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Sustainable Cities and Society 37 (2018) 396–406

Contents lists available at ScienceDirect

Sustainable Cities and Society


journal homepage: www.elsevier.com/locate/scs

Sustainability assessment of brick work for low-cost housing: A comparison T


between waste based bricks and burnt clay bricks

Saurabh N. Joglekara, Rhushikesh A. Kharkara, Sachin A. Mandavganea, , Bhaskar D. Kulkarnib
a
Chemical Engineering Department, Visvesvaraya National Institute of Technology, South Ambazari Road, Nagpur 440010, India
b
National Chemical Laboratory, Pune, India

A R T I C L E I N F O A B S T R A C T

Keywords: Manufacturing of bricks, using clay or fly ash, is one of the major contributors to greenhouse gas emissions as
Sustainable construction material their manufacturing involves utilization of coal and cement. To overcome this limitation, alternative con-
Life cycle assessment struction materials are developed by author using industrial and agro wastes like cotton mill waste, recycled
Sustainability index paper mill waste, and rice husk ash. This work aims at performing a sustainability assessment of burnt clay bricks
Multicriteria decision
and bricks made of industrial and agro wastes used for brickwork in a low-cost house. The criteria considered for
Low cost housing
the assessment are economic, environmental, social, and technical aspects for manufacture of bricks and use of
different bricks for brickwork. For the evaluation of environmental criterion, a life cycle assessment (LCA) tool is
used. Overall sustainability index (SI) is calculated for alternatives based on the various criteria using MIVES
approach. The relative SIs of clay and fly ash bricks, were 0.25 and 0.26, respectively. Overall, bricks made of
industrial and agro wastes are found more sustainable with the highest SI for cotton waste bricks (0.94).
Sensitivity analysis also confirmed that brickwork from waste based bricks is more sustainable compared to
brickwork made from clay brick or fly ash brick.

1. Introduction Nations Human Settlements Programme, 2005).


As much as 54% of the world’s population lived in urban areas in
Housing is one of the basic needs of every individual. The popula- 2015 and this is projected to increase up to 60% by 2030. This is par-
tion of India has been growing at a rapid rate; in particular, the urban ticularly significant when considering that until the start of the 20th
population has shown an exponential growth. According to Census century only one in 10 people lived in urban areas. In absolute terms,
2011, 31.16% of the total population lives in the urban areas. A tech- more than 1 billion people were added to urban areas between 2000
nical committee report to the Ministry of Housing and Urban Poverty and 2014. The United Nations estimates that more than 90% of future
Alleviation (MHUPA) estimated India’s urban housing shortage in 2012 urban population growth will be in low- and middle-income countries
at about 18.78 million households. The report also stated that nearly (World Health Organization, 2016). According to The World Bank es-
one million households live in non serviceable kutcha houses, and over timate, in 2014, about 24% of urban population in India resided in
half a million households in homeless conditions (Government of India slums (The World Bank Group, 2016).
Ministry of Housing and Urban Poverty Alleviation, 2012). By the year This increasing demand has thus resulted in tremendous depletion
2022, this is projected to increase to 110 million units (urban and rural of natural resources such as sand, lime, water and fossil fuels. Globally,
areas combined), with about 96% of these pertaining to the econom- building sector shares 40% of world energy consumption and accounts
ically weaker sections and the lower-income groups (National Housing for 30% of global greenhouse gas emissions (Lemmet, 2009). This high
Bank, 2012). Thus, the Government of India faces a huge challenge to consumption of energy and resources during the construction, opera-
meet the humongous demand of affordable low-cost housing units ca- tion, and demolition phase of buildings is responsible for generation of
tering to a large group of population. A United nation's report on high green house gas emissions (Peng & Wu, 2015). Thus, there is an
housing indicates that an additional 3 billion people will need access to urgent need for affordable and yet sustainable solutions to this problem,
housing. This translates into a demand for 96,150 new affordable units which should be optimized in economic, environmental, and social
every day. In urban areas worldwide, nearly 1 billion people live in aspects.
slum and this number is expected to double in the next 25 years (United


Corresponding author.
E-mail address: mandavgane1@gmail.com (S.A. Mandavgane).

https://doi.org/10.1016/j.scs.2017.11.025
Received 26 September 2017; Received in revised form 10 November 2017; Accepted 20 November 2017
Available online 23 November 2017
2210-6707/ © 2017 Elsevier Ltd. All rights reserved.
S.N. Joglekar et al. Sustainable Cities and Society 37 (2018) 396–406

1.1. Research significance demands infusion of at least six million people each year (Twelfth Five
Year Plan (2012–2017), 2013). By contrast, from an environmental
In this study, sustainability of brickwork for a model low-cost house perspective, this sector is responsible for high-energy consumption,
is assessed for bricks made of Industrial & Agro (I&A) wastes like flyash, solid waste generation, global greenhouse gas emissions, external and
cotton mill waste, paper mill waste, rice husk ash and burnt clay bricks. internal pollution, environmental damage, and resource depletion.
The study provides comprehensive analysis of environmental impacts The recent technological advances and increase in human popula-
associated with production of clay bricks and fly ash bricks. In addition, tion have resulted in an extensive utilization of nonrenewable re-
the study also provides analysis of bricks developed by authors from sources, which have triggered the concept of sustainability in processes.
I&A waste. Economic feasibility and social acceptability are the major The construction industry, which leaves a significant environmental
concerns along with environmental impacts for developed alternative and carbon footprint, is also looking for alternatives for sustainable
construction materials, which we believe are addressed in the study. development.
Results of this study enable direct comparison based on various criteria To monitor and assess sustainability in the construction industry,
between available alternatives. various programs are developed by government and research institutes.
Alternative construction materials are developed by authors using USGBC’s LEED (Leadership in Energy and Environmental Design) fo-
industrial wastes such as paper mill waste (Raut, Sedmake, Dhunde, cuses on the entire development process of a building, from site selec-
Ralegaonkar, & Mandavgane, 2012), cotton mill waste (Rajput, tion to handing over. Canada’s Green Globe 2006, Japan’s
Bhagade, Raut, Ralegaonkar, & Mandavgane, 2012), and rice husk ash Comprehensive Assessment System for Building Environmental
(RHA) (S. Raut, Ralegaonkar, & Mandavgane, 2013). The sustainability Efficiency (CASBEE) 2006, Singapore’s Green Mark, China’s Green
assessment is performed only for the brickwork of the model house and Olympic Building Assessment System (GOBAS), Australia’s Building
includes environmental, social, and techno-economical aspects for Greenhouse Rating (ABGR) are some of the initiatives adopted for im-
manufacture and use of different bricks. A life cycle assessment (LCA) proving sustainability in the construction industry by various countries
tool is used to evaluate the total environmental impacts for brickwork, (Chong et al., 2009). Similarly, India’s TERI-GRIHA is a rating tool that
and a multicriteria decision analysis (MCDA) is used for comparing assesses the performance of a building against certain nationally ac-
available brick alternatives. This work evaluates the most sustainable ceptable benchmarks (TERI, 2007). The goals for setting up these sys-
brick alternative for brickwork of a low-cost housing unit. tems include reducing carbon footprint, protecting ecology and en-
vironment, reducing water usage, energy efficiency, improvement in
2. Construction materials & sustainability resource efficiency, conserve resources of land and raw materials,
healthy indoor and outdoor environment, and eliminating en-
2.1. Construction materials vironmentally harmful materials (Chong et al., 2009).
A life cycle assessment (LCA) study of different building materials
Significant improvement in quality of housing has been observed using three different impact categories was performed to deepen the
according to results of Census 2011, with increased proportion of po- knowledge of energy and environmental specifications of building
pulation moving away from traditional materials such as thatch, grass, materials and to provide guidelines for selection of materials in the
bamboo, mud for walls and roof. Use of burnt clay bricks is very ecodesign of new buildings and rehabilitation of existing buildings. The
common in India. Almost 43.7% of households use burnt clay bricks as study proved that the impact of construction can be significantly re-
a construction material (Ministry of Home Affairs GOI, n.d.). Along duced by using best techniques available and substitution of finite
with burnt clay bricks, fly ash bricks are extensively studied and in- natural resources with wastes (Zabalza Bribián, Valero Capilla, &
vestigated (Huang, Chiueh, & Lo, 2016; Lingling, Wei, Tao, & Nanru, Aranda Usón, 2011). Evaluation of environmental impacts of major
2005; Sumathi & Mohan, 2015). To promote use of flyash Ministry of construction materials such as wood, cement, steel, and ceramic was
Environment and Forest issued a notification that mandates all con- performed by Lassio et al. (2016)(Lassio et al., 2016) for the Brazilian
struction sites in radius of 100 km from a coal lignite based power construction sector. A comparative study by (Peng & Wu, 2015) showed
plants to use the fly ash for bricks and concrete (Ministry of that CO2 emission during the construction phase of a building ac-
Environment and Forests, 2009). Apart from these, alternate construc- counted for 12.6% of total emissions of the life cycle. In most cases, the
tion materials using industrial (Raut, Ralegaonkar, & Mandavgane, material preferred during the construction phase may cause problems
2011) and agro waste (Madurwar, Mandavgane, & Ralegaonkar, 2014; during the demolition phase (Wu, Yuan, Zhang, & Bi, 2012). With the
Madurwar, Ralegaonkar, & Mandavgane, 2013) were developed by increase in awareness about the environmental impacts of buildings,
author in recent past. These materials have characteristics and prop- various databases containing data for building materials have been
erties comparable to clay bricks and flyash bricks; however, the degree studied (Martínez-rocamora & Marrero, 2016). The Society of En-
of sustainability of these materials has never been studied before. The vironmental Toxicology and Chemistry (SETAC) and the United Nations
sustainability of these construction materials should be evaluated based Environment Program (UNEP) launched the life cycle initiative to ease
on the economic, environmental, social, and technical parameters. the use of LCA and supporting tools and data quality. As a result of this
initiative, the SETAC published a report on life cycle assessment of
2.2. Sustainability in construction industry buildings and construction zones, which emphasizes the difference
between the general approach of LCA and LCA in buildings (Buyle,
“Sustainable development is development that meets the needs of Braet, & Audenaert, 2013). A Technical committee “Sustainability of
the present without compromising the ability of future generations to construction works of The European Committee for Standardization
meet their own needs” (World Commission on Environment and (CEN)” has been developing standards to assess the construction works
Development, 1987). The social, economic, and environmental in- with regard to three aspects of sustainability (economical, ecological,
dicators of sustainable development are now drawing attention to the social) (European Commitee for Standardization, n.d.). As these
construction sector (du Plessis, 2002; United Nations Environment methods are relatively recent, very few studies were carried out using
Programme (UNEP), 2003). From an economic perspective, investments these standards. Among the drawbacks of LCA in construction is the
of about US$1000 billion were projected for the infrastructure sector in difficulty in comparing the cases (buildings) due to its high specific
India in the 12th five-year plan (2012–2017). The construction sector is properties such as layout, comfort requirement, climate along with
the second largest employer in the country following agriculture, em- widespread estimation of the lifespan. In addition, LCA does not ac-
ploying 18 million people directly and 14 million indirectly (Mohideen, count for the quality, structural, or aesthetic requirements, all of which
2015). According to Twelfth five year plan of India, the sector further play an important role in environmental profile. So far, only a few

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S.N. Joglekar et al. Sustainable Cities and Society 37 (2018) 396–406

studies have included economic and environmental aspects (Allacker, criteria were identified: economic, environmental, social, and technical.
2010; Verbeeck, 2007). Although new methodologies are developed The economic criterion was evaluated using raw material cost as an
worldwide for sustainability in the construction sector, very few are indicator, the environmental criterion using results of LCA, the social
being actually implemented. criterion by getting expert opinions, while the technical criterion was
evaluated based on properties of bricks. A sustainability index was
3. Present work calculated based on the value functions of all four indicators and the
relative weights assigned to them. A detailed description about the
With the increasing demand for housing units in future being ob- method is given in Section 7.
vious, natural resource depletion would be a critical issue to tackle. To
fulfill the increasing demand for housing units without causing much 5. Low-cost housing model alternatives
effect on environment, we need to choose sustainable construction
materials. Being a resource-extensive process, building and construc- To meet the need for sustainable construction materials, different
tion work consume about 60% of raw materials extracted from the li- industrial wastes were used for developing alternate construction ma-
thosphere (Zabalza Bribián et al., 2011).The construction sector of the terials. The author has developed the following bricks from industrial
European Union accounts for 40% of the total environmental burden and agricultural waste.
(Khasreen, Banfill, & Menzies, 2009). To reduce such environmental 1) Using recycled paper mill waste as raw material (PWB) (Raut
impacts, many European governments have formulated new policies et al., 2012)
such as European Community’s Energy Performance Directive for 2) Using cotton mill waste and recycled paper mill waste mixture as
Buildings (EPBD) (Bowie & Jahn, 2002). In this work, bricks developed raw material (CWB) (Rajput et al., 2012)
using industrial wastes such as paper mill waste (Raut et al., 2012), 3) Using recycled paper mill waste and rice husk ash mixture as raw
cotton waste (Rajput et al., 2012), and rice husk ash (Raut et al., 2013) material (RHAB) (Raut et al., 2013)
are compared with clay and fly ash bricks as walling materials for low- The brickwork for low-cost housing considered in this study uses
cost housing model in terms of environmental, economic, social, and various bricks alternatives. The results of utilizing bricks made of I&A
technical aspects. To suggest the most sustainable construction material wastes for brickwork are compared with clay bricks.
for brickwork in the low-cost housing model, the sustainability index is Fig. 1 shows the plan for low-cost housing unit. All the parameters
determined for all the alternatives. The sustainability index calculated such as number of bricks cement requirement are calculated with re-
depends on the economic, environmental, social, and technical para- ference to this plan. The unit has a carpet area of 26.28 m2. The size of
meters pertaining to the brick alternatives. burnt clay brick and fly ash brick used is the standard
230 mm × 105 mm × 75 mm, whereas the size of other bricks made of
4. Methodology I&A wastes is 230 mm × 105 mm × 80 mm. Based on the volume of
brickwork and volume of one brick with mortar, the number of burnt
The decision-making process proposed in this paper is composed of clay bricks and fly ash bricks is 7555 (including 5% wastage). Based on
two parts: (1) assessing environmental impacts caused by various the same calculation, the number of other bricks made of I &A wastes
construction materials (five types of bricks) for walling of low-cost required for the same volume of brickwork is 7133. A detail calculation
house model using LCA and (2) applying MCDA to find the most sus- of number of bricks is provided in the supplementary datasheet Section
tainable brick alternative for low-cost housing model. 1.

4.1. Life cycle assessment 6. Life cycle assessment of alternatives

Life cycle assessment (LCA) is a comprehensive tool for evaluating A LCA of a residential house normally involves evaluating its whole
potential environmental impacts throughout a product’s life, and in- life cycle. This means including all the stages in the assessment such as
cludes steps such as raw material acquisition, manufacturing, proces- raw material supply, manufacture of construction products, the con-
sing, use and finally its disposal (Lassio et al., 2016). struction process stage, use stage, demolition, and disposal or recycle.
LCA is a widely accepted methodology for assessment of any pro- LCA provides an overview of the environmental impacts in the different
duct, processes, or systems by calculating environmental impacts stages of a residential house life cycle. Framework for LCA includes (1)
caused by materials and energy consumption. LCA is used to quantify goal and scope, (2) life cycle inventory analysis, (3) impact assessment
the inputs and outputs from raw materials’ extraction and manu- method, and (4) interpretation.
facturing of the walls of low-cost house (i.e., cradle to gate) to assess the
overall environmental impacts of different construction materials 6.1. Goal and scope
(Khasreen et al., 2009). LCA performed in early stages and informs the
designers of relative environmental impacts of the building materials The aim of this study is to calculate environmental impacts caused
(Peng & Wu, 2015). Very few studies have been reported on the LCA by construction of walls of a given low-cost housing model. The system
and socioeconomic assessment of bricks (P. Almeida, Dias, Arroja, & boundary includes the manufacture of bricks, cement production, water
Dias, 2010; Noll, 2015; Venta, 1998). LCA is carried out according to use, sand usage, transportation of all these to the construction site,
ISO standard 14040:2006 in the present work (International construction of walls of low-cost house on-site, and curing of brickwork.
Organization for Standardisation, 2006). Fig. 2 shows the overall scope of the present work.
The system boundary excludes technological improvements such as
4.2. Multicriteria decision analysis reuse or recycling of building waste, interior decoration, electrical
wiring, plumbing, furniture, person-hours, capital goods (i.e., vehicle
Modelo Integrado de Valor para Estructuras Sostenibles (MIVES) is a and machinery) in the temporary construction site. The cost and ma-
unique MCDA method. MIVES is based on identifying different criteria, terials incurred for the construction of roof and plinth are assumed
which are further divided into subcriteria. These criteria are quantified same for all the alternatives. The health impacts resulting from utili-
using indicators. To quantify the indicators, MIVES uses the concept of zation of bricks made of I&A waste are not a part of this study.
value function (Alarcon, Aguado, Manga, & Josa, 2011; Pons, De la Emissions released during the formation of agricultural residue are also
Fuente, & Aguado, 2016). MIVES gives the most sustainable alternative not within the scope of this study. Groundwater is used for manufacture
based on assigned relative weight of chosen criteria. For this study, four of bricks, construction and curing of the structure. The demolition

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S.N. Joglekar et al. Sustainable Cities and Society 37 (2018) 396–406

phase is not a part of this study. All the raw materials are assumed to
travel 50 km to reach the site of construction.

6.2. Functional unit

The functional unit is an important basis for life cycle assessment.


The functional unit used for this work is brickwork for one low-cost
housing unit. The construction process for all brick alternatives is the
same. As the housing units are low-cost housing units, the brickwork is
assumed to sustain for a period of 30 years.

6.3. Inventory analysis

Life cycle inventory analysis (LCIA) is the most resource-intensive


phase of an LCA. Quality, age, and region of origin of the data are very
important. The actual manufacturing data pertaining to fired clay
bricks and fly ash bricks are obtained through surveys and interviews of
local brick producers, and various government data sheets. For RHAB,
CWB and PWB, no real-time industrial data for production are available
as these are still at the experimental stage. Therefore, to calculate the
material and energy requirement for production of bricks on an in-
dustrial scale, process integration was performed based on the current
processes for production of bricks. All bricks made of I&A waste have
the same manufacturing processes and the only difference is their
composition. Other data for cement production, transportation, and
electricity production are obtained from Indian database. GaBi
Education software is used to model the LCA. Various LCA methods
were applied to find out the actual values presented. This study uses
two different LCIA methods chosen from those available in GaBi (1)
CML 2001 and (2) ReCiPe. Results of LCA are shown in Figs. 2–5.
Table 1 presents the various references for properties of bricks alter-
natives.
Table 2 presents the compositions of RHAB, CWB and PWB con-
sidered for comparison

6.4. Interpretations

Our results imply that walling using CB has the most significant
impact on the environment (attributed to the use of coal for the firing
process), whereas bricks made of I&A wastes have a lesser impact on
the environment. Coal firing is the major source of all types of emis-
Fig. 1. Map for low cost housing unit. sions. In most cases, the coal used for firing is of low quality and con-
tains a high proportion of sulfur (Sunil Kumar, Parvathi, &
Rudramoorthy, 2016). FB also have significant impacts as they have
cement as the main ingredient. Cement causes about 0.83 kg·CO2 eq.
emissions per kg (Hammond & Jones, 2008). By contrast, bricks made

Fig. 2. Overall system boundaries of present work.

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S.N. Joglekar et al. Sustainable Cities and Society 37 (2018) 396–406

Table 1
Alternatives for brickwork.

Alternatives Material of wall Characteristics of materials Source of data for LCA

Alternative house 1 Clay bricks (CB) (Bureau of Indian Standard (BIS), 1993) (Administrative Staff College of India, 2011), survey
Alternative house 2 Fly ash bricks (FB) (Bureau of Indian Standard (BIS), 2002) (BMTPC Government of India, n.d.; Branch MSME Development
Institute, 2010) Survey
Alternative house 3 Cotton and paper waste bricks (Rajput, Bhagade, Raut, Ralegaonkar, & Survey and process development
(CWB) Mandavgane, 2012)
Alternative house 4 Paper and RHA waste bricks (Raut, Ralegaonkar, & Mandavgane, 2013) Survey and process development
(RHAB)
Alternative house 5 Paper mill waste bricks (PWB) (Raut, Sedmake, Dhunde, Ralegaonkar, & Survey and process development
Mandavgane, 2012)

Table 2
Composition of ingredients (kg/m3) used for production of bricks made of I&A wastes
(Rajput et al., 2012; Raut et al., 2012; Raut et al., 2013).

Ingredient CWB RHAB PWB

Cement (kg/m3) 46.58 46.37 87.99


Water (kg/m3) 27.43 39.85 126.81
Cotton waste (kg/m3) 23.29 0 0
Recycle paper mill waste (kg/m3) 393.37 371.01 357.14
Rice husk ash (kg/m3) 0 46.37 0

of I&A wastes (RHAB,PWB and CWB) have a lesser impact owing to the
absence of firing process. One of the major observations from this study
is that three bricks made of I&A wastes (PWB,RHAB,CWB) have almost
the same environmental impacts. This is attributed to the similar
manufacturing processes adopted for these bricks; as a result, energy
consumption for their manufacture is similar. The cement composition
in brick production has a large share in overall emissions. Fig. 4. Fossil fuel depletion due to construction (kg fuel oil eq.).
Fig. 3 shows the highest global warming potential (kg·CO2 equiva-
lent) for the manufacture of clay bricks (CB). Manufacture of CBs is
responsible for the maximum GWP of brickwork, as their production
consumes a huge amount of thermal energy, which is primarily ob-
tained from coal. This also justifies the depletion of fossil fuels, as
shown in Fig. 4. Literature studies on LCA of CB have reported similar
results. In our study, the GWP of CB manufacturing is 0.171 kg·CO2
equivalent per brick, which is close to the value reported by Heluz
(2013), that is, 0.175 kg·CO2 equivalent (Heluz, 2013). The LCA of
Portuguese clay bricks also showed similar results with GWP of
0.195 kg·CO2 equivalent per brick (Almeida et al., 2010).
Cement consumption is the maximum contributor to GWP for FBs as
the amount of cement consumed is substantially more than its coun-
terparts. GWPs for CWB, PWB, and RHAB are similar as their manu-
facturing practices are similar.
Fig. 5 shows the acidification potential (AP) for the manufacturing

Fig. 5. Acidification potential of different bricks structures (kg SO2 eq.).

of different bricks. The manufacture of CB contributes substantially in


the overall AP as the combustion of coal results in SO2 emissions that
primarily contribute to the acidification. In addition, combustion re-
sults in the formation of NOx that adds up to acidification. The con-
tribution of cement consumption is also significant for CB and FB.
Water depletion results refer to the use of water in the overall life cycle
of walls. Fly ash bricks require a large amount of water for curing
process, which results in the large water depletion in LCA.
Fig. 6 shows the water depletion for the entire process, which in-
cludes manufacture of bricks and brickwork. More amount of water is
required for curing of FB, resulting in high water depletion. Cement
content of CB is zero and other bricks made of I&A wastes have very less
quantity of cement; therefore, the same quantity of water is required for
Fig. 3. Global warming potential (kg·CO2 equivalent). curing of brickwork.

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S.N. Joglekar et al. Sustainable Cities and Society 37 (2018) 396–406

global warming potential (GWP) and acidification potential (AP). These


indicators are obtained from LCA results.

7.1.3. Social criterion


It involves two subcriteria: compatibility and comfort. The com-
patibility criterion evaluates the adaptability of low-cost housing
technologies to the local culture. This subcriterion includes cultural
acceptance and skilled labor index as indicators. Cultural acceptance
deals with the perception of society toward the brick alternatives for
brickwork. To quantify these indicators, expert opinion is sought on
scale of 0–1 and an average value is considered. The expert members for
evaluation included construction contractors and individual person.
This opinion takes considers the skilled labor requirement and per-
ception of individuals. More number of skilled labors would increase
the overall cost of construction and hence is not desirable. The sub-
criterion comfort deals with thermal comfort of house. A low value of
Fig. 6. Water depletion (m3). thermal conductivity is more desirable as it would reduce the heat
transfer through walls.
Incorporation of social aspect into environmental LCA of products
7. Multicriteria decision analysis
termed as Social LCA (SLCA), has been gaining research interest in the
recent past. SLCA has found its application in varied areas like design,
7.1. Criteria for sustainability
industrial management, tourism, biofuels & public decision making
(Dong & Ng, 2015; Jørgensen, Bocq, Nazarkina, & Hauschild, 2008).
In our decision analysis, four criteria were identified, including
SLCA is still at infantile stage as there are many unresolved issues at
economic, environmental, social, and technical. These criteria had
both life cycle inventory and social lifecycle impact assessment stages.
several sub criteria, which were composed of indicators. The indicators
Also the linking of the inventory data to the functional unit is also one
and weights vary based on the individual requirements. Based on the
of the challenges faced by SLCA. With no agreed methodology available
individual requirements and consultation with experts, the specific in-
for selection of impact categories and computation of indicators, in-
dicators were identified. The weights are assigned to the criteria, sub-
tegrating the participatory approach in SLCA wherein the opinion of
criteria and indicators using Analytical Hierarchy Process (AHP) as
stakeholders is considered for defining and evaluation of indicator is
shown in Table 3. Table 3 presents the criteria, subcriteria, and in-
suggested (Dong & Ng, 2015). SLCA, though does not provide the ul-
dicators considered for decision analysis.
timate sustainable solution but assists in evaluation of development
activities of the processes or products (UNEP Setac Life Cycle Initiative,
7.1.1. Economic criterion 2009).
The economic criterion has only one indicator: raw material cost.
This criterion evaluates the construction cost of the wall of house. Raw 7.1.4. Technical criterion
material cost involves retail price of all the ingredients for the brick- Technical criterion is related to the durability of the brickwork. The
work, including cement, sand, and bricks. The cost for procurement and indicators used for this criterion are compressive strength and bulk
erection of iron structure for construction is assumed to be similar for density of the brick. A high compressive strength is desirable, as it
all alternatives and not considered in raw material cost. would provide the necessary strength for brickwork. A low density of
brick would decrease the overall weight of the brickwork. An added
7.1.2. Environmental criterion advantage of using a low bulk density brick is its lower transportation
This criterion assesses environmental impacts and is divided into cost (Eliche-Quesada et al., 2012).
two sub-criteria: pollution and resource use.
The resource use is quantified using five indicators: energy con- 7.2. Analysis
sumption, water depletion, cement consumption, sand consumption,
and fossil fuel consumption. All these five indicators are quantified by A working group comprising researchers from three Spanish uni-
considering the mass balance of the entire manufacturing process of versities and institutes (UPC, UPV, and Labein-Tecnalia) has developed
brick and brickwork. The subcriteria pollution involves two indicators: an approach called the “MIVES approach.” This is a decision-making

Table 3
Criteria, subcriteria, and indicators with relative weightages for sustainability assessment.

Criteria Subcriteria Impact category/indicators

Economic (VS1) 30% Implementation cost (VC1) 100% Raw material cost (VI1) 100%
Environmental (VS2) 25% Water resource (VI2) 30%
Energy consumption (VI3) 20%
Fossil fuel consumption (VI4) 20%
Cement consumption (VI5) 15%
Sand consumption (VI6) 15%
GWP (VI7) 50%
AP (VI8) 50%
Social (VS3) 25% Cultural acceptance (VI9) 70%
Skilled labor (VI10) 30%
Comfort (VC5) 50% Thermal resistance (VI11) 100%
Technical (VS4) 20% Compressive strength (VI12) 50%
Bulk density of bricks (VI13) 50%

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Table 4
Detail values of subindicators.

Sr. No. Type of brick CB FB CWB RHAB PWB Reference

1 Raw Material Cost (Rs) 57500 68100 40500 50210 47643 Market values
2 Water depletion (m3) 416 558 412 427 410 Result of LCA
3 Energy requirement(MJ) 31624 554 392 400 393 Result of LCA
4 Fuel depletion (kg oil eq.) 2150 383 249 237 230 Result of LCA
5 Cement requirement (kg) 2000 2004.5 1542.5 1506 1539 Material balance
6 Sand requirement (kg) 11400 19332.8 4014.7 4014.7 4014.7 Material balance
7 GWP (kg·CO2 eq.) 5900 2480 1750 1740 1680 Result of LCA
8 AP (kg·SO2 eq.) 37.4 9.51 5.23 6.29 6.08 Result of LCA
9 Cultural acceptance (Pts) 1 0.8 0.25 0.3 0.15 Survey
10 Skilled labor (Pts) 0.8 0.8 0.5 0.5 0.5 Survey
11 Thermal conductivity (W/ 0.811 1.05 0.25 0.35 0.4 (Indian Standard Institution, 1978; Rajput et al., 2012; Raut et al., 2012; Raut et al., 2013;
mK) Raut, Mandavgane, & Ralegaonkar, 2014)
12 Compressive strength 3.1 3.12 23.64 15 9.6 (Indian Standard Institution, 1978; Rajput et al., 2012; Raut et al., 2012; Raut et al., 2013;
(MPa) Raut et al., 2014)
13 Bulk density (kg/m3) 1900 1550 598 588 790 (BMTPC Government of India, n.d.; Indian Standard Institution, 1978; Rajput et al., 2012;
Raut et al., 2013; Raut et al., 2014)

model initially applied to sustainability studies and industrial buildings. more important than gaining maximum satisfaction (Alarcon et al.,
This approach was initially applied in the field of sustainability and 2011). Hence a concave function is used for parameters such as cultural
industrial buildings. This approach expresses all indicators and criteria acceptance, skilled labor, conductivity, and compressive strength.
in a standard unit by which a comparison of all alternatives is made on A brick having low bulk density is preferred, as it would decrease
the same platform. This standardization is achieved using a scale of the total weight of the structure. Moreover, it would be easy to trans-
preference, or the degree to which a certain desired outcome is satisfied port (Eliche-Quesada et al., 2012).
(Alarcon et al., 2011). This work uses this approach and incorporates The parameters, tendency, and shape of the value function for each
various economic, environmental, social, and technical factors for al- indicator are determined from international guidelines, scientific lit-
ternatives under consideration, with simplified life cycle assessment erature, LCA results, surveys, etc.
(LCA) considering all indexes. The analysis is only limited to brickwork In the next step, the value functions are calculated based on the
of a low-cost house, and all remaining parameters are constant for all general exponential Eq. (1).
the alternatives. The alternative materials and their characteristics are Pi
presented in Table 3. V = A + B⎡
⎢1 − e
−Ki (X ind − Xmin
Ci ) ⎤

The assessment methodology involves the following steps: ⎣ ⎦ (1)

1. Design and formulate a problem statement and recognize the In general, A = 0. The value of Pi decides the shape of curve
parameters affecting the system (Aguado, del Caño, de la Cruz, (concave, convex, linear, or S shaped), Xind is the value that generates
Gómez, & Josa, 2012). value function Vi, Ci establishes abscissa value for points where cur-
2. Present all parameters to be considered for assessment in hier- vature changes its direction, Ki defines response value to Ci, and B value
archical format. Finding the maximum and minimum values of all limits the function in range 0–1 obtained by Eq. (2). The sets of in-
the parameters under consideration for alternatives. This includes dicator values [Vi(xi)] that are between 0 and 1, according to the sa-
literature survey of all previous studies, published facts, and the tisfaction range, are generated by Eq. (1)
prescribed acceptable limits of a certain parameter. 1
3. Assigning proper weightage to every parameter based on the role of B= Pi

parameter in the entire system and the assessment. 1− e−Ki(Xmax − Xmin


Ci ) (2)
4. Define the tendency and shape of the curve, that is, the change in Table 4 presents the detailed values of all subindicators used for the
value function of the parameter for alternatives from minimum sa- analysis of sustainability index.
tisfaction to maximum satisfaction value.
5. Define the points corresponding to the minimum (Xmin, value 0) and
maximum (Xmax, value 1) satisfaction. Table 5
6. Define mathematical expression for value function. Values of C, K, and P.
7. Evaluating the SI based on value functions and relative weights of
Increasing function
the parameters.
Function C K P
A convex function is used when there is hardly any change in sa- Linear C ≈ Xmin ≈0 ≈1
tisfaction values for small changes in the point having minimum sa- Convex Xmin +
Xmax − Xmin
< C < Xmin <0.5 >1
2
tisfaction. This type of function is used when maximum satisfaction is Concave Xmin < C < Xmin +
Xmax − Xmin >0.5 <1
2
highly desired. In general, convex function is used for economic and S shaped Xmax − Xmin 4(Xmax − Xmin) 0.2/0.8 >1
Xmin + < C < Xmin +
environmental parameters to ensure the points are near the maximum 5 5

satisfaction value (Alarcon et al., 2011). Therefore, this function is used Decreasing function
Linear C ≈ Xmin ≈ A0 ≈1
for parameters such as raw material cost, water depletion, cement Convex Xmin − Xmax <0.5 >1
Xmax < C < Xmax +
usage, energy usage, fuel depletion, sand usage, GWP, AP, and bulk 2
Concave Xmin − Xmax >0.5 <1
density. Xmin −
2
< C < Xmin
A concave function is used when a small change in the point gen- S Shaped Xmax −
4(Xmax − Xmin)
< C < Xmax −
Xmax − Xmin 0.2/0.8 >1
5 5
erating minimum satisfaction is highly desired. Concave function is
used when moving away from the point of minimum satisfaction is

402
S.N. Joglekar et al. Sustainable Cities and Society 37 (2018) 396–406

Table 6
Type of curve and C, K, and P values for indicators.

Criteria Subcriteria Indicator Xmax Xmin C K P Curve

Economic Cost Raw material cost 40500 68100 50000 0.1 2.3 DCx
Environmental Water depletion 410 558 450 0.1 2.3 DCx
Energy usage 392 31624 10000 0.1 2.3 DCx
Fuel depletion 230 2150 900 0.1 2.3 DCx
Cement usage 1506 2004.5 1600 0.1 2.3 DCx
Sand usage 4014 19332.8 8000 0.1 2.3 DCx
GWP 1680 5900 2500 0.1 2.3 DCx
AP 5.83 37.4 12 0.1 2.3 DCx
Social Cultural acceptance 1 0 0.4 0.8 0.8 ICv
Skilled labor 1 0 0.4 0.8 0.8 ICv
Comfort Conductivity 0.25 1.05 0.9 0.8 0.9 DCv
Technical Compressive strength 23.64 3.1 10 0.8 0.8 ICv
Bulk density 588 1900 1000 0.1 2.3 DCx

DCx, decreasing convex function; ICv, increasing concave function; DCv, decreasing concave function.

It is seen from Eq. (1) that the shape of value function is strongly to each level of Table 4. In this equation, the indicator value [Vi(xi)] has
dependent on the values of C, K, and P. Table 5 shows the characteristic previously been determined and the weights (λi) are assigned to de-
values of C, K, and P for construction of different types of value func- termine the sustainability value of each branch. For the multicriteria
tion. If the shape of the value function is not clear, the values of C, K, case, the additive formula corresponding to Eq. (3) is applied to de-
and P can be defined by individuals to obtain a set of function for same termine the sustainability index (SI).
indicator. A mean of value function for different measurements is cal-
culated. The C, K, and P values can be then estimated through a SI = ∑ λi × Vi (xi) (3)
minimum square approach (Alarcon et al., 2011). The C, K, and P va-
lues are assumed based on previous work (Hosseini, De La Fuente, & The values of each subcriterion are tabulated in Table 8.
Pons, 2016).
Table 6 shows the type of curves used for indicators and values of C,
K, and P. 7.2.3. Value function of criteria
DCx, decreasing convex function; ICv, increasing concave function; According to the weights assigned in Table 2, value functions for
DCv, decreasing concave function criteria are calculated and tabulated (Table 9).

7.2.1. Calculation of value function


Because all the indicators have different values and units, based on 8. Results & discussions
their literature values all indicators are scaled from 0 to 1, using Eq. (1),
where 0 reflects minimum satisfaction (Xmin) and 1 reflects maximum 8.1. Sustainability index (SI)
satisfaction (Xmax). Values of Xmax and Xmin are indicated in Table 4.
Graph obtained by equation 1 is represented in Fig. 7. Finally, based on the aforementioned criteria, value function, and
Similarly, for all indicators value functions are calculated and ta- weights given in Table 2, SI for each alternative is calculated and ta-
bulated in Table 7. bulated (Table 10).
Fig. 8 shows the overall SI for different bricks used for brickwork of
7.2.2. Weighing and subcriteria evaluation the model house. Brickwork made from CWB has the highest SI among
After the assessment of the sustainability value of the indicators for all alternatives. The SI of bricks made of I&A waste (CWB, PWB,RHAB)
each alternative technology, the formula presented in Eq. (3) is applied is more than CB and FB owing to superior technical properties such as
compressive strength, bulk density, and cheaper rates. Although bricks
made of I&A wastes have similar environmental impacts, they are more
ecofriendly compared to CB. The sustainability index of the CB and FB
can be increased by designing a cheaper and ecofriendly manufacturing
process with increase in the technical parameters.
Fig. 8 also shows the contribution of various factors under con-
sideration in the sustainability index. As can be seen, the environmental
component for bricks made of I&A wastes like RHAB,CWB and PWB is
very high because of their lesser emissions. In addition, these bricks are
economically cheaper because of utilization of waste as raw material;
thereby these have a high degree of satisfaction. The social quotient for
CB is more than FB. Concerning the technical parameter, bricks made of
I&A wastes (like RHAB, PWB, CWB) have less bulk density, resulting in
low load on the RCC structure. In addition, compressive strength of
these bricks is significantly higher than CB and FB. All these factors
result in high scores for brickwork built from these bricks in the tech-
nical criterion. The ranking of bricks considering different parameters is
shown in Table 11
Overall, our results show that the brickwork made from CWB is the
Fig. 7. Value function for raw material cost.
most sustainable alternative for low-cost housing unit.

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S.N. Joglekar et al. Sustainable Cities and Society 37 (2018) 396–406

Table 7
Value functions for indicators.

V.F. VI1 VI2 VI3 VI4 VI5 VI6 VI7 VI8 VI9 VI10 VI11 VI12 VI13
Alt.

CB 0.11 0.91 0.00 0.00 0.00 0.26 0.00 0.00 1.00 0.93 0.42 0.00 0.00
FB 0.00 0.00 0.99 0.86 0.00 0.00 0.66 0.83 0.93 0.93 0.00 0.01 0.05
CWB 1.00 0.97 1.00 0.98 0.84 1.00 0.97 1.00 0.52 0.76 1.00 1.00 0.98
RHAB 0.37 0.76 1.00 0.99 1.00 1.00 0.97 0.98 0.58 0.76 0.92 0.79 1.00
PWB 0.51 1.00 1.00 1.00 0.85 1.00 1.00 0.99 0.38 0.76 0.88 0.57 0.70

Alt. Alternatives, V.F. Value Function.

Table 8 8.2. Sensitivity analysis


Value function for subcriteria.
As the model appears to be dependent on the relative weights of the
V.F. VC1 VC2 VC3 VC4 VC5 VC6
Alt.
criteria, a sensitivity analysis is performed with respect to weights.
Fig. 9 shows the sensitivity analysis of sustainability index. It is ob-
CB 0.11 0.31 0.00 0.98 0.42 0.00 served from Fig. 9 that there is no appreciable change in overall SI of
FB 0.00 0.37 0.74 0.93 0.00 0.03 CWB. The overall ranking of bricks in terms of sustainability index
CWB 1.00 0.96 0.98 0.59 1.00 0.99
RHAB 0.37 0.93 0.98 0.63 0.92 0.90
appears to be constant for varied criteria weightage. The ranking of the
PWB 0.51 0.98 0.99 0.49 0.88 0.64 brick alternative is dependent on the four main criteria. It can be seen
that the rank of brick alternative is strongly dependent on the cost of
Alt. Alternatives, V.F. Value Function. brick along with its properties, its acceptability by society and emis-
sions during manufacturing and construction.
Table 9
Value functions for criteria.
9. Conclusion
V.F. VS1 VS2 VS3 VS4
Alt.
Waste generated from paper mill, cotton mill and ash of furnace
CB 0.11 0.16 0.70 0.00 using biomass like rice husk ash as fuel is a serious solid waste handling
FB 0.00 0.56 0.46 0.03
and disposal problem. This problem is converted to an opportunity by
CWB 1.00 0.97 0.80 0.99
RHAB 0.37 0.95 0.78 0.90 using the waste in making alternate construction material. Bricks made
PWB 0.51 0.99 0.68 0.64 of using waste utilize fewer natural resources and have employ mild
conditions in manufacturing process. Thus, it complies with the prin-
Alt. Alternatives, V.F. Value Function. ciple of green engineering in addition it is found to be more sustainable
compared to burnt bricks.
Table 10 This work presents LCA of five different brickwork alternatives for
SI for all alternatives. low-cost housing unit. LCA results showed that clay brick structure
Alternatives Sustainability Index
have more environmental impacts than bricks made of I&A wastes. Of
the different alternatives considered in this assessment, the brickwork
CB 0.25 made from CWB has the highest SI of 0.94. The bricks like RHAB, CWB
FB 0.26 and PWB have over three times the satisfaction value compared with CB
CWB 0.94
RHAB 0.72
and FB with respect to resource consumption and pollution caused. This
PWB 0.70 model enables decision makers to determine the most sustainable
construction material. The model is based on the MIVES methodology,
which is proven to be a suitable strategy for conducting multicriteria
decision processes for an integral sustainability analysis of each alter-
native. It is important to note that the results presented are subject to a
particular set of weightage assigned to the different criteria in this
study; however, decision makers can improve on the low-value in-
dicator for low sustainability index alternative. This methodology can
be used for different locations with diverse characteristics without
being limited by the present conjuncture.

Table 11
Ranking of alternatives for brickwork.

Parameters Ranking Economic Environment Social Technical

Rank 1 CWB CWB CWB CWB


Rank 2 PWB RHAB RHAB RHAB
Rank 3 RHAB PWB CB PWB
Rank 4 CB FB PWB FB
Rank 5 FB CB FB CB

Fig. 8. Contribution to SI.

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S.N. Joglekar et al. Sustainable Cities and Society 37 (2018) 396–406

Fig. 9. Sustainability indexes of the four technologies with different requirement


weights. [economic (Ec), environmental (En).

Acknowledgments from] http://www.ecocem.ie/downloads/Inventory_of_Carbon_and_Energy.pdf.


Heluz (2013). Environmental product declaration of bricks.
Hosseini, S. M. A., De La Fuente, A., & Pons, O. (2016). Multi-criteria decision-making
The authors are thankful to SERB-Department of Science and method for assessing the sustainability of post-disaster temporary housing units
Technology, India for research funding (SB/S3/CE/077/2013). BDK technologies: A case study in Bam, 2003. Sustainable Cities and Society, 20, 38–51.
acknowledges the support from Indian National Science Academy. http://dx.doi.org/10.1016/j.scs.2015.09.012.
Huang, T. Y., Chiueh, P. T., & Lo, S. L. (2016). Life-cycle environmental and cost impacts
of reusing fly ash. Resources Conservation and Recycling, 1–6. http://dx.doi.org/10.
Appendix A. Supplementary data 1016/j.resconrec.2016.07.001.
International Organization for Standardisation (2006). ISO 1440 Environmental manage-
ment-life cycle assessment-principles and framework. London: British Standards
Supplementary data associated with this article can be found, in the
Institution. [Retrieved from] http://scholar.google.com/scholar?hl=en&btnG=
online version, at https://doi.org/10.1016/j.scs.2017.11.025. Search&q=intitle:ENVIRONMENTAL+MANAGEMENT+?+LIFE+CYCLE
+ASSESSMENT+?+PRINCIPLES+AND+FRAMEWORK#0.
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