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ABSTRACT
OBJECTIVES The aim of this study was to assess the incidence of persistently positive results on agitated saline
contrast injection after patent foramen ovale (PFO) closure, the underlying mechanism, and management.
BACKGROUND Transcatheter intervention to close a PFO is reasonable in highly selected patients younger than 60
years, after a thorough cardioneurological investigation following a cryptogenic stroke, particularly in the presence of
thromboembolic disease or in patients at high risk for venous thrombosis. The U.S. Food and Drug Administration
approved the Amplatzer PFO Occluder in October 2016 for such an indication. Confirmation of PFO closure is usually
verified by an agitated saline contrast injection during an echocardiographic examination. The appearance of bubbles in
the left atrium raises the concern of incomplete closure or other sources of shunting.
METHODS The medical records and echocardiograms of patients who were treated with transcatheter closure of a PFO
for cryptogenic stroke were reviewed.
RESULTS From January 1998 through December 2015, 880 patients were taken to the catheter laboratory for PFO
closure, of whom 568 patients, 320 men (56.3%), underwent transcatheter closure of a PFO using an Amplatzer PFO
Occluder, at a mean age of 48.1 12.9 years. The incidence of right-to-left shunting (RLS) was 19.5% at a mean of
4 months’ follow-up, which reduced to 8.4% at 11 2 months. Sources of RLS were identified in 10 (1.8%); pulmonary
arteriovenous malformation (n ¼ 4) was the most common etiology, followed by leak through the device (n ¼ 3). All
patients with additional sources of RLS were treated percutaneously. At 2-year follow-up, 16 patients (2.8%) persisted
with only mildly positive results on agitated saline contrast injection, without an apparent additional source of shunting.
CONCLUSIONS Coexistence of a PFO and an additional lesion responsible for RLS is uncommon, but not rare;
the majority are amenable to transcatheter or surgical intervention. (J Am Coll Cardiol Intv 2018;11:1095–104)
© 2018 by the American College of Cardiology Foundation.
From the aPeter Munk Cardiac Centre and Toronto Congenital Cardiac Centre for Adults, Toronto General Hospital, University
Health Network, Toronto, Ontario, Canada; and bThe Labatt Family Heart Centre, The Hospital for Sick Children, Division of
Cardiology, The University of Toronto School of Medicine, Toronto, Ontario, Canada. The structural heart disease program at the
Toronto General Hospital receives support for its educational and research missions from Abbott Vascular. Dr. Horlick is supported
by the Peter Munk Chair in Structural and Congenital Heart Disease Intervention. Dr. Horlick is a proctor and consultant for Abbott
Vascular. Dr. Osten is a consultant for Abbott Vascular. All other authors have reported that they have no relationships relevant to
the contents of this paper to disclose.
Manuscript received October 26, 2017; revised manuscript received February 5, 2018, accepted March 6, 2018.
ABBREVIATIONS of the RESPECT (Randomized Evaluation of the results of the cohort treated with the Amplatzer
AND ACRONYMS Recurrent Stroke Comparing PFO Closure to PFO Occluder. We sought to assess the incidence of
Established Current Standard of Care Treat- persistently positive ASCI after PFO closure, the un-
ASCI = agitated saline
contrast injection
ment) trial have shown that long-term derlying mechanism, and subsequent management.
follow-up in a highly selected group of pa-
CS = coronary sinus
tients with cryptogenic stroke, transcatheter
CT = computed tomography METHODS
closure (TC) of PFO reduced the rate of recur-
HHT = hereditary hemorrhagic
telangiectasia
rent cryptogenic but not all-cause stroke
PATIENTS. We reviewed our institutional database of
compared with medical therapy (3). The re-
PAVM = pulmonary patients who underwent transcatheter PFO closure,
arteriovenous malformation sults of the REDUCE trial, a controlled, open-
primarily for cryptogenic stroke, between January
PFO = patent foramen ovale label, randomized trial of 664 patients 18 to
1998 and December 2015. PFO closure to treat the
PSLVC = persistent left-sided
59 years of age with cryptogenic stroke
platypnea-orthodeoxia syndrome was not included.
superior vena cava randomly assigned to PFO closure with the
After the procedure, patients were reviewed in the
RLS = right-to-left shunting Gore septal occluder and antiplatelet therapy
outpatient clinic at 2 to 3 months and yearly and
TC = transcatheter closure versus antiplatelet therapy alone, met its pri-
investigated using transthoracic echocardiography
TEE = transesophageal
mary endpoint with a 76.6% reduction in
(TTE) with ASCI, both at rest and after a Valsalva
echocardiography stroke over an average of 3.4 years of follow-
maneuver. Results of the bubble study were defined
TTE = transthoracic up. That study also showed a reduction in
as mild, moderate, or strongly positive if 3 to 9, 10 to
echocardiography new brain infarcts by core laboratory interpre-
30, or >30 bubbles appeared in the left atrium, as
tation of baseline versus 2-year magnetic resonance
described previously (3). The shunt was thought to be
imaging from 11.3% in the control group to 5.7% in the
at the atrial level if bubbles appeared in the left
device arm (4). The CLOSE (Closure of Patent Foramen
atrium within 3 heartbeats after opacifying the right
Ovale, Oral Anticoagulants or Antiplatelet Therapy to
atrium, whereas bubbles appearing late were sug-
Prevent Stroke Recurrence) trial randomized 524 pa-
gestive of an extracardiac communication.
tients to oral anticoagulation, PFO closure, or anti-
platelet therapy. All patients had either atrial septal INVESTIGATIONS. A diagnosis of cryptogenic stroke
aneurysms or significantly positive results on bubble was made only after excluding known secondary
study. The study met its primary endpoint, demon- causes. Patients with cryptogenic stroke were
strating that PFO closure plus antiplatelet therapy reviewed by a neurologist and underwent magnetic
reduced the risk for stroke recurrence compared with resonance imaging, magnetic resonance angiography,
antiplatelet therapy alone. Anticoagulants did not computed tomography (CT), or computed tomo-
significantly reduce the risk for recurrent stroke graphic angiography of the brain if necessary; TTE or
compared with antiplatelet therapy (5). The U.S. Food transesophageal echocardiography (TEE); thrombo-
and Drug Administration approved the Amplatzer philia work-up; and ambulatory cardiac rhythm
PFO Occluder (St. Jude Medical, St. Paul, Minnesota) monitoring. Since evidence supporting up to 4 weeks
in October 2016. of cardiac monitoring has emerged, we have changed
our practice from 48 h to 2 to 4 weeks of Holter
SEE PAGE 1105
monitoring (4,6).
Atrial-level defects are not the sole source of par-
PROCEDURE. TC of PFOs was performed under fluo-
adoxical emboli. Pulmonary arteriovenous malfor-
roscopy, local anesthesia, and appropriate use of
mations (PAVMs), venous abnormalities including
intravenous sedation, as previously described (5).
persistent left-sided superior vena cava (PLSVC) to
Intracardiac echocardiography was available as a
the left atrium, or an unroofed coronary sinus (CS)
standby if issues arose during the procedure or if TEE
may also cause paradoxical embolization. Coexis-
suggested potential challenges (e.g., coexistent atrial
tence of a PFO and another anomaly, both of which
septal defect). One hundred units per kilogram of
may result in right-to-left shunting (RLS), is uncom-
intravenous unfractionated heparin was adminis-
mon, and prevalence is unknown. Successful closure
tered, adjusted to an activated coagulation time of
of a PFO is confirmed by agitated saline contrast in-
>250 s, and prophylactic antibiotics were adminis-
jection (ASCI) during an echocardiographic examina-
tered to each patient. Device positioning and ade-
tion in follow-up. The appearance of bubbles in the
quacy of closure was assessed using right atrial
left atrium raises the concern of incomplete closure or
angiography.
other sources of shunting. Our PFO closure experi-
ence involved multiple devices, some of which are of FOLLOW-UP. Patients were investigated using TTE
historical interest at this time; this report focuses on with ASCI at the time of follow-up, 2 to 3 months after
JACC: CARDIOVASCULAR INTERVENTIONS VOL. 11, NO. 11, 2018 Shah et al. 1097
JUNE 11, 2018:1095–104 Bubble Study Post-Transcatheter PFO Closure
LA ¼ left atrium; LSVC ¼ left superior vena cava; PAVM ¼ pulmonary arteriovenous malformation; PFO ¼ patent foramen ovale.
the procedure. Patients with persistent RLS were transcatheter interventions. The mean age was
further reviewed in the clinic at 6 to 12 months 48.1 12.9 years, and 320 were men (56.3%). A 35-mm
post-procedure, and those who persisted with mod- device was used in those with aneurysmal septa,
erate or strongly positive results on ASCI were whereas a 25-mm device was used in the remainder.
investigated in stepwise fashion using TEE and/or In 3 patients, an Amplatzer cribriform device was
noncontrast chest CT and/or were brought to the used.
catheterization laboratory and assessed using intra- Patients’ clinical follow-up, after PFO closure, is
cardiac echocardiography and angiography to iden- described in Figure 1. During the first visit at 4 2
tify possible additional sources of RLS depending on months, 29 patients (5.1%) were lost to follow-up, and
the era and individualized to patient factors. Those residual RLS was noted in 105 of 539 patients (19.5%).
identified with PAVMs or other congenital anomalies During subsequent follow-up at 11 2 months, 6
were treated with device closure as appropriate. further patients were lost to follow-up, and 45 of 99
patients had residual RLS. Twenty-four patients with
RESULTS at least moderately positive results on ASCI were
investigated (Figure 2), of whom 8 were identified to
In total, 880 patients were taken to the catheteriza- have sources of RLS, whereas 2 other patients were
tion laboratory for PFO closure. Of 570 patients diagnosed with a PAVM and a PLSVC draining into the
referred for PFO closure in the Amplatzer PFO left atrium through an unroofed CS but no PFO, as
Occluder era, 568 underwent TC of PFOs using the described in Table 1. All patients with additional
Amplatzer PFO Occluder, whereas 2 patients were sources of RLS were treated percutaneously. During
identified to have a large PAVM and a PLSVC draining subsequent follow-up, further reduction in bubble
into the left atrium through an unroofed CS each, but transmission was observed, or the results of ASCI were
not a PFO. Both of these patients were treated using reported as negative. At 21 3 months follow-up,
1098 Shah et al. JACC: CARDIOVASCULAR INTERVENTIONS VOL. 11, NO. 11, 2018
Investigating a patient presenting with residual right-to-left shunting after patent foramen ovale closure in a catheterization laboratory
includes interrogating an interatrial septum (A), pulmonary angiography to identify micro or larger pulmonary arteriovenous malformation
(B,C), and innominate vein (D).
JACC: CARDIOVASCULAR INTERVENTIONS VOL. 11, NO. 11, 2018 Shah et al. 1099
JUNE 11, 2018:1095–104 Bubble Study Post-Transcatheter PFO Closure
Pulmonary angiography demonstrates arteriovenous malformation in the right middle lobe (A) that was selectively cannulated (B), and a
vascular plug was deployed (C) to successfully close the defect (D). Computed tomography of the thorax demonstrates the pulmonary
arteriovenous malformation (E) that is better delineated on 3-dimensional reconstruction. The red vessels are pulmonary arterial branches,
and the white vessel is a pulmonary vein draining to the left atrium.
Angiography in persistent left superior vena cava (SVC) with unroofed coronary sinus demonstrates left SVC as well as ascending aorta (Ao) at
the same time (A). Balloon sizing to assess the compliance and sizing of the SVC, as well as measurement of pressure change subsequent to
the SVC occlusion (B). Check angiogram after deploying a 20-mm post-infarction muscular ventricular septal defect closure device in the left
SVC (C), and after the device release (D). Presence of right and left SVC is marked R and L, and bridging veins are denoted by the white
arrow (D).
STARFlex Technology) trial (18), and 1 patient in the appearance suggests the presence of intracardiac
CLOSE study (5), had no PFO identified at the time of shunting; however, there is an overlap in the time
the procedure, and PAVM was suspected to be delay before bubble appearance in the left atrium be-
responsible for early RLS; however, no investigations tween these conditions (19). Physiological character-
were performed to confirm the presence of PAVM. It istics of pulmonary capillaries, such as recruitment
stands to reason that the incidence of PAVM may be and vasodilation, offer an explanation for the phe-
higher in a population with stroke and positive re- nomenon of RLS in the absence of PAVM. Pulsatile
sults on saline contrast study. However, the most pulmonary flow can recruit capillaries, and such an
likely explanation for the discrepancy between sus- effect can be observed within a single cardiac cycle that
pected and reported incidence of PAVM lies in the can be maintained for few seconds afterward (20). Such
ability of ASCI to distinguish between PAVM and pulsatility can also be observed after a Valsalva ma-
intracardiac shunting. neuver (21). One can conceptualize that it is feasible to
Bubbles appearing in the left atrium 3 or more recruit and dilate pulmonary capillaries with repeated
heartbeats after opacifying the right atrium are sug- Valsalva maneuvers, resulting in false-positive results
gestive of PAVM (extracardiac), whereas an earlier on ACSI by the mechanism described later.
JACC: CARDIOVASCULAR INTERVENTIONS VOL. 11, NO. 11, 2018 Shah et al. 1101
JUNE 11, 2018:1095–104 Bubble Study Post-Transcatheter PFO Closure
Follow-Up
PFO PFO Mechanism Duration
Age, yrs/Sex Presentation Present Closed of RLS Intervention (months) Outcome
AVP ¼ Amplatzer Vascular Plug; HHT ¼ hereditary hemorrhagic telangiectasia; LA ¼ left atrium; NA ¼ not applicable; PAPVC ¼ partial anomalous pulmonary venous
connection; RUPA ¼ right upper pulmonary artery; SVC ¼ superior vena cava; VSD ¼ ventricular septal defect; other abbreviations as in Table 1.
Although the actual size of saline contrast micro- supine position, by breathing a hypoxic air mixture or
bubbles is not known, they are suspected to be in the during exercise-induced hyperdynamic state
range of 60 to 90 m m in diameter (22), whereas the (24,26,27). Passage of agitated saline bubbles though
pulmonary capillaries measure 8 to 9 m m at rest (23). the pulmonary circulation during exercise but not at
Experiments using 25- to 50-m m microspheres injec- rest in the lungs of healthy volunteers suggests the
ted in healthy human donor lungs without known existence of recruitable arteriovenous shunts or
PAVM demonstrated the availability of arteriovenous anastomosis (27). In the presence of a PFO, ASCI is not
pathways >50 mm in two-thirds of the lungs (22), uniformly helpful in identifying the presence of
adequate enough to result in mildly positive results PAVM, unless agitated saline is injected in pulmonary
on ASCI (<10 bubbles). Normal human lungs are also arteries (downstream from a PFO) or with balloon
reported to have larger caliber pulmonary arteriove- occlusion of the PFO, and an operator actively as-
nous anastomoses that bypass pulmonary capillaries sesses individual pulmonary veins. Such a vigilant
(24). Different from PAVM, such anastomoses are approach also helps in identifying the potential
located in the lung apices (25), closed at rest and in location of a PAVM. Interestingly, in a study
the upright position, but can be recruited in the comparing diagnostic efficacy of ASCI in patients with
HHT versus control subjects, 7% of healthy subjects
without PFO or PAVM were noted to have mildly
T A B L E 3 Possible Etiologies That Can Result in positive results on bubble testing (28). It is also
Right-to-Left Shunting possible that such RLS can occur through a PAVM that
Interatrial-level Residual flow through the device may be difficult to detect by CT of the thorax (29). The
communication (incomplete endothelization)
Residual leak at the edge of the
presence of bubbles in the left atrium is not enough to
device Atrial septal defect confirm the diagnosis of PAVM, and special care
Fenestrated septum
should be taken with interpretation depending on
Pulmonary vasculature Large PAVM (evaluate for HHT)
Micro PAVM (consider congenital body positioning and the disease state of the lungs.
heart disease) Finally, transcranial Doppler has been reported to be
Other congenital conditions Persistent left superior vena cava
more sensitive at diagnosing RLS in comparison with
with unroofed coronary sinus
(bubble injection through the TEE with saline contrast study; however, interpreting
left hand)
the findings can be challenging, with similar limita-
Pulmonary artery–to–left
atrium connection tions described with TTE- or TEE-based ACSI.
Acquired conditions Hepatic vein–pulmonary vein collateral The location of the ACSI site may affect the de-
vessels (observed in patients with
congenital heart disease)
gree of shunting, as blood flow from the inferior
Esophageal vein–pulmonary vena cava is directed toward the fossa ovalis,
vein collateral vessels
whereas flow from the superior vena cava is
Abbreviations as in Tables 1 and 2. directed to the tricuspid valve. Agitated saline
injected through the cubital vein is less sensitive in
1102 Shah et al. JACC: CARDIOVASCULAR INTERVENTIONS VOL. 11, NO. 11, 2018
F I G U R E 5 Algorithm to Manage Patients With Persistently Positive Results on Bubble Study After Patent Foramen Ovale Closure
ASD ¼ atrial septal defect; AVM ¼ arteriovenous malformation; CS ¼ coronary sinus; CT ¼ computed tomography; IAS ¼ interatrial septum;
IVC ¼ inferior vena cava; LA ¼ left atrium; PA ¼ pulmonary artery; PAVM ¼ pulmonary arteriovenous malformation; PFO ¼ patent foramen
ovale; PLSVC ¼ persistent left-sided superior vena cava; PV ¼ pulmonary vein; SVC ¼ superior vena cava; TEE ¼ transesophageal echocar-
diography; TTE ¼ transthoracic echocardiography.
comparison with an injection from a lower limb vessels to prevent a pressure rise in the venous
vein to detect RLS (30). Additionally, an ACSI study system upstream from a potential closure device
performed from the right antecubital vein is likely (Figure 4).
to miss a PLSVC with an unroofed CS or direct RLS due to a right pulmonary artery–to–left atrium
connection of the left superior vena cava to the left fistula is a rare anomaly (35). It may be associated
atrium. with an atrial septal defect, anomalies of the right
A PLSVC is the most common anomalous systemic lung, and diverticulum of the right main bronchus
venous return anomaly (31). In the majority of pa- (36). A large shunt can result in heart failure in
tients, it drains into the right atrium through the CS, childhood, whereas adult patients present with
but in the absence of an intact CS roof, it can cyanosis. Conventional angiography or CT is neces-
communicate with the left atrium (32). Its presen- sary to confirm the diagnosis. In the majority of pa-
tation may range from asymptomatic to right heart tients, a communication is located between the
dilatation or even resting cyanosis; however, one posterior wall of the right pulmonary artery to the left
should also consider it as an alternative diagnosis in atrium and traverses between the right and left pul-
patients presenting with paradoxical embolization. monary veins. Early diagnosis in infancy requires
TEE, cardiac CT, or magnetic resonance imaging can surgical or TC repair (37).
confirm the diagnosis and help define the extent of Coexistence of a PFO and an additional condition
the defect and associated other congenital anoma- that can result in RLS is uncommon but not rare.
lies. In the presence of a bridging vein, such an None of the published large prospective studies
anomaly can be treated using a TC procedure (33,34), evaluating efficacy of transcatheter intervention to
whereas in the absence of a bridging vein, balloon close PFO has reported these findings (18,38–40),
occlusion of a left superior vena cava to the left despite having residual shunt evident on ASCI after
atrium may unmask adequate venovenous collateral PFO closure. It is imperative that treating physicians
JACC: CARDIOVASCULAR INTERVENTIONS VOL. 11, NO. 11, 2018 Shah et al. 1103
JUNE 11, 2018:1095–104 Bubble Study Post-Transcatheter PFO Closure
be aware of these diagnoses (Table 3), as they are device to endothelialize are reasonable consider-
associated with a potential risk for paradoxical ations. It is likely that among those patients with
embolization, and the majority of such anomalies are persistently positive results on bubble studies,
amenable to TC or surgical intervention. The pres- important anatomic lesions may coexist and remain a
ence of bubbles in the left atrium does not equate to potential risk factor for recurrent paradoxical
the presence of PAVM, and one should be thorough embolization.
and meticulous with subsequent investigations and ACKNOWLEDGMENT The authors thank Dr. Madhu-
management plans. An algorithm to deal with such a sudan Paravasthu, MBBS, clinical fellow in cardiotho-
clinical situation is presented in Figure 5. Despite a racic imaging, Toronto General Hospital, for helping
thorough search, it is possible to fail to identify the with radiological image preparation.
mechanism leading to RLS in a small number of
patients. ADDRESS FOR CORRESPONDENCE: Dr. Eric Horlick,
STUDY LIMITATIONS. This was a nonrandomized, Toronto General Hospital, 200 Elizabeth Street, Room
retrospective, single-institutional observational 6E-249, Toronto, Ontario M5G 2C4, Canada. E-mail:
study with its inherent limitations. The reported eric.horlick@uhn.ca.
incidence of PFO and PAVM in our cohort is likely to
PERSPECTIVES
underestimate the true prevalence, as not all patients
with persistent RLS were investigated, and as our
institution is a supraregional referral center, many WHAT IS KNOWN? PFO and PAVM are the most commonly
patients we treated were referred from outlying observed anomalies thought to be responsible for RLS that can
areas, and some did not return for follow-up to our result in cryptogenic stroke due to paradoxical embolization.
institution.
WHAT IS NEW? For the first time, we have reported the inci-
dence rate of a coexisting second etiology that can also result in
CONCLUSIONS
RLS in patients who have undergone TC of a PFO. Majority of
these conditions can be treated with transcatheter interventions.
Each patient presenting with paradoxical emboliza-
tion or RLS, thought to be through a PFO, should also
WHAT IS NEXT? Impact of residual leak after TC of a PFO on
be assessed for clinical features of HHT. Persistently
recurrent neurological events should be evaluated in a prospec-
positive results on bubble testing after PFO closure
tive multicenter registry.
are not uncommon, but stratification of these patients
by the degree of positivity and allowing time for the
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