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ferroelectric-semiconductor films
A. N. Morozovska, E. A. Eliseev, D. Remiens, and C. Soyer
Model for ferroelectric semiconductors thin films accounting for the space varying permittivity
J. Appl. Phys. 97, 024104 (2005); 10.1063/1.1834728
Improved ferroelectric and pyroelectric properties in Mn-doped lead zirconate titanate thin films
J. Appl. Phys. 94, 5228 (2003); 10.1063/1.1613370
Competition between ferroelectric and semiconductor properties in Pb ( Zr 0.65 Ti 0.35 ) O 3 thin films deposited
by sol–gel
J. Appl. Phys. 93, 4776 (2003); 10.1063/1.1562009
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JOURNAL OF APPLIED PHYSICS 100, 014109 共2006兲
lattice-defect correlations and possible self-organization in tors. The derived system of three coupled equations gives the
the system and help tailor ferroelectric-semiconductor mate- correct description of dielectric and ferroelectric hysteresis
rials. loop shapes and experimentally observed coercive field val-
Conventional phenomenological approaches15,16 with ues 关see Fig. 1共c兲兴. In this paper we evolve the proposed
material parameters obtained from first-principles model29 for pyroelectric response and demonstrate that the
calculations17,18 can be successfully applied to the pure ferro- pyroelectric hysteresis loops of ferroelectric semiconductor
electric materials,19,20 but they give significantly incomplete films with charged defects could be successfully described
picture of the dielectric, ferroelectric, and pyroelectric hys- by using six coupled equations.
tereses in the doped or inhomogeneous ferroelectric semi-
conductors 关compare Fig. 1共b兲 with Fig. 1共a兲兴. II. THEORETICAL DESCRIPTION
In particular, the Landau-Khalatnikov approach, which
A. The model and basic assumptions
evolved for the single domain pure ferroelectric
dielectrics,21,22 describes homogeneous switching but pre- The proposed model has been evolved under the follow-
sents neither domain pinning nor domain nucleation nor do- ing assumptions.
main movement. The calculated values of thermodynamic
• We consider n-type ferroelectric-semiconductor film
coercive field1 are significantly larger than its experimental
with sluggish randomly distributed impurity centers
values for real ferroelectrics.9,23 Observed hysteresis loops
or/and growth defects. The charge density of defects
usually look much thinner and sloped than the Landau-
S共r兲 is characterized by the positive average value ¯S
Khalatnikov ones.2,7,9,24–26 Also equations of the Landau-
and random fluctuations ␦S共r兲, i.e., S共r兲 = ¯S
Khalatnikov type describe homogeneous pyroelectric coeffi-
+ ␦S共r兲 关see Fig. 2共a兲兴.
cient switching with the sharp peak near the thermodynamic
• Movable screening charge distribution ␦n共r , t兲 with
coercive field value. We could not find any experiment in
the Debye screening radius RD surrounds each charged
which the pyroelectric coefficient peak near the coercive
center 关see Fig. 2共b兲兴, so free carrier charge density
field had been observed. Usually the pyroelectric hysteresis
n共r , t兲 = n̄ + ␦n共r , t兲 is characterized by the negative av-
loops of doped ferroelectrics have typical slim shape with
erage value n̄ and modulation ␦n共r , t兲.
coercive field values much lower than the thermodynamic
• Hereinafter the overbar designates the averaging of the
ones. Therefore, the modification of the Landau-Khalatnikov
approach for inhomogeneous ferroelectric semiconductors function f over the film volume V : f = f̄ + ␦ f共r , t兲. By
seems necessary.27 definition f̄共t兲 = 共1 / V兲兰V f共r , t兲dr and ␦ f共r , t兲 = 0, where
In our recent papers28–32 we have considered the dis- f = 兵n , S , E , D , . . . 其. The charged defects distribution is
placement fluctuations and extrinsic conductivity caused by quasihomogeneous 共i.e., ␦2S = const, 共␦S兲x,y = 0 for ev-
charged defects and thus modified the Landau-Khalatnikov ery z inside the film −l / 2 艋 z 艋 l / 2兲. The average dis-
approach for the inhomogeneous ferroelectric semiconduc- tance between defects is d = a / 冑3 Nd 共a is the lattice
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014109-3 Morozovska et al. J. Appl. Phys. 100, 014109 共2006兲
constant and 0 ⬍ Nd Ⰶ 1 is defect concentration兲. For a main wall pinning by the given distribution of charged de-
micrometer-thick film with 0.1% 艋 Nd 艋 10%, one es- fects and domain nucleation during spontaneous
timates that d Ⰶ l 关see Fig. 2共a兲兴. displacement reversal is beyond the scope of this paper.
• The film occupies the region −l / 2 艋 z 艋 l / 2. We sup- Therefore, hereinafter we consider only the averaged quanti-
pose that the potentials of electrodes are given, so that ties. In the general case hypothetical complete exact system
the external field E0共t兲 is applied along the polar axis for average values and all their correlations could contain
z. Screening charge distribution is deformed in the ex- infinite number of differential equations and thus is not the
ternal field E0共t兲, and the system “defect center ␦S simpler problem than the numerical solution of the stochastic
+ screening cloud ␦n” causes electric field, current, differential equations.35 Allowing for the aforementioned ap-
and displacement fluctuations. proximations and assumptions, we have no special reason to
• The defect sluggishness means that 兩␦S共r兲 / t兩 consider an exact system. Instead we propose to deal with
Ⰶ 兩␦n共r , t兲 / t兩 and 兩␦S共r兲 / t兩 Ⰶ 兩dE0 / ldt兩. much simpler incomplete system for the average measurable
• The period of the changing external field is small quantities D̄, ␦D2, etc., and to estimate/postulate some cor-
enough for the validity of the quasistatic approxima- relations such as the following.
tion rot E = 0 rot H = 0. Thus, Maxwell’s equations for
the quasistatic inner electric field E共r , t兲 and displace- • At small external electric field E0共t兲 in comparison
ment D共r , t兲 have the form: with microscopic one, we assume that
冋
= E0共t兲
␦␥␦S
n̄
− 共␣RT + 6D̄¯␥兲␦D2
30兴. The coefficient ␣ = −␣T共TC − T兲 is negative in the perfect
ferroelectric phase without defects 共␦2S = 0, TC ⬎ T兲. For the
册
partially disordered ferroelectric with random defects 共␦2S
4kB ⬎ 0兲, coefficient ␣R is positive; moreover, ␣R Ⰷ 兩␣兩, ␣RT
+ ␦S共␦S + ␦n兲 , 共9兲
n̄e Ⰷ ␣T, and usually the ratio = −␣R / ␣ Ⰷ 1.29 For example, for
Pb共Zr, Ti兲O3 solid solution, ␣ ⬃ −共0.4– 2兲 ⫻ 10−2,9 gradient
␦␥␦S term ⬇ 5 ⫻ 10−16 cm2, screening radius RD
⌫R + 共␣R + ␦D2 + 3D̄2兲␦␥␦S ⬃ 共10 – 10−4兲 cm,15 average distance between defects d
−6
t
⬃ 共10−6 – 10−4兲 cm, and thus ␣R ⬇ kBT / 4n̄ed2 ⬃ 102. The
= − 共␣RT + 2␦␥␦D + 6D̄¯␥兲␦D␦S . 共10兲 source of fluctuations ␦S共␦S + ␦n兲 in 共6兲 and 共9兲 originates
from the correlation between diffusion current and displace-
The built-in electric field Ei共l , t兲 = 兩共4 / l兲共␦n兲x,y兩−l/2
in 共5兲
+l/2
ment fluctuations 关see 共A19兲 in Appendix兴.
and its deviation ␦Ei = 兩共2 / ln̄兲关兰z dz共␦n + ␦S兲兴x,y兩−l/2
z
in 共6兲
2 +l/2
0 Let us introduce the following dimensionless variables
are inversely proportional to the film thickness l; thus they
in the system 共5兲–共10兲: Dm = D̄ / DS disorder parameter ⌬m
vanish in the bulk material.29 For a finite film built-in field
= ␦D2 / D2S, Km = −␦D␦S / DSn̄, ␥m = ¯␥ / ␥S, ⌸m = ␦␥␦D / DS␥S,
Ei共l , t兲 is induced by the smooth part of space charges ␦n
and M m = −␦␥␦S / ␥Sn̄, where DS共T兲 = 冑−␣共T兲 /  is bulk
accommodated near the nonequivalent boundaries z = ± l / 2
共e.g., near the substrate with bottom electrode and free sur- spontaneous displacement and ␥S = dDS共T兲 / dT is bulk pyro-
face with upper electrode depicted in Fig. 3兲. Such layers are electric coefficient. Note that n̄ = −¯s allowing for the sample
created by the screening carries.15,18 Built-in field value com- electroneutrality. Dimensionless system 共5兲–共10兲 acquires the
pletely determines the horizontal shift of hysteresis loops form
observed in the ferroelectric films with thickness from dozen
of nanometers up to several microns.36,37 It is known that
built-in field diffuses paraelectric-ferroelectric phase transi- Dm
+ 共− 1 + 3⌬m兲Dm + Dm
3
= Ee共兲 + Em共l兲, 共11兲
tion, in particular, it shifts and smears dielectric permittivity
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014109-5 Morozovska et al. J. Appl. Phys. 100, 014109 共2006兲
再
Figures 4 and 5 demonstrate the typical changes of py-
= − Ee共兲M m − 冋冉 冊 TC
T
− 1 + 6Dm␥m ⌬m 册 roelectric and ferroelectric hysteresis loops caused by the
increase of charged defect disordering 共note that gR2 /
+g 冉 冊
TC
T
− 1 R2 ,冎 共15兲
⬃ ␦2S / ¯2S兲. They prove that disorder parameters ␦␥2 ⬃ ␦D2
exist near the coercive field, where D̄ → 0.
Let us underline that in contrast to the Landau-
Khalatnikov equations describing homogeneous switching
M m
R + 共 + ⌬m + 3Dm
2
兲M m with ␦D2 ⬅ 0 near the coercive field, our coupled equations
冋冉 冊 册
reveal inhomogeneous ferroelectric and pyroelectric response
TC switching.29 Namely, when the external field reaches the co-
=− − 1 + 6Dm␥m + 2⌸m Km . 共16兲 ercive value, the sample splits into the oppositely polarized
T
regions, so that it is nonpolarized as a whole. Every polar-
In accordance with our estimations29,30 fluctuation dimen- ized region causes displacement and pyroelectric coefficient
sionless amplitude g = 4kBTn̄共−1 − 1兲 / ␣2e varies in the
fluctuations ␦␥ and ␦D.
range from 102 to 104 for typical ferroelectric semiconduc-
It is clear from Figs. 4 and 5 that the increase of gR2 /
tors and 共 , Ee兲 ⬃ 共10−2 − 1兲. In general case the correlator
value leads to the essential decrease and smearing of pyro-
R2 = −␦S␦n共兲 / n̄2 = 共兲␦2S / ¯2S varies in the range 共0; 1兲, be-
electric coefficient peaks near coercive field and to the de-
cause its amplitude is proportional to the charged defect dis-
ordering ␦2S / ¯2S 关use 共3兲 and sample electroneutrality condi- crease of the coercive field value 共compare the Landau-
tion n̄ = −¯s兴. The ratio = −␣R / ␣ ⬇ ␣RTT / ␣T共TC − T兲 ⬃ 102, Khalatnikov loops with the other ones兲. At R2 艌 0.5
relaxation time R = ⌫R / ⌫ ⬃ 1, and dimensionless time pyroelectric coefficient peaks near coercive field completely
= −t / ␣. Also dimensionless external field Ee = E0 / EC, built-in disappear and typical pyroelectric hysteresis loop looks like
field Em = Ei / EC, and its deviation ␦Em = ␦Ei / EC are intro- the ferroelectric one. At R2 艌 0.7 the coercive field is much
duced in 共7兲 and 共8兲 共EC = −␣冑−␣ /  is proportional to the smaller than its thermodynamic value at R2 = 0. Thus pyro-
coercive field of the perfect material with ␦2S = 0兲. Note that electric and ferroelectric loops become sloped, much thinner,
Em is almost independent over disordering R2 as caused by and little lower under the increase charged defects disorder-
the smooth part of space charges ␦n, whereas ␦Em is propor- ing ␦2S. This effect is similar to the well-known square to
tional to the defect disordering R2, namely, ␦Em ⬃ 共−1 slim transition of the ferroelectric hysteresis loops in relaxor
− 1兲R2 in our model 关see Figs 2 and 3 and 共3兲兴. ferroelectrics.24
Hereinafter we discuss only the system response near the The changes of dielectric permittivity hysteresis caused
equilibrium states, e.g., for the harmonic applied field E0共t兲 by the increase of charged defect disordering are presented in
= Ea sin共t兲 the dimensionless frequency w = −⌫ / ␣ should Fig. 6. It is clear that disordering R2 increase shifts and
be smaller than unity. Additionally we assume that the series smears dielectric permittivity maximum and thus leads to the
⬁
共 , Ee兲 = 0 + 兺i=1 i共w , Ea兲sin共mw兲 quickly converges and degradation of the film ferroelectric and dielectric properties.
0 Ⰷ 兩i兩, so we can substitute unknown functions R2共兲,
Built-in field mainly shifts the hysteresis loops in the film.
g共兲, Em共兲, and ␦Em共兲 by their stationary parts R20, g0, Em0,
Let us underline that we do not know any experiment in
and ␦Em0 and then omit subscript “0” for the sake of sim-
plicity. However, we realize that it is only the first approxi- which pyroelectric coefficient peaks near coercive field had
mation, in fact, correlation 共兲 ⬃ ␦S␦n共兲 should slightly been observed. Moreover, usually pyroelectric hysteresis
decrease with external field frequency or amplitude increase. loops in doped ferroelectrics have typical “slim” shape with
This result could be explained allowing for the fact that the coercive field values much lower than the thermodynamic
dipole correlations “sluggish defect ␦S + mobile carriers ␦n” one.13,14 Though simplifications and approximations have
weaken with the frequency or amplitude increase. been made 共e.g., Refs. 3 and 4兲, our approach qualitatively
Thus the system 共11兲–共16兲 steady-state behavior is deter- explains available experimental results. The quantitative
mined by the dimensionless built-in fields Em, ␦Em, and fre- comparison of our numerical modeling with typical PZT and
quency w as well as by the aforementioned parameters , R2, SBN-pyroelectric loops is presented in the next section.
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014109-6 Morozovska et al. J. Appl. Phys. 100, 014109 共2006兲
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014109-7 Morozovska et al. J. Appl. Phys. 100, 014109 共2006兲
enology.
共A2兲
Here jc is the macroscopic free-carrier current and s共r兲 is
the fluctuating charge density of the sluggish defects. One
could take into account only electron mobility and diffu-
APPENDIX sion coefficient , allowing for the defect sluggishness.
Hereinafter n ⬍ 0, ⬍ 0, and ⬎ 0. As the equation of state,
We assume that the period of the changing external field we use the Landau-Khalatnikov equation for the displace-
is small enough for the validity of the quasistatic approxima- ment z-component relaxation but take into account the
tion rot E = 0 and rot H = 0. Thus, Maxwell’s equations for charged defects and correlation effects 共i.e., 2Dz / r2 ⫽ 0兲:
the quasistatic electric field E and displacement D have the
form Dz 2D z
⌫ + ␣Dz + Dz3 − 2 = Ez . 共A3兲
t r
div D = 4关S共r兲 + n共r,t兲兴,
Parameter ⌫ ⬎ 0 is the kinetic coefficient and ␣ ⬍ 0,  ⬎ 0,
and ⬎ 0 are material parameters of the hypothetical pure
D 共free of defects兲 sample.
+ 4jc = 0. 共A1兲
t The Debye screening radius RD = 冑 / 4n
冑
⬇ 兩kBT / 4ne兩 in accordance with the Einstein relation
*
They have to be supplemented by the material expression for / ⬇ e / kBT* 共electron charge e ⬍ 0兲.33,34 Hereafter we sup-
current charge density: pose that homogeneous external field E0共t兲 is applied along
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014109-9 Morozovska et al. J. Appl. Phys. 100, 014109 共2006兲
the polar z axis. The film occupies the region −l / 2 艋 z 共A7兲–共A9兲: ␦n = 共1 / 4兲 div共␦D兲 − ␦S, ␦n␦Ez = −n̄E0 − 共 / t兲
艋 l / 2. We suppose that the potentials of electrodes are given, ⫻关D̄共t兲 / 4兴, and ␦Ez = −共1 / 4n̄兲共 / t兲␦D − 共␦n / n̄兲E0共t兲
so that the inner field satisfies the condition + 共 / n̄兲共 / z兲␦n + 共␦n␦Ez − ␦n␦Ez兲 / n̄. Then the spatial dis-
1
l
冕 l/2
−l/2
Ez共r,t兲dz = E0共t兲. 共A4兲
tribution and temporal evolution of the displacement D共r , t兲
are determined by the nonlinear system 共A10兲 and 共A11兲
allowing for the fact that 共A11兲 could be rewritten in the
Hereinafter we introduce the representation form
n̄E0 + ␦n␦Ez +
D̄共t兲
= 0, ␦n␦Ex,y = 0, 共A8兲
冉 ⌫+
1
4n̄ t 2
冊
␦D2
+ 关␣ + 3D̄2共t兲兴␦D2 + ␦D4
t 4
⌫
D̄
t
2␦ D
+ 共␣ + 3␦D2兲D̄ + D̄3 − 2 = E0共t兲,
r
共A10兲 冉 ⌫+
1
4n̄ t
冊
␦D␦S + 关␣ + 3D̄2共t兲兴␦D␦S
⌫ ␦D + 共␣ + 3D̄2兲␦D + 3D̄共␦D2 − ␦D2兲 + ␦D3
t
+ ␦D3␦S + 3D̄␦D2␦S = + 冉
4n̄
冊 2␦ D
␦S 2
r
2␦ D ␦2S ␦ S␦ n ␦n␦Ez − ␦n␦Ez
− = ␦Ez . 共A11兲 − − E0 − ␦S .
r2 2n̄ z n̄ n̄
Note that the absence of the space charge average density 共A15兲
0 = n̄ + ¯s in 共A6兲 means the sample electroneutrality. The
term 共␦n␦E − ␦n␦E兲 in 共A8兲 can be interpreted as the fluc- Using the Bogolubov method,42 the fourth and the third
tuating circular electric currents around charged defects, power correlations in 共A14兲 and 共A15兲 could be approxi-
which do not contribute into the average macroscopic cur- mated as
rent. Also we denote ␦Dz ⬅ ␦D in 共A11兲. ␦ D 4 ⬇ 共 ␦ D 2兲 2, ␦D3 ⬇ 0,
The system of Eqs. 共A6兲–共A11兲 is complete, because the
quantities ␦n and ␦E can be expressed via the fluctuations of
displacement ␦D and ␦s共r兲, namely, in accordance with ␦D共␦n␦E − ␦n␦E兲 ⬇ ␦D共␦n␦E − ␦n␦E兲 = 0,
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014109-10 Morozovska et al. J. Appl. Phys. 100, 014109 共2006兲
␦ D 3␦ S ⬇ ␦ D 2␦ D ␦ S, ␦D2␦S ⬇ 0, Lagrange theorem about the mean point, one obtains that
2␦ D 1 2␦ D 1
␦S共␦n␦E − ␦n␦E兲 ⬇ ␦S共␦n␦E − ␦n␦E兲 = 0. 共A16兲 ␦D 2 ⬇ − 2 ␦D ,
2
␦S 2 ⬇ − 2 ␦S␦D. 共A18兲
r d r d
The expressions for other correlations in 共A13兲 and 共A14兲 When using integration over parts and equality ␦n
were derived in Ref. 29 for the bulk sample. In the present = 共1 / 4兲div共␦D兲 − ␦S, we transformed the terms
冉 冊冏 冏
paper we approximate them for a finite film with thickness l
with the quasihomogeneous distribution of charged defects +l/2
Ei = 冉 冊 冏
␦D
z x,y
=
4
l
共␦n + ␦S兲x,y 冏 +l/2
−l/2
⬇−
4
n̄
␦S共␦S + ␦n兲, 共A19兲
−l/2
⬇ 0,
␦2S
z
1
冏
= 共␦2S兲x,y
l
冏 +l/2
−l/2
⬇ 0,
= Re关␦D共r , t兲兴 and ␦˜S共r , t兲 = Re关␦S共r , t兲兴, where
共A21兲
冕
⬁ ⬁
冏 冏 冏冋冕 册冏
1
␦D̃共r,t兲 = 2 兺 dkxdkyCm共kx,ky,t兲 共␦D2兲x,y +l/2
2 z 2 +l/2
4 m=1 ␦Ei = dz共␦n + ␦S兲
再冋 册冎
−⬁ =
8ln̄ −l/2 ln̄ z0
2m x,y −l/2
⫻exp i kxx + ky y + z 共 ␦ n + ␦ S兲 2
l ⬃ . 共A22兲
l
and
The constant z0 in 共A22兲 can be determined from the bound-
冕
⬁ ⬁
1
␦˜S共r兲 = 2 兺 dkxdky Pm共kx,ky兲 ary conditions for ␦Dx,y at z = 0.
4 m=1 Allowing for 共A16兲–共A22兲 three coupled equations
再冋 册冎
−⬁
共A13兲–共A15兲 for the average displacement D̄, its mean-
2m
⫻exp i kxx + ky y + z . square fluctuation ␦D2 and correlation ␦D␦S acquire the
l form
Using delta-function representation, we obtained that
D̄
⌫ + 共␣ + 3␦D2兲D̄ + D̄3 = E0共t兲 + Ei共l,t兲, 共A23兲
冕
⬁ ⬁
dkxdky t
兩␦D̃共r,t兲兩 = 2
兺
m=1 −⬁ 42
兩Cm共kx,ky,t兲兩2 ,
⌫R ␦D2
+ 共␣R + 3D̄2兲␦D2 + 共␦D2兲2
2 t
冕
⬁ ⬁
2␦D̃
冉 冊
dkxdky
␦D̃* =− 兺 兩Cm共kx,ky,t兲兩2km
2
共kx,ky兲, ␦D␦S 4 k BT
r2 m=1 −⬁ 42 = E0共t兲 − ␦Ei + ␦S共␦S + ␦n兲,
n̄ n̄e
and 共A24兲
冕
⬁ ⬁
2␦D̃ dkxdky *
␦˜*S =− 兺 2
P C mk m 共kx,ky兲, ␦D␦S
r2 42 m ⌫R + 共␣R + 3D̄2 + ␦D2兲␦D␦S
m=1 −⬁ t
here km2
= k2x + k2y + 42m2 / l2. Under the conditions d Ⰶ l and ␦ S␦ n
d Ⰶ , the fluctuation spatial spectra 兩Cm共kx , ky , t兲兩2 and = − E0共t兲 . 共A25兲
n̄
兩Pm共kx , ky兲兩2 have well localized maximum at wave vector
兩km兩 ⬇ 2 / d 共one-dimensional case is depicted in Fig. 3兲. The coefficient ␣ in 共A24兲 and 共A25兲 is renormalized by
Thus in accordance with the Laplace integration method and gradient terms as ␣R = ␣ + 共 / d2 + / 4n̄d2兲. The renormal-
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n̄
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n̄e T. Haccart, E. Cattan, and D. Remiens, Semicond. Phys., Quantum Elec-
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014109-12 Morozovska et al. J. Appl. Phys. 100, 014109 共2006兲
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