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Abstract
Objectives To assess the outcomes of respiratory physiotherapy for patients with lower respiratory tract infections (LRTI).
Design Parallel group mixed-methods study.
Setting Patients were recruited from a general hospital. Respiratory physiotherapy took place in a community setting.
Participants Fifty-four patients aged ≥18 years and diagnosed with LRTI completed the study. Twenty-seven patients were allocated to the
control group {CG: 10 male, mean age 53.3 [standard deviation (SD) 17.4] years} and 27 patients were allocated to the experimental group
[EG: 10 male, mean age 58.6 (SD 17.2) years].
Intervention The CG received conventional medical treatment and the EG received conventional medical treatment plus respiratory
physiotherapy for 3 weeks.
Outcome measures Patients in both groups undertook the 6-minute walk test (6MWT), modified Borg scale (MBS), modified Medical
Research Council questionnaire (mMRC), and Breathlessness, Cough and Sputum scale (BCSS) before and after the intervention. A telephone
follow-up survey was performed 3 months after the first hospital visit. Interviews were conducted immediately after the intervention in the EG.
Results In the EG, the distance walked in the 6MWT increased by more than the minimally important difference (P = 0.001), and significantly
more than the CG {EG: mean change 76 m [standard deviation (SD) 63], 95% confidence interval (CI) 51 to 101; CG: mean change
27 m (SD 56), 95% CI 5 to 49; mean difference between groups: 49 m 95% CI 16 to 82; partial η2 = 0.15}. No differences in the MBS,
mMRC and BCSS were found between the two groups. The EG reported high levels of satisfaction with the intervention (27/27; 100%)
and with the physiotherapist (20/27; 74%). The intervention improved patients’ symptoms (19/27; 70%) and their self-management skills to
control/prevent future LRTI (19/27; 70%). Health service use was significantly less in the EG (P = 0.04).
Conclusions Respiratory physiotherapy appears to be effective for the management of patients with LRTI.
ClinicalTrial.gov Registration Number NCT02053870.
© 2015 Chartered Society of Physiotherapy. Published by Elsevier Ltd. All rights reserved.
Introduction affecting 429 million people each year [2]. This persistent and
prevalent health problem is accompanied by several respira-
Lower respiratory tract infections (LRTI) are among tory symptoms, such as dyspnoea, cough and sputum [3], and
the most common infectious diseases worldwide [1], significantly compromises patients’ functioning and qual-
ity of life [4]. As a result, LRTI are considered to be a
∗ Corresponding author at: Lab 3R – Respiratory, Rehabilitation &
global health problem, responsible for the loss of approxi-
Research, School of Health Sciences, University of Aveiro (ESSUA), Agras mately 3.08 working days due to disability per patient/per
do Crasto – Campus Universitário de Santiago, Edifício 30, 3810-193 Aveiro,
Portugal. Tel.: +351 234 372 462; fax: +351 234 401 597.
incident, and a cost of 23.88–116.47D per hospital visit
E-mail address: amarques@ua.pt (A. Marques). [5,6].
http://dx.doi.org/10.1016/j.physio.2015.03.3723
0031-9406/© 2015 Chartered Society of Physiotherapy. Published by Elsevier Ltd. All rights reserved.
112 A. Oliveira, A. Marques / Physiotherapy 102 (2016) 111–118
Pulmonary rehabilitation programmes, including respira- hospital admission (following examination by a physician);
tory physiotherapy, are known to be effective for chronic (b) discrepancies in speech and/or disorientation at the initial
respiratory diseases, improving patients’ independence and examination; (c) bedridden or dependence on a wheelchair;
function [7], as well as their individual strategies to cope with (d) score >2 on the CURB criteria [15]; and (e) the presence
the disease [8]. These improvements result in fewer days of of comorbidities that could interfere with the tests performed
hospitalisation and decreased use of healthcare services [9]. (e.g. past history of pulmonary lobectomy and current history
However, the implementation of respiratory physiotherapy is of neoplasia, tuberculosis or other infectious disease).
controversial for the treatment of acute respiratory diseases. Patients were assigned at random to respiratory physio-
The guidelines of the British Thoracic Society suggest that therapy plus conventional medical treatment [experimental
spontaneously breathing patients with dyspnoea, cough and group (EG)] or conventional medical treatment alone [control
sputum benefit from physiotherapy [10]. However, a recent group (CG)]. A simple randomisation process was performed
systematic review in inpatients with pneumonia reported that using Matlab 2009 (MathWorks, Inc., Natick, MA, USA).
respiratory physiotherapy does not improve patients’ status, The allocation sequence was kept in sealed opaque envelopes
and thus should not be implemented [11]. This review only by a researcher, who was not involved in data collection, and
addressed inpatients, and thus the content and structure of the provided to the consultants at the emergency department.
intervention (e.g. techniques, duration and frequency) may Physicians informed eligible patients about the study
not serve the needs of patients in community settings. More- and asked about their willingness to participate. Interested
over, most patients with LRTI are treated on an outpatient patients were telephoned by a researcher to schedule an
basis [12]; as such, studies focused on the management of appointment, where more detailed information was provided
these patients are needed. and written informed consent was obtained.
Preliminary studies in outpatients with LRTI identified
improvements in lung and overall function after respiratory Sample size calculations
physiotherapy [13]. However, only quantitative measures
were used and patients’ perspectives about the outcomes A sample size estimation with 85% power at 5% signifi-
achieved, implications for their future and use of health- cance determined that a clinically significant difference in the
care services after the intervention were not evaluated. It distance walked in the 6-minute walk test (6MWD) (30.5 m)
is known that quantitative outcomes may not accord with [16] would be detected with a minimum of 18 subjects in
patient satisfaction and healthcare needs [14], and are there- each group. In respiratory interventions, dropout rates are
fore insufficient for comprehensive understanding about how approximately 43% to 50% [17]. As such, 62 participants
much an intervention affect the lives of patients. were recruited.
The lack of integrated knowledge limits the conclusions
that can be drawn about the effectiveness of respiratory phys-
iotherapy for the management of LRTI. As such, this study Intervention
aimed to assess the short-term (exercise tolerance, dyspnoea,
cough, sputum and patients’ perspectives) and mid-term (use The intervention consisted of conventional medical treat-
of healthcare services) outcomes of a respiratory physio- ment (i.e. antibiotherapy, bronchodilators and rest) [3] for
therapy intervention for community-dwelling patients with the CG, and conventional medical treatment plus respira-
LRTI. tory physiotherapy for the EG. Respiratory physiotherapy
was performed three times per week for 3 weeks (nine ses-
sions) [3]. The mean duration of each session was 60 minutes
Methods [standard deviation (SD) 15], and each session included three
main components: breathing techniques, exercise training
Design and education. Sessions were held in a well-equipped room
in a community setting by one physiotherapist with experi-
A parallel group mixed-methods study, part of a larger ence in respiratory interventions. A detailed description of the
randomised control trial (NCT02053870), was undertaken in protocol can be found in the online supplementary material.
a sample of patients with LRTI living in the community. The
study received full approval from the Ethics Committee of Outcome measures
Hospital Infante D. Pedro.
Sociodemographic data (sex, age and educational level),
Participants general clinical data, smoking habits and lung function,
assessed using a portable spirometer (MicroLab 3500, Care-
Consecutive patients were recruited from the emergency Fusion, Kent, UK) [18], were collected up to 48 hours after
department of a general hospital. Eligibility criteria were: age the hospital visit. Data on dyspnoea, sputum and exercise tol-
≥18 years and diagnosed with LRTI by a physician, in accor- erance were collected at baseline and repeated in both groups
dance with current guidelines [3]. Exclusion criteria were: (a) three weeks later. Data were collected by a trained researcher
A. Oliveira, A. Marques / Physiotherapy 102 (2016) 111–118 113
who was blinded to group allocation and was not involved in t-test. Statistical analysis was completed with the estima-
the respiratory physiotherapy intervention. tion of effect sizes via partial eta-squared for analysis of
Exercise tolerance was chosen as the primary outcome variance, rank-biserial correlation for Mann–Whitney U-tests
measure and was assessed using the 6MWD, following inter- and Cohens’ d for single-sample t-tests. Analyses were per-
national guidelines [19]. In the study sample, the standard formed using Statistical Package for the Social Sciences
error of the mean (SEmean ) for the 6MWD was 14.8 m. Version 20.0 (IBM Corp., Armonk, NY, USA). The level of
Dyspnoea was assessed using the modified Borg scale significance was set at 0.05.
(SEmedian = 0.2) [20], and activity limitation due to dyspnoea
was assessed using the modified Medical Research Council Qualitative data
questionnaire (SEmedian = 0.1) [21]. Interviews were independently analysed and coded by the
Self-reported sputum was evaluated using a five-level two researchers who conducted the interviews, following the-
qualitative scale which is a domain of the Breathlessness, matic analysis procedures [25]. Five steps were followed: (a)
Cough and Sputum scale (SEmedian = 0.1) [22]: (1) no spu- the transcripts of the interviews were read until researchers
tum production; (2) mild sputum production; (3) moderate were familiar with the content; (b) codes were attached to the
sputum production; (4) severe sputum production and (5) words of text that represented themes; (c) the information rel-
unquantifiable. evant to each theme was displayed; (4) the information was
Semi-structured face-to-face interviews were conducted reduced to its essential concepts and relationships; and (5)
with the EG to explore the impact of respiratory physiother- the core meaning of the data was identified and explained.
apy on their recovery and overall health status. The interview The final themes were agreed in a consensus meeting. Con-
was guided by open-ended questions that were formulated sensus was obtained based on the richness and importance
based on the literature [23,24]. Specifically, patients were of the theme, rather than on its prevalence alone. If consen-
asked: Can you give us your opinion about the respiratory sus could not be reached, a third independent researcher was
physiotherapy intervention? Can you expand on the impacts consulted. The peer debriefing technique was performed to
that the intervention had on you? How do you think we could ensure the credibility of qualitative data [26]. Patients’ identi-
improve the intervention? The interviews were conducted up fication was coded, and fictitious names were used to preserve
to 48 hours after the last respiratory physiotherapy session, anonymity. The qualitative analysis followed the COREQ
in a community setting, by two trained researchers (one phy- checklist, detailed in the online supplementary material.
siotherapist and one physiotherapy student) who were not
involved in the study and who had no relationship with the
patients. All interviews were audio-recorded for further tran- Results
scription and analysis. Data collection ended when saturation
was achieved. Participants
All patients were telephoned by a single independent
researcher who had no previous participation in the study, Fig. A (see online supplementary material) shows the
3 months after their first hospital visit. The telephone sur- CONSORT flow diagram for the trial. Two of the 64 patients
vey followed a structured questionnaire to gather information screened were excluded because they did not meet the inclu-
consistently about the healthcare services used due to wors- sion criteria. Therefore, 62 patients were allocated to the EG
ening of respiratory symptoms (LRTI recurrence), duration (n = 31) or CG (n = 31). Fifty-four patients completed the
of symptoms, need for hospitalisation and length of hospital- intervention and post-test assessments. There were no signif-
isation. icant differences between completers and dropouts in terms
of age, sex and diagnosis (P > 0.05).
Data analysis Baseline characteristics of patients are shown in Table 1.
No significant differences were observed between groups.
Quantitative data
Descriptive statistics were undertaken to describe the Clinical data
sociodemographic and general clinical data of the sample,
as well as the follow-up telephone surveys. Independent t- Both groups experienced significant improvements in the
tests, Mann–Whitney U-tests and Chi-squared tests were 6MWD {EG: mean change 76 m [standard deviation (SD)
used to compare baseline measurements and telephone sur- 63], 95% confidence interval (CI) 51 to 101; CG: mean
veys between groups. Two-way analysis of variance with change 27 m (SD 56), 95% CI 4.9 to 49.2; partial η2 = 0.44}.
repeated measurements was used for continuous measures. The magnitude of this improvement was greater in the EG
For ordinal data, the differences between pre- and post- than in the CG (mean difference between groups: 49 m, 95%
intervention assessments were pooled and Mann–Whitney CI 16.4 to 81.6; partial η2 = 0.15). Also, the distance walked
U-tests were used to compare groups. Improvements in by the EG exceeded the minimally important difference sig-
the 6MWD were compared with the minimally impor- nificantly (mean difference 46 m, 95% CI 21 to 71; effect
tant difference (i.e. 30.5 m) [16] using a single-sample size = 1.48). No difference was observed in the CG (mean
114 A. Oliveira, A. Marques / Physiotherapy 102 (2016) 111–118
Table 1
Sociodemographic, clinical, lung function and smoking habit data for participants.
Characteristics Control group (n = 27) Experimental group (n = 27) P-value
Sex, n (%) 1.00
Male 10 (37) 10 (37)
Female 17 (63) 17 (63)
Age (years), mean (SD) 53 (17) 59 (17) 0.27
Academic qualifications, n (%) 0.06
No qualifications 1 (4) 4 (15)
Primary school 16 (59) 13 (48)
Secondary school 7 (26) 8 (30)
High school 1 (4) 2 (7)
University degree 2 (7) 0 (0)
Smoking status, n (%) 0.40
Current smokers 4 (15) 3 (11)
Past smokers 5 (19) 2 (7)
Non-smokers 18 (67) 22 (82)
Diagnosis, n (%) 0.70
Pneumonia 9 (33) 6 (22)
AE COPD 5 (19) 5 (19)
Acute bronchitis 10 (37) 14 (52)
AE asthma 3 (11) 2 (7)
FEV1 (% predicted), mean (SD) 66 (27) 71.7 (20) 0.36
FVC (% predicted), mean (SD) 73 (23) 78.4 (19) 0.33
FEV1 /FVC, mean (SD) 72 (18) 71.1 (17) 0.99
FEV1 , forced expiratory volume in 1 second; FVC, forced vital capacity; AE, acute exacerbation; COPD, chronic obstructive pulmonary disease; SD, standard
deviation.
difference −3 m, 95% CI −25.1 to 19.2; effect size = 0.11). ‘I feel better when I breathe because before (. . .), I used to
Results for the modified Borg scale and self-reported spu- feel wheezy. And now, since I started doing the sessions, I
tum improved significantly for both groups. Results for don’t feel it anymore.’ [John, 80 years]
the modified Medical Research Council questionnaire only
‘I now get less tired with the same amount of effort.’ [Mary,
improved for the EG. No other differences between groups
62 years]
were observed (Table 2).
Patients also reported improvements in their overall health
status (19/27; 70%) and in their personal and family life (5/27;
Face-to-face interviews 19%) as the intervention helped them to value themselves
more as individuals (2/27; 7%) and involved their family
From the 27 transcripts of the interviews, four differ- members in the recovery process (3/27; 11%):
ent themes were identified on the impact of respiratory
physiotherapy on patients’ recovery and overall health sta- ‘. . . This helped me to recover faster than I expected. (. . .) I
tus: impact on patients’ recovery; patients’ self-management am better in some points of my health than I would be if I
and empowerment; the physiotherapist; and organisational had only taken the medication.’ [Richard, 34 years]
aspects of the intervention. The mean duration of the inter- ‘Even in my family life, this has helped me! Now, I value my
views was 25 minute (SD 2.4). life and the ones who surround me, more than before.’ [Rose,
45 years]
Impact on patients’ recovery ‘My wife used to read the information sheets with me, so
Patients felt that respiratory physiotherapy sessions were we could understand and perform the exercises together.’
of ‘great value’ [Rose, 45 years] and ‘essential’ [Vivian, [Michael, 69 years]
58 years] to relieve dyspnoea (9/27; 33%), sputum produc- Eleven patients (11/27, 41%) tried respiratory physiother-
tion (4/27; 15%), fatigue in performing daily activities (4/27; apy for the first time and referred to it as a ‘new experience’
15%) and wheezing (2/27; 7%): (9/27; 33%) that ‘should be more disclosed to people who
‘This [the respiratory physiotherapy intervention] was really have LRTI, so they can have access to professional help as
good for reducing my breathlessness.’ [Alice, 54 years] we did’ [Paul, 33 years].
‘(. . .) The respiratory physiotherapy intervention helped me Patients’ self-management and empowerment
to get it all out [sputum] and I became much better. The med- Acquisition of self-management skills to control and
ication alone probably wouldn’t have been enough.’ [Joanna, prevent future LRTI was the most commonly reported pos-
40 years] itive outcome of the respiratory physiotherapy intervention
A. Oliveira, A. Marques / Physiotherapy 102 (2016) 111–118 115
6MWD, 6-minute walk distance; MBS, modified Borg scale; mMRC, modified British Medical Research Council scale; BCSS, Breathlessness, Cough and Sputum scale; ES, effect size; SD, standard deviation;
0.15b
0.01c
0.24c
0.13c
how to perform breathing and airway clearance techniques
ES
made them feel more prepared and confident in taking con-
trol over their symptoms and dealing with possible future
respiratory infections (12/27; 44%):
0.004a,b
P-value
0.92c
0.08c
0.32c
‘It helped me to take control over the disease. Now I know
what to do in the next time I have the same problem.’ [Chris-
tian, 30 years]
‘(. . .) This [programme] helped me (. . .) to learn exercises to
95% CI −2.6 to −0.7
[Richard, 30 years]
−1 (−3 to 0)
−1 (−1 to 0)
−1 (−1 to 0)
−2 (−3 to 0)
0 (−1 to 0)
27 (56)
1 (0 to 4)
2 (0 to 4)
3 (0 to 10)
3 (1 to 4)
careful with what I eat, because now I know what is bad for
my health. . .’ [Vivian, 58 years]
Pre
1 (0 to 3)
2 (1 to 3)
2 (1 to 2)
The physiotherapist
CI, confidence interval; IQR, interquartile range.
3 (2 to 4)
2 (1 to 4)
2 (2 to 4)
years]
‘I always asked things: ‘Why are we doing this? What is
a P < 0.05.
Table 3
Follow-up telephone surveys performed 3 months after first hospital visit.
Variable Control group (n = 27) Experimental group (n = 27) P-values
No. of patients using healthcare services, n (%) 8 (15) 2 (4) 0.04a
Healthcare service visits, median (IQR) 1 (1 to 3) 1 (1 to 1) 0.67
No. of patients hospitalised, n (%) 3 (30) 1 (10) 0.75
Days hospitalised, median (IQR) 10 (7 to 10) 3 (3 to 3) 0.18
Days with symptoms, median (IQR) 10 (7 to 15) 11 (7 to 11) 0.89
IQR, interquartile range.
a P < 0.05.
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