Académique Documents
Professionnel Documents
Culture Documents
Daniel M. Rosenberg, MPH, Bryce McLaulin, MD, Marsha Bennett, MN, RN,
and Kim Mathisen, BA
The purpose of this study was to determine the Daniel M. Rosenberg, MPH, is Epidemiologist, HIV
criteria by which the diagnosis of HIV dementia Outpatient Clinic, Bryce McLaulin, MD, is Professor,
Psychiatry and Psychological Services, Department of
was made by providers in a public HIV Psychiatry, Marsha Bennett, MN, RN, is Coordinator
outpatient clinic and hospital, and to evaluate the of Clinical Research, and Kim Mathisen, BA, is a
Research Assistant, Louisiana State University Medical
extent to which the providers' diagnosis Center, Department of Medicine-HIV Section, New
Orleans, LA.
confirmed or denied the presence of HIV
dementia according to CDC recommendations.
Retrospective chart analysis was conducted C n t r a l and peripheral nervous system complications
detailing symptomology, laboratory findings, and are common in HIV-infected patients; indeed, 30 to 60
percent of HIV-infected patients will experience such a
social characteristics of 103 HIV-infected patients complication (Bedos et al., 1995; McArthur, Selnes, Glass,
from Nov 1, 1990 to Dec 31, 1993. Seventy-eight Hoover, & BaceUar, 1994). Bacellar et al. (1994) reported
that in the Multi-Center AIDS Cohort (MAC) Study, inci-
patients were evaluated by providers and given a
dence rates of opportunistic neurological disorders con-
preliminary HIV dementia diagnosis; 25 patients tinually increased during the study period of 1988-1992.
An estimated 7% of all patients with AIDS will have
received no preliminary diagnosis. On follow-up, dementia (Bacellar et al.); however, reports as to the
39 were confirmed diagnosis while 64 patients prevalence of HIV dementia has been reported to be as
high as 25%-30% in some populations (Brew, 1994; Glass,
received no follow-up (confirmatory) diagnosis. Wesselingh, Selnes, & McArthur, 1993; Simpson &
Inability to pay attention or remember details, Tagliati, 1994). The frequency of toxoplasmosis, crypto-
coccal meningitis, progressive multifocal leukoen-
memory deficit, motor weakness, and mild cephalopathy, and primary central nervous system
disorientation were all found to be significantly (CNS) l y m p h o m a were reported to be increased as
patients live longer with progressive immunosuppres-
associated with being evaluated by a provider.
sion (Bacellar et al.). Bacellar and colleagues indicated
Substance use was prevalent. Inconsistent that in the MAC study, the incidence rate for HIV
d e m e n t i a did not increase a m o n g the MAC s t u d y
manner in which HIV-demented patients were
patients from 1988 to 1992. However, patients with
identified highlights the need for a standardized chronic progressive immunosuppression were three
times more likely to develop HW dementia than other
evaluation of signs and symptoms known to be o p p o r t u n i s t i c CNS complications (Bacellar et al.;
associated with HIV dementia. Simpson & Tagliati).
H1V is known to infect the brain shortly after the ini-
Key words: AIDS, CNS, dementia,
tial infection (Epstein & Gendelman, 1993). The effects
encephalopathy, HIV, immunosuppression of HIV on the cellular components of the brain have
been described (Brew, 1993; Portegies, 1994). Complex
interactions of cytokines and neurotoxins play key roles
in neuronal d y s f u n c t i o n and death (Brew; Flier & such concurrent illness and conditions must include
Underhill, 1995; Lipton, 1994; Portegies; Wiestler, St. cerebrospinal fluid examination and either brain imaging
Leob, Brustle, Spiegel, & Skleihues, 1992). The cogni- (computed t o m o g r a p h y or magnetic resonance) or
tive, behavioral and motoric manifestations of the neu- autopsy" (CDC, 1993, p. 15). CDC recommendations dis-
ronal d y s f u n c t i o n h a v e b e e n n a m e d the " H I V 1 cuss ruling out differential diagnoses such as toxoplas-
Associated Cognitive Motor Complex" (American mosis, progressive multifocal leukoencephalopathy or
A c a d e m y of N e u r o l o g y AIDS Task Force, 1991), other CNS lesion, cryptococcal extra pulmonar~ neu-
although the terms of HIV dementia, HIV-associated rosyphilis, major depression, and others because the
dementia, and AIDS dementia are more frequently diagnosis of HIV dementia is a diagnosis of exclusion
used in clinical settings and in scientific literature. A (CDC).
clinical staging schema (Price & Brew, 1988) has been The purpose of this study was to determine by a ret-
developed and is widely used to rate the level of cogni- rospective medical chart review the criteria by which the
tive and motor impairment of HIV dementia. Despite diagnosis of HIV dementia was made by providers in a
advancing knowledge of the pathogenesis and clinical public HIV outpatient clinic and hospital and to evaluate
manifestations of HIV dementia, the diagnosis is based the extent to which the provider's diagnosis confirmed
exclusively on clinical findings (Syndulko et al., 1994). or denied the presence of HIV dementia according to
The differential diagnosis of HIV dementia is compli- CDC recommendations.
cated by the necessity to rule out other CNS complica-
tions of progressive immunosuppression. Methods
Comorbid psychiatric disorders (Grant & Atkinson,
1990; Jacob, Eapen, John, & John, 1991; Ostrow et al., The CDC computerized Adult Spectrum of Disease
1989; Seth, Granville-Grossman, Goldmeier, & Lynch, (ASD) surveillance and clinical information data base
1991; Snyder et al., 1992) and substance abuse (Kim, identified 103 patients attending a New Orleans public
Marmor, Dubin, & Wolfe, 1993; Klimas et al., 1993; hospital HIV-outpatient program (HOP), as having had
Palenicek et al., 1993; Solomon et al., 1993) may further a diagnosis of HIV dementia between Nov 1, 1990 and
complicate the differential diagnosis of HIV dementia. Dec 31, 1993. The ASD study follows more than 3,800
S y m p t o m s of HIV dementia m a y be confused with HIV-positive patients, with chart abstractions every six
depressive symptoms such as poor attention and con- months detailing clinical and social elements of their
centration, apathy, and memory problems. The cognitive HIV experience. All patients who receive care at the
effects of intoxication and the long- term sequelae of sub- HOP clinic are induded in the ASD. CDC criteria for the
stance abuse such as impaired mentation, ataxia, and diagnosis of HIV d e m e n t i a were utilized b y ASD
memory deficits also may be confused with symptoms researchers and the abstractors for this chart review
of HIV dementia. These conditions and others, such as (CDC, 1993). This study was an exempted review by the
opportunistic neurologic disorders, complicate the institutional review board of an academic institution and
assessment, diagnosis, and development of a treatment medical center.
plan.
The CDC criteria for the diagnosis of HIV dementia Sample
are "clinical findings of disabling cognitive or motor dys-
function interfering with occupation or activities of daily Of the 103 patients, 54% were African-American and
living, progressing over weeks to months, in the absence 93% were male. At the end of the defined study time
of a concurrent illness or condition other than HIV infec- period, 44% were deceased (Table 1). The mean age was
tion that could explain the findings. Methods to rule out 38.5 years old (range = 2 3 - 6 3 years, SD = 7.9). All
Medical charts were r e v i e w e d and information Of the 103 patients, 19 (18.4%) patients had no prelim-
abstracted for each of the 103 patients. The data collec- inary or confirmatory diagnosis (not assessed) yet were
tion tool used to abstract charts consisted of a symptom listed in ASD as HIV dementia patients. These patients
list and empirical diagnostic tests compiled from a were listed as "demented" or having "demented behav-
review of the literature in conjunction with CDC recom- iors" and thus treated as having dementia but were not
mendations for HIV dementia diagnosis and treatment diagnosed with HIV dementia by any provider. Of the
(Table 2). The area of medical specialty for each diagnos- 103 patients, 39 (37.8%) patients were evaluated and
ing provider (physicians and nurse practitioners) was given a sole preliminary ("rule out", "questionable" or
noted for analysis to compare the method of diagnosis "possible") HIV dementia diagnosis by any provider.
between medical specialty areas; e.g., psychiatry versus Thirty-nine preliminary diagnosed patients (37.8%) were
primary care. followed up and given a confirmatory diagnosis (i.e.,
T a b l e 2. D a t a C o l l e c t i o n Tool
M i d to Late S y m p t o m C h e c k l i s t
_ _ U n a b l e to follow c o n v e r s a t i o n _ _ P s y c h o t i c features
_ _ O b v i o u s m e m o r y p r o b l e m s (can result in u n s a f e situation) __ Complete disorientation
_ Inability to p e r f o r m g r o o m i n g / a c t i v i t i e s of d a i l y living
_ __ Aphasia
_ _ F r e q u e n t tremors, hyperreflexia, clonus, p a r a p a r e s i s , __ Global cognitivedysfunction
q u a d r i p a r e s i s , paresthesia, p e r i p h e r a l n e u r o p a t h y __ Amnesiac fea~res
_ _ P r e s e n c e of frontal release s i g n s ( s n o u t of glabellar) __ Lethargy/hypersomnolence/vegetative
_ _ Severe gait p r o b l e m s , ataxia _ _ Seizures
Substance Use
__ Alcohol _ _ Injection d r u g u s e
__ Marijuana _ _ N o record of s u b s t a n c e u s e
__ Crack/cocaine Not assessed
__ Heroin
__ Other
% n % n
9 Cognitive 9 Cognitive
Memory deficit (loss), forgetfulness, 54 56 Obvious memory problems (can 8 8
recent memory loss with long- result in unsafe environment)
term intact Psychotic features 8 8
Mild disorientation, confusion 33 34 Aphasia 8 8
Decrease in cognitive intellectual 15 15 Severe disorientation 6 6
function, mental slowing Unable to follow conversation 4 4
Global cognitive dysfunction 3 3
Inability to pay attention, 14 14
Amnesiac features 2 2
concentrate, remember details
Inability to make change for a dollar 2 2 9 Behavioral
Motor weakness 34 35
p r o v i d e r is m o r e l i k e l y to d i a g n o s e d a n A f r i c a n -
Altered gait, unsteady gait 32 33 American patient (p<0.04) (Table 6).
Slowness/slurring of speech 18 18 Substance use interferes with the diagnosis of H I V
Fall with rapid head turn, loss of 10 10 d e m e n t i a b y potentially m a s k i n g or m i m i c k i n g s y m p -
balance toms indicative of HIV dementia. Forty-eight percent (N
= 49) of all s t u d y patients reported past substance use:
Lack of fine motor control, 7 7 31% alcohol; 16% marijuana; 23% crack; 7% heroin; 6%
deterioration in handwriting
other use. T w e n t y - t w o percent reported past or present
Clumsiness 5 5 injection d r u g use, a n d 9% percent did not h a v e sub-
Impaired ooflar movement 1 1 stance use history assessed. Thus, 37% reported no his-
tory of substance abuse (Table 7).
inability to p a y attention 60% 8% 0.08 15% 19% 0.57 17% 18% 0.62
Altered gait 47% 32% 0.28 38% 34% 0.81 56% 6% 0.01
M e m o r y deficit 80% 60% 0.15 84% 54% 0.06 61% 69% 0.43
Motor weakness 27% 41% 0.23 54% 42% 0.37 48% 44% 0.81
Mild d i s o r i e n t a t i o n 33% 40% 0.65 31% 34% 0.55 30% 37% 0.64
Caucasian race 6 53% 51% 0.91 46% 61% 0.29 65% 31% 0.03
i~iii~iiii~ii~iiiii~ii!ii~ iii84~i!!ii!? ~!~i';!!il~~!!i84
ii~ii~~~~ilil84 !~i!!~Ji~ii!iii!,~~:i !~ii~iii i~i ii~i:iiiiiiii~~%~i,iiiiili:~??~!!84~ii~ !~i~!:~:!
!!i : ~!~!i:i ~!ii7 ~ ~iii ?iii~iii~(iliiiii~!~ill :i:i:! ~i~iiii!i~i~!~~ii!!i!~84
ii~iiii:!iii,~i~! ~!~!?!!i!~!~!i)i!?!~!i~ii~!~!iiiii%ii!!i!i!iiii!i~
i~i i!ii!;~iiii~ iiii ii!iilli ~il~i!i~i~i~iii~iiiill
iii~ii~iiiiii!!iii!iii~iiii~i~i~ I84184184184184184184
1 Patients d i a g n o s e d by a psychiatric p r o v i d e r
2 Patients d i a g n o s e d by a n y p r i m a r y care p r o v i d e r (including both H O P a n d n o n - H O P )
3 All p - v a l u e s g e n e r a t e d by Pearson's chi- square or Fisher exact tests at (~ = 0.05
4 Patients d i a g n o s e d by any p r o v i d e r w h o w o r k s specifically in the division of H W at the H O P clinic
5 Patients d i a g n o s e d by any p r o v i d e r w h o does not w o r k specifically in the division of H W
6 Caucasian patients versus A f r i c a n - A m e r i c a n patients d i a g n o s e d by providers
9 O t h e r use 6 6
The results indicate that a consistent pattern of diag-
9 Injection d r u g use 22 23 n o s i n g H 1 V d e m e n t i a is n o t f o l l o w e d in t h e c l i n i c a l set-
9 N o history of substance use 37 38 tings included in this study. While no single set of
i~iiiiiliiiiiiiiiiliili!!iili~ii!!~iiii!!
iii!iii~iiiilii~i!iii~iiiil
iiii~iil
!iiiiiiiiiiiiil
iiiiiiiili
~i;!i~ii:
i%i~ii!!!i
i!!iii!!iiiiii!iil
!!:iiJ!!if!iii~iiliii~i!ii~ili
~ :ii]~i~iliiiiiiiiill
iiiiiiili!~ili~ii
84
!ii~iiiiii
iiiiiiliiiiiiii~i
iiiii~iiiiiiiiii~i
!i!!~ii~ symptoms or laboratory evaluations can definitively
*Some patients reported using m o r e than one substance.
diagnose HIV dementia, the pattern of symptoms seen
+This table has s o m e missing data d u e to partially c o m p l e t e d
m e d i c a l records for 9 patients. i n p a t i e n t s w i t h t h e s y n d r o m e is h i g h l y c h a r a c t e r i s t i c
and can provide consistency in diagnostic methods. In neuropsychological evaluations was not done.
addition, radiologic examinations, CSF examinations, However, the high prevalence of substance abuse in
and culture are best for ruling out malignancies or this cohort is noted and should be addressed in fur-
infections that may produce symptoms of CNS pathol- ther CNS research.
o g y (Portegies, 1994). O n l y t h i r t y - n i n e p a t i e n t s The criteria by which this cohort of HIV-demented
received a confirmatory diagnosis that included the patients was identified highlights the necessity for a
CDC recommended diagnostics tests; CSF examination standardized and routine evaluation of signs and
and brain imaging (15% MRI, 48% CAT scan, 35% lum- symptoms known to be associated with HIV demen-
bar puncture). This fact is of concern given the preva- tia. Specific motor skills such as gait, balance, and fine
lence of concurrent illness and potential confounding motor control as well as cognitive skills such as orien-
diagnostic factors. tation, memory, and motivation should be evaluated
Certain symptoms do arise as predictive of an HIV on a regular basis. Of the 103 patients identified
dementia diagnosis, given the high frequency in the through the ASD surveillance system, 19 individuals
study cohort. Inability to pay attention, concentrate, had no evidence in their medical records of having
r e m e m b e r details; m e m o r y deficit (forgetfulness), been given a diagnosis of HIV dementia, yet these
recent m e m o r y loss with l o n g - t e r m intact; motor individuals had one or more predictive symptoms of
weakness; and mild disorientation are all significantly HIV dementia listed in their charts. The existence of
a s s o c i a t e d with being a s s e s s e d b y a n y provider. symptoms and the term "demented" appearing in the
Altered or u n s t e a d y gait is associated with being chart most likely generated an HIV dementia diagno-
given a confirmed HIV dementia diagnosis in this sis for the study patient. Of those who had a prelimi-
cohort. nary diagnosis of HIV dementia, only 39 were fol-
The findings that African-American patients were lowed up and given a confirmatory diagnosis per
more likely to be seen by a non HOP provider and less CDC recommendations.
likely to be evaluated for HIV dementia are consistent Since there exist potential therapies to alleviate the
with p r e v i o u s studies in our patient p o p u l a t i o n s symptoms of HIV dementia, and since use of antiretrovi-
(Kissinger et al., 1995). In the s t u d y c o m m u n i t y , rals slows the progression of HIV dementia, it would be
African-American patients enter the healthcare system prudent to screen for early symptoms in order to initiate
with more advanced HIV-related illness than white early care for the demented patient. Screening before the
patients and thus are more likely to be admitted to the presentation of frank symptoms will allow early diagno-
hospital as an inpatient (i.e., not access the outpatient sis, intervention, and identification for enrollment into
HIV specific services). In a d d i t i o n , the African- clinical trials for experimental treatments of HIV demen-
American population is less likely to return for outpa- tia where available, in the case of failure of current
tient follow-up and, thus, less likely to be seen in the options. Recent evidence indicates certain medications
HOP clinic and evaluated for H W dementia (Kissinger such as memantine may prevent H1V dementia, making
et al., 1995). sensitivity to symptoms of dementia essential (Flier &
As other studies have revealed, substance abuse Underhill, 1995; Lipton, 1994).
was a comorbid problem in almost half the patients Early d e t e c t i o n e n a b l e s the patients a n d their
w h o s e medical records were reviewed. Substance providers to examine support systems and resources.
abuse is a potential confounding factor in determin- Nurses can aid families in planning for changes in the
ing neurological diagnoses (Portegies, 1994). This patient, gaining a greater understanding of the HIV
study did not evaluate for comorbid psychiatric dis- dementia process to allay myths and fears, and in
orders and tracking of referrals for psychiatric and helping patients and providers capitalize on existing
Lipton, S. (1994). HIV related neuronal injury. Molecular Neurobiology, 8, Simpson, D., & Tagliati, M. (1994).Neurologic manifestations of HIV
181 - 196. infection. Annals of Internal Medicine, 121,769-785.
McArthur, J., Selnes, O., Glass, J., Hoover, D., & Bacellar, H. (1994). HIV
dementia: incidence and risk factors. In R. Price & S. Perry (Eds.), Snyder, S., Reyner, A., Schrneidler, J., Bogutsky, E., Gomez, H., & Strain,
HIV, AIDS, and the Brain (pp. 251 - 272). New York: Raven Press. J. (1992). Prevalence of mental disorders of newly admitted medical
inpatients with AIDS. Psychosomatics, 33,166-170.
Ostrow, D., Monjan, A., Joseph, J., Vanraden, M., Fox, R., Kingsley, L.,
Dudley~ J., & Phair, J. (1989). HW- related symptoms and psycholog-
ical functioning in a cohort of homosexual men. American Journal of Solomon, L., Astemborski, J., Warren, D., Munoz, A., Cohn, S., Vlahov,
Psychiatry, 146, 737- 742. D., & Nelson, K. (1993). Differences in risk factors for human
immunodeficiency virus type 1 seroconversion among male and
Palenicek, J., Nelson, K., Vlahov, D., Galai, N., Cohn, S. & Saah, A. female intravenous drug users. American Journal of Epidemiology,
(1993). Comparison of clinical symptoms' of human immunodefi- 137, 892-898.
ciency virus disease between intravenous drug users and homosex-
ual men. Archives of Internal Medicine, 153, 1806-1812.
Syndulko, K., Singer, E., Nogales-Gaete, J., Conrad, A., Schmid, E, &
Portegies, P. (1994). AIDS dementia complex: A review. Journal of AIDS, TourteUotte, W. (1994). Laboratory evaluation in HIV- 1 associated
7, 538-549. cognitive motor complex. In L. Zegans & T. Coates (Eds.),
Psychiatric Clinics of North America (pp. 91- 123). Philadelphia:
Price, R., & Brew, B. (1988). The AIDS dementia complex. Journal of Satmders.
Infectious Diseases, 158, 1070-1083.
Seth, R., Granville-Grossman, K., Goldmeier, D., & Lynch, S. (1991). Wiesfler, O., St. Leob, L., Brusfle, O., Spiegel, H., & Skleihues, E (1992).
Psychiatric illness in patients with H1V infection and AIDS referred Neuropathology and pathogenesis of HIV encephalopathies. Acta
to the liaison psychiatrist. British Journal of Psychiatry, 159, 347-350. Histochemica, 42, 107-114.