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Abstract
Background: The use of osteopathic manipulative treatment (OMT) in preterm infants has been documented and
results from previous studies suggest the association between OMT and length of stay (LOS) reduction, as well as
significant improvements in several clinical outcomes. The aim of the present study is to investigate the effect of
OMT on LOS in premature infants.
Methods: A randomized controlled trial was conducted on preterm newborns admitted to a single NICU between
2008-2009. N=110 subjects free of medical complications and with gestational age >28 and < 38 weeks were
enrolled and randomized in two groups: study group (N=55) and control group (N=55). All subjects received
routine pediatric care and OMT was performed to the study group for the entire period of hospitalization.
Endpoints of the study included differences in LOS and daily weight gain.
Results: Results showed a significant association between OMT and LOS reduction (mean difference between
treated and control group: -5.906; 95% C.I. -7.944, -3.869; p<0.001). OMT was not associated to any change in daily
weight gain.
Conclusions: The present study suggests that OMT may have an important role in the management of preterm
infants hospitalization.
Trial registration: ClinicalTrials.gov, NCT01544257.
Keywords: Osteopathic manipulative treatment, Newborns, Preterm infants, Length of stay, Costs, Weight gain
© 2013 Cerritelli et al.; licensee BioMed Central Ltd. This is an Open Access article distributed under the terms of the Creative
Commons Attribution License (http://creativecommons.org/licenses/by/2.0), which permits unrestricted use, distribution, and
reproduction in any medium, provided the original work is properly cited.
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practitioners were involved in the study design, data entry the application of indirect techniques as described above.
or statistical analysis. In addition all practitioners, except The total time for osteopathic evaluation and treatment
for the treating osteopath, were unaware of patients alloca- was 20 minutes.
tion. Osteopathic service was provided twice a week, on Control group: patients under standard medical care
Tuesdays and Fridays. plus osteopathic evaluations.
Patients from control group received only osteopathic
evaluations from group A. The evaluation took approxi-
Study population mately 10 minutes. Once completed, osteopaths from
All newborns who met the following inclusion criteria group A remained standing in front of incubators or
were considered eligible for the trial: male and female beds for additional 10 minutes.
preterm infants entering the NICU in the period between
August 2008 and October 2009, subjects born in the NICU discharge criteria
Pescara’s hospital and are free from medical complications Physiological conditions required for discharge included:
with written informed consent from parents or legal maintenance of body heat at room temperature, coordi-
guardians. Out of N=559 newborns entering the NICU, nated sucking, swallowing, and breathing while feeding;
N= 220 met the inclusion criteria. The exclusion criteria sustained pattern of weight gain; and stability of cardio-
were applied at entry and during the entire newborn’s respiratory function (no episodes of apnea/bradycardia
LOS. At entry the application of the supplementary exclu- for 2-5 days, free of supplemental oxygen support) [17].
sion the criteria (list of exclusion criteria) further reduced
the number of preterm infants to N=110. Allocation concealment and blinding
List of exclusion criteria: An information technology consultant was responsible
for randomization prior to the arrival of the osteopaths
– gestational age <29, >37 weeks; to the NICU.
– osteopathic treatment performed >14 days after NICU staff was blinded to patients allocations, since
birth; all infants were at least touched by osteopaths from
– newborn transferred to/from other hospital; group A and B and osteopaths spent the same amount
– newborn from to HIV seropositive and/or drug of time in front of incubators and/or beds. Moreover
addict mother; osteopaths were unaware of study design and outcomes.
– newborn with genetic disorders, congenital
abnormalities, cardiovascular abnormalities, Data entering and data export
neurological disorders, proven or suspected Data collection was performed using an ad hoc locally
abdominal obstruction, pre- and/or post-surgery developed software called EBOM-GCCN.
patients, pneumoperitoneum and/or atelectasis; EBOM-GCCN data set is an informatics tool that
– newborn with respiratory distress syndrome. improves the efficiency and accuracy of data and deve
loped to assist neonatologists, nurses and osteopaths in
Using a permuted-block randomization procedure (1:1 daily patient management.
ratio), patients were sequentially allocated to the experi- The software consists of three sections:
mental and control arms using R software (version 2.11.0)
as computer random number generator [16]. – Section 1: Intended for use by neonatologists and
N=55 preterm infants were randomly assigned to the nurses for recording patients' general details and all
experimental group, while N=55 infants to the control clinical information;
group (Figure 1). During the trial, 9 subjects dropped – Section 2: Intended for use by osteopaths from
out transferred to another hospitals. At the end of the group A;
study N=47 preterms were allocated to the experimental – Section 3: Intended for use by osteopaths from
group and N=54 to the control group. group B.
Experimental group: patients under standard medical – Sections 1, 2 and 3 were blinded to all other
care plus OMT. investigator groups.
When osteopathic treatment was provided, patients
from the experimental group received osteopathic evalua- Nurses and medical records were collected daily by
tions and treatments from group B, plus osteopathic eva- the NICU staff, from the time the infants were admitted
luations from group A. Group A was blinded to patients to the NICU to the time of discharge. Each day the
assignment and assessment. The osteopathic evaluation osteopathic service was provided, osteopaths from
consisted of finding the somatic dysfunctions using a groups A and B recorded data in relation to the struc-
structural examination whilst the treatment was based on tural examination and OMT.
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Data export was performed at the end of the study by present study is located. In more detail, the Ministry of
the statistician from the coordinating center: European In- Health, besides its central offices, is divided into
stitute for Evidence Based Osteopathic Medicine (EBOM). Regional Offices distributed throughout Italy. In relation
to their specific competences, each ROMH carries out
Statistical analyses activities of control and offers services to the population.
Sample size calculation used an effect size of 0.6 (mean Cost data used in the statistical model were extracted
groups difference of 6 days with a standard deviation of from ROMH 2009 administrative databases. The statis-
10), a statistical power of 0.80 and an alfa level equal to tical study of costs and related economic implications
0.05. This produces a sample size of 45 per group. To were based on discharges of preterm infants with major
prevent loss of power, the sample size was increased up complications and are explained as following.
to 55 subjects per group. The Istituto Superiore di Sanità (ISS, National Healthcare
Statistical analyses are based on intention-to-treat ana- Institute) estimates a precise amount of reimbursement for
lysis (ITT). Missing data is handled using last observation each DRG (Diagnosis-Related Group). Thus, hospitals
carried forward (LOCF) imputation technique. Arithmetic receive national and/or regional refunds according to
means and standard deviation are used for the general char- patients DRG. In the case of this study, all infants included
acteristics of the study population. Univariate statistical were dropped into the DRG category of “preterm with
tests are used to compare the experimental group and con- major complications”, which produces a reimbursement of
trol group at the baseline. A generalized linear model was 7.450,09€ adjusted per LOS per newborn [18].
also performed to study the independent effect of OMT on In the statistical analyses, the reference category was
LOS and weight gain while taking into account possible given to the control group and the reimbursement value
confounders. The significance level is set at α=0.05. was divided by LOS (mean), producing an estimate cost
The statistical program used for data analyses was R per newborn per LOS. The latter was used to theoreti-
(version 2.11.0) [16]. cally compute the exact costs for the study group.
As for the study group, the cost for each OMT session,
Cost analyses equal to 20,00€, was conservatively obtained by the
A multivariate analysis was performed to study the charges of insurance companies [19].
average hospitalization costs among infants of study and Ordinary Least Squares (OLS) regression was used to
control groups. Hospital discharge data are regularly obtain the effects of OMT on hospitalization costs after
collected by the Regional Office of the Ministry of adjusting for gender, gestational age, LOS and weight at
Health (ROMH) of Abruzzo, where the NICU of the birth.
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Table 1 General characteristics of the study population at The mean LOS average was 26.1±16.4 for the study
the baselin group whilst 31.3±20.2 for the control group (p<0.03).
Study group Control group P value A generalized linear model was performed to detect
N* 55 (50.0) 55 (50.0) the real difference in mean between the two groups,
Gender* taking into account confounders for the main outcomes.
Results for LOS are shown in Table 2 and Figure 2. All
Male 26 (47.3) 28 (50.9) 0.89
variables were found to be associated with a change
Female 29 (52.7) 27 (49.1)
in LOS, except for gender and milk volume at study
Gestational Age 34 (2.3) 34 (2.5) 0.98 enrollment.
Weight (grams) A negative association was found for gestational age
At Birth 2088 (498.6) 2234 (730.9) 0.24 (-3.373; 95% C.I. -3.916, - 2.830; p<0.001), birth weight
≤1500* 9 (16.4) 10 (18.2) 0.92 (-0.014; -0.016, -0.009; p<0.001) and OMT (-5.906; -7.944,
-3.869; p<0.001).
>1500* 46 (83.6) 45 (81.8)
Results for weight gain are shown in Table 2 and
At Study Enrollment (gr) 1893 (496.7) 1926 (713.8) 0.59
Figure 3. Only birth weight (-0.018; -0.022, -0.014;
Patient age (day of life) 3.2 (2.3) 3.6 (2.5) 0.82 p<0.001) and milk volume at admission (0.059; 0.045,
Numbers in table are mean±s.d.; p value from t test. 0.072; p<0.001) were found to be associated with
*n(%);p value from chi-square test.
changes in weight gain, while gender, gestational age and
OMT were not statistically significant associated.
All cost estimates were adjusted for inflation to 2012 No adverse and side effects were shown in both groups
EUR€ using the Medical Component of the Consumer during the study period.
Price Index [20].
Cost analysis
The total expected NICU costs for preterm infant of
Results study and control groups are shown in Table 3.
101 subjects completed the study. According to ITT Setting a cost of 20,00€ for each osteopathic treatment,
analysis, 110 preterm infants were analyzed at baseline. the total expected NICU costs for infant from the OMT
The two arms were balanced at baseline since no statis- group and control group were 4,491.70€ and 7,450.09€
tical differences were found after the univariate tests respectively, with a net direct saving of 2,958.39€ (95% C.I.
were applied (Table 1). 1,983.77, 3,933.00; p<0.001) for infant from the OMT
Variables considered as possible confounders that were group.
included into the model are: gender, gestational age, weight The adjusted OLS analysis (Table 3) shows that
at birth, milk volume at study enrollment and OMT. NICU costs are negatively associated with OMT
During the trial, all subjects received banked milk and (-2,724.91; -3,491.73, -1,958.09; p<0.001), thus produ-
11 preterms (5 study group and 6 control group, cing a net savings, and positively associated with LOS
X2=0.04, p=0.84) were additionally fed with breast milk. (78.96; 38.17, 119.75;p<0.001), thus producing an
At the end of the study, 9 subjects dropped out due to increase in costs. All other variables used in the model
hospital relocation (Figure 1). Reasons were: confir- did not produce a significant association with the
mation of genetic disorders (3 subjects from OMT NICU costs.
group), bacterial infection complications (2 subjects These estimates are based on cost per preterm per
from OMT group), cerebral hemorrhage (1 subject from LOS. However, taking into account the entire OMT
the OMT group and 1 from the control group), convul- group and a study period of 15 months, the net saving,
sion (1 subject from OMT group) and cerebral hypoxia using OLS estimate values, is €139,044.30€ (93,237.19,
(1 subject from OMT group). 184,851.00).
Table 2 Results of multivariate linear regression
LOS (days) Av. daily weight gain (gr)
β 95% C.I. Pr(>|t|) β 95% C.I. Pr(>|t|)
Male -1.899 -3.930 , 0.127 0.07 0.708 -3.067 , 4.483 0.71
Gestational Age -3.373 -3.916 , 2.830 <0.001 -0.338 -1.344 , 0.668 0.51
Birth Weight (gr) -0.014 -0.016 , -0.009 <0.001 -0.018 -0.022 , -0.014 <0.001
Milk Volume at Study Enrollment (mL) 0.002 -0.004 , 0.009 0.44 0.059 0.045 , 0.072 <0.001
OMT -5.906 -7.944 , -3.869 <0.001 3.707 -0.065 , 7.479 0.06
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Milk
inflammatory process acting mainly on anti-inflammatory Furthermore, during the study period, hospital relocation
factors [25]. Moreover, Degenhardt et al suggested that was predominately from the study group. This could be
OMT could have a role in increasing the opioid reaction related to potential adverse effects of OMT, the type of the
[26]. Therefore OMT may potentially modulate and re- population, the relative small sample size and the fragile
duce the inflammatory status of infants through the anti- newborns’ conditions can casually predispose to this differ-
inflammatory mechanism. However, this hypothesis has ence. Additional studies with lager sample size are needed
some intrinsic limitations in terms of the sample used, i.e. to confirm these results.
no infants were osteopathically treated, and in translating As far as the economic evaluation is concerned, the
vitro findings into vivo mechanisms. cost estimation was based on a theoretical approach
Another possible hypothesis involves the function of based on mathematical computation of hospital net
the autonomic nervous system (ANS). Longin et al [27] savings. The major limitation of this approach is due to
demonstrated that gestational age of newborn infants is the national and regional reimbursement system which
correlated with a change in the heart rate variability based its activity on diagnosis category (DRG) with a
(HRV). Furthermore prematures have a different level of theoretical LOS threshold rather than on the real length
HRV ratio leading to considerably different reactions of of stay [18]. This produces theoretical savings that might
the ANS. From the osteopathic perspective, changes in not be representative of the real hospital scenario.
the HRV were recorded after the application of
myofascial release techniques [28], as demonstrated by Conclusions
Henley et al. in 2008. For this reason, the application of The treatment of preterm infants with complementary
OMT could bring balance to the sympathetic and para- and alternative medicine could be considered a potential
sympathetic inputs, creating an improvement of new- and promising intervention to be included into the
borns clinical condition. As for the previous hypotheses, routine health care system. Results from the present
the different sample does not allow to predict a similar study show the effectiveness of the OMT in reducing
reaction in preterm infants. the length of stay, costs but not weight gain in a sample
According to costs computation, the application of of pre-term newborns. Despite the lack of prospective
OMT can theoretically save almost 3,000€ per preterm research into the effects of osteopathy on preterm
per LOS, putting the NICU in a more favorable infants, our study shows strong evidence that OMT
economic position. The latter is due to the ISS reim- has a role in the care of newborns. Further studies
bursement procedures which establish a payment based on multi-centric design are required to confirm
method based on DRG mean cost estimates [18] rather our results.
than on the duration of a single hospital admission.
The net saving could be considered a “moneybox” that Abbreviations
NICU managers can use to improve efficiency in pro- OMT: osteopathic manipulative treatment; GA: gestational age; LOS: length
of stay; NICU: neonatal intensive care unit; CAM: complementary and
cedures, implementing diagnostic tools or optimizing alternative medicine; HRV: heart rate variability.
turnovers. The cost analysis is highly dependent upon
the relationship of the cost-reimbursement of the Competing interests
OMT to the cost-reimbursement of the DRG. Consid- All authors declare no conflict of interests to this paper. No financial
assistance was received to any of the authors to conduct this study.
ering the cost for OMT session equal to the cost of a
standard physical care in a public domain (25€) [18],
Authors’ contributions
the net saving is approximately 2,700€ per LOS per CeF, PG, BG planned the study, CF wrote the first draft and performed
newborn, confirming the osteopathic treatment a valu- statistical analyses, CiF and LME wrote the protocol, CV, RC, DIC, FP, SG
able intervention. reviewed the manuscript. All authors have read and approved the
submission of the manuscript.
As a matter of fact, in a decentralized national health
care system, osteopathy in NICUs can produce more Acknowledgments
benefits to the single regional and local health care Dr. Thanh Cao and Dr. Michael Fernando contributed to the review of this
policymakers rather than to ISS payment system, follow- paper. Mr Stefano Gualdi was in charge of research IT assistance. The authors
sincerely thank Dr Cao, Dr Fernando and Mr Gualdi for their expert
ing the national criteria to propel more effective health assistance.
care methods.
Some limitations of the present study need to be Author details
1
EBOM – European Institute for Evidence Based Osteopathic Medicine, Chieti,
outlined, in terms of small sample size and all patients Italy. 2AIOT – Accademia Italiana Osteopatia Tradizionale, Pescara, Italy.
enrolled are referred to one single NICU and may be 3
Neonatal Intensive Care Unit - “Spirito Santo” Civil Hospital, Pescara, Italy.
4
not representative of the preterm infants population. Neonatology and Neonatal Intensive Care Unit, University of Chieti.
Moreover maternal socioeconomic status was not Received: 17 November 2012 Accepted: 17 April 2013
collected and it might be another potential confounder. Published: 26 April 2013
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