-Market 0.21
Euronet Worldwide,
EEFT 25-Apr-18 Pre-Market 0.68
Inc.
Evercore Inc. EVR 25-Apr-18 Pre-Market 1.65

Everest Re Group, Ltd. RE 25-Apr-18 After Hours 5.29

F5 Networks, Inc. FFIV 25-Apr-18 After Hours 1.73

Facebook, Inc. FB 25-Apr-18 After Hours 1.36

FARO Technologies,
FARO 25-Apr-18 After Hours 0.09
Inc.
Fibria Celulose S.A. FBR 25-Apr-18 0.26
First Interstate
FIBK 25-Apr-18 After Hours 0.69
BancSystem, I
FirstService
FSV 25-Apr-18 Pre-Market 0.28
Corporation
FLIR Systems, Inc. FLIR 25-Apr-18 Pre-Market 0.43

Ford Motor Company F 25-Apr-18 After Hours 0.41

Forward Air
FWRD 25-Apr-18 After Hours 0.57
Corporation
Four Corners Property
FCPT 25-Apr-18 After Hours 0.35
Trust, I
Franklin Financial
FSB 25-Apr-18 After Hours 0.66
Network, In

Galapagos NV GLPG 25-Apr-18 After Hours

Gaming and Leisure


GLPI 25-Apr-18 Pre-Market 0.76
Properties,

# Caterpillar: Confidential Green


General Dynamics
GD 25-Apr-18 Pre-Market 2.47
Corporation

GlaxoSmithKline PLC GSK 25-Apr-18 0

Goldcorp Inc. GG 25-Apr-18 After Hours 0.11

Graco Inc. GGG 25-Apr-18 After Hours 0.41

Hess Corporation HES 25-Apr-18 Pre-Market 0.55


Hess Midstream
HESM 25-Apr-18 Pre-Market 0.29
Partners LP
Independence Realty
IRT 25-Apr-18 Pre-Market 0.18
Trust, Inc
Ingersoll-Rand plc IR 25-Apr-18 Pre-Market 0.62
Integra LifeSciences
IART 25-Apr-18 Pre-Market 0.49
Holdings

Interface, Inc. TILE 25-Apr-18 After Hours 0.24

Kaiser Aluminum
KALU 25-Apr-18 After Hours 1
Corporation
Kilroy Realty
KRC 25-Apr-18 After Hours 0
Corporation

Kirby Corporation KEX 25-Apr-18 After Hours 0.62

Kite Realty Group Trust KRG 25-Apr-18 After Hours 0.49

Knight Transportation,
KNX 25-Apr-18 After Hours 0
Inc.

Knoll, Inc. KNL 25-Apr-18 After Hours 0.34

Kraton Corporation KRA 25-Apr-18 After Hours 0.62

Laboratory Corporation
LH 25-Apr-18 Pre-Market 2.64
of Amer
Lakeland Financial
LKFN 25-Apr-18 Pre-Market 0
Corporation

Landstar System, Inc. LSTR 25-Apr-18 After Hours 1.36

Las Vegas Sands


LVS 25-Apr-18 After Hours 0.86
Corp.

Legg Mason, Inc. LM 25-Apr-18 After Hours 0.71

LeMaitre Vascular, Inc. LMAT 25-Apr-18 After Hours 0

LINE Corporation LN 25-Apr-18 Pre-Market


Lithia Motors, Inc. LAD 25-Apr-18 Pre-Market 2
Live Oak Bancshares,
LOB 25-Apr-18 After Hours 0.23
Inc.
M/I Homes, Inc. MHO 25-Apr-18 Pre-Market 0.71
Marine Products
MPX 25-Apr-18 Pre-Market 0.17
Corporation
MarketAxess Holdings,
MKTX 25-Apr-18 Pre-Market 1.22
Inc.

# Caterpillar: Confidential Green


Martin Midstream
MMLP 25-Apr-18 After Hours 0.41
Partners L.P.
Merit Medical Systems,
MMSI 25-Apr-18 After Hours 0.29
Inc.

Meritage Corporation MTH 25-Apr-18 After Hours 0.74

Methanex Corporation MEOH 25-Apr-18 After Hours 2.08

Nasdaq, Inc. NDAQ 25-Apr-18 Pre-Market 1.18


Natus Medical
BABY 25-Apr-18 Pre-Market 0.24
Incorporated

NETGEAR, Inc. NTGR 25-Apr-18 After Hours 0.59

New Gold Inc. NGD 25-Apr-18 After Hours 0.02

New York Community


NYCB 25-Apr-18 Pre-Market 0
Bancorp, In

Norfolk Souther
NSC 25-Apr-18 Pre-Market 1.77
Corporation
Northfield Bancorp,
NFBK 25-Apr-18 After Hours 0
Inc.
Northrop Grumman
NOC 25-Apr-18 Pre-Market 3.63
Corporation
Oceaneering
OII 25-Apr-18 After Hours 0.28
International, Inc
Oil States International,
OIS 25-Apr-18 After Hours 0.14
Inc.
O'Reilly Automotive,
ORLY 25-Apr-18 After Hours 3.59
Inc.
Owens Corning Inc OC 25-Apr-18 Pre-Market 0.96

PayPal Holdings, Inc. PYPL 25-Apr-18 After Hours 0.41

PCM, Inc. PCMI 25-Apr-18 After Hours 0.25

Peabody Energy
BTU 25-Apr-18 Pre-Market 0.77
Corporation
Penske Automotive
PAG 25-Apr-18 Pre-Market 1.12
Group, Inc.

People's Utah Bancorp PUB 25-Apr-18 After Hours 0.48

Plexus Corp. PLXS 25-Apr-18 After Hours 0.75

PRA Health Sciences,


PRAH 25-Apr-18 After Hours 0.77
Inc.
Prosperity Bancshares,
PB 25-Apr-18 Pre-Market 1.14
Inc.

Public Storage PSA 25-Apr-18 After Hours 2.46

QEP Resources, Inc. QEP 25-Apr-18 After Hours

QUALCOMM
QCOM 25-Apr-18 After Hours 0.55
Incorporated
QuinStreet, Inc. QNST 25-Apr-18 Pre-Market 0.05

# Caterpillar: Confidential Green


Range Resources
RRC 25-Apr-18 After Hours 0.47
Corporation
Raymond James
RJF 25-Apr-18 After Hours 1.63
Financial, Inc.
Retail Opportunity
ROIC 25-Apr-18 After Hours 0.29
Investments
Rockwell Automation,
ROK 25-Apr-18 Pre-Market 1
Inc.
Rollins, Inc. ROL 25-Apr-18 Pre-Market 0.22
RPC, Inc. RES 25-Apr-18 Pre-Market 0.28
Scorpio Tankers Inc. STNG 25-Apr-18 Pre-Market 0.07
SEI Investments
SEIC 25-Apr-18 After Hours 0.77
Company
Service Corporation
SCI 25-Apr-18 After Hours 0.42
Internatio

ServiceNow, Inc. NOW 25-Apr-18 After Hours 0.07

Silgan Holdings Inc. SLGN 25-Apr-18 Pre-Market 0.36


Silicon Laboratories,
SLAB 25-Apr-18 Pre-Market 0.53
Inc.

Sirius XM Holdings Inc. SIRI 25-Apr-18 Pre-Market 0.05

SJW Group SJW 25-Apr-18 After Hours 0.19

Smith A.O. 25-Apr-18 Pre-Market 0.58


Sogou Inc. SOGO 25-Apr-18 Pre-Market 0.05
Sohu.com Inc. SOHU 25-Apr-18 Pre-Market 1.42
Spark Networks, Inc. LOV 25-Apr-18 Pre-Market
STMicroelectronics
STM 25-Apr-18 Pre-Market 0.27
N.V.
Streamline Health
STRM 25-Apr-18 After Hours
Solutions, I
T. Rowe Price Group,
TROW 25-Apr-18 Pre-Market 1.63
Inc.
TE Connectivity Ltd. TEL 25-Apr-18 Pre-Market 1.36

Ternium S.A. TX 25-Apr-18 After Hours 1.43

The Cheesecake
CAKE 25-Apr-18 After Hours 0.68
Factory Incorpo
The Goodyear Tire &
GT 25-Apr-18 Pre-Market 0.44
Rubber Com
The Medicines
MDCO 25-Apr-18 Pre-Market
Company
Thermo Fisher
TMO 25-Apr-18 Pre-Market 2.42
Scientific Inc

TRI Pointe Group, Inc. TPH 25-Apr-18 Pre-Market 0.24

Trinity Industries, Inc. TRN 25-Apr-18 After Hours 0.22

trivago N.V. TRVG 25-Apr-18 Pre-Market 0.02


Tupperware Brands
TUP 25-Apr-18 Pre-Market 0.88
Corporation

# Caterpillar: Confidential Green


Twitter, Inc. TWTR 25-Apr-18 Pre-Market 0.01

UDR, Inc. UDR 25-Apr-18 After Hours 0.47

Ultra Clean Holdings,


UCTT 25-Apr-18 After Hours 0
Inc.
Unifi, Inc. UFI 25-Apr-18 Pre-Market 0
Universal Health
UHS 25-Apr-18 After Hours 2.59
Services, Inc
Universal Stainless &
USAP 25-Apr-18 Pre-Market 0.23
Alloy Pr
Univest Corporation of
UVSP 25-Apr-18 After Hours 0.42
Pennsyl
USG Corporation USG 25-Apr-18 Pre-Market 0.41

VALE S.A. VALE 25-Apr-18 After Hours 0.37

Varian Medical
VAR 25-Apr-18 After Hours 1.03
Systems, Inc.
Viacom Inc. VIAB 25-Apr-18 Pre-Market 0

Visa Inc. V 25-Apr-18 After Hours 1.02


x
W.R. Grace & Co. GRA 25-Apr-18 Pre-Market 0.71
Washington Prime
WPG 25-Apr-18 After Hours 0.37
Group Inc.
Washington Real
WRE 25-Apr-18 After Hours 0.45
Estate Investm
Wipro Limited WIT 25-Apr-18 Pre-Market 0.07

Xilinx, Inc. XLNX 25-Apr-18 After Hours 0.68

Yandex N.V. YNDX 25-Apr-18 Pre-Market 0.25

A V Homes, Inc. AVHI 26-Apr-18 After Hours 0.01

Aaron's, Inc. AAN 26-Apr-18 Pre-Market 0.95

ABAXIS, Inc. ABAX 26-Apr-18 After Hours 0.32

AbbVie Inc. ABBV 26-Apr-18 Pre-Market 1


Agnico Eagle Mines
AEM 26-Apr-18 After Hours 0.15
Limited
Air Products and
APD 26-Apr-18 Pre-Market 1.68
Chemicals, In

Alexion
ALXN 26-Apr-18 Pre-Market 1.29
Pharmaceuticals, Inc.

Alkermes plc ALKS 26-Apr-18 Pre-Market


Allegiance
ABTX 26-Apr-18 Pre-Market 0.61
Bancshares, Inc.
Allegion plc ALLE 26-Apr-18 Pre-Market 0.84
AllianceBernstein
AB 26-Apr-18 Pre-Market 0.67
Holding L.P.
Ally Financial Inc. ALLY 26-Apr-18 Pre-Market 0.66
Altria Group MO 26-Apr-18 Pre-Market 0.93

# Caterpillar: Confidential Green


x Amazon.com, Inc. AMZN 26-Apr-18 After Hours 1.22

American Airlines
x Group, Inc.
AAL 26-Apr-18 Pre-Market 0.74

American Electric
AEP 26-Apr-18 Pre-Market 1
Power Compan

Amgen Inc. AMGN 26-Apr-18 After Hours 3.23

Amkor Technology, Inc. AMKR 26-Apr-18 After Hours 0.05

Anixter International
AXE 26-Apr-18 Pre-Market 1.35
Inc.
Applied Industrial
AIT 26-Apr-18 Pre-Market 0.86
Technologie

AptarGroup, Inc. ATR 26-Apr-18 After Hours 0.93

Aquantia Corp. AQ 26-Apr-18 After Hours 0.04

Arch Coal, Inc. ARCH 26-Apr-18 Pre-Market 4.12


Ardagh Group S.A. ARD 26-Apr-18 Pre-Market 0.33

athenahealth, Inc. ATHN 26-Apr-18 After Hours 0.45

Atlantic Capital
ACBI 26-Apr-18 After Hours 0.17
Bancshares, I

AtriCure, Inc. ATRC 26-Apr-18 After Hours 0.26

Avnet, Inc. AVT 26-Apr-18 Pre-Market 0.96

x Baidu, Inc. BIDU 26-Apr-18 After Hours 1.31

Banco Santander M?xico 26-Apr-18 After Hours 0.17

Baxter International
BAX 26-Apr-18 Pre-Market 0.62
Inc.

Bemis Company, Inc. BMS 26-Apr-18 Pre-Market 0

BJ's Restaurants, Inc. BJRI 26-Apr-18 After Hours 0.54

Bloomin' Brands, Inc. BLMN 26-Apr-18 Pre-Market 0.59

BofI Holding, Inc. BOFI 26-Apr-18 After Hours 0.79

x BorgWarner Inc. BWA 26-Apr-18 Pre-Market 1.03


Boyd Gaming
x Corporation
BYD 26-Apr-18 After Hours 0.34

Brightcove Inc. BCOV 26-Apr-18 After Hours 0.11

Bristol-Myers Squibb
x Company
BMY 26-Apr-18 Pre-Market 0.84

Brunswick Corporation BC 26-Apr-18 Pre-Market 0.95

Buenaventura Mining
BVN 26-Apr-18 After Hours 0.19
Company In

Byline Bancorp, Inc. BY 26-Apr-18 After Hours 0.26

# Caterpillar: Confidential Green


Cabot Microelectronics
CCMP 26-Apr-18 Pre-Market 1.05
Corpora

CAI International, Inc. CAI 26-Apr-18 After Hours 0.84

CalAmp Corp. CAMP 26-Apr-18 After Hours 0.23

California Water
CWT 26-Apr-18 Pre-Market 0.04
Service Group
CapStar Financial
CSTR 26-Apr-18 After Hours 0.24
Holdings, In

Carbo Ceramics, Inc. CRR 26-Apr-18 Pre-Market 0.64

Carpenter Technology
CRS 26-Apr-18 Pre-Market 0.58
Corporati

Carter's, Inc. CRI 26-Apr-18 Pre-Market 0.98


CBIZ, Inc. CBZ 26-Apr-18 Pre-Market 0.57
CBL & Associates
CBL 26-Apr-18 After Hours 0.43
Properties, I
CDK Global, Inc. CDK 26-Apr-18 Pre-Market 0.84

Chegg, Inc. CHGG 26-Apr-18 After Hours 0.01

Clearfield, Inc. CLFD 26-Apr-18 After Hours 0.03

Cloud Peak Energy Inc CLD 26-Apr-18 After Hours 0.05

CME Group Inc. CME 26-Apr-18 Pre-Market 1.85


CMS Energy
CMS 26-Apr-18 Pre-Market 0
Corporation

CoBiz Financial Inc. COBZ 26-Apr-18 After Hours 0.29

Coca-Cola European
CCE 26-Apr-18 Pre-Market 0.39
Partners pl

Columbia Banking
COLB 26-Apr-18 Pre-Market 0.69
System, Inc.
Columbia Property
CXP 26-Apr-18 After Hours 0.36
Trust, Inc.

Columbia Sportswear
x Company
COLM 26-Apr-18 After Hours 0.59

Community Bankers
ESXB 26-Apr-18 Pre-Market 0.13
Trust Corpor
Companhia Brasileira
CBD 26-Apr-18 After Hours 0.13
de Distri
ConocoPhillips COP 26-Apr-18 Pre-Market 0.73
Constellium N.V. CSTM 26-Apr-18 Pre-Market 0.19
CoreSite Realty
COR 26-Apr-18 Pre-Market 1.23
Corporation
Corporate Office
OFC 26-Apr-18 After Hours 0.49
Properties Tr

# Caterpillar: Confidential Green


Covanta Holding
CVA 26-Apr-18 After Hours 0.21
Corporation

CRA International,Inc. CRAI 26-Apr-18 Pre-Market 0

CTS Corporation CTS 26-Apr-18 Pre-Market 0

CubeSmart CUBE 26-Apr-18 After Hours 0.39

Cullen/Frost Bankers,
CFR 26-Apr-18 Pre-Market 1.49
Inc.
CURO Group Holdings
CURO 26-Apr-18 After Hours 0.65
Corp.
CVR Refining, LP CVRR 26-Apr-18 Pre-Market 0.12
Cypress
Semiconductor CY 26-Apr-18 After Hours 0.17
Corporat
Cytokinetics,
CYTK 26-Apr-18 After Hours 0.41
Incorporated
D.R. Horton, Inc. DHI 26-Apr-18 Pre-Market 0.86
Deluxe Corporation DLX 26-Apr-18 Pre-Market 1
Deutsche Bank AG DB 26-Apr-18 Pre-Market

Digi International Inc. DGII 26-Apr-18 After Hours 0.01

Digital Realty Trust,


DLR 26-Apr-18 After Hours 1.57
Inc.
Dime Community
DCOM 26-Apr-18 After Hours 0.35
Bancshares, Inc
Discover Financial
DFS 26-Apr-18 After Hours 1.79
Services

DMC Global Inc. BOOM 26-Apr-18 After Hours 0.22

x Domino's Pizza Inc DPZ 26-Apr-18 Pre-Market 1.77


Dunkin' Brands Group,
DNKN 26-Apr-18 Pre-Market 0.52
Inc.
Eastman Chemical
EMN 26-Apr-18 After Hours 2.11
Company

eHealth, Inc. EHTH 26-Apr-18 After Hours

Eldorado Gold
EGO 26-Apr-18 After Hours 0
Corporation

Ellie Mae, Inc. ELLI 26-Apr-18 After Hours 0.11

EMCOR Group, Inc. EME 26-Apr-18 Pre-Market 0.85


Encompass Health
EHC 26-Apr-18 After Hours 0.81
Corporation
Enova International,
ENVA 26-Apr-18 After Hours 0.64
Inc.
Entegris, Inc. ENTG 26-Apr-18 Pre-Market 0.42
EQT Corporation EQT 26-Apr-18 Pre-Market 0.89

EQT GP Holdings, LP EQGP 26-Apr-18 Pre-Market 0.27

EQT Midstream
EQM 26-Apr-18 Pre-Market 1.44
Partners, LP

# Caterpillar: Confidential Green


Erie Indemnity
ERIE 26-Apr-18 After Hours 1.14
Company
Ethan Allen Interiors
ETH 26-Apr-18 After Hours 0.11
Inc.
Exact Sciences
EXAS 26-Apr-18 After Hours 0.39
Corporation

Expedia Group, Inc. EXPE 26-Apr-18 After Hours 0.85

Extended Stay
STAY 26-Apr-18 After Hours 0.17
America, Inc.

Fair Isaac Corporation FICO 26-Apr-18 After Hours 0.97

Federated Investors,
FII 26-Apr-18 After Hours 0.66
Inc.
Fiat Chrysler
FCAU 26-Apr-18 Pre-Market 0.63
Automobiles N.V.
Financial Institutions,
FISI 26-Apr-18 After Hours 0.55
Inc.
First American
FAF 26-Apr-18 Pre-Market 0.64
Corporation
First Cash, Inc. FCFS 26-Apr-18 Pre-Market 0.75

First Hawaiian, Inc. FHB 26-Apr-18 After Hours 0.48

First Merchants
FRME 26-Apr-18 0
Corporation

First Solar, Inc. FSLR 26-Apr-18 After Hours 0.05

Flex Ltd. FLEX 26-Apr-18 After Hours 0.23

Fomento Economico
FMX 26-Apr-18 Pre-Market 0.55
Mexicano S.A
Forrester Research,
FORR 26-Apr-18 After Hours 0.03
Inc.

Fortive Corporation FTV 26-Apr-18 After Hours 0.74

Fortune Brands Home


FBHS 26-Apr-18 After Hours 0.59
& Security
Franklin Resources,
BEN 26-Apr-18 Pre-Market 0.75
Inc.
FTI Consulting, Inc. FCN 26-Apr-18 Pre-Market 0.65
GAIN Capital Holdings,
GCAP 26-Apr-18 After Hours 0.34
Inc.
Gardner Denver
GDI 26-Apr-18 After Hours 0.15
Holdings, Inc.
General Motors
x Company
GM 26-Apr-18 Pre-Market 1.22

Gentherm Inc THRM 26-Apr-18 Pre-Market 0


Geo Group Inc GEO 26-Apr-18 Pre-Market 0.43
GNC Holdings, Inc. GNC 26-Apr-18 Pre-Market 0.19
Great Western
GWB 26-Apr-18 Pre-Market 0
Bancorp, Inc.

Green Bancorp, Inc. GNBC 26-Apr-18 After Hours 0.39

# Caterpillar: Confidential Green


Group 1 Automotive,
GPI 26-Apr-18 Pre-Market 1.56
Inc.

Grupo Televisa S.A. TV 26-Apr-18 After Hours 0.06

H&E Equipment
HEES 26-Apr-18 Pre-Market 0.21
Services, Inc.
Hartford Financial
HIG 26-Apr-18 After Hours 1
Services Gr

Helen of Troy Limited HELE 26-Apr-18 Pre-Market 1.32

Helmerich & Payne,


HP 26-Apr-18 Pre-Market 0.06
Inc.
Heritage Financial
HFWA 26-Apr-18 Pre-Market 0.41
Corporation
Hershey Company HSY 26-Apr-18 Pre-Market 1.41

Hilltop Holdings Inc. HTH 26-Apr-18 After Hours 0.32

Hilton Worldwide
HLT 26-Apr-18 Pre-Market 0
Holdings Inc.

Hub Group, Inc. HUBG 26-Apr-18 After Hours 0.39

x Illinois Tool Works Inc. ITW 26-Apr-18 Pre-Market 1.85

Imperva, Inc. IMPV 26-Apr-18 After Hours

Independence Contract
ICD 26-Apr-18 Pre-Market 0.12
Drilling

x Intel Corporation INTC 26-Apr-18 After Hours 0.71

InterDigital, Inc. IDCC 26-Apr-18 Pre-Market 0.33


International Paper
IP 26-Apr-18 Pre-Market 0.89
Company
Invesco Plc IVZ 26-Apr-18 Pre-Market 0.67

Investors Bancorp, Inc. ISBC 26-Apr-18 After Hours 0.19

Iridium
IRDM 26-Apr-18 Pre-Market 0.04
Communications Inc
Iron Mountain
IRM 26-Apr-18 Pre-Market 0
Incorporated
JAKKS Pacific, Inc. JAKK 26-Apr-18 Pre-Market
KBR, Inc. KBR 26-Apr-18 Pre-Market 0.26
Kimco Realty
KIM 26-Apr-18 Pre-Market 0.36
Corporation
KLA-Tencor
KLAC 26-Apr-18 After Hours 1.98
Corporation

Knowles Corporation KN 26-Apr-18 After Hours 0.09

Lancaster Colony
LANC 26-Apr-18 Pre-Market
Corporation

Lattice Semiconductor
LSCC 26-Apr-18 After Hours 0.03
Corporat

Lazard Ltd. LAZ 26-Apr-18 Pre-Market 1.06

# Caterpillar: Confidential Green


Lear Corporation LEA 26-Apr-18 Pre-Market 4.91
Leggett & Platt,
LEG 26-Apr-18 After Hours 0.61
Incorporated
x LendingTree, Inc. TREE 26-Apr-18 Pre-Market 0.75
LKQ Corporation LKQ 26-Apr-18 Pre-Market 0.59

LogMein, Inc. LOGM 26-Apr-18 After Hours 0.93

Luther Burbank
LBC 26-Apr-18 After Hours 0.18
Corporation
Magellan Health, Inc. MGLN 26-Apr-18 Pre-Market 0.93
Marcus Corporation MCS 26-Apr-18 Pre-Market 0.36
MarineMax, Inc. HZO 26-Apr-18 Pre-Market 0.14
Marsh & McLennan
MMC 26-Apr-18 Pre-Market 1.29
Companies, In

Materion Corporation MTRN 26-Apr-18 Pre-Market 0.44

Mattel, Inc. MAT 26-Apr-18 After Hours 0.39

Matthews International
MATW 26-Apr-18 After Hours 0.89
Corpora

Maxim Integrated
MXIM 26-Apr-18 After Hours 0.69
Products, Inc
Meridian Bioscience
VIVO 26-Apr-18 Pre-Market 0
Inc.
MGM Growth
MGP 26-Apr-18 Pre-Market 0.52
Properties LLC
MGM Resorts
MGM 26-Apr-18 Pre-Market 0.31
International

x Microsoft Corporation MSFT 26-Apr-18 After Hours 0.85

MicroStrategy
MSTR 26-Apr-18 After Hours 0.44
Incorporated
Midland States
MSBI 26-Apr-18 After Hours 0.45
Bancorp, Inc.
MidSouth Bancorp MSL 26-Apr-18 Pre-Market 0.17
Milacron Holdings
MCRN 26-Apr-18 Pre-Market 0.39
Corp.

MobileIron, Inc. MOBL 26-Apr-18 After Hours 0.15

Mohawk Industries,
x Inc.
MHK 26-Apr-18 After Hours 3.01

National Bank Holdings


NBHC 26-Apr-18 After Hours 0.35
Corpora

National Instruments
NATI 26-Apr-18 After Hours 0
Corporati

National Oilwell Varco,


NOV 26-Apr-18 After Hours 0.04
Inc.

Nevsun Resources Ltd NSU 26-Apr-18 After Hours 0.02

Newmont Mining
x Corporation
NEM 26-Apr-18 Pre-Market 0.33

# Caterpillar: Confidential Green


Newpark Resources,
NR 26-Apr-18 After Hours 0.07
Inc.
Nielsen N.V. NLSN 26-Apr-18 Pre-Market 0.44
x Nokia Corporation NOK 26-Apr-18 Pre-Market 0.03
Nomura Holdings Inc
NMR 26-Apr-18 Pre-Market
ADR
NovoCure Limited NVCR 26-Apr-18 Pre-Market 0.13
Nu Skin Enterprises,
NUS 26-Apr-18 After Hours 0.68
Inc.
Nustar Energy L.P. NS 26-Apr-18 Pre-Market 1.19
Nustar GP Holdings,
NSH 26-Apr-18 Pre-Market 0.26
LLC
Oaktree Capital Group,
OAK 26-Apr-18 Pre-Market 0.74
LLC
OceanFirst Financial
OCFC 26-Apr-18 After Hours 0.38
Corp.
Old Dominion Freight
ODFL 26-Apr-18 Pre-Market 1.29
Line, Inc
Old Republic
ORI 26-Apr-18 Pre-Market 0
International Cor

Omnicell, Inc. OMCL 26-Apr-18 After Hours 0.04

Orchid Island Capital,


ORC 26-Apr-18 After Hours
Inc.

x Oshkosh Corporation OSK 26-Apr-18 Pre-Market 1.06

OSI Systems, Inc. OSIS 26-Apr-18 After Hours 0.83

Parker-Hannifin
x Corporation
PH 26-Apr-18 Pre-Market 2.62

Patrick Industries, Inc. PATK 26-Apr-18 Pre-Market 0.94

Patterson-UTI Energy,
PTEN 26-Apr-18 Pre-Market 0.09
Inc.
Pebblebrook Hotel
PEB 26-Apr-18 After Hours 0.65
Trust
Penn National Gaming,
PENN 26-Apr-18 Pre-Market 0.39
Inc.
x Pepsico, Inc. PEP 26-Apr-18 Pre-Market 0.92
PolyOne Corporation POL 26-Apr-18 Pre-Market 0.65
Power Integrations,
POWI 26-Apr-18 After Hours 0.41
Inc.
Praxair, Inc. PX 26-Apr-18 Pre-Market 1.56
Precision Drilling
PDS 26-Apr-18 Pre-Market 0.05
Corporation
Principal Financial
PFG 26-Apr-18 After Hours 1.35
Group Inc

Proofpoint, Inc. PFPT 26-Apr-18 After Hours 0.32

PROS Holdings, Inc. PRO 26-Apr-18 After Hours 0.34

Proto Labs, Inc. PRLB 26-Apr-18 Pre-Market 0.62

# Caterpillar: Confidential Green


Provident Financial
PROV 26-Apr-18 Pre-Market 0
Holdings,
x Radian Group Inc. RDN 26-Apr-18 Pre-Market 0.58
Raytheon Company RTN 26-Apr-18 Pre-Market 2
Reinsurance Group of
RGA 26-Apr-18 After Hours 2.45
America,
Reliance Steel &
RS 26-Apr-18 Pre-Market 2.01
Aluminum Co.

ResMed Inc. RMD 26-Apr-18 After Hours 0.83

Ribbon
RBBN 26-Apr-18 Pre-Market
Communications Inc.

Rice Midstream
RMP 26-Apr-18 Pre-Market 0.41
Partners LP

Rogers Corporation ROG 26-Apr-18 After Hours 1

Royal Dutch Shell PLC RDS.A 26-Apr-18 Pre-Market 1.22

x S&P Global Inc. SPGI 26-Apr-18 Pre-Market 1.98


Safeguard Scientifics,
SFE 26-Apr-18 Pre-Market 0.57
Inc.
Safety, Income &
SAFE 26-Apr-18 Pre-Market 0.28
Growth Inc.
Scana Corporation SCG 26-Apr-18 Pre-Market 1.44
Schneider National,
x Inc.
SNDR 26-Apr-18 Pre-Market 0.23

Seacoast Banking
SBCF 26-Apr-18 After Hours 0.39
Corporation o

Seattle Genetics, Inc. SGEN 26-Apr-18 After Hours

Senomyx, Inc. SNMX 26-Apr-18 After Hours 0.09

Shire plc SHPG 26-Apr-18 Pre-Market 3.58


Shutterstock, Inc. SSTK 26-Apr-18 Pre-Market 0.21
Silicon Motion
SIMO 26-Apr-18 After Hours 0.59
Technology Corp

SkyWest, Inc. SKYW 26-Apr-18 After Hours 0.84

Sonic Automotive, Inc. SAH 26-Apr-18 Pre-Market 0.25

Southwest Airlines
x Company
LUV 26-Apr-18 Pre-Market 0.75

Southwestern Energy
SWN 26-Apr-18 After Hours 0.25
Company
Spectrum Brands
SPB 26-Apr-18 Pre-Market 1.07
Holdings, Inc.
x Spirit Airlines, Inc. SAVE 26-Apr-18 Pre-Market 0.43

SPS Commerce, Inc. SPSC 26-Apr-18 After Hours 0

x Starbucks Corporation SBUX 26-Apr-18 After Hours 0.53

# Caterpillar: Confidential Green


State Bank Financial
STBZ 26-Apr-18 Pre-Market 0.48
Corporati

Stryker Corporation SYK 26-Apr-18 After Hours 1

SunCoke Energy
SXCP 26-Apr-18 Pre-Market 0
Partners, L.P.

SunCoke Energy, Inc. SXC 26-Apr-18 Pre-Market 0.03

SVB Financial Group SIVB 26-Apr-18 After Hours 3.13

TAL Education Group TAL 26-Apr-18 Pre-Market 0.06

Tandem Diabetes
TNDM 26-Apr-18 After Hours 0.59
Care, Inc.

Taubman Centers, Inc. TCO 26-Apr-18 After Hours 0.93

Tenaris S.A. TS 26-Apr-18 After Hours 0.28

The Bancorp, Inc. TBBK 26-Apr-18 After Hours 0

Time Warner Inc. TWX 26-Apr-18 Pre-Market 1.76


Timken Steel
TMST 26-Apr-18 After Hours 0.07
Corporation
Tractor Supply
TSCO 26-Apr-18 Pre-Market 0.58
Company
TriMas Corporation TRS 26-Apr-18 Pre-Market 0.38
Union Pacific
UNP 26-Apr-18 Pre-Market 1.65
Corporation
United Parcel Service,
UPS 26-Apr-18 Pre-Market 1.54
Inc.
United States Steel
X 26-Apr-18 After Hours 0.29
Corporatio
UNITIL Corporation UTL 26-Apr-18 Pre-Market 0.92

USA Truck, Inc. USAK 26-Apr-18 After Hours 0

Valero Energy
VLO 26-Apr-18 Pre-Market 0.95
Corporation
Valero Energy Partners
VLP 26-Apr-18 Pre-Market 0.67
LP
Valley National
VLY 26-Apr-18 Pre-Market 0
Bancorp

VeriSign, Inc. VRSN 26-Apr-18 After Hours 0.95

Vertex
Pharmaceuticals VRTX 26-Apr-18 After Hours 0.26
Incorpo

Viad Corp VVI 26-Apr-18 After Hours 0.53

Visteon Corporation VC 26-Apr-18 Pre-Market 1.77

Vocera
VCRA 26-Apr-18 After Hours
Communications, Inc.

WESCO International,
WCC 26-Apr-18 Pre-Market 0.88
Inc.

# Caterpillar: Confidential Green


West Pharmaceutical
WST 26-Apr-18 Pre-Market 0.64
Services,

Western Digital
WDC 26-Apr-18 After Hours 2.97
Corporation
WNS Holdings 26-Apr-18 Pre-Market 0.46
World Fuel Services
INT 26-Apr-18 After Hours 0.52
Corporatio
Xcel Energy Inc. XEL 26-Apr-18 Pre-Market 0.51
Zimmer Biomet
ZBH 26-Apr-18 Pre-Market 1.87
Holdings, Inc.
Altra Industrial Motion
AIMC 27-Apr-18 Pre-Market 0.61
Corp.
Autoliv, Inc. ALV 27-Apr-18 Pre-Market 1.81
Barnes Group, Inc. B 27-Apr-18 Pre-Market 0.67
Cabot Oil & Gas
COG 27-Apr-18 Pre-Market 0.24
Corporation

Cameco Corporation CCJ 27-Apr-18 Pre-Market 0.02

Celestica, Inc. CLS 27-Apr-18 Pre-Market 0.16

Charter
CHTR 27-Apr-18 Pre-Market 0.43
Communications, Inc.

Chevron Corporation CVX 27-Apr-18 Pre-Market 1.47


Civista Bancshares,
CIVB 27-Apr-18 Pre-Market 0.46
Inc.
CNH Industrial N.V. CNHI 27-Apr-18 Pre-Market 0.08
Colgate-Palmolive
CL 27-Apr-18 Pre-Market 0.73
Company
Dominion Energy
DM 27-Apr-18 Pre-Market 0.35
Midstream Part

Dominion Energy, Inc. D 27-Apr-18 Pre-Market 1.03

Dover Corporation DOV 27-Apr-18 Pre-Market 1.14


Embraer-Empresa
ERJ 27-Apr-18 Pre-Market 0.01
Brasileira de
Exxon Mobil
XOM 27-Apr-18 Pre-Market 1
Corporation
First BanCorp. FBP 27-Apr-18 Pre-Market 0.09
GasLog Partners LP GLOP 27-Apr-18 Pre-Market 0.49

Hill-Rom Holdings Inc HRC 27-Apr-18 Pre-Market 1.02

Honda Motor
HMC 27-Apr-18 Pre-Market 0.46
Company, Ltd.
Imperial Oil Limited IMO 27-Apr-18 Pre-Market 0.37
Industrial Logistics
ILPT 27-Apr-18 Pre-Market 0
Propertie
Interpublic Group of
IPG 27-Apr-18 Pre-Market 0.04
Companies
LyondellBasell
LYB 27-Apr-18 Pre-Market 2
Industries NV

# Caterpillar: Confidential Green


McClatchy Company MNI 27-Apr-18 Pre-Market 2.12
Monotype Imaging
TYPE 27-Apr-18 Pre-Market 0.05
Holdings Inc.
Moody's Corporation MCO 27-Apr-18 Pre-Market 1.78
New Residential
NRZ 27-Apr-18 Pre-Market 0.55
Investment Cor
Phillips 66 PSX 27-Apr-18 Pre-Market 0.88

Phillips 66 Partners LP PSXP 27-Apr-18 Pre-Market 0.77

PNM Resources, Inc. PNM 27-Apr-18 Pre-Market 0.21

Portland General
POR 27-Apr-18 Pre-Market 0.69
Electric Comp
Provident Financial
PFS 27-Apr-18 Pre-Market 0.44
Services,

Rockwell Collins, Inc. COL 27-Apr-18 Pre-Market 1.75

Saia, Inc. SAIA 27-Apr-18 Pre-Market 0.72


Sanofi SNY 27-Apr-18 Pre-Market 0.74
Simon Property Group,
SPG 27-Apr-18 Pre-Market 2.83
Inc.
Tenneco Inc. TEN 27-Apr-18 Pre-Market 1.67
TransCanada
TRP 27-Apr-18 Pre-Market 0.63
Corporation
Ventas, Inc. VTR 27-Apr-18 Pre-Market 1.01
Westrock Company WRK 27-Apr-18 Pre-Market 0.83
Weyerhaeuser
WY 27-Apr-18 Pre-Market 0.33
Company
WisdomTree
WETF 27-Apr-18 Pre-Market 0.08
Investments, Inc.
28-Apr-18
29-Apr-18
Advanced Energy
AEIS 30-Apr-18 After Hours 1.22
Industries, In
AK Steel Holding
AKS 30-Apr-18 Pre-Market 0.03
Corporation
Akamai Technologies,
AKAM 30-Apr-18 After Hours 0.51
Inc.
Alexandria Real Estate
ARE 30-Apr-18 After Hours 1.59
Equitie
Allergan plc. AGN 30-Apr-18 Pre-Market 3.36
Alliance Holdings GP,
AHGP 30-Apr-18 Pre-Market
L.P.
Alliance Resource
ARLP 30-Apr-18 Pre-Market 0.54
Partners, L.

Allison Transmission
ALSN 30-Apr-18 After Hours 0.79
Holdings,

AppFolio, Inc. APPF 30-Apr-18 After Hours 0.05

Apptio, Inc. APTI 30-Apr-18 After Hours 0.18

# Caterpillar: Confidential Green


Arconic Inc. ARNC 30-Apr-18 Pre-Market 0.32
Armstrong World
AWI 30-Apr-18 Pre-Market 0.83
Industries Inc

AxoGen, Inc. AXGN 30-Apr-18 After Hours 0.11

Blackbaud, Inc. BLKB 30-Apr-18 After Hours 0.42

Boardwalk Pipeline
BWP 30-Apr-18 Pre-Market 0
Partners L.
Bright Horizons Family
BFAM 30-Apr-18 After Hours 0.66
Solutio
Brixmor Property
BRX 30-Apr-18 After Hours 0.51
Group Inc.
Capital Product
CPLP 30-Apr-18 Pre-Market 0.06
Partners L.P.
Carolina Financial
CARO 30-Apr-18 After Hours 0.65
Corporation
CNA Financial
CNA 30-Apr-18 Pre-Market 0.89
Corporation

Cognex Corporation CGNX 30-Apr-18 After Hours 0

Cooper Tire & Rubber


CTB 30-Apr-18 Pre-Market 0
Company
Customers Bancorp,
CUBI 30-Apr-18 Pre-Market 0.56
Inc
Dana Incorporated DAN 30-Apr-18 Pre-Market 0.65
Diamond Offshore
DO 30-Apr-18 Pre-Market
Drilling, Inc
DSP Group, Inc. DSPG 30-Apr-18 Pre-Market 0.02
Education Realty Trust
EDR 30-Apr-18 Pre-Market 0.55
Inc.
Electronics for
EFII 30-Apr-18 After Hours 0.09
Imaging, Inc.

Elevate Credit, Inc. ELVT 30-Apr-18 After Hours 0.11

Enterprise Products
EPD 30-Apr-18 Pre-Market 0.37
Partners L

First Data Corporation FDC 30-Apr-18 Pre-Market 0.21

Forum Energy
FET 30-Apr-18 After Hours 0.06
Technologies, Inc

FTS International, Inc. FTSI 30-Apr-18 After Hours 0.77

Gramercy Property
GPT 30-Apr-18 After Hours 0
Trust
Granite Construction
GVA 30-Apr-18 Pre-Market 0.37
Incorpora

Harmonic Inc. HLIT 30-Apr-18 After Hours

Healthcare Trust of
HTA 30-Apr-18 Pre-Market 0.42
America, I

HealthStream, Inc. HSTM 30-Apr-18 After Hours 0.06

# Caterpillar: Confidential Green


Heartland Financial
HTLF 30-Apr-18 After Hours 0.87
USA, Inc.
IDEX Corporation IEX 30-Apr-18 Pre-Market 1.24

Inogen, Inc INGN 30-Apr-18 After Hours 0.27

Instructure, Inc. INST 30-Apr-18 After Hours 0.39

Integrated Device
IDTI 30-Apr-18 After Hours 0.34
Technology,

Intevac, Inc. IVAC 30-Apr-18 After Hours 0.23

J & J Snack Foods


JJSF 30-Apr-18 After Hours 1.01
Corp.
Kemper Corporation KMPR 30-Apr-18 Pre-Market 0.69
Loews Corporation L 30-Apr-18 Pre-Market 0.78

MagnaChip
MX 30-Apr-18 After Hours 0.06
Semiconductor Corpor

McDonald's
MCD 30-Apr-18 Pre-Market 1.67
Corporation
Mercury General
MCY 30-Apr-18 Pre-Market 0.47
Corporation
Meta Financial Group,
CASH 30-Apr-18 After Hours 4.13
Inc.

Molina Healthcare Inc MOH 30-Apr-18 Pre-Market 0.81

Monolithic Power
MPWR 30-Apr-18 After Hours 0
Systems, Inc.

Nexa Resources S.A. NEXA 30-Apr-18 After Hours 0

NIC Inc. EGOV 30-Apr-18 After Hours 0.21

NutriSystem Inc NTRI 30-Apr-18 After Hours 0.07

ON Semiconductor
ON 30-Apr-18 Pre-Market 0.39
Corporation

ONE Gas, Inc. OGS 30-Apr-18 After Hours 1.47

x PerkinElmer, Inc. PKI 30-Apr-18 After Hours 0.61

Public Service
PEG 30-Apr-18 Pre-Market 0.98
Enterprise Grou

QTS Realty Trust, Inc. QTS 30-Apr-18 After Hours 0.62

Quaker Chemical
KWR 30-Apr-18 After Hours 1.31
Corporation

Quantenna
QTNA 30-Apr-18 After Hours 0.07
Communications, Inc.

Regency Centers
REG 30-Apr-18 After Hours 0.94
Corporation

x Rent-A-Center Inc. RCII 30-Apr-18 After Hours 0.08

RumbleOn, Inc. RMBL 30-Apr-18 Pre-Market 0.26

# Caterpillar: Confidential Green


SBA Communications
SBAC 30-Apr-18 After Hours 0.21
Corporation

Simpson
Manufacturing SSD 30-Apr-18 After Hours 0.49
Company,
Tenet Healthcare
THC 30-Apr-18 After Hours 0.01
Corporation

x Texas Roadhouse, Inc. TXRH 30-Apr-18 After Hours 0.76

Transocean Ltd. RIG 30-Apr-18 After Hours 0.35

TriNet Group, Inc. TNET 30-Apr-18 After Hours 0.55

TrueBlue, Inc. TBI 30-Apr-18 After Hours 0.21

U S Concrete, Inc. USCR 30-Apr-18 Pre-Market 0.38

Varonis Systems, Inc. VRNS 30-Apr-18 After Hours 0.49

Vornado Realty Trust VNO 30-Apr-18 After Hours 0.88

Whiting Petroleum
WLL 30-Apr-18 After Hours 0.22
Corporation
1-800
x FLOWERS.COM, Inc.
FLWS 1-May-18 Pre-Market 0.12

Acacia Research
ACTG 1-May-18 After Hours 0.04
Corporation
Acadia Healthcare
ACHC 1-May-18 After Hours 0.47
Company, Inc

Acadia Realty Trust AKR 1-May-18 After Hours 0.34

Acco Brands
ACCO 1-May-18 Pre-Market 0.06
Corporation
x Aetna Inc. AET 1-May-18 Pre-Market 2.97
x AGCO Corporation AGCO 1-May-18 Pre-Market 0.11

Alamos Gold Inc. AGI 1-May-18 After Hours 0.03

x Allstate Corporation ALL 1-May-18 After Hours 2.42

Ameresco, Inc. AMRC 1-May-18 Pre-Market 0.04


American Tower
AMT 1-May-18 Pre-Market 1.68
Corporation
Anadarko Petroleum
APC 1-May-18 After Hours 0.38
Corporation

x Apple Inc. AAPL 1-May-18 After Hours 2.69

ARC Document
ARC 1-May-18 After Hours 0.02
Solutions, Inc.
Arch Capital Group
ACGL 1-May-18 After Hours 1.57
Ltd.
Archer-Daniels-
x Midland Company
ADM 1-May-18 Pre-Market 0.59

Armada Hoffler
x Properties, Inc
AHH 1-May-18 Pre-Market 0.24

# Caterpillar: Confidential Green


ARRIS International plc ARRS 1-May-18 After Hours 0.45

Arthur J. Gallagher &


AJG 1-May-18 After Hours 1.51
Co.
Artisan Partners Asset
APAM 1-May-18 After Hours 0.72
Managem
Ashland Global
ASH 1-May-18 After Hours 0.84
Holdings Inc.
AutoNation, Inc. AN 1-May-18 Pre-Market 1
Ballard Power
BLDP 1-May-18 After Hours 0.02
Systems, Inc.
Barrett Business
BBSI 1-May-18 After Hours 1.83
Services, Inc
BP p.l.c. BP 1-May-18 Pre-Market 0.65
Bridgepoint Education,
BPI 1-May-18 After Hours 0.12
Inc.
Brooks Automation,
BRKS 1-May-18 After Hours 0.36
Inc.
C.H. Robinson
CHRW 1-May-18 After Hours 0.99
Worldwide, Inc.
Catalent, Inc. CTLT 1-May-18 Pre-Market 0.35

Chatham Lodging Trust CLDT 1-May-18 Pre-Market 0.35

Chesapeake Lodging
CHSP 1-May-18 Pre-Market 0.41
Trust
CIRCOR International,
CIR 1-May-18 After Hours 0.32
Inc.

Coherent, Inc. COHR 1-May-18 After Hours 3.52

Colliers International
CIGI 1-May-18 Pre-Market 0.06
Group I

CommScope Holding
COMM 1-May-18 Pre-Market 0.43
Company, Inc

Community Health
CYH 1-May-18 After Hours 0.26
Systems, Inc.
Commvault Systems,
CVLT 1-May-18 Pre-Market 0.07
Inc.
Compass Minerals
CMP 1-May-18 After Hours 0.23
International

Concho Resources Inc. CXO 1-May-18 After Hours 0.81

Cotiviti Holdings, Inc. COTV 1-May-18 After Hours 0.34

x Cummins Inc. CMI 1-May-18 Pre-Market 2.92

Denny's Corporation DENN 1-May-18 After Hours 0

Devon Energy
DVN 1-May-18 After Hours 0.22
Corporation
Domtar Corporation UFS 1-May-18 Pre-Market 0

Dorman Products, Inc. DORM 1-May-18 Pre-Market 1.03

# Caterpillar: Confidential Green


Eaton Corporation,
ETN 1-May-18 Pre-Market 1.06
PLC
x Ecolab Inc. ECL 1-May-18 Pre-Market 0.88

Edison International EIX 1-May-18 After Hours 0.92

Emerge Energy
EMES 1-May-18 Pre-Market 0.06
Services LP
Emerson Electric
x Company
EMR 1-May-18 Pre-Market 0.71

Endurance
EIGI 1-May-18 Pre-Market
International Group

Energous Corporation WATT 1-May-18 After Hours 0.51

EnLink Midstream
ENLK 1-May-18 After Hours 0.05
Partners, LP

EnLink Midstream, LLC ENLC 1-May-18 After Hours 0.16

Enphase Energy, Inc. ENPH 1-May-18 After Hours 0.05

Evertec, Inc. EVTC 1-May-18 After Hours 0.28

ExlService Holdings,
EXLS 1-May-18 Pre-Market 0.51
Inc.
Extra Space Storage
EXR 1-May-18 After Hours 1.09
Inc

Ferro Corporation FOE 1-May-18 After Hours 0.35

Fidelity National
FIS 1-May-18 Pre-Market 1.04
Information

Fiserv, Inc. FISV 1-May-18 After Hours 0.73

Five9, Inc. FIVN 1-May-18 After Hours 0.06

Fortis Inc. FTS 1-May-18 Pre-Market 0.55


Franklin Electric Co.,
FELE 1-May-18 Pre-Market 0.38
Inc.
Frontier
Communications FTR 1-May-18 After Hours 0.83
Corpor
Genesee & Wyoming,
GWR 1-May-18 Pre-Market 0.74
Inc.
GenMark Diagnostics,
GNMK 1-May-18 After Hours 0.21
Inc.

Genworth Financial Inc GNW 1-May-18 After Hours 0.23

Gilead Sciences, Inc. GILD 1-May-18 After Hours 1.65

Gladstone Commercial
GOOD 1-May-18 After Hours 0
Corporati

Glatfelter GLT 1-May-18 Pre-Market 0.26

Glu Mobile Inc. GLUU 1-May-18 After Hours 0.01

GrubHub Inc. GRUB 1-May-18 Pre-Market 0.27

# Caterpillar: Confidential Green


Hanesbrands Inc. HBI 1-May-18 Pre-Market 0.24
Haverty Furniture
HVT 1-May-18 After Hours 0.21
Companies, I
HCA Healthcare, Inc. HCA 1-May-18 Pre-Market 2.07

HCI Group, Inc. HCI 1-May-18 After Hours 1.01

Hi-Crush Partners LP HCLP 1-May-18 After Hours 0.58

Holly Energy Partners,


HEP 1-May-18 Pre-Market 0.43
L.P.
Horizon Technology
HRZN 1-May-18 After Hours 0.29
Finance Cor
Howard Hughes
HHC 1-May-18 After Hours 0.37
Corporation

Huntsman Corporation HUN 1-May-18 Pre-Market 0.77

Huron Consulting
HURN 1-May-18 After Hours 0.47
Group Inc.
II-VI Incorporated IIVI 1-May-18 Pre-Market 0.36
Imax Corporation IMAX 1-May-18 Pre-Market 0.05
Incyte Corporation INCY 1-May-18 Pre-Market 0.09
Innophos Holdings,
IPHS 1-May-18 Pre-Market 0
Inc.
Intelsat S.A. I 1-May-18 Pre-Market

Intersect ENT, Inc. XENT 1-May-18 After Hours 0.23

IPG Photonics
IPGP 1-May-18 Pre-Market 1
Corporation

Ironwood
IRWD 1-May-18 Pre-Market 0.16
Pharmaceuticals, Inc.

Jack Henry &


JKHY 1-May-18 After Hours 0.86
Associates, Inc.

John Bean
JBT 1-May-18 After Hours 0.36
Technologies Corpora

Johnson Controls
x International
JCI 1-May-18 Pre-Market 0.52

x Juniper Networks, Inc. JNPR 1-May-18 After Hours 0.16

K2M Group Holdings,


KTWO 1-May-18 After Hours 0.22
Inc.

Key Tronic Corporation KTCC 1-May-18 After Hours 0.03

Kforce, Inc. KFRC 1-May-18 After Hours 0.36

L3 Technologies, Inc. LLL 1-May-18 Pre-Market 2

Libbey, Inc. LBY 1-May-18 Pre-Market 0.16


Lumber Liquidators
LL 1-May-18 Pre-Market 0
Holdings, I

Lydall, Inc. LDL 1-May-18 After Hours 0.65

# Caterpillar: Confidential Green


MACOM Technology
MTSI 1-May-18 After Hours 0.02
Solutions Hol
Marathon Petroleum
MPC 1-May-18 Pre-Market 0.15
Corporation

Matson, Inc. MATX 1-May-18 After Hours 0.24

McGrath RentCorp MGRC 1-May-18 After Hours 0.45

Merck & Company, Inc. MRK 1-May-18 Pre-Market 0.99

Mitek Systems, Inc. MITK 1-May-18 After Hours 0.02

Mondelez International,
MDLZ 1-May-18 After Hours 0.61
Inc.
MPLX LP MPLX 1-May-18 Pre-Market 0.45

Murphy USA Inc. MUSA 1-May-18 After Hours 0.29

Nabors Industries Ltd. NBR 1-May-18 After Hours 0.29

Nanometrics
NANO 1-May-18 After Hours 0.44
Incorporated

NCR Corporation NCR 1-May-18 After Hours 0.44

NeoGenomics, Inc. NEO 1-May-18 Pre-Market 0.01


Newfield Exploration
NFX 1-May-18 After Hours 0.72
Company
NexPoint Residential
NXRT 1-May-18 Pre-Market 0.41
Trust, In
Noble Energy Inc. NBL 1-May-18 Pre-Market 0.26
Noble Midstream
NBLX 1-May-18 Pre-Market 1.08
Partners LP

NuVasive, Inc. NUVA 1-May-18 After Hours 0.45

Olin Corporation OLN 1-May-18 After Hours 0.18

ONEOK, Inc. OKE 1-May-18 After Hours 0.63

Oxford Immunotec
OXFD 1-May-18 Pre-Market 0.42
Global PLC
Pacific Premier
PPBI 1-May-18 Pre-Market 0.63
Bancorp Inc
Parker Drilling
PKD 1-May-18 After Hours 0.21
Company

Paycom Software, Inc. PAYC 1-May-18 After Hours 0.78

Pennsylvania Real
PEI 1-May-18 After Hours 0.33
Estate Inves
Perficient, Inc. PRFT 1-May-18 Pre-Market 0.25
x Pfizer, Inc. PFE 1-May-18 Pre-Market 0.74

PGT Innovations, Inc. PGTI 1-May-18 Pre-Market 0.15

x Plantronics, Inc. PLT 1-May-18 After Hours 0.61

# Caterpillar: Confidential Green


Qualys, Inc. QLYS 1-May-18 After Hours 0.24

Qumu Corporation QUMU 1-May-18 After Hours

Quotient Technology
QUOT 1-May-18 After Hours 0.03
Inc.
R.R. Donnelley & Sons
RRD 1-May-18 After Hours
Company
Regional Management
RM 1-May-18 After Hours 0.68
Corp.
Regis Corporation RGS 1-May-18 Pre-Market
RenaissanceRe
RNR 1-May-18 After Hours 2.75
Holdings Ltd.
Retail Properties of
RPAI 1-May-18 After Hours 0.25
America,

Retrophin, Inc. RTRX 1-May-18 After Hours

Revolution Lighting
RVLT 1-May-18 Pre-Market 0.17
Technologi
Rexford Industrial
REXR 1-May-18 After Hours 0.25
Realty, Inc

Rowan Companies plc RDC 1-May-18 Pre-Market

Ryman Hospitality
RHP 1-May-18 Pre-Market 1.19
Properties,
Sabre Corporation SABR 1-May-18 Pre-Market 0.36
Scotts Miracle-Gro
SMG 1-May-18 Pre-Market 3.35
Company
Seagate Technology
STX 1-May-18 Pre-Market 1.34
PLC
Select Income REIT SIR 1-May-18 Pre-Market 0.62

SendGrid, Inc. SEND 1-May-18 After Hours 0.05

ServiceMaster Global
SERV 1-May-18 Pre-Market 0.39
Holdings,
x Shopify Inc. SHOP 1-May-18 Pre-Market 0.23

x Shutterfly, Inc. SFLY 1-May-18 After Hours 0.95

x Snap Inc. SNAP 1-May-18 After Hours 0.33

Southside Bancshares,
SBSI 1-May-18 Pre-Market 0.58
Inc.
Spirit Realty Capital,
SRC 1-May-18 After Hours 0.21
Inc.
SS&C Technologies
SSNC 1-May-18 After Hours 0
Holdings, In

Stag Industrial, Inc. STAG 1-May-18 After Hours 0.43

Suncor Energy Inc. SU 1-May-18 After Hours 0.47

Tanger Factory Outlet


SKT 1-May-18 After Hours 0.58
Centers,
Tapestry, Inc. TPR 1-May-18 Pre-Market 0

# Caterpillar: Confidential Green


Teladoc, Inc. TDOC 1-May-18 After Hours 0.43

The Carlyle Group L.P. CG 1-May-18 Pre-Market 0

The Ultimate Software


ULTI 1-May-18 After Hours 0.26
Group, I
Timken Company TKR 1-May-18 Pre-Market 0.81

Trecora Resources TREC 1-May-18 After Hours 0.13

Trupanion, Inc. TRUP 1-May-18 After Hours 0.04

x Under Armour, Inc. UAA 1-May-18 Pre-Market 0.05

x Unisys Corporation UIS 1-May-18 After Hours 0.17

Unum Group UNM 1-May-18 After Hours 1.25

Validus Holdings, Ltd. VR 1-May-18 After Hours 0.83

Vectren Corporation VVC 1-May-18 After Hours 0.78

Venator Materials PLC VNTR 1-May-18 Pre-Market 0.84

Veracyte, Inc. VCYT 1-May-18 After Hours 0.25

Verisk Analytics, Inc. VRSK 1-May-18 After Hours 0.92

Vista Outdoor Inc. VSTO 1-May-18 Pre-Market 0.14

Voya Financial, Inc. VOYA 1-May-18 After Hours 0.85

Wabash National
WNC 1-May-18 After Hours 0.35
Corporation
Waddell & Reed
WDR 1-May-18 Pre-Market 0.55
Financial, Inc.
WEC Energy Group,
WEC 1-May-18 Pre-Market 1.16
Inc.
WellCare Health Plans,
WCG 1-May-18 Pre-Market 1.95
Inc.
Welltower Inc. WELL 1-May-18 Pre-Market 1
Western Gas Equity
WGP 1-May-18 After Hours 0.42
Partners, L
Western Gas Partners,
WES 1-May-18 After Hours 0.47
LP
Western Union
WU 1-May-18 After Hours 0.42
Company
Xylem Inc. XYL 1-May-18 Pre-Market 0.51
Yum China Holdings,
YUMC 1-May-18 After Hours 0.45
Inc.

x Zendesk, Inc. ZEN 1-May-18 After Hours 0.29

3D Systems
DDD 2-May-18 Pre-Market 0.06
Corporation

AAC Holdings, Inc. AAC 2-May-18 After Hours 0

# Caterpillar: Confidential Green


Acorda Therapeutics,
ACOR 2-May-18 Pre-Market 0.33
Inc.
Advanced Disposal
ADSW 2-May-18 After Hours 0.04
Services, In

Aegion Corp AEGN 2-May-18 After Hours 0.12

Aerohive Networks,
HIVE 2-May-18 After Hours 0.14
Inc.
Allete, Inc. ALE 2-May-18 Pre-Market 0.99
Alliant Energy
LNT 2-May-18 After Hours 0
Corporation
Allied Motion
AMOT 2-May-18 After Hours 0.28
Technologies, In
Alpha and Omega
AOSL 2-May-18 After Hours 0.03
Semiconductor
American Equity
AEL 2-May-18 After Hours 0.83
Investment Lif
American Financial
AFG 2-May-18 After Hours 1.94
Group, Inc.
American International
AIG 2-May-18 After Hours 1.25
Group,

American Water Works AWK 2-May-18 After Hours 0.55

AmeriGas Partners,
APU 2-May-18 After Hours 2.41
L.P.
AmerisourceBergen
ABC 2-May-18 Pre-Market 1.83
Corporation
AMTEK, Inc. AME 2-May-18 Pre-Market 0.72

Anika Therapeutics Inc. ANIK 2-May-18 After Hours 0.25

Annaly Capital
NLY 2-May-18 After Hours 0
Management Inc

x ANSYS, Inc. ANSS 2-May-18 After Hours 0.97

x Apache Corporation APA 2-May-18 After Hours 0.37

Apollo Commercial
ARI 2-May-18 After Hours 0.41
Real Estate
Approach Resources
AREX 2-May-18 After Hours 0.05
Inc.
Aptiv PLC APTV 2-May-18 Pre-Market 1
Ares Capital
ARCC 2-May-18 Pre-Market 0.37
Corporation
Ashford Hospitality
AHP 2-May-18 After Hours 0.34
Prime, Inc
Aspen Insurance
AHL 2-May-18 After Hours 0.92
Holdings Limit
Atmos Energy
ATO 2-May-18 After Hours 1.54
Corporation
Automatic Data
ADP 2-May-18 Pre-Market 1.44
Processing, Inc
Avis Budget Group,
x Inc.
CAR 2-May-18 After Hours 1.07

Avista Corporation AVA 2-May-18 Pre-Market 0

# Caterpillar: Confidential Green


Axcelis Technologies,
ACLS 2-May-18 After Hours 0.35
Inc.

Bandwidth Inc. BAND 2-May-18 After Hours 0.05

Beazer Homes USA,


BZH 2-May-18 After Hours 0.17
Inc.
Belden Inc BDC 2-May-18 Pre-Market 1
Bio-Techne Corp TECH 2-May-18 Pre-Market 1.07
BlackRock Capital
BKCC 2-May-18 After Hours 0.19
Investment C
Brookfield
BIP 2-May-18 Pre-Market 0.86
Infrastructure Part
Bunge Limited BG 2-May-18 Pre-Market 0

CACI International, Inc. CACI 2-May-18 After Hours 1

Caesars Entertainment
CZR 2-May-18 After Hours 0.01
Corporat

CafePress Inc. PRSS 2-May-18 After Hours

Callon Petroleum
CPE 2-May-18 After Hours 0.19
Company
Camtek Ltd. CAMT 2-May-18 Pre-Market 0.11
Capella Education
CPLA 2-May-18 Pre-Market 1.11
Company
Cardiovascular
CSII 2-May-18 After Hours 0.02
Systems, Inc.
Career Education
CECO 2-May-18 After Hours 0.22
Corporation
CBRE Group, Inc. CBRE 2-May-18 Pre-Market 0.49
CDW Corporation CDW 2-May-18 Pre-Market 0.88
Cedar Fair, L.P. FUN 2-May-18 Pre-Market 1.35

Cerner Corporation CERN 2-May-18 After Hours 0.53

CGI Group, Inc. GIB 2-May-18 Pre-Market 0.82


Chesapeake Energy
CHK 2-May-18 Pre-Market 0.27
Corporation

Cimpress N.V CMPR 2-May-18 After Hours 0.11

Cirrus Logic, Inc. CRUS 2-May-18 After Hours 0.46

Clean Harbors, Inc. CLH 2-May-18 Pre-Market 0.14


Clorox Company CLX 2-May-18 Pre-Market 1
Compass Diversified
CODI 2-May-18 After Hours 0.27
Holdings

ConforMIS, Inc. CFMS 2-May-18 After Hours 0.26

Continental Resources,
CLR 2-May-18 After Hours 0
Inc.

CoreCivic, Inc. CXW 2-May-18 After Hours 0.51

Criteo S.A. CRTO 2-May-18 Pre-Market 0.26

# Caterpillar: Confidential Green


Cross Country
CCRN 2-May-18 After Hours 0.02
Healthcare, Inc.

CryoLife, Inc. CRY 2-May-18 After Hours 0.04

CSG Systems
CSGS 2-May-18 After Hours 0
International, Inc
Curtiss-Wright
CW 2-May-18 After Hours 0.92
Corporation
CVS Health
CVS 2-May-18 Pre-Market 1
Corporation

CyrusOne Inc CONE 2-May-18 After Hours 0.75

DexCom, Inc. DXCM 2-May-18 After Hours 0.32

Diebold Nixdorf
x Incorporated
DBD 2-May-18 Pre-Market 0.01

Dine Brands Global,


DIN 2-May-18 Pre-Market 1.07
Inc.
Donnelley Financial
DFIN 2-May-18 Pre-Market 0
Solutions,
Dynex Capital, Inc. DX 2-May-18 Pre-Market
Enable Midstream
ENBL 2-May-18 Pre-Market 0.22
Partners, LP

Endologix, Inc. ELGX 2-May-18 After Hours

Energizer Holdings,
ENR 2-May-18 Pre-Market 0.42
Inc.

Engility Holdings, Inc. EGL 2-May-18 Pre-Market 0.45

EnPro Industries NPO 2-May-18 After Hours 0.85

Equinix, Inc. EQIX 2-May-18 After Hours 4.48

Essex Property Trust,


ESS 2-May-18 After Hours 3.05
Inc.
Estee Lauder
x Companies, Inc.
EL 2-May-18 Pre-Market 1.07

Eversource Energy ES 2-May-18 After Hours 0.86

Exelixis, Inc. EXEL 2-May-18 After Hours 0.15

Express Scripts
ESRX 2-May-18 After Hours 1.76
Holding Compan

Exterran Corporation EXTN 2-May-18 After Hours 0.16

Federal Realty
FRT 2-May-18 After Hours 1
Investment Trus
Fidelity National
FNF 2-May-18 After Hours 0.41
Financial, I

FireEye, Inc. FEYE 2-May-18 After Hours 0.27

Fitbit, Inc. FIT 2-May-18 After Hours 0.27

# Caterpillar: Confidential Green


FMC Corporation FMC 2-May-18 After Hours 1.63

FormFactor, Inc. FORM 2-May-18 After Hours 0.11

Foundation Medicine,
FMI 2-May-18 After Hours 1.13
Inc.
Fox Factory Holding
FOXF 2-May-18 After Hours 0.34
Corp.
Garmin Ltd. GRMN 2-May-18 Pre-Market 0.56
Gates Industrial
GTES 2-May-18 After Hours 0.19
Corporation p

Generac Holdlings Inc. GNRC 2-May-18 Pre-Market 0.62

Gildan Activewear, Inc. GIL 2-May-18 After Hours 0.36

Globus Medical, Inc. GMED 2-May-18 After Hours 0.36

Grand Canyon
LOPE 2-May-18 After Hours 1.39
Education, Inc.
Great Plains Energy
GXP 2-May-18 After Hours 0.14
Inc
Halcon Resources
HK 2-May-18 After Hours 0.01
Corporation
Harris Corporation HRS 2-May-18 Pre-Market 1.62
Harsco Corporation HSC 2-May-18 Pre-Market 0
Heritage-Crystal Clean,
HCCI 2-May-18 After Hours 0.09
Inc.
Hilton Grand Vacations
HGV 2-May-18 After Hours 0.62
Inc.
HollyFrontier
HFC 2-May-18 Pre-Market 0.37
Corporation

Hologic, Inc. HOLX 2-May-18 After Hours 0.53

Host Hotels & Resorts,


HST 2-May-18 After Hours 0
Inc.

Hudbay Minerals Inc. HBM 2-May-18 After Hours 0

Humana Inc. HUM 2-May-18 Pre-Market 3.21


Hyatt Hotels
x Corporation
H 2-May-18 After Hours 0.31

I.D. Systems, Inc. IDSY 2-May-18 After Hours 0.08

ICF International, Inc. ICFI 2-May-18 After Hours 0.75

Ingevity Corporation NGVT 2-May-18 After Hours 0.61

Investment Technology
ITG 2-May-18 Pre-Market 0.15
Group, I
IQVIA Holdings, Inc. IQV 2-May-18 Pre-Market 1
iRhythm Technologies,
IRTC 2-May-18 After Hours 0.42
Inc.
James River Group
JRVR 2-May-18 After Hours 0.51
Holdings, Lt

# Caterpillar: Confidential Green


Jernigan Capital, Inc. JCAP 2-May-18 After Hours 0.13

Keane Group, Inc. FRAC 2-May-18 After Hours 0.21

Kennedy-Wilson
KW 2-May-18 After Hours
Holdings Inc.

Kirkland Lake Gold Ltd. KL 2-May-18 Pre-Market 0.23

Kulicke and Soffa


KLIC 2-May-18 After Hours 0.41
Industries,
Lamar Advertising
LAMR 2-May-18 Pre-Market
Company
Landmark
LMRK 2-May-18 Pre-Market 0.17
Infrastructure Partne
Lantheus Holdings,
LNTH 2-May-18 After Hours 0.22
Inc.

Laredo Petroleum, Inc. LPI 2-May-18 After Hours 0.25

Life Storage, Inc. LSI 2-May-18 After Hours 1.28

Lincoln National
LNC 2-May-18 After Hours 1.94
Corporation
Littelfuse, Inc. LFUS 2-May-18 Pre-Market 1.82
LivaNova PLC LIVN 2-May-18 Pre-Market 0.52
Logitech International
LOGI 2-May-18 After Hours 0.18
S.A.
Lumentum Holdings
LITE 2-May-18 Pre-Market 0.53
Inc.

Macerich Company MAC 2-May-18 After Hours 0.81

Mack-Cali Realty
CLI 2-May-18 After Hours 0.48
Corporation
Macquarie
MIC 2-May-18 After Hours 0.61
Infrastructure Corpo
Malibu Boats, Inc. MBUU 2-May-18 Pre-Market 0

Manning & Napier, Inc. MN 2-May-18 After Hours 0.06

ManTech International
MANT 2-May-18 After Hours 0.48
Corporat

Manulife Financial
MFC 2-May-18 After Hours 0.49
Corp
Marathon Oil
MRO 2-May-18 After Hours 0.15
Corporation

Masimo Corporation MASI 2-May-18 After Hours 0

Masonite International
DOOR 2-May-18 After Hours 0.67
Corpora

Mastercard
x Incorporated
MA 2-May-18 Pre-Market 1.26

Matador Resources
MTDR 2-May-18 After Hours 0
Company

# Caterpillar: Confidential Green


MDU Resources
MDU 2-May-18 After Hours 0
Group, Inc.

x MetLife, Inc. MET 2-May-18 After Hours 1.17

MGP Ingredients, Inc. MGPI 2-May-18 Pre-Market 0.55

Mid-America
MAA 2-May-18 After Hours 1.46
Apartment Communit

Molson Coors Brewing


TAP 2-May-18 Pre-Market 0
Company

MRC Global Inc. MRC 2-May-18 After Hours 0.09

Murphy Oil Corporation MUR 2-May-18 After Hours 0.23

National Storage
NSA 2-May-18 After Hours 0.32
Affiliates Tr
Navigant Consulting,
NCI 2-May-18 Pre-Market 0
Inc.
NiSource, Inc NI 2-May-18 Pre-Market 0.75

Noble Corporation NE 2-May-18 After Hours 0.58

Norwegian Cruise Line


NCLH 2-May-18 Pre-Market 0.54
Holdings
Nova Measuring
NVMI 2-May-18 Pre-Market 0.38
Instruments Ltd
NOW Inc. DNOW 2-May-18 Pre-Market 0.02

NXP Semiconductors
NXPI 2-May-18 After Hours 1.48
N.V.

Och-Ziff Capital
OZM 2-May-18 Pre-Market 0.11
Management Gr
Ocwen Financial
OCN 2-May-18 Pre-Market 0.33
Corporation

OneMain Holdings, Inc. OMF 2-May-18 After Hours 1.18

OraSure Technologies,
OSUR 2-May-18 After Hours 0.06
Inc.

OUTFRONT Media Inc. OUT 2-May-18 After Hours 0.28

Paramount Group, Inc. PGRE 2-May-18 After Hours 0.23

PDC Energy, Inc. PDCE 2-May-18 After Hours 0.44

Pinnacle West Capital


PNW 2-May-18 Pre-Market 0.12
Corporat
Pioneer Energy
PES 2-May-18 Pre-Market 0.13
Services Corp.
Pioneer Natural
PXD 2-May-18 After Hours 1
Resources Comp
Pitney Bowes Inc. PBI 2-May-18 Pre-Market 0.29

Pixelworks, Inc. PXLW 2-May-18 After Hours 0.07

# Caterpillar: Confidential Green


Prudential Financial,
PRU 2-May-18 After Hours 2.99
Inc.

Q2 Holdings, Inc. QTWO 2-May-18 After Hours 0.16

Qiagen N.V. QGEN 2-May-18 After Hours 0.24

Qorvo, Inc. QRVO 2-May-18 After Hours 0.86

Radware Ltd. RDWR 2-May-18 Pre-Market 0.02

Rayonier Inc. RYN 2-May-18 After Hours 0.16

Republic Services, Inc. RSG 2-May-18 After Hours 0.69

Royal Gold, Inc. RGLD 2-May-18 After Hours 0.44

Rudolph Technologies,
RTEC 2-May-18 After Hours 0.36
Inc.
Ryerson Holding
RYI 2-May-18 After Hours 0.26
Corporation
Selective Insurance
SIGI 2-May-18 After Hours 0.44
Group, Inc

Sequans
SQNS 2-May-18 Pre-Market 0.08
Communications S.A.

SiteOne Landscape
SITE 2-May-18 Pre-Market 0.26
Supply, Inc.

Smart SFS 2-May-18 After Hours 0.11

SodaStream
SODA 2-May-18 Pre-Market 0.66
International Ltd.
Southern Company SO 2-May-18 Pre-Market 0.82

SP Plus Corporation SP 2-May-18 After Hours 0.38

Spire Inc. SR 2-May-18 Pre-Market 2.48


Spirit Aerosystems
SPR 2-May-18 Pre-Market 1.34
Holdings, I
Spotify Technology
x S.A.
SPOT 2-May-18 After Hours 0.49

SPX FLOW, Inc. FLOW 2-May-18 Pre-Market 0.37

X Square, Inc. SQ 2-May-18 After Hours 0.04

STAAR Surgical
STAA 2-May-18 After Hours 0.01
Company

Stoneridge, Inc. SRI 2-May-18 After Hours 0.48

Stratasys, Ltd. SSYS 2-May-18 Pre-Market 0

Strayer Education, Inc. STRA 2-May-18 Pre-Market 1.11

Summit Hotel
INN 2-May-18 After Hours 0
Properties, Inc.
Superior Uniform
SGC 2-May-18 Pre-Market 0.26
Group, Inc.

# Caterpillar: Confidential Green


X Tableau Software, Inc. DATA 2-May-18 After Hours 0.69

Tahoe Resources, Inc. TAHO 2-May-18 After Hours 0

Tandy Leather Factory,


TLF 2-May-18 After Hours
Inc.

Taseko Mines Limited TGB 2-May-18 After Hours 0.02

Taylor Morrison Home


TMHC 2-May-18 Pre-Market 0.37
Corporati
TC PipeLines, LP TCP 2-May-18 Pre-Market 1.08

Tetra Tech, Inc. TTEK 2-May-18 After Hours 0.51

The Hanover
THG 2-May-18 After Hours 1.62
Insurance Group, I
The Kraft Heinz
X Company
KHC 2-May-18 After Hours 0.82

The Meet Group, Inc. MEET 2-May-18 After Hours 0.02

TTM Technologies, Inc. TTMI 2-May-18 After Hours 0.13

Tyler Technologies, Inc. TYL 2-May-18 After Hours 0

UGI Corporation UGI 2-May-18 After Hours 1.44

Urban Edge Properties UE 2-May-18 After Hours 0.31

Valvoline Inc. VVV 2-May-18 After Hours 0.34

Vanda
VNDA 2-May-18 After Hours 0.14
Pharmaceuticals Inc.

W&T Offshore, Inc. WTI 2-May-18 After Hours 0.13

Walker & Dunlop, Inc. WD 2-May-18 Pre-Market 0.96

Warrior Met Coal, Inc. HCC 2-May-18 After Hours 2.66

Waste Connections,
WCN 2-May-18 After Hours 0.56
Inc.
Wayfair Inc. W 2-May-18 Pre-Market 1.16
Williams Companies,
WMB 2-May-18 After Hours 0.18
Inc.

Williams Partners LP WPZ 2-May-18 After Hours 0

Workiva Inc. WK 2-May-18 After Hours 0.33

WPX Energy, Inc. WPX 2-May-18 After Hours 0.02

Wyndham Worldwide
WYN 2-May-18 Pre-Market 1.28
Corp

XL Group Ltd. XL 2-May-18 After Hours 0.95

# Caterpillar: Confidential Green


XPO Logistics, Inc. XPO 2-May-18 After Hours 0.52

Yamana Gold Inc. AUY 2-May-18 After Hours 0.01

Zix Corporation ZIXI 2-May-18 After Hours 0.05

Zoetis Inc. ZTS 2-May-18 Pre-Market 0

X Zynga Inc. ZNGA 2-May-18 After Hours 0

2U, Inc. TWOU 3-May-18 After Hours 0.27

ABIOMED, Inc. ABMD 3-May-18 Pre-Market 0.64

Acacia
ACIA 3-May-18 After Hours 0.07
Communications, Inc.

Aceto Corporation ACET 3-May-18 After Hours 0.25

Activision Blizzard, Inc ATVI 3-May-18 After Hours 0

Acushnet Holdings
GOLF 3-May-18 Pre-Market 0.59
Corp.
Adient plc ADNT 3-May-18 Pre-Market 1.94
Adtalem Global
ATGE 3-May-18 After Hours 0.71
Education Inc.

Aercap Holdings N.V. AER 3-May-18 Pre-Market 1.54

Aircastle Limited AYR 3-May-18 Pre-Market 0.43


Alarm.com Holdings,
ALRM 3-May-18 After Hours 0.23
Inc.

Alleghany Corporation Y 3-May-18 After Hours 8.16

Allscripts Healthcare
MDRX 3-May-18 After Hours 0.12
Solution
American Homes 4
AMH 3-May-18 After Hours 0.27
Rent
AMN Healthcare
AMN 3-May-18 After Hours 0.79
Services Inc
Apollo Global
APO 3-May-18 Pre-Market 0.03
Management, LLC

Appian Corporation APPN 3-May-18 After Hours

Ares Management L.P. ARES 3-May-18 Pre-Market 0.38

Arista Networks, Inc. ANET 3-May-18 After Hours 1.32

Arrow Electronics, Inc. ARW 3-May-18 Pre-Market 1.82

Ashford Hospitality
AHT 3-May-18 After Hours 0.28
Trust Inc

Ashford Inc. AINC 3-May-18 After Hours 0.68

Aspen Aerogels, Inc. ASPN 3-May-18 After Hours

# Caterpillar: Confidential Green


Assurant, Inc. AIZ 3-May-18 After Hours 1.88

Atlantic Power
AT 3-May-18 After Hours 0.08
Corporation
Atlas Air Worldwide
AAWW 3-May-18 Pre-Market 0.57
Holdings
Attunity Ltd. ATTU 3-May-18 Pre-Market
Avon Products, Inc. AVP 3-May-18 Pre-Market 0.02

B&G Foods, Inc. BGS 3-May-18 After Hours 0

Ball Corporation BLL 3-May-18 Pre-Market 0.43


Basic Energy Services,
BAS 3-May-18 After Hours 0.52
Inc.
Baytex Energy Corp BTE 3-May-18 Pre-Market 0.13
BCE, Inc. BCE 3-May-18 Pre-Market 0.64
Becton, Dickinson and
BDX 3-May-18 Pre-Market 2.61
Company
Berry Global Group,
BERY 3-May-18 Pre-Market 0.88
Inc.
BGC Partners, Inc. BGCP 3-May-18 Pre-Market 0

Black Hills Corporation BKH 3-May-18 After Hours 1.58

BlackLine, Inc. BL 3-May-18 After Hours

Blue Apron Holdings,


APRN 3-May-18 Pre-Market 0.25
Inc.
Brookfield Renewable
BEP 3-May-18 Pre-Market 0.02
Partners
C&J Energy Services,
CJ 3-May-18 Pre-Market 0
Inc

California Resources
CRC 3-May-18 After Hours 0.83
Corporati

Camden Property Trust CPT 3-May-18 After Hours 1.13

Canadian Natural
CNQ 3-May-18 Pre-Market 0.57
Resources Lim
x Cardinal Health, Inc. CAH 3-May-18 Pre-Market 1.51

Cardtronics plc CATM 3-May-18 After Hours 0.16

CarGurus, Inc. CARG 3-May-18 After Hours 0.01

Casella Waste
CWST 3-May-18 After Hours 0.01
Systems, Inc.
CatchMark Timber
CTT 3-May-18 After Hours 0.07
Trust, Inc.

x CBS Corporation CBS 3-May-18 After Hours 1.19

Cedar Realty Trust,


CDR 3-May-18 After Hours 0.13
Inc.
Century Aluminum
CENX 3-May-18 After Hours 0.23
Company

# Caterpillar: Confidential Green


Chemours Company CC 3-May-18 After Hours 1.23

Chimera Investment
x Corporation
CIM 3-May-18 Pre-Market 0.61

Church & Dwight


CHD 3-May-18 Pre-Market 0.61
Company, Inc.
Cigna Corporation CI 3-May-18 Pre-Market 3.37
CNX Midstream
CNXM 3-May-18 Pre-Market 0.39
Partners LP
CNX Resources
CNX 3-May-18 Pre-Market 0.14
Corporation
CNX Resources
CEIX 3-May-18 Pre-Market 0.83
Corporation
Cogent
Communications CCOI 3-May-18 Pre-Market 0.15
Holdings
Colfax Corporation CFX 3-May-18 Pre-Market 0.42
Computer Programs
CPSI 3-May-18 After Hours 0.28
and Systems,
CONSOL Coal
CCR 3-May-18 Pre-Market 0.44
Resources LP
Consolidated
CNSL 3-May-18 Pre-Market 0.04
Communications Ho
Consolidated Edison
ED 3-May-18 After Hours 1.33
Inc
Continental Building
CBPX 3-May-18 After Hours 0.36
Products,

Control4 Corporation CTRL 3-May-18 After Hours 0.04

Cott Corporation COT 3-May-18 Pre-Market 0.02


Crescent Point Energy
CPG 3-May-18 Pre-Market 0.06
Corporat

CyberArk Software Ltd. CYBR 3-May-18 After Hours 0.07

x DaVita Inc. DVA 3-May-18 After Hours 0.92

DCT Industrial Trust


DCT 3-May-18 After Hours 0.62
Inc
Del Taco Restaurants,
TACO 3-May-18 After Hours 0
Inc.
Diamondrock
DRH 3-May-18 After Hours 0.16
Hospitality Compan
DowDuPont Inc. DWDP 3-May-18 Pre-Market 1.08
Emerald Expositions
EEX 3-May-18 Pre-Market 0.62
Events, In
Energizer Holdings,
EPC 3-May-18 Pre-Market 1
Inc.

Energy Recovery, Inc. ERII 3-May-18 After Hours 0.03

Enviva Partners, LP EVA 3-May-18 Pre-Market 0.38

EOG Resources, Inc. EOG 3-May-18 After Hours 0.96

# Caterpillar: Confidential Green


Esterline Technologies
ESL 3-May-18 After Hours 0.74
Corpora

Fairmount Santrol
FMSA 3-May-18 Pre-Market 0.13
Holdings Inc
FBL Financial Group,
FFG 3-May-18 After Hours 1.22
Inc.
Floor & Decor
x Holdings, Inc.
FND 3-May-18 Pre-Market 0.23

Fluidigm Corporation FLDM 3-May-18 After Hours

Fluor Corporation FLR 3-May-18 After Hours 0.76

Fly Leasing Limited FLY 3-May-18 After Hours 0.35

Fortinet, Inc. FTNT 3-May-18 After Hours 0.07

Fortress Transportation
FTAI 3-May-18 After Hours 0.09
and In

Fresenius Medical
FMS 3-May-18 After Hours 0
Care Corpora

Genpact Limited G 3-May-18 After Hours 0.33

GGP Inc. GGP 3-May-18 Pre-Market 0.37

Global Payments Inc. GPN 3-May-18 Pre-Market 1.05

Goldman Sachs BDC,


GSBD 3-May-18 After Hours 0.47
Inc.

x GoPro, Inc. GPRO 3-May-18 After Hours 0.48

Government Properties
GOV 3-May-18 Pre-Market 0.53
Income T

Greenhill & Co., Inc. GHL 3-May-18 After Hours 0.04

HCP, Inc. HCP 3-May-18 Pre-Market 0.46


Healthcare Realty Trust
HR 3-May-18 After Hours 0
Incorp

Herbalife LTD. HLF 3-May-18 After Hours 1.07

Hercules Capital, Inc. HTGC 3-May-18 After Hours 0

Houghton Mifflin
HMHC 3-May-18 Pre-Market 0.79
Harcourt Comp
Hudson Pacific
HPP 3-May-18 Pre-Market 0.46
Properties, Inc
Huntington Ingalls
HII 3-May-18 Pre-Market 4.07
Industries,
ICON plc ICLR 3-May-18 Pre-Market 1.41
IDACORP, Inc. IDA 3-May-18 Pre-Market 0.71
InfraREIT, Inc. HIFR 3-May-18 Pre-Market 0

Ingredion Incorporated INGR 3-May-18 Pre-Market 1.89

# Caterpillar: Confidential Green


Insulet Corporation PODD 3-May-18 After Hours 0.19

Integer Holdings
ITGR 3-May-18 After Hours 0.71
Corporation
Intercontinental
ICE 3-May-18 Pre-Market 0.88
Exchange Inc.
Internap Corporation INAP 3-May-18 Pre-Market 0.57

InterXion Holding N.V. INXN 3-May-18 Pre-Market 0.22

inTest Corporation INTT 3-May-18 After Hours 0.18

Invuity, Inc. IVTY 3-May-18 After Hours 0.52

IRIDEX Corporation IRIX 3-May-18 After Hours 0.33

iStar Financial Inc. STAR 3-May-18 Pre-Market 0.08


J. Alexander's
JAX 3-May-18 After Hours
Holdings, Inc.

Jason Industries, Inc. JASN 3-May-18 Pre-Market 0.06

x Kellogg Company K 3-May-18 Pre-Market 1.07


Kinsale Capital Group,
KNSL 3-May-18 After Hours 0.36
Inc.

Leidos Holdings, Inc. LDOS 3-May-18 Pre-Market 1.03

Lindblad Expeditions
LIND 3-May-18 Pre-Market 0.03
Holdings

Liquidity Services, Inc. LQDT 3-May-18 Pre-Market 0.14

Live Nation
LYV 3-May-18 After Hours 0.28
Entertainment, Inc

LivePerson, Inc. LPSN 3-May-18 After Hours 0.03

LPL Financial Holdings


LPLA 3-May-18 After Hours 0.72
Inc.

LSC Communications,
LKSD 3-May-18 0.17
Inc.

M.D.C. Holdings, Inc. MDC 3-May-18 Pre-Market 0.53


Magellan Midstream
MMP 3-May-18 Pre-Market 1.01
Partners L.
Main Street Capital
MAIN 3-May-18 After Hours 0
Corporatio
Marriot Vacations
x Worldwide Co
VAC 3-May-18 Pre-Market 1

MEDIFAST INC MED 3-May-18 After Hours 0.86

MercadoLibre, Inc. MELI 3-May-18 After Hours 0.43

Meritor, Inc. MTOR 3-May-18 Pre-Market 0.66


Minerals Technologies
MTX 3-May-18 After Hours 1.11
Inc.

# Caterpillar: Confidential Green


Mitel Networks
MITL 3-May-18 Pre-Market 0.15
Corporation
Motorola Solutions,
MSI 3-May-18 After Hours 0
Inc.
MSCI Inc MSCI 3-May-18 Pre-Market 1.28
National Fuel Gas
NFG 3-May-18 After Hours 1.07
Company

NetScout Systems, Inc. NTCT 3-May-18 Pre-Market 0.27

New Home Company


NWHM 3-May-18 Pre-Market 0.05
Inc.

New Media Investment


NEWM 3-May-18 Pre-Market
Group Inc

New York Mortgage


NYMT 3-May-18 After Hours
Trust, Inc.

Newmark Group, Inc. NMRK 3-May-18 Pre-Market 0.23

NRG Energy, Inc. NRG 3-May-18 Pre-Market 0.09


NRG Yield, Inc. NYLD 3-May-18 Pre-Market 0.03

NV5 Global, Inc. NVEE 3-May-18 After Hours 0

OGE Energy
OGE 3-May-18 Pre-Market 0.17
Corporation
Olympic Steel, Inc. ZEUS 3-May-18 Pre-Market 0.68
Orion Group Holdings,
ORN 3-May-18 Pre-Market 0.09
Inc.
Pacific Gas & Electric
PCG 3-May-18 Pre-Market 1.09
Co.
Park Hotels & Resorts
PK 3-May-18 After Hours 0
Inc.

Parsley Energy, Inc. PE 3-May-18 After Hours 0.21

Paylocity Holding
PCTY 3-May-18 After Hours 0.31
Corporation
PBF Energy Inc. PBF 3-May-18 Pre-Market 0.11
PBF Logistics LP PBFX 3-May-18 Pre-Market 0.52
Pembina Pipeline
PBA 3-May-18 After Hours 0.55
Corp.
Pinnacle Foods, Inc. PF 3-May-18 Pre-Market 0.56
PlayAGS, Inc. AGS 3-May-18 0.21
Plymouth Industrial
PLYM 3-May-18 After Hours 0.18
REIT, Inc.

Post Holdings, Inc. POST 3-May-18 After Hours 1.11

PotlatchDeltic
PCH 3-May-18 After Hours 0.67
Corporation
PPL Corporation PPL 3-May-18 Pre-Market 0.66
ProAssurance
PRA 3-May-18 After Hours 0.43
Corporation
Ramco-Gershenson
RPT 3-May-18 After Hours 0.33
Properties Tr

# Caterpillar: Confidential Green


x RE/MAX Holdings, Inc. RMAX 3-May-18 After Hours 0

Realogy Holdings
RLGY 3-May-18 Pre-Market 0.32
Corp.

Regeneron
REGN 3-May-18 Pre-Market 5.08
Pharmaceuticals, Inc

Renewable Energy
REGI 3-May-18 After Hours 0.25
Group, Inc.

Repligen Corporation RGEN 3-May-18 Pre-Market 0.15

Resource Capital Corp. RSO 3-May-18 After Hours 0.24

RTI Surgical, Inc. RTIX 3-May-18 Pre-Market 0.01


Sally Beauty Holdings,
SBH 3-May-18 Pre-Market 0.55
Inc.

Sealed Air Corporation SEE 3-May-18 Pre-Market 0

SeaSpine Holdings
SPNE 3-May-18 After Hours 0.56
Corporation
Select Medical
SEM 3-May-18 After Hours 0.27
Holdings Corpor
Seritage Growth
SRG 3-May-18 After Hours 0.38
Properties
ServiceSource
SREV 3-May-18 After Hours 0.04
International, I

Shake Shack, Inc. SHAK 3-May-18 After Hours 0.09

Shenandoah
SHEN 3-May-18 Pre-Market 0
Telecommunications

Sierra Wireless, Inc. SWIR 3-May-18 After Hours 0.07

Skyworks Solutions,
SWKS 3-May-18 After Hours 1.46
Inc.

SM Energy Company SM 3-May-18 After Hours 0.03

Sotheby's BID 3-May-18 After Hours 0.21

Spartan Motors, Inc. SPAR 3-May-18 Pre-Market 0.05


Sprouts Farmers
SFM 3-May-18 Pre-Market 0.48
Market, Inc.

SPX Corporation SPXC 3-May-18 After Hours 0.43

Standard Motor
SMP 3-May-18 Pre-Market 0.66
Products, Inc.

Stericycle, Inc. SRCL 3-May-18 After Hours 1.04

Stewart Information
STC 3-May-18 Pre-Market
Services C
STORE Capital
STOR 3-May-18 Pre-Market 0.43
Corporation
Tallgrass Energy GP,
TEGP 3-May-18 After Hours 0.23
LP

# Caterpillar: Confidential Green


Tallgrass Energy
TEP 3-May-18 After Hours 0
Partners, LP

Targa Resources, Inc. TRGP 3-May-18 Pre-Market 0.02

TCG BDC, Inc. CGBD 3-May-18 After Hours 0

Teledyne Technologies
TDY 3-May-18 Pre-Market 1.55
Incorpor

Teleflex Incorporated TFX 3-May-18 Pre-Market 1.94

Telenav, Inc. TNAV 3-May-18 After Hours 0.68

Tempur Sealy
TPX 3-May-18 Pre-Market 0.47
International, In

Teradata Corporation TDC 3-May-18 After Hours 0.05

TESARO, Inc. TSRO 3-May-18 After Hours 2.76

The Rubicon Project,


RUBI 3-May-18 After Hours 0.38
Inc.
Tower International,
TOWR 3-May-18 Pre-Market 0
Inc.
TPG Specialty
TSLX 3-May-18 After Hours 0.46
Lending, Inc.

TransAct Technologies
TACT 3-May-18 After Hours 0.18
Incorpor

Travelport Worldwide
TVPT 3-May-18 Pre-Market 0.14
Limited

Treehouse Foods, Inc. THS 3-May-18 Pre-Market 0.14

Trinseo S.A. TSE 3-May-18 Pre-Market 2.55

Tuesday Morning Corp. TUES 3-May-18 Pre-Market 0.19

U.S. Physical Therapy,


USPH 3-May-18 Pre-Market 0.55
Inc.
Universal Display
OLED 3-May-18 After Hours 0.19
Corporation
Universal Electronics
UEIC 3-May-18 After Hours 0.14
Inc.
Varex Imaging
VREX 3-May-18 After Hours 0.44
Corporation

Viavi Solutions Inc. VIAV 3-May-18 After Hours 0.07

Vulcan Materials
VMC 3-May-18 Pre-Market 0.26
Company
Watts Water
WTS 3-May-18 After Hours 0.79
Technologies, Inc.

Web.com Group, Inc. WEB 3-May-18 After Hours 0.12

Weight Watchers
WTW 3-May-18 After Hours 0.06
International
Wesco Aircraft
WAIR 3-May-18 After Hours 0.17
Holdings, Inc.

# Caterpillar: Confidential Green


Westlake Chemical
WLK 3-May-18 Pre-Market 2.08
Corporation
Westlake Chemical
WLKP 3-May-18 Pre-Market 0.45
Partners LP
WEX Inc. WEX 3-May-18 Pre-Market 1.56

Willdan Group, Inc. WLDN 3-May-18 After Hours 0.27

Windstream Holdings,
WIN 3-May-18 Pre-Market 0.79
Inc.

Wingstop Inc. WING 3-May-18 After Hours 0

World Wrestling
WWE 3-May-18 Pre-Market 0.13
Entertainment,
Xenia Hotels &
XHR 3-May-18 Pre-Market 0.48
Resorts, Inc.
YRC Worldwide, Inc. YRCW 3-May-18 Pre-Market 0.54
Zayo Group Holdings,
ZAYO 3-May-18 After Hours 0.11
Inc.
AdvanSix Inc. ASIX 4-May-18 Pre-Market 0.22

Agios
AGIO 4-May-18 Pre-Market
Pharmaceuticals, Inc.

Alibaba Group Holding


x Limited
BABA 4-May-18 Pre-Market 0.71

Aon plc AON 4-May-18 Pre-Market 2.79


Aratana Therapeutics,
PETX 4-May-18 Pre-Market 0.17
Inc.

Buckeye Partners L.P. BPL 4-May-18 Pre-Market 0.77

Cboe Global Markets,


CBOE 4-May-18 Pre-Market 1.27
Inc.

Celgene Corporation CELG 4-May-18 Pre-Market 1.78

CenterPoint Energy,
CNP 4-May-18 Pre-Market 0.42
Inc.

Cheniere Energy, Inc. LNG 4-May-18 Pre-Market 0.53

City Office REIT, Inc. CIO 4-May-18 Pre-Market 0.25


Commercial Vehicle
CVGI 4-May-18 Pre-Market 0.21
Group, Inc.
EMC Insurance Group
EMCI 4-May-18 Pre-Market 0
Inc.
Essent Group Ltd. ESNT 4-May-18 Pre-Market 1
Fred's, Inc. FRED 4-May-18 Pre-Market
Gogo Inc. GOGO 4-May-18 Pre-Market 0.56
Heska Corporation HSKA 4-May-18 Pre-Market 0
HMS Holdings Corp HMSY 4-May-18 Pre-Market 0.05
IDEXX Laboratories,
IDXX 4-May-18 Pre-Market 0.93
Inc.

Johnson Outdoors Inc. JOUT 4-May-18 Pre-Market 1.45

LCI Industries LCII 4-May-18 Pre-Market 2.15

# Caterpillar: Confidential Green


Materialise NV MTLS 4-May-18 Pre-Market 0.01

NewJersey Resources
NJR 4-May-18 Pre-Market 0.95
Corporatio

Physicians Realty Trust DOC 4-May-18 Pre-Market 0.27

Ruth's Hospitality
RUTH 4-May-18 Pre-Market 0.44
Group, Inc.
STARWOOD
PROPERTY TRUST, STWD 4-May-18 Pre-Market 0
INC.
V.F. Corporation VFC 4-May-18 Pre-Market 0.65
VEREIT Inc. VER 4-May-18 Pre-Market 0.18
Virtu Financial, Inc. VIRT 4-May-18 Pre-Market 0.44
Vistra Energy Corp. VST 4-May-18 Pre-Market 0.27
W.P. Carey Inc. WPC 4-May-18 Pre-Market 1.19
5-May-18
6-May-18
Addus HomeCare
ADUS 7-May-18 After Hours 0.36
Corporation
Albany International
AIN 7-May-18 After Hours 0.47
Corporati
AMC Entertainment
AMC 7-May-18 After Hours 0.06
Holdings, In
America First
ATAX 7-May-18 Pre-Market 0.08
Multifamily Inve

Andeavor ANDV 7-May-18 After Hours 0

Andeavor Logistics LP ANDX 7-May-18 After Hours 0.62

Apartment Investment
AIV 7-May-18 After Hours 0
and Manag

Apple Hospitality REIT,


APLE 7-May-18 After Hours 0.39
Inc.
Black Stone Minerals,
BSM 7-May-18 After Hours 0.19
L.P.
Brighthouse Financial,
BHF 7-May-18 After Hours 2.04
Inc.

Cabot Corporation CBT 7-May-18 After Hours 1

Capitala Finance Corp. CPTA 7-May-18 After Hours 0.24

Carbonite, Inc. CARB 7-May-18 After Hours 0.11

Carrizo Oil & Gas, Inc. CRZO 7-May-18 After Hours 0

Ceragon Networks Ltd. CRNT 7-May-18 Pre-Market 0.03

Cognizant Technology
CTSH 7-May-18 Pre-Market 0.98
Solutions

# Caterpillar: Confidential Green


CSI Compressco LP CCLP 7-May-18 Pre-Market 0.22
Delek Logistics
DKL 7-May-18 After Hours 0.55
Partners, L.P.
Delek US Holdings,
DK 7-May-18 After Hours 0.05
Inc.

E.W. Scripps Company SSP 7-May-18 Pre-Market 0.08

Envision Healthcare
EVHC 7-May-18 After Hours 0.57
Corporatio

Equity Commonwealth EQC 7-May-18 After Hours 0.17

Everbridge, Inc. EVBG 7-May-18 After Hours 0.39

Federated National
FNHC 7-May-18 After Hours 0
Holding Com
Fiesta Restaurant
FRGI 7-May-18 After Hours 0.17
Group, Inc.

Freshpet, Inc. FRPT 7-May-18 After Hours 0.07

Gaia, Inc. GAIA 7-May-18 After Hours 0.52

Golub Capital BDC,


GBDC 7-May-18 After Hours 0.32
Inc.
Green Plains Partners
GPP 7-May-18 Pre-Market 0.48
LP
Green Plains, Inc. GPRE 7-May-18 Pre-Market 0.26
Hallador Energy
HNRG 7-May-18 After Hours 0
Company

Impinj, Inc. PI 7-May-18 After Hours 0.49

IntriCon Corporation IIN 7-May-18 After Hours 0.02

Invacare Corporation IVC 7-May-18 After Hours 0.48

j2 Global, Inc. JCOM 7-May-18 After Hours 1.05

Kosmos Energy Ltd. KOS 7-May-18 Pre-Market 0.14


Liberty Oilfield
LBRT 7-May-18 After Hours 0.48
Services Inc.
Louisiana-Pacific
LPX 7-May-18 Pre-Market 0.67
Corporation

Luminex Corporation LMNX 7-May-18 After Hours 0.22

Mednax, Inc MD 7-May-18 Pre-Market 0.79

Mosaic Company MOS 7-May-18 After Hours 0.24

MUELLER WATER
MWA 7-May-18 After Hours 0
PRODUCTS
National General
NGHC 7-May-18 After Hours 0.51
Holdings Corp

Navigator Holdings Ltd. NVGS 7-May-18 After Hours 0.06

New Mountain Finance


NMFC 7-May-18 After Hours 0.34
Corporati

# Caterpillar: Confidential Green


Nutrien Ltd. NTR 7-May-18 After Hours 0.17

Oasis Midstream
OMP 7-May-18 After Hours 0.43
Partners LP

Oasis Petroleum Inc. OAS 7-May-18 After Hours 0.06

Ormat Technologies,
ORA 7-May-18 After Hours 0
Inc.

Perceptron, Inc. PRCP 7-May-18 After Hours

Phibro Animal Health


PAHC 7-May-18 After Hours 0.44
Corporati
Regal Beloit
RBC 7-May-18 After Hours 1.26
Corporation

Solar Capital Ltd. SLRC 7-May-18 After Hours 0.44

Solar Senior Capital


SUNS 7-May-18 After Hours 0.36
Ltd.
Sun Hydraulics
SNHY 7-May-18 After Hours 0.49
Corporation
Sunstone Hotel
SHO 7-May-18 After Hours 0.19
Investors, Inc.
Sykes Enterprises,
SYKE 7-May-18 After Hours 0.28
Incorporate
Sysco Corporation SYY 7-May-18 Pre-Market 0.65
Tactile Systems
TCMD 7-May-18 After Hours 0.13
Technology, In
TEGNA Inc. GCI 7-May-18 Pre-Market 0.02

The Andersons, Inc. ANDE 7-May-18 After Hours 0.08

The Navigators Group,


NAVG 7-May-18 After Hours 0.77
Inc.
Tower Semiconductor
TSEM 7-May-18 Pre-Market 0.36
Ltd.
TPG RE Finance Trust,
TRTX 7-May-18 After Hours 0.43
Inc.

Trex Company, Inc. TREX 7-May-18 After Hours 1.17

Tyson Foods, Inc. TSN 7-May-18 Pre-Market 1.37

Veeco Instruments Inc. VECO 7-May-18 After Hours 0.03

Welbilt, Inc. WBT 7-May-18 Pre-Market 0.11


Western Asset
WMC 7-May-18 After Hours
Mortgage Capital

Zillow Group, Inc. ZG 7-May-18 After Hours 0.09

Abraxas Petroleum
AXAS 8-May-18 After Hours 0.12
Corporation
AECOM ACM 8-May-18 Pre-Market 0.65
American Public
APEI 8-May-18 After Hours 0.34
Education, Inc
Applied
AAOI 8-May-18 After Hours 0.23
Optoelectronics, Inc.

# Caterpillar: Confidential Green


Aqua America, Inc. WTR 8-May-18 After Hours 0.29

Aramark ARMK 8-May-18 Pre-Market 0.41


Armstrong Flooring,
AFI 8-May-18 Pre-Market 0.22
Inc.
Atkore International
ATKR 8-May-18 Pre-Market 0.41
Group Inc
Beacon Roofing
BECN 8-May-18 After Hours 0.09
Supply, Inc.

Belmond Ltd. BEL 8-May-18 After Hours 0.12

Bio-Rad Laboratories,
BIO 8-May-18 After Hours 0
Inc.
BMC Stock Holdings,
BMCH 8-May-18 Pre-Market 0.12
Inc.

Bojangles', Inc. BOJA 8-May-18 After Hours 0.15

CA Inc. CA 8-May-18 After Hours 0.54

Calix, Inc CALX 8-May-18 After Hours 0.24

Camping World
CWH 8-May-18 Pre-Market 0.41
Holdings, Inc.
Care.com, Inc. CRCM 8-May-18 Pre-Market 0.06
Century Communities,
CCS 8-May-18 After Hours 0
Inc.

Cimarex Energy Co XEC 8-May-18 After Hours 1.69

Community Healthcare
CHCT 8-May-18 After Hours 0.38
Trust Inc
Cornerstone
CSOD 8-May-18 After Hours
OnDemand, Inc.
Crocs, Inc. CROX 8-May-18 Pre-Market 0.11

Cutera, Inc. CUTR 8-May-18 After Hours 0.07

Dean Foods Company DF 8-May-18 Pre-Market 0.13

Diodes Incorporated DIOD 8-May-18 After Hours 0.43

Discovery, Inc. DISCA 8-May-18 Pre-Market 0.47

Douglas Emmett, Inc. DEI 8-May-18 After Hours 0.49

Easterly Government
DEA 8-May-18 Pre-Market 0.32
Properties

Electronic Arts Inc. EA 8-May-18 After Hours 0.99

Endo International plc ENDP 8-May-18 Pre-Market 0.54

Energen Corporation EGN 8-May-18 Pre-Market 0.74

EPR Properties EPR 8-May-18 After Hours 1.24

Evoqua Water
AQUA 8-May-18 Pre-Market 0.15
Technologies Corp

# Caterpillar: Confidential Green


Expeditors
EXPD 8-May-18 Pre-Market 0.64
International of Wa
Extraction Oil & Gas,
XOG 8-May-18 After Hours 0.06
Inc.

Extreme Networks, Inc. EXTR 8-May-18 After Hours 0.13

Garrison Capital Inc. GARS 8-May-18 After Hours 0.29

Gartner, Inc. IT 8-May-18 Pre-Market 0.58


GCP Applied
GCP 8-May-18 Pre-Market 0.05
Technologies Inc.
Getty Realty
GTY 8-May-18 After Hours 0.47
Corporation
Gladstone Land
LAND 8-May-18 After Hours
Corporation
Global Medical REIT
GMRE 8-May-18 After Hours 0.17
Inc.

Global Net Lease, Inc. GNL 8-May-18 Pre-Market 0.53

GoDaddy Inc. GDDY 8-May-18 After Hours 0.02

Gray Television, Inc. GTN 8-May-18 Pre-Market 0.16


Haemonetics
HAE 8-May-18 Pre-Market 0.43
Corporation

HighPoint Resources
HPR 8-May-18 After Hours 0.01
Corporatio

Hortonworks, Inc. HDP 8-May-18 After Hours 0.67

Iamgold Corporation IAG 8-May-18 After Hours 0.02

Ichor Holdings ICHR 8-May-18 After Hours 0.93

InnerWorkings, Inc. INWK 8-May-18 After Hours 0.09

Innospec Inc. IOSP 8-May-18 After Hours 0.98

Inseego Corp. INSG 8-May-18 After Hours 0.13

Jacobs Engineering
JEC 8-May-18 Pre-Market 0.88
Group Inc.
JELD-WEN Holding,
JELD 8-May-18 Pre-Market 0.23
Inc.
Jones Lang LaSalle
JLL 8-May-18 Pre-Market 0.56
Incorporate
Kindred Biosciences,
KIN 8-May-18 After Hours 0.38
Inc.
Kinross Gold
KGC 8-May-18 After Hours 0.04
Corporation

Kronos Worldwide Inc KRO 8-May-18 After Hours 0

LATAM Airlines Group


LTM 8-May-18 After Hours 0
S.A.

# Caterpillar: Confidential Green


LendingClub
LC 8-May-18 After Hours 0.05
Corporation

Lexington Realty Trust LXP 8-May-18 Pre-Market 0.25

LGI Homes, Inc. LGIH 8-May-18 Pre-Market 0.77

Liberty Global plc LBTYA 8-May-18 After Hours

Liberty Latin America


LILA 8-May-18 After Hours 0.23
Ltd.
Mallinckrodt plc MNK 8-May-18 Pre-Market 1.13

Marriott International MAR 8-May-18 After Hours 1.25

Match Group, Inc. MTCH 8-May-18 After Hours 0.19

MaxLinear, Inc MXL 8-May-18 After Hours 0.25

Maxwell Technologies,
MXWL 8-May-18 After Hours
Inc.

MINDBODY, Inc. MB 8-May-18 After Hours 0.04

Model N, Inc. MODN 8-May-18 After Hours 0.18

NanoString
NSTG 8-May-18 After Hours 0.76
Technologies, Inc.
National Health
NHI 8-May-18 Pre-Market 1.34
Investors, Inc

New Relic, Inc. NEWR 8-May-18 After Hours 0.15

Northwest Natural Gas


NWN 8-May-18 Pre-Market 1.39
Company
Novanta Inc. NOVT 8-May-18 Pre-Market 0
Oaktree Specialty
OCSL 8-May-18 Pre-Market 0.09
Lending Corp
Oaktree Strategic
OCSI 8-May-18 Pre-Market 0.15
Income Corpo
Occidental Petroleum
OXY 8-May-18 After Hours 0.68
Corporati
Orchids Paper
TIS 8-May-18 After Hours 0.32
Products Company
Par Pacific Holdings,
PARR 8-May-18 After Hours 0
Inc.

Penumbra, Inc. PEN 8-May-18 After Hours 0.02

Plains All American


PAA 8-May-18 After Hours 0.33
Pipeline,
Plains Group Holdings,
PAGP 8-May-18 After Hours 0.34
L.P.

Primerica, Inc. PRI 8-May-18 After Hours 1.49

Primo Water
PRMW 8-May-18 After Hours 0.04
Corporation
Primoris Services
PRIM 8-May-18 Pre-Market 0.01
Corporation

# Caterpillar: Confidential Green


ProPetro Holding Corp. PUMP 8-May-18 After Hours 0.38

Ranger Energy
RNGR 8-May-18 After Hours 0.09
Services, Inc.

Rapid7, Inc. RPD 8-May-18 After Hours

Realty Income
O 8-May-18 After Hours 0.79
Corporation

ScanSource, Inc. SCSC 8-May-18 After Hours 0

SeaWorld
SEAS 8-May-18 Pre-Market 0.77
Entertainment, Inc.

ShotSpotter, Inc. SSTI 8-May-18 After Hours 0.17

SilverBow Resorces,
SBOW 8-May-18 After Hours 1.47
Inc.
Solaris Oilfield
SOI 8-May-18 After Hours 0.29
Infrastructur
State Auto Financial
STFC 8-May-18 Pre-Market 0.31
Corporati
Stellus Capital
SCM 8-May-18 Pre-Market 0.31
Investment Cor

Sun Life Financial Inc. SLF 8-May-18 After Hours 0.89

TEGNA Inc. TGNA 8-May-18 Pre-Market 0.31

The AES Corporation AES 8-May-18 Pre-Market 0.25

The KEYW Holding


KEYW 8-May-18 Pre-Market 0.02
Corporation

TIER REIT, Inc. TIER 8-May-18 After Hours 0.35

TopBuild Corp. BLD 8-May-18 Pre-Market 0.67

TripAdvisor, Inc. TRIP 8-May-18 After Hours 0.05

TTEC Holdings, Inc. TTEC 8-May-18 After Hours 0.37

Twilio Inc. TWLO 8-May-18 After Hours 0.21

Two Harbors
TWO 8-May-18 After Hours 0.47
Investments Corp
U.S. Auto Parts
PRTS 8-May-18 After Hours 0.02
Network, Inc.
US Foods Holding
USFD 8-May-18 Pre-Market 0.31
Corp.

Valeant
VRX 8-May-18 Pre-Market 0.66
Pharmaceuticals Intern

VASCO Data Security


VDSI 8-May-18 After Hours 0.08
Internatio

Versum Materials, Inc. VSM 8-May-18 Pre-Market 0.53

Vishay Intertechnology,
VSH 8-May-18 Pre-Market 0.37
Inc.

# Caterpillar: Confidential Green


Vishay Precision
VPG 8-May-18 Pre-Market 0.33
Group, Inc.

Vivint Solar, Inc. VSLR 8-May-18 After Hours 0.37

Vonage Holdings Corp. VG 8-May-18 Pre-Market 0.07

Walt Disney Company DIS 8-May-18 After Hours 1.69

Wendy's Company WEN 8-May-18 After Hours 0

Westar Energy, Inc. WR 8-May-18 After Hours 0.47

WhiteHorse Finance,
WHF 8-May-18 Pre-Market 0.33
Inc.
ADT Inc. ADT 9-May-18 Pre-Market 0

Albemarle Corporation ALB 9-May-18 After Hours 1

Alteryx, Inc. AYX 9-May-18 After Hours

Ameren Corporation AEE 9-May-18 Pre-Market 0.58


ANGI Homeservices
ANGI 9-May-18 After Hours 0.01
Inc.
Anheuser-Busch Inbev
BUD 9-May-18 Pre-Market 0.79
SA
Arcos Dorados
ARCO 9-May-18 Pre-Market
Holdings Inc.

Booking Holdings Inc. BKNG 9-May-18 After Hours 10

Builders FirstSource,
BLDR 9-May-18 After Hours 0.15
Inc.

Cactus, Inc. WHD 9-May-18 After Hours 0.31

Carvana Co. CVNA 9-May-18 After Hours

CenturyLink, Inc. CTL 9-May-18 After Hours 0.15

CEVA, Inc. CEVA 9-May-18 Pre-Market 0.03


Chesapeake Utilities
CPK 9-May-18 Pre-Market 1.34
Corporati
Cincinnati Bell Inc CBB 9-May-18 Pre-Market 0.14
Condor Hospitality
CDOR 9-May-18 After Hours 0
Trust, Inc.

Copa Holdings, S.A. CPA 9-May-18 After Hours 2.77

Coty Inc. COTY 9-May-18 Pre-Market 0.12

Darling Ingredients Inc. DAR 9-May-18 After Hours 0.42

Delphi Technologies
DLPH 9-May-18 Pre-Market 1.16
PLC
EPAM Systems, Inc. EPAM 9-May-18 Pre-Market 0.72

FGL Holdings FG 9-May-18 After Hours 0.25

# Caterpillar: Confidential Green


Franco-Nevada
FNV 9-May-18 After Hours 0.29
Corporation

GCI Liberty, Inc. GLIBA 9-May-18 After Hours 0.23

Glaukos Corporation GKOS 9-May-18 After Hours 0.12

Granite Point Mortgage


GPMT 9-May-18 After Hours 0.35
Trust I
Horizon Pharma plc HZNP 9-May-18 Pre-Market 0.11

IAC/InterActiveCorp IAC 9-May-18 After Hours 0.38

ICU Medical, Inc. ICUI 9-May-18 After Hours 1.62

Infinera Corporation INFN 9-May-18 After Hours 0.18

Information Services
III 9-May-18 After Hours 0.02
Group, In
Janus Henderson
JHG 9-May-18 Pre-Market 0.65
Group plc
Kingstone Companies,
KINS 9-May-18 After Hours 0.42
Inc
KKR Real Estate
KREF 9-May-18 After Hours 0.34
Finance Trust
Liberty Broadband
LBRDK 9-May-18 After Hours 0.06
Corporation
Liberty Broadband
LBRDA 9-May-18 After Hours 0
Corporation
Liberty Media
LSXMK 9-May-18 Pre-Market
Corporation
Liberty Media
FWONK 9-May-18 Pre-Market 0.92
Corporation
Liberty Media
BATRK 9-May-18 Pre-Market 0.37
Corporation
Liberty Media
FWONA 9-May-18 Pre-Market
Corporation
Liberty Media
LSXMA 9-May-18 Pre-Market 0.47
Corporation

LTC Properties, Inc. LTC 9-May-18 After Hours 0.76

Luxfer Holdings PLC LXFR 9-May-18 After Hours 0.32

Maxar Technologies
MAXR 9-May-18 Pre-Market 1.04
Ltd.
Nexstar Media Group,
NXST 9-May-18 Pre-Market 1.25
Inc.

NN, Inc. NNBR 9-May-18 After Hours 0.33

Open Text Corporation OTEX 9-May-18 After Hours 0.07

Pan American Silver


PAAS 9-May-18 After Hours 0.18
Corp.
Performance Food
PFGC 9-May-18 Pre-Market 0.33
Group Company

# Caterpillar: Confidential Green


QuickLogic
QUIK 9-May-18 After Hours 0.04
Corporation
Quintana Energy
QES 9-May-18 After Hours 0.06
Services Inc.

Ringcentral, Inc. RNG 9-May-18 After Hours 0.06

Roku, Inc. ROKU 9-May-18 After Hours 0.17

SailPoint Technologies
SAIL 9-May-18 After Hours 0.03
Holding

Sinclair Broadcast
SBGI 9-May-18 Pre-Market 0.73
Group, Inc.

Sunrun Inc. RUN 9-May-18 After Hours 0.24

Synaptics Incorporated SYNA 9-May-18 After Hours 0.45

Syneos Health, Inc. SYNH 9-May-18 Pre-Market 0.44


TCP Capital Corp. TCPC 9-May-18 Pre-Market 0.39

TechnipFMC plc FTI 9-May-18 After Hours 0.32

TechTarget, Inc. TTGT 9-May-18 After Hours 0.04

Tecnoglass Inc. TGLS 9-May-18 Pre-Market 0.15

Tronox Limited TROX 9-May-18 After Hours 0.14

Twenty-First Century
FOXA 9-May-18 After Hours 0.57
Fox, Inc.
USA Compression
USAC 9-May-18 Pre-Market 0.11
Partners, LP

WildHorse Resource
WRD 9-May-18 Pre-Market 0.31
Development

Wix.com Ltd. WIX 9-May-18 Pre-Market 0.41


Wright Medical Group
WMGI 9-May-18 After Hours 0.06
N.V.

Air Lease Corporation AL 10-May-18 After Hours 0.96

Amber Road, Inc. AMBR 10-May-18 After Hours 0.13

AMC Networks Inc. AMCX 10-May-18 Pre-Market 2.17

Amdocs Limited DOX 10-May-18 After Hours 0.89

Americold Realty Trust COLD 10-May-18 After Hours 0.22

ArcBest Corporation ARCB 10-May-18 After Hours 0.07

Athersys, Inc. ATHX 10-May-18 After Hours

B2Gold Corp BTG 10-May-18 Pre-Market 0.07


BP Midstream Partners
BPMP 10-May-18 Pre-Market 0.26
LP

# Caterpillar: Confidential Green


Castlight Health, inc. CSLT 10-May-18 After Hours 0.11

Charles River
CRL 10-May-18 Pre-Market 1.26
Laboratories Int

ChipMOS
IMOS 10-May-18 Pre-Market
TECHNOLOGIES INC.

Choice Hotels
CHH 10-May-18 Pre-Market 0
International, I

Colony NorthStar, Inc. CLNS 10-May-18 Pre-Market 0.11

DASAN Zhone
DZSI 10-May-18 After Hours
Solutions, Inc.

Despegar.com, Corp. DESP 10-May-18 Pre-Market 0.23

Dropbox, Inc. DBX 10-May-18 After Hours 0.04

Duke Energy
DUK 10-May-18 Pre-Market 1.12
Corporation

Enbridge Energy, L.P. EEP 10-May-18 Pre-Market 0

Enbridge Inc ENB 10-May-18 Pre-Market 0.54


Halozyme
HALO 10-May-18 After Hours 0.21
Therapeutics, Inc.

Israel Chemicals Shs ICL 10-May-18 Pre-Market 0.07

Kimbell Royalty
KRP 10-May-18 Pre-Market 0.09
Partners
Maximus, Inc. MMS 10-May-18 Pre-Market 0.84

MCBC Holdings, Inc. MCFT 10-May-18 After Hours 0.46

MedEquities Realty
MRT 10-May-18 Pre-Market 0
Trust, Inc.
Net 1 UEPS
UEPS 10-May-18 After Hours 0.41
Technologies, Inc.

News Corporation NWSA 10-May-18 After Hours 0.07

NICE Ltd NICE 10-May-18 Pre-Market 0.53

Nomad Foods Limited NOMD 10-May-18 Pre-Market 0.38

NVIDIA Corporation NVDA 10-May-18 After Hours 1.47

PennantPark Floating
PFLT 10-May-18 After Hours 0.25
Rate Capi
Pilgrim's Pride
PPC 10-May-18 After Hours 0.54
Corporation
Prestige Brand
PBH 10-May-18 Pre-Market 0.61
Holdings, Inc.
Qurate Retail Group,
QRTEA 10-May-18 Pre-Market 0.62
Inc.
Spectra Energy
SEP 10-May-18 Pre-Market 0.82
Partners, LP

SSR Mining Inc. SSRM 10-May-18 After Hours 0.01

# Caterpillar: Confidential Green


Stantec Inc STN 10-May-18 Pre-Market 0.35

Symantec Corporation SYMC 10-May-18 After Hours 0.25

Talend S.A. TLND 10-May-18 After Hours 0.33

TELUS Corporation TU 10-May-18 Pre-Market 0.59


The Stars Group Inc. TSG 10-May-18 Pre-Market 0.55

TiVo Corporation TIVO 10-May-18 After Hours 0.33

Uniti Group Inc. UNIT 10-May-18 After Hours 0.62

Univar Inc. UNVR 10-May-18 Pre-Market 0.38


Wheaton Precious
WPM 10-May-18 After Hours 0.16
Metals Corp.
Worldpay, Inc. WP 10-May-18 Pre-Market 0.75
x ArcelorMittal MT 11-May-18
Granite Real Estate
GRP.U 11-May-18 After Hours 0.63
Inc.

Thomson Reuters Corp TRI 11-May-18 Pre-Market 0.44

VEON Ltd. VEON 11-May-18 Pre-Market


12-May-18
13-May-18
CynergisTek, Inc. CTEK 14-May-18 Pre-Market 0

Invitation Homes Inc. INVH 14-May-18 After Hours 0.28

Mimecast Limited MIME 14-May-18 After Hours 0.07

Goodrich Petroleum
GDP 15-May-18 Pre-Market 0.02
Corporation
x Home Depot, Inc. HD 15-May-18 Pre-Market 2.08
Medical Transcription
MTBC 15-May-18 Pre-Market 0.09
Billing,

x Cisco Systems, Inc. CSCO 16-May-18 After Hours 0.59

x Macy's Inc M 16-May-18 Pre-Market 0.36


Take-Two Interactive
TTWO 16-May-18 After Hours 0.44
Software,
J.C. Penney Company,
x Inc. Hold
JCP 17-May-18 Pre-Market 0.22

X Nordstrom, Inc. JWN 17-May-18 After Hours 0.42

X Walmart Inc. WMT 17-May-18 Pre-Market 1.12


Apollo Investment
AINV 18-May-18 Pre-Market 0.16
Corporation
Astrazeneca PLC AZN 18-May-18 Pre-Market 0.28
Campbell Soup
CPB 18-May-18 Pre-Market 0.62
Company
X Deere & Company DE 18-May-18 Pre-Market 3.34

# Caterpillar: Confidential Green

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