Printed: September 24, 2018

Only those documents viewed through the AESOP system are officially controlled. All other copies, whether viewed through
another computer program or a printed version, are not controlled and therefore NSF-ISR assumes no responsibility for
accuracy of the document.
NSF-ISR Audit Agenda

Type of Audit: Readiness Review/Stage 1 Registration/Stage 2 Surveillance

Reassessment or Transfer Verification

Audit Objectives: Determine if certification should be maintain

Customer Info:
Customer Name: SOCIEDAD NACIONAL GALÁPAGOS C.A.-SONGA
FRS Number(s): C0357445
Customer Contact: Ma. Elena Ayluardo
Audit Standard(s): FSSC 22000: ISO 22000, ISO 22002-1, Requisitos adicionales en “Requirements for
organizations that require certification”. Part I
Integrated Audit: YES NO
Scope of Registration: Processing and packing of shrimps in different presentations, head on or tail off and value
added, raw or cooked, frozen, blocks or IQF.
Exclusions/Allowances: None
Audit Date(s): Oct 1st to 4th, 2018
Employee Count: 1005
Number of Shifts: 2
Shift(s) to be Audited: 2
Audit Duration: 4 days

Audit Team:
Lead Auditor: Noily Salazar
Email: nsalazarmiranda@nsf.org Revision of audit plan:
Phone Number: 506-7111-6906 Working Language: Spanish
Observer (s): Reporting Language: English
Technical Expert(s): Resource Requirements: oficina, internet

Please list the total number of hours audited by each auditor (by name):
Name Hours Name Hours
Lead Auditor: Noily Salazar 32 Team Auditor:
Team Auditor: Team Auditor:
Team Auditor: Team Auditor:

Additional Agenda Items:

 List of Remote Support interactions to be audited: [NOTE: Reference the FRS for a list of NALIST
facilities that support this site along with their functions. IF THE FRS IS CORRECT, then you may
indicate "See FRS". Support process interactions to be audited must be clearly identified on the plan.]
 Are the number of days sufficient for conducting this audit based on employee count changes, scope
changes, additional facilities, risk, etc? Yes
 If integrated, is the audit team fully integrated? YES NO – If No, confirm with the Account Manager
that audit duration is adjusted to reflect partial integration. This needs to be confirmed before the audit to
adjust audit time if necessary.

Yes No, the CRM has been contacted.

Note 1: The audit plan is a guideline and the scope of the audit is defined by the current certificate. Adjustments can be made as
needed during the course of the audit to accommodate audit trails and customer availability as much as possible.

Note 2: For Reassessment audits, if pre planning information identified that the management system is not effectively being
maintained then the audit plan shall include a follow up of those processes affected.

Note 3: Auditors assume all information included on this audit plan is correct, unless notified otherwise by the customer.

AESOP 11661; ISSUE 13; STATUS-PUBLISHED; EFFECTIVE 13 OCT 2017

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 Printed: September 24, 2018
Only those documents viewed through the AESOP system are officially controlled. All other copies, whether viewed through
another computer program or a printed version, are not controlled and therefore NSF-ISR assumes no responsibility for
accuracy of the document.
Note 4: Also, you must sample projects related to other locations that receive support from the location you’re auditing even if
these projects do not occur at this location.

Day/Date Time Shift Activity / Process to be audited including linkages Lead Auditor
and/or interfaces to support locations Team Auditor(s)
Día 1:
8:00 1 Reunión Inicial – Presentación; Alcance del Sistema NS
8:30 Lanzamiento del ejercicio de trazabilidad
8:30 1 5 NS
10:00 Compromiso de la Dirección
Política y Objetivos de inocuidad.
Revisión por la Dirección
6.1
Provisión de Recursos
10:00 1 7.3-7.8 NS
12:30 Sistema HACCP
Reuniones del equipo HACCP
8.5 Actualización del Sistema HACCP
12:30 1 Almuerzo NS
13:30
13:30 1 8.3 Control de seguimiento y medición NS
15:00 ISO 22002-1
8. Mantenimiento
15:00 1 6.2 Gestión del Recurso Humano. NS
17:00 Capacitación/Toma de conciencia.
ISO 22002-1
13 Salud del Personal. / Higiene del personal.
Día 2:
8:00 1 8 Validación, Verificación y Mejora NS
10:00 8.2 Validación de las Medidas de control
8.4 Verificación del Sistema de Gestión de Inocuidad
8.4.2 Evaluación los resultados individuales de
verificación
8.4.3 Análisis de los resultados de las actividades de
verificación
10:00 1 ISO 22002-1 NS
12:30 9 Gestión de los materiales comprados (Aprobación
y evaluación de proveedores / Recibo de materias
primas e insumos. (Bodega de materiales).
RA: 2.1.4.1 Especificaciones por servicios.
12:30 1 Almuerzo NS
13:30
13:30 1 7.3-7.7 NS
17:00 Planificación y Realización de Producto Inocuos
(Recorrido por las Instalaciones)
ISO 22002-1
4.Construcción y Layout. 5.Ambiente Trabajo.
7.Disposición de la Basura. 8.Equipos, Limpieza y
Mantenimiento. 13.Higiene del Personal.
14.Retrabajos. 16.Almacenamiento.
(Recorrido por las Instalaciones)
Día 3:
8:00 1 8.4.1 Auditorías Internas NS
9:00

AESOP 11661; ISSUE 13; STATUS-PUBLISHED; EFFECTIVE 13 OCT 2017

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 Printed: September 24, 2018
Only those documents viewed through the AESOP system are officially controlled. All other copies, whether viewed through
another computer program or a printed version, are not controlled and therefore NSF-ISR assumes no responsibility for
accuracy of the document.
9:00 1 5. Comunicación externa e interna (incluyendo NS
10:30 identificación de requisitos legales aplicables y
quejas).
Preparación y respuesta ante emergencias.
10:30 1 ISO 22002-1 NS
12:30 18 Defensa del Alimento
RA: 2.1.4.3 Defensa de los alimentos
RA: 2.1.4.4 Prevención del Fraude Alimentario
12:30 1 Almuerzo NS
13:30
13:30 1 ISO 22002-1 NS
17:00 6 Servicios de Aire, Agua y Energía
10 Medidas Contaminación Cruzada – Alérgenos
11 Limpieza y desinfección
12 Control de Plagas
RA: 2.1.4.6 Gestión de alérgenos
RA: 2.1.4.7 Monitoreo Ambiental
Día 4:
8:00 1 Visita a off-side: almacenamiento de producto NS
10:30 terminado
10:30 1 7.9. Identificación y Trazabilidad. NS
12:30 (Revisión de Ejercicio de Trazabilidad)
7.10 Control de No Conformidades
7.10.1 Correcciones
7.10.2 Acciones Correctivas
7.10.3 Manipulación de Productos Potencialmente no
Inocuos
ISO 22002-1
14. Retrabajos
15. Recall
12:30 1 Almuerzo NS
13:30
13:30 1 4. NS
14:30 Requisitos de Documentación
RA: 2.1.4.5 Uso de logo
14:30 1 ISO 22002-1 NS
15:30 17 Información sobre el Producto y Toma de
conciencia del consumidor
RA: 2.1.4.2 Etiquetado de producto
15:30 1 NS
Reunión de auditor
16:30
16:00 1 NS
Reunión de cierre
17:00

AESOP 11661; ISSUE 13; STATUS-PUBLISHED; EFFECTIVE 13 OCT 2017

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