Académique Documents
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Concept Analysis
Method to Enhance Interdisciplinary
Conceptual Understanding
Susan A. Bonis, PhD, RN
80
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Concept Analysis 81
One aspect of communication that inter- Nurses often borrow research instruments
feres with the effectiveness of collaborative from other disciplines to measure phenomena
efforts is the development of unique idiosyn- or concepts of interest, such as contentment,
cratic linguistic innuendos within a discipline, coping, and empathy. However, it is unclear
or the unique conceptual use of words or whether use of those instruments reflects the
groups of words to imply some sort of mean- phenomenon or concept from a nursing per-
ing. One example of the unique use of words spective and whether borrowed instruments
in everyday culture involves the evolution of contribute to the knowledge base of nursing
“street language”: “bad” translates to mean or the knowledge base of the borrowed disci-
good, hot translates to refer to someone who pline. It is critical to analyze the phenomenon
is “cool.” Texting language is also an exam- or concept of interest through a review and
ple of potential miscommunication: LOL is analysis of use of the concept in nursing,
texting shorthand and is meant by teens as as well as the use in other relevant health
“laughing out loud”—mothers translate LOL care disciplines. It is particularly critical to
as “lots of love.” Brits use the term “biscuit” be clear of conceptual discrepancies when
to refer to the sweet treat Americans call borrowing research instruments from other
“cookie”; Americans refer to a biscuit as a disciplines to measure certain concepts or
small individual portion of bread eaten with phenomenon. An in-depth understanding of
a meal. Certain words used by different cul- how those concepts or phenomenon are used
tural groups often depict differing conceptual and described in the borrowed discipline is
meanings. A British child might be sorely dis- critical to ensure that the instrument indeed
appointed to be given an unsweetened Ameri- addresses the intent of the researcher and
can biscuit when what he asked for and really matches use of the concept in the researcher’s
wanted was a sweet chocolate cookie. The discipline.
same communication discrepancies occur in The intradisciplinary phase of this method
health care disciplines. of concept analysis assists the researcher to
Carbough refers to these communication gain an understanding of how the concept
discrepancies as “(in)visible (mis)understand- has evolved in the researcher’s discipline, in-
ings.”4(pxxii) Members of different cultural cluding attributes, antecedents, and conse-
groups come together and share the same quences. The researcher can then determine
or similar words or actions in a situation. whether a potential research instrument is ap-
These words or actions are misinterpreted propriate for use in measuring a concept or
to mean something other than what was phenomenon from a nursing perspective. The
intended. Each party continues in apparent interdisciplinary and intradisciplinary phases
respectful communication; however, a grow- of this method of concept analysis decreases
ing lack of respect develops as motivations communication discrepancies that occur in
or intents are misread. This same (in)visible interdisciplinary efforts and enhances gener-
(mis)understanding occurs in collaborative ation of nursing knowledge through use of
health care efforts. Members of various appropriate research instruments.
disciplines meet to plan research or patient
care. The same or similar words are used
to address a health care phenomenon or PHILOSOPHICAL UNDERPINNINGS
refer to a research instrument to measure
that phenomenon; however, communication The philosophical underpinnings for this
discrepancies occur. Although health care concept analysis are founded on threads
disciplines use the same words, subtle or carried forward from Schleiermacher and
extreme conceptual interpretations can woven together with the hermeneutic and
lead to misunderstanding, dissension, or phenomenological philosophies of Dilthey,
disrespect of the other disciplinary efforts. Heidegger, Wittgenstein, Gadamer, and
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ANS200193 April 26, 2013 1:46
Ricoeur, as well as the linguistic philosophies through lived experience, as opposed to the
of Toulmin and Carbaugh. Hermeneutics objective manner in which the natural sci-
refers to both an interpretive phenomenolog- ences were studied. He did believe, however,
ical philosophy and a research methodology. that lived experience is too personal, sensi-
The premise underpinning hermeneutics tive, and overwhelming to be studied directly.
is that understanding of written, verbal, or He therefore proposed that interpretations
esthetic forms rises from the perspective of of lived experience are best studied through
the reader. The perspective of the reader esthetic expressions, such as art and liter-
is an ongoing process that evolves as the ary pieces. Dilthey5,6 consequently revived
reader lives and interacts in the world. Schleiermacher’s hermeneutic theory of inter-
Interpretation is affected by perspective. pretation and developed hermeneutics into a
Understanding affects interpretation. methodology to explore and interpret tempo-
Hermeneutic phenomenology evolved ral aspects of humanly lived experiences to
from philosophical and theoretical debates understand more about how knowledge is ac-
over the relationship between interpreta- quired and meaning evolves.
tion and understanding. Schleiermacher, a Heidegger7,8 took issue with Dilthey’s5
philosopher and theologian who lectured epistemological perspective, arguing ontolog-
widely from various forms of theological ically that to interpret is to understand, and
text, introduced hermeneutics as a method understanding is a fundamental concept of
of interpretation. He acknowledged the existence. He suggested interpretations of
influence of personal understanding of the lived experiences evolve through an iterative
historical aspects of a written piece, as well movement between the implicit and explicit,
as the personal background of the reader or an inherent understanding of experience
as it might influence interpretation of the in relation to the whole of one’s life patterns,
words and sentences. Therefore, he argued and the whole of life in relation to each in-
that historical and personal influences affect dividual experience. He ultimately modified
understanding the text as well as interpre- the focus of hermeneutics from a method of
tation of the written words. Through his study into one of ontology and referred to the
intentional efforts to avoid misunderstanding implicit-explicit process of understanding and
the intent of the authors of chosen texts, interpretation as the hermeneutic circle.9
and misinterpreting the words of the text, Wittgenstein’s10 philosophy of concepts
his work is recognized as foundational to and language aligned with Heidegger’s inter-
modern hermeneutics. pretive view of understanding. Traditionally,
Dilthey’s work emanated from Schleier- it was believed that words and groups of
macher’s hermeneutics. Dilthey5 argued groups were used in a universal manner; for
that the foundation of human sciences example, all people use the same words to ex-
lies in understanding human experience— press the same conceptual meaning. Wittgen-
particularly historical or temporal influences stein argued that language evolves in a unique
on perspective—interpretation, and mean- manner within groups of people, such as
ing. His philosophical contributions added cultural or societal groups. As people live
an epistemological aspect to Schleiermacher’s and work together within cultural or soci-
hermeneutic approach. He suggested that etal groups, they share similar experiences,
each reader interprets text and develops an traditions, and beliefs. A cultural perspec-
understanding stemming from a perspective tive grows from those shared experiences
that is shaped with that reader’s own lived ex- and people interpret and understand those
periences, or way of being in the world. He experiences in a similar manner. They de-
saw hermeneutics as a relevant way in which velop a worldview from a cultural or societal
to understand the epistemological and onto- perspective. Language evolves within those
logical aspects of knowledge as expressed groups so that members are able to share and
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Concept Analysis 83
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Concept Analysis 85
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ANS200193 April 26, 2013 1:46
world” use of the concept within the disci- parameters on data collection, as well as the
pline. In addition, the researcher must keep depth and breadth of knowledge that can be
in mind the purpose and goal of the concept generated through the concept analysis.
analysis; if the purpose of concept analysis is
to seek and confirm an existing instrument
as appropriate to measure the human expe- Thematic analysis
rience of interest, then data collection must Thematic analysis is a critical interpretive
include the disciplines from which said in- phase of concept analysis. Although it is hu-
struments are considered. If the purpose of manly impossible to completely remove bias
the analysis is to clarify linguistic usages for in analysis, every attempt should be made to
interdisciplinary, multidisciplinary, or trans- refrain from identifying the discipline from
disciplinary participation, then data from all which each article originated. Read each arti-
involved disciplines must be considered. cle in its entirety to gain an understanding of
Another consideration for data collection the manner in which the concept was used,
must involve some sort of timeframe. As this is and also that of the characteristics of the con-
an evolutionary view of how certain concepts cept. Pertinent passages or phrases that help
evolved over time across disciplines, a longi- to describe the use of the concept of interest
tudinal approach to data collection would be are marked for further review and reflection.
appropriate. For example, an analysis of the Search for similar patterns in the manner in
use of knowing in nursing3 would include re- which the concept is referred to. This is a
search from 1978 forward, as Carper2 pub- repetitive, iterative, and “distilling” process.
lished a seminal work on patterns of knowing Articles will be read several times; each time
in nursing during that year. Carper’s article the researcher will reflect on the manner in
is considered seminal; it stimulated an inter- which the concept was used, and how that
est and movement to understand more about use compares and contrasts to use of the con-
nursing knowledge. Therefore, articles from cept in other articles. Many “themes” or simi-
all appropriate disciplines are collected, be- larities will evolve; however, each article will
ginning with a seminal article or event that be ascribed a primary theme, or manner in
stimulated a disciplinary interest in the phe- which the author used the concept. Data will
nomenon of interest. be organized according to these themes. Fur-
ther reflection will reveal that similar themes
might be refined and consolidated, until final
Data collection themes are identified. Each article will be read
The chosen phenomenon is entered as a repeatedly to support thematic development,
key word into appropriate databases, includ- refinement, consolidation, and organization.
ing health care, esthetic, and philosophical. This is similar to the content analysis and cod-
Limiters can be used to distill the number ing that is employed in descriptive qualitative
of articles through determination of inclusion research analysis.46
and exclusion criteria. Inclusion criteria in-
volve such factors as type of literature, lan-
guage limiters, time limitations, key citations, Article source identification
and clear use of the concept. An example of After themes have been identified and the
exclusion criteria might include doctoral dis- researcher has developed an understanding
sertations or articles in which access is lim- of the various manners in which the concept
ited to abstract only. It is critical to review has been used throughout the literature, the
full-length articles to gain a sense of the man- originating discipline of the author of each
ner in which the concept was used in the article must be identified. This information
text. Inclusion and exclusion criteria must be is often available on the manuscript itself;
carefully considered, as together they place however, occasionally the researcher must
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ANS200193 April 26, 2013 1:46
Concept Analysis 87
search for the discipline of the author. This lowing occurrence of the concept. Conse-
information is readily available on the Inter- quences for knowing in nursing include the
net or by written request. following: “understanding,” “finding mean-
ing,” and “transformation.”3(p1334) Attributes,
antecedents, and consequences flow directly
Thematic plotting from the literature. They are experiences and
Once themes are finalized and the origi- events that are written about by authors who
nating discipline of each article is identified, have used the concept to express certain
the ascribed theme of each article must be thoughts. The researcher reads and reflects on
plotted. Articles are grouped on a graph ac- each article, the manner in which the concept
cording to the originating discipline, and then was used, the events that led up the concept,
a mark is placed under the appropriately as- and the events that followed the concept.
cribed theme (Table). Structuring the data in Identification of attributes, antecedents, and
this manner enables the researcher to tabu- consequences is an ongoing iterative process
late the most common theme for use of the of reflection and understanding. Through-
concept within each discipline. out the process of reading, marking phrases,
and reflecting, specific wording used to de-
scribe certain attributes, antecedents, or con-
Collect data relevant to identify sequences will come to light, be distilled, re-
attributes, antecedents, and vised, and refined.
consequences of the concept
This phase involves only articles emanat-
ing from the discipline of interest. Each ar- Conceptual definition
ticle is read and reviewed to gain a deeper The conceptual definition results from
understanding of the attributes, antecedents, analysis of the concept and incorporates
and consequences of the concept as it is attributes, antecedents, and consequences
used in nursing. Pertinent phrases that are within a short description of the concept as it
particularly meaningful or reflective of at- is used in nursing. In keeping with the philo-
tributes, antecedents, or consequences are sophical underpinnings of this method, con-
marked. Attributes are characteristics, ele- ceptual definitions are not static definitions
ments, or constructs of the concept that con- in the true sense of the term. Rather, they are
tribute to understanding the concept as it is dynamically changing descriptions that cap-
used within the discipline. These character- ture the essence of the concept as its use
istics provide a distinguishable description of has evolved, to this point in time, by mem-
the concept.40 For example, 6 attributes of bers of the discipline. In a similar light, words
knowing in nursing include the following: and terms integrated into the conceptual def-
“knowing is a type of knowledge,” “know- inition should be linguistic expressions com-
ing lies in personal experience,” “knowing monly used by members of the discipline.
is personal knowledge,” “knowing is shaped The example of the conceptual defini-
through personal perspective,” “knowing is a tion of knowing in nursing is that “know-
dynamic and changing process,” and “know- ing in nursing involves a uniquely personal
ing evolves as one lives and interacts in the type of knowledge, constructed of objec-
world.”3(pp1333,1334) Antecedents of the con- tive knowledge interfaced with the individ-
cept capture the characteristics of the events ual’s awareness and subjective perspective
or experiences that precede or lead up to the on personal experience; it is a dynamic pro-
concept. Antecedents for knowing in nursing cess and result of personal reflection and
include the following: “experience,” “aware- transformation.”3(pp1333,1334) It is critical to be
ness,” and “reflection.” Consequences of the attentive to the choice of linguistic expres-
concept describe the human experience fol- sion used to describe attributes, antecedents,
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ANS200193
Knowing as a
Knowing as a Result of Cognitive
Personal Reflection Technical Knowing Process
Personal Knowing Knowing as a Knowing
April 26, 2013
(continues)
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ANS200193
Knowing as a
Knowing as a Result of Cognitive
April 26, 2013
(continues)
89
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ANS200193
90
Knowing as a
April 26, 2013
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ANS200193 April 26, 2013 1:46
Concept Analysis 91
consequences, and the conceptual defini- For example, the scope describes what types
tion. Through choice of appropriate linguis- of articles are to be gathered, how articles
tic expression, the researcher is contributing are gathered, and how analysis is to be con-
to a body of literature that adds to, de- cluded. Description of the scope also assists
fines, and reflects the knowledge base of the to determine and describe limitations of the
discipline.4,18,30 study, such as why certain articles or types of
articles were not included in data collection.
Identify an exemplar of the concept A statement of limitations provides informa-
from nursing tion about what the analysis does not intend
to cover, what the analysis design does not al-
An exemplar is an example that clearly ex- low, and characteristics that limit the scope of
presses the use of the concept within the the study or sets limits on interpretation. Ex-
discipline. As this method of analysis is an amples of limitations might include time con-
inductive approach, data, analysis, and con- straints or restrictions, funding controls, or
clusions rise from the body of literature. In sample size. In addition, it is important to in-
a similar light, the exemplar should also rise clude a statement regarding lack of represen-
from the literature rather than be fashioned tation of articles from certain disciplines, or
by the researcher. A good exemplar provides why certain articles were not included. Most
a clear practical real life example that demon- importantly, the statement of scope and limi-
strates the attributes, antecedents, and conse- tations must be clear.
quences of the concept in action.
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ANS200193 April 26, 2013 1:46
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