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Abstract
John E. Kuhn, MD Thoracic outlet syndrome is a well-described disorder caused by
George F. Lebus V, MD thoracic outlet compression of the brachial plexus and/or the
subclavian vessels. Neurogenic thoracic outlet syndrome is the most
Jesse E. Bible, MD
common manifestation, presenting with pain, numbness, tingling,
weakness, and vasomotor changes of the upper extremity. Vascular
complications of thoracic outlet syndrome are uncommon and include
thromboembolic phenomena and swelling. The clinical presentation is
highly variable, and no reproducible study exists to confirm the
diagnosis; instead, the diagnosis is based on a physician’s judgment
after a meticulous history and physical examination. Both
nonsurgical and surgical treatment methods are available for thoracic
outlet syndrome. Whereas nonsurgical management appears to be
effective in some persons, surgical treatment has been shown to
provide predictable long-term cure rates for carefully selected
patients. In addition, physicians who do not regularly treat patients
with thoracic outlet syndrome may not have an accurate view of this
disorder, its treatment, or the possible success rate of treatment.
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John E. Kuhn, MD, et al
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Thoracic Outlet Syndrome
Figure 2
Three regions of potential neurovascular compression: interscalene triangle, costoclavicular space, and retropectoralis
space. TN = thoracic nerve
Similarly, altered biomechanics from and some have been told that their activities as well as during sleep.
acromioclavicular and sternocla- condition is psychosomatic. Mani- Upper extremity heaviness is com-
vicular injuries are also noted in festations of TOS include neurogenic mon with above-the-shoulder activi-
some patients with TOS.2 TOS, caused by compression of the ties. In a systematic review by Sanders
brachial plexus, and vascular TOS, et al,12 symptom distribution in
subclassified as arterial or venous, neurogenic TOS included upper
Clinical History and depending on whether the subclavian extremity paresthesia (98%), neck
Presentation artery or vein is involved. Estimates pain (88%), trapezius pain (92%),
are that .90% of all TOS cases are shoulder and/or arm pain (88%),
Diagnosis of TOS is challenging of neurogenic origin, whereas
because of the varied clinical pre- supraclavicular pain (76%), chest
approximately 3% to 5% are venous pain (72%), occipital headache
sentation and the lack of objective and ,1% are arterial.12
data to support a diagnosis. As (76%), and paresthesias in all five
a result, the clinical impression from fingers (58%), the fourth and fifth
a thorough history and physical Neurogenic Thoracic Outlet fingers only (26%), or the first, sec-
examination remains a crucial com- Syndrome ond, and third fingers (14%).
ponent in differentiating TOS from Neurogenic TOS presents as a con- Symptom patterns can further
other conditions. Patients are fre- stellation of upper extremity weak- classify neurogenic TOS as secondary
quently young, active, and healthy. ness, numbness, paresthesias, and to upper or lower plexus compres-
Often, they have seen multiple pain in a nonradicular distribution. sion. In most patients, lower and
physicians, undergone misdiagnosis, Symptoms are present during daily combined plexus pathology is seen
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John E. Kuhn, MD, et al
Figure 3
(85% to 90%).9 Lower plexus the nonradicular nature of symp- other areas depending on the under-
involvement represents compression toms in TOS. lying etiology.13 A well-known
of C8 and T1, and manifests as subtype of venous TOS is Paget-
symptoms in the area of the ulnar Vascular Thoracic Outlet Schroetter syndrome, described as
forearm and hand and possibly the Syndrome thrombosis of the subclavian vein
axillary and anterior shoulder caused by repetitive injury in rela-
Vascular TOS consists of both
region. Upper plexus compression tively young and healthy persons.
venous and arterial clinical subtypes.
involves the C5-C7 nerve roots, and Arterial TOS is a rarer condition,
Venous TOS is characterized by sig-
presents as pain in the supra- but it has potentially devastating
nificant swelling of the upper
clavicular region that may radiate consequences. It presents as non-
extremity; it is commonly associated
into the ipsilateral head, face, upper with deep pain in the upper extrem- radicular pain, numbness, coolness,
chest, periscapular region, or radial ity, chest, and shoulder, along with and pallor that worsens in cold tem-
nerve distribution to the dorsal a feeling of heaviness that is worse peratures. It is caused by intermittent
index finger and thumb.2 Neuro- after activity. The patient may have or prolonged arterial compression of
genic TOS must be differentiated cyanotic discoloration of the the subclavian artery, typically by
from other compression syndromes, extremity. The subclavian vein is a cervical rib. Compression over time
such as carpal tunnel syndrome and commonly compressed at the costo- leads to intimal damage, eventual
cervical nerve root compression. clavicular junction where it passes aneurysm formation, thrombosis,
Such a distinction may be made by anterior to the anterior scalene; embolic events, and even potentially
the wide anatomic distribution and however, it may be compressed at limb-threatening ischemia. Often,
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Thoracic Outlet Syndrome
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John E. Kuhn, MD, et al
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Thoracic Outlet Syndrome
Treatment
Treatment strategy depends on
the underlying etiology of TOS.
Nonsurgical management is indicated
first in most patients with neurogenic
TOS. Surgery is warranted in arterial
or venous TOS and in patients with
neurogenic TOS who have persistent
Radiograph of a patient with a right cervical rib, indicated by the white arrow.
symptoms, muscle atrophy, or a pro-
gressive deficit. In the appropriate
of an aneurysm, or differing blood in neurogenic TOS. These changes patient population, surgical interven-
pressure measurements between the manifest as abnormal nerve con- tion may reliably improve symptoms
upper extremities. Other cases of duction velocity studies of the medial and quality of life.26,27
arterial TOS are likely more positional antebrachial cutaneous nerve and
Nonsurgical
and are better diagnosed on physical the median motor nerve to the
examination than with angiography. abductor pollicis brevis. Electromy- Nonsurgical management is the ini-
Conversely, venography is indicated ography may show fibrillations in tial treatment strategy for neurogenic
in the workup of suspected venous T1 and C8 distributions; however, TOS; it has shown good results in
TOS, demonstrating compression of they are not shown as consistently as some series. Novak et al28 reported
the subclavian vein as well as collat- nerve conduction velocity changes. that 25 of 42 patients with neuro-
eralization from nearby circulation. genic TOS experienced symptomatic
When an acute thrombosis is detected, relief after at least 6 months of physical
Anterior Scalene Blocks therapy. A typical protocol consists
early catheter-directed thrombolysis
and surgical decompression may be Appropriately placed lidocaine or of education, activity modification,
indicated to decrease the risk of botulinum toxin injections can and physical therapy. Described
a recurring thrombosis. It is important relieve muscular contracture or pain control strategies include anti-
to note that patients who experience spasm and have been shown to have inflammatory medications, muscle
arterial or venous thrombosis should prognostic benefits. Lum et al24 relaxants, transcutaneous electrical
undergo coagulation studies because found that a successful block corre- nerve stimulation, and injections.
a TOS thrombosis can represent a two- lated with a 14% higher rate of good Using ultrasonography-guided botuli-
hit phenomenon of mechanical tho- surgical outcomes in patients older num injections, Torriani et al29 re-
racic outlet compression in conjunction than 40 years. Table 2 depicts illus- ported short-term improvement in
with underlying hypercoaguability.6 trative points about different diag- 69% of patients with neurogenic TOS.
nostic techniques. Clarifying goals of treatment is critical
At the authors’ institution, plain for patient outcome. Patient education
Neurophysiologic Studies radiographs are obtained initially for focuses on relaxation techniques,
Historically, neurophysiologic stud- patients with suspected TOS based postural mechanics, and weight and
ies were considered normal in cases of on history and physical examination, nutritional control. Activity modifica-
TOS unless the pathology was found followed by other diagnostic tests as tion includes limiting repetitive, over-
late and permanent nerve damage dictated by their symptoms. Patients head stress and changing employment
had already occurred.6 However, with predominantly neurologic signs if necessary. Physical therapy involves
Tsao et al23 suggest that nerve fibers and symptoms often undergo neu- stretching, range-of-motion exercises,
derived from T1, and to a lesser rophysiologic testing early in their and tendon and nerve gliding tech-
degree from C8, may show changes workup. Vascular manifestations niques.2 Despite several series
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John E. Kuhn, MD, et al
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Thoracic Outlet Syndrome
Table 3
Common Surgical Approaches for Thoracic Outlet Syndrome
Surgical Approach Characteristics/Proposed Advantages Disadvantages
Transaxillary Most commonly used approach Risk of iatrogenic brachial plexus injury32
Allows more complete exposure of first rib
More cosmetic scar
No retraction of neurovascular structures
necessary for first rib removal31
Supraclavicular Allows better exposure of the middle and Retraction of brachial plexus and vascular
upper trunks, neck of the first rib, and structure necessary for complete first rib
anterior and middle scalene muscles32 removal31
May also allow effective first rib resection32
Allows vascular reconstruction33,35
Posterior Favored for recurrent TOS and in cases of Requires extensive muscle dissection that can
prior anterior neck surgery lead to postoperative shoulder dysfunction
May allow better exposure of proximal Risk of injury to the long thoracic, dorsal scapular,
elements of the brachial plexus34 and accessory nerves34
et al;37 it consists of a transaxillary and primary repair, saphenous vein one of the most common complica-
approach for first rib resection, sca- graft, arterial autograft, a synthetic tions. Karamustafaoglu et al31 re-
lenectomy, and neurolysis with vas- prosthesis, or an endovascular stent ported an incidence of 25%. Other
cular reconstruction if necessary. for mild stenotic disease. Acute, complications in this series were low
Various other modifications to proximal emboli may be treated and included an incidence of 3% for
surgical techniques are described in with embolectomy catheters, local wound infection and an incidence of
the literature. Atasoy39 reported that thrombectomy, and anticoagulation, ,1% for lymphatic or nerve injury.
95% of patients had good outcomes whereas more distal and chronic No major vascular injuries occurred.
with a combined approach consisting emboli mandate bypasses if the Likewise, in the largest review,
of transaxillary first rib resection, emboli are causing critical ische- Urschel et al37 reported no major
followed by immediate supraclavicular mia.14 Venous TOS with subclavian arterial injuries. Bleeding requiring
anterior and middle scalenectomy. vein thrombus (ie, Paget-Schroetter a second procedure occurred in only
Vemuri et al40 demonstrated the syndrome) requires a venogram, 3 of 5,008 procedures. Long-lasting
utility of performing an isolated local thrombolysis, and surgical nerve deficits occurred in only four
decompression to prevent recurrent patients. The major complication
pectoral minor tenotomy in patients
thrombus. Some patients may seen was recurrent TOS; 1,221 of the
with neurogenic TOS and with
require late vein reconstruction for 5,008 procedures represented repeat
symptoms reproducible to the sub-
chronic venous occlusion.13 TOS surgeries.
coracoid space. Desai et al35 showed
the utility of using a paraclavicular
approach, essentially adding an in-
Complications Recurrent Thoracic Outlet
fraclavicular incision to the supra-
Syndrome
clavicular approach, for more complete Because surgery for TOS involves
first rib resections in patients with many complex and intimately related Although modern surgical ap-
venous TOS. structures, theoretical complications proaches have led to improved out-
Unique to surgery for arterial or are numerous and may be severe. comes, some patients have persistent
venous TOS, vascular reconstruction These complications include pneu- or recurrent symptoms following sur-
and management of ischemia or mothorax, injury to the subclavian gery.37 In these patients, initial man-
congestion may be required. The vein or artery, brachial plexus, or agement consists of nonsurgical care,
timing of surgical intervention is thoracic duct, and failure to fully followed by surgical measures when
more urgent, particularly in the decompress the thoracic outlet. Series the diagnosis is again firmly estab-
presence of ischemic changes. Arte- have shown that a pneumothorax lished. Surgical strategies for treating
rial repair strategies include resection associated with first rib resection is recurrent symptoms generally are
Copyright ª the American Academy of Orthopaedic Surgeons. Unauthorized reproduction of this article is prohibited.
John E. Kuhn, MD, et al
dictated by the patient’s symptoms conflicting regarding the optimal sur- 11. Sanders RJ, Hammond SL: Management of
cervical ribs and anomalous first ribs
and prior surgical approach and gical approach, with consideration causing neurogenic thoracic outlet
decompression. Likes et al41 showed being given to the underlying etiology syndrome. J Vasc Surg 2002;36(1):51-56.
that recurrent TOS was commonly and surgeon preference. In cases of 12. Sanders RJ, Hammond SL, Rao NM:
caused by residual or remnant first vascular TOS, surgery should be Diagnosis of thoracic outlet syndrome.
J Vasc Surg 2007;46(3):601-604.
ribs following an initial decompres- considered more promptly because of
sion. Complete removal of the first the underlying potential of limb- or 13. Sanders RJ, Hammond SL: Venous thoracic
outlet syndrome. Hand Clin 2004;20(1):
rib led to improvement in all 15 pa- life-threatening complications. 113-118, viii.
tients in their series.
14. Marine L, Valdes F, Mertens R,
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