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Iranian Studies, volume 27, numbers 1-4, 1994
LawrenceG. Potter
The period between approximately1200 and 1500 was also crucial for Iran's re-
ligious identity.' The Mongol invasions ushered in an age of religious transi-
tion duringwhich tensions between Sunni and Shi'i subsidedand differences be-
tween schools of law became less important. The Mongols' destructionof the
Isma'ilis or Assassins was greeted with relief by Sunnis. But their murderof the
caliph was a catastrophe,at least on the theoretical level. Henceforth, political
legitimacy would be grantednot by caliphal approvalbut throughdescent from
Changiz Khan.
The foci of mystical activity were the Sufi masters who, based in their
kha-neqachsor hospices, taught adepts the inner natureof Islam and impartedto
them properrules of conduct. After he died, the saint's holiness or baraka was
transmittedthrougha chain (silsila) of spiritualheirs who often kept the succes-
sion within their own family.5 Eventuallyhis tomb became the focus of venera-
tion and a powerful local institution, supportedby waqf or inalienable endow-
ment.
What did it mean to be a Sufi at this time? To answer this question, it is help-
ful to investigate the social roles they played. An importantcorrective to the
earlier emphasis on Sufis as reclusive mystics is provided by RichardEaton in
his study of Sufis in medieval Bijapur,India. He found that Sufis there included
warriors,reformists, scholars, landed proprietorsand dervishes-in short, Sufis
defy easy categorization.'3 As this paper seeks to demonstrate,his conclusions
phy and History: Studies in Honor of George C. Miles (Beirut: American University
of Beirut, 1974), 419-30.
7. Ibid., 427.
8. Lisa Golombek and Donald Wilber, The TimuridArchitecture of Iran and Turan,
vol. 1: Text. Princeton Monographs in Art and Archaeology, 46 (Princeton: Prince-
ton University Press, 1988), 48.
9. For example, he stayed at khdneqahs in Bokhara, Termez, Balkh and Nishapur
(Ibn Battuta, The Travels of Ibn Battuta, A.D. 1325-1354, trans. H. A. R. Gibb
[Cambridge:Cambridge University Press for the Hakluyt Society, 1971], 3:554, 570,
573 and 584).
10. E. H. Rodwell, Ibn Yamin: 100 Short Poems, The Persian Text with Paraphrase
(London: Kegan Paul, Trench, Trubner& Co., 1933), 44, "The Craze for Building."
11. Terry Allen, Timurid Herat, Beihefte zum Tubinger Atlas des Vorderen Orients:
Reihe B (Geisteswissenschaften) Nr. 56 (Wiesbaden: Dr. Ludwig Reichert Verlag,
1983), 47 fn. 99; 73-75. Allen, however, regards the Kart kha-neqachsas "the func-
tional equivalents of Saljuq or Timurid madrasas; they were simply large religious
foundations with royal support" (p. 47).
12. Isabel A. M. Miller, "The Social and Economic History of Yazd (c. A.H. 736/A.D.
1335-c. A.H. 906/A.D. 1500," (Ph.D. diss., U. of London, 1990), 292.
13. Richard M. Eaton, Sufis of Bijapur, 1300-1700: Social Roles of Sufis in Me-
dieval India (Princeton: Princeton University Press, 1978).
80 Potter
are also applicableto medieval Khorasan.
One of the importantissues debatedby Sufis themselves at this time was the ex-
tent to which they should cooperate, or collaborate, with state authorities.'4
Some of the most prominentSufis were noted for consortingwith rulers,includ-
ing Jalal al-Din Rumi (d. 1273) at Konya and 'Ala' al-Dawleh Semnani (d.
1336), who served the Il-KhanArghun. In 14th-centuryShiraz,the Sufi masters
"were not persons withdrawnfrom the world. On the contrary,they were mem-
bers of the most powerful and wealthy families of Shiraz. They consortedwith
the rulersand controlleda great deal of wealth in the endowmentsof the dervish
lodges (khlneqah)."15 Ties with ruling princes ultimatelybecame crucial to the
success of the most powerfulorders(witness the Naqshbandisand Safavids). The
Naqshbandi shaykh, KhwajaAhrar(1404-90), maintainedthat in order to help
the oppressedhe had to mingle with kings to obtain influence with them.'6
Another school of thoughtheld that close contact with the government,and ac-
cepting gifts from it, was corrupting. Sufi shaykhs should not be too closely
identified with political rulers,lest they lose power. The Kobraviorderdeclined
in CentralAsia after making the mistake of supportingTimur's opponents.'9 In
India, the early Chishtis were noted for refusing government service, avoiding
the company of kings, and declining to accept land grants (jdg-rs).20 Their
"certificateof succession"(kheldfat-niameh) forbadethem to accept royal gifts,21
and they only acceptedfotuTh,that is, charity that was unsolicited. It is related
that ShaykhNezam al-Din Awliya repeatedlyrefused to receive Sultan 'Ala' al-
This contrast between sacred and secular claims to authorityshould not, how-
ever, be overdrawn. As Ernstremindsus,
In medievalIslamicsociety,Sufismandthe courtwerenevertotallyseparate
fromone another.For all thatthe earlyChishtismay have refusedlanden-
dowmentsfrom sultans,they nonetheless,reliedon gifts (futzh) from all
classes of society, especiallythe wealthierclasses. ManyleadingChishti
discipleswere membersof the courtor the administration.Farfrombeing
anarchistsor even democrats,the Chishtimastersclearlyregardedthe royal
institution,with appropriate Islamicorientation,as the normalformof reg-
ulating society.23
Although most orders were Sunni, the incorporationinto some orders of ideas
associated with Shi'ism, such as veneration of 'Ali and expectation of the
Mahdi, was an importantphenomenonof the 14th and 15th centuries. Arjomand
suggests two factors which help account for the profusion of heterodox move-
ments at this time: in a period of political decentralization,religion could mobi-
lize the masses for political action, and at a time of widespreadmillenarianex-
pectationscharismaticindividualscould easily establish a following.24
To explore some of the dimensions of Sufism in this period, this article will in-
vestigate two shrine communities in the eastern province of Khorasan,at Jam
and Chisht, both of which grew up aroundthe graves of mystics who lived in
the pre-Mongol period. It will focus in particularon their relations with the
Kartdynasty,26who ruled at the nearbycity of Heratostensibly as vassals of the
Mongols. The Kartswere a native Persian or Tajik dynasty which was respon-
sible for rebuilding and reinvigoratingHerat after the Mongols destroyed it in
1222. They played an important,if neglected, role in laying the groundworkfor
the achievements of the Timurids (1381-1500), in whose time the name Herat
became synonymouswith the heights of artisticexpression.
26. For more information on this neglected dynasty see my dissertation. Secondary
sources include E. G. Browne, A Literary History of Persia, vol.3, The TartarDomin-
ion (1265-1502) (Cambridge: Cambridge University Press, 1902; repr. 1976), 173-
80; Bertold Spuler, Die Mongolen in Iran: Politik, Verwaltung und Kultur der
Ilchanzeit 1220-1350, 4th ed. (Leiden: E. J. Brill, 1985), 129-33; V. M. Masson'
and V. A. Romodin, Istoriia Afganistana: s drevneishikhvremen do nachala 16 veka,
(Moscow: Nauka Publishers, 1964), 1:295-327; and 'Abbas Eqbal, Tartkh-e
mofassal-e Iran: az esttld-ye Moghol ta e'ldn-e mashru-ttyat,vol. 1, Tdrikh-e Moghol
az hamleh-ye Changiz ta tashkil-e dawlat-e Taymurt,4th impression (Tehran: Amir
Kabir, 2536/1977), 366-79.
27. G. Le Strange, The Lands of the Eastern Caliphate: Mesopotamia, Persia, and
Central Asia from the Moslem Conquest to the Time of Timur(Cambridge: Cambridge
University Press, 1905; repr. Lahore: Al-biruni, 1977), 356.
28. On the geography of the region see Naval Intelligence Division, British Admi-
ralty, Persia, Geographical Handbook Series, B.R. 525 (Oxford: Oxford University
Press[?],1945), 39-47. Also see two standard Persian geographies: 'Ali Razmara,
Farhang-e joghrdfiya't-ye Iran, vol. 9, OstSn-e nohom: Khora-san(Tehran: Dayere-ye
Joghrafiya'i-ye Setad-e Artesh, Esfand 1329/March 1951), 84-5; and 'Abd al-Reza
Faraji, ed., Joghrdfiyd-ye kamel-e lrdn, (Tehran: Sherkat-e Chap va Nashr-e Iran,
1366 Sh./1987), 1:625.
29. The 10th-century Arab geographers counted 180 villages as dependencies (Le
Strange, Lands of the Eastern Caliphate, 356-57); in the early 13th century Yaqut
counted 200 (Yaqut b. 'Abd Allah al-Hamawi,Mu'jam al-bulddn, trans.C. B. de Mey-
nard,Dictionnaire g6ographique, historique et litteraire de la Perse et des contr&esad-
jacentes [Paris, 1861; repr. Amsterdam: Philo Press, 1970], 150); and in the early
14th century Mostawfi counted 200 (The Geographical Part of the Nuzhat-al-Qulub
Sufis and Sultans 83
cation on the transitroutes and its agriculturalwealth-the areaproducedconsid-
erable quantities of silk.30 Like similar towns that boasted an importantlocal
Sufi saint, Jam benefited from a steady stream of pilgrims to the shrine of
Shaykh Ahmad (440-536/1049-1141). The district also producedscholars, the
most notable being Mawlana 'Abd al-RahmanJami, the great scholar, poet and
Sufi (817-898/1414-1492).
Chisht3l is located in the Harirudvalley, some 95 miles east and seven days'
journey from Herat. Situated at an altitude of 4,970 feet, Chisht was the last
major town in the valley and here one entered into the region of Ghur.32
Mostawfi, writing at the time of the Karts, describes it as a medium-sized town
where the governor of the province, whose district included 50 villages, lived.
Mostawfi commented on its abundantcrops and excellent fruit.33 Geographers
have little else to say about it, other than rhapsodizing about its setting-as
Hafez Abruputs it, "like a gardenof paradise."34
It was no coincidence that the khaneqahs at Jam and Chisht were located away
from centers of secular authority. The spirituallocus of power could not be-at
least at this time-the same as that of secular power, if it were to remain effec-
tive. Thus some of the most influential orders, such as the Safavids at Ardebil,
the Chishtis at Ajudhan and later the Ne'matollahis.at Mahan, were located in
cities far from political capitals. These cities, however, were all importantsta-
tions on caravanrouteswhich regularlyreceived news of the wider world.
Despite the differencein time and space, this system bears a strikingresemblance
to the functions of the shrine at Jam, which formed the effective boundarybe-
tween the Kartsand the Sarbedars,and that of Chisht, which delineatedareasof
Kart from Chaghatayinfluence. It suggests that the location of kha-neqahsin
borderareasshouldbe emphasizedas an importantaspectof Sufism.
36. The sources at our disposal to study the orders at Jam and Chisht, unfortunately,
are limited. The political chroniclers-notably Hafez Abru-almost completely ig-
nore them. Utilized here is a biography of Shaykh Ahmad and his descendants enti-
tled Rawzat al-raydh1in, written in 1523 by a disciple, Darvish 'Ali Buzjani (ed.
Heshmat Mo'ayyad, Persian Texts Series, 29; ed. E. Yarshater [Tehran:Entesharat-e
Bongah-e Tarjomehva Nashr-e Ketab, 1345 Sh./1966]). Also useful is the Fara ed-e
Ghiyasi, a collection of correspondence assembled by Jalal al-Din Yusef Ahl around
836/1433 and presented to Shahrokh's vizier, KhwajaGhiyas al-Din Pir Ahmad (ed.
Heshmat Mo'ayyad, 2 vols, Zaban va adabiyat-e Farsi series, nos. 50 and 53 [Tehran:
Entesharat-e Bonyad-e Farhang-e Iran, no. 260, 2536/1977 and no. 297, 1358
Sh./1979]).
Investigating the history of Chisht is even more problematic. The Chishtiyeh be-
came one of the most influential orders in medieval India, and as such have received
considerable attention, notably by the Indian scholar Khaliq Ahmad Nizami. See his
Some Aspects of Religion and Politics; also idem, "Cishtiyya," in El2. For a different
viewpoint see GerhardBbwering, "Ceitlya," in Encyclopaedia Iranica (hereafterElr).
However, virtually all research has focused on the subcontinent; no sources are
known which would throw light on the order in Ghur. Historians, including Juzjani
who exhaustively chronicles the Ghurids, do not mention Chisht or the Chishtis. In
India, the early Chishti shaykhs chose not to record their own history, which has
frustratedmodern historians. The most importantearly hagiographical source, com-
posed between 1350 and 1380, is Mir Khword,Siyar al-awliyd', Mo'assaseh-ye Ente-
sharat-e Eslami, no. 21 (Lahore: Markaz-e Tahqiqat-e Farsi-ye Iran va Pakestan,
1398/1978). The Siyar al-awliya' is partially based on one of the classic works on
Indian Sufism, Fawa'id al-fu'ad, composed in the 1320s. The most significant later
account is Mawlana 'Abd al-RahmanJami's Nafahdt al-uns min hazardt al-quds, an au-
thoritative biographical dictionary of over 600 Sufi saints (ed. M. Towhidi-Pur [Teh-
ran: Ketabforushi-ye Sa'di, 1336 Sh./1958]).
37. On Shaykh Ahmad see H. Moayyad, "Ahmad-eJam," Elr (full bibliography).
Sufis and Sultans 85
ruled easternPersia from 1097 to 1157, was one of his disciples (morids),38and
this common tie reinforcedthe links between Ahmad's descendantsand the Kart
rulers.
The shrinecomplex of Shaykh Ahmad was built between the mid-13th and mid-
15th centuries and became an importantcenter of pilgrimage in eastern Iran.42
Ahmad's family-he had 14 sons-retained controlof the shrineand proliferated
to the extent that in 840/1436 about a thousandof his descendantswere living in
Jam, Nishapur,Heratand neighboringareas.43The shaykhs of Jam laterbecame
linked to the Mughal emperors:Mahim Begum, the wife of Babur,the dynasty's
founder,was descendedfrom ShaykhAhmad,44as was HamidehBegum, the wife
of Humayunand the motherof Akbar.45
Jean Aubin first drew attention to the importanthistorical role played by the
shaykhsof Jam. He observed,
38. Ibid.
39. 'Ala' al-Din 'Ata Malek Jovayni, Tdrikh-e jahan-goshd, trans. John Andrew
Boyle as The History of the World-Conqueror(Manchester: Manchester University
Press, 1958), 1:145.
40. Sayf b. Muhammadb. Ya'qub al-Harawi, The Ta'rikhNama-i-Harat (The History
of Hardt), ed. MuhammadZubayr as-Siddiqi (Calcutta: Baptist Mission Press, 1944;
repr. Tehran: Khayyam, 1352 Sh./1973), 102-7 (hereafter, Tdrikh-e Hardt).
41. Lisa Golombek, "The Chronology of Turbat-i Shaikh Jam," Iran 9 (1971): 27-
44. By examining the extant buildings and epigraphic and literary evidence,
Golombek has attempted to reconstruct the complex structuralhistory of the shrine.
See also Bernard O'Kane, "Taybad, Turbat-i Jam and Timurid Vaulting," Iran 17
(1979): 87-104.
42. The chief place of pilgrimage in Khorasan around the year 1400 was Mashhad.
(Ruy Gonzalez de Clavijo, Embassy to Tamerlane, 1403-1406, trans. G. Le Strange,
The Broadway Travellers series [London: George Routledge & Sons, 1928], 185).
43. Moayyad, "Ahmad-e Jam." At the time of Buzjani's writing, almost four cen-
turies after the death of Shaykh Ahmad, there had been an unbroken chain of leaders
from among his descendants (Rawlat al-raydhin, 110).
44. Moayyad, "Ahmad-eJam";also Zahir al-Din MohammadBabur, The Bdbur-ndma
in English, trans. Annette Susannah Beveridge (London: Luzac, 1922; repr. 1969),
711, 714 and 776. She was marriedto Babur in 912/1506 and died in 940/1534.
45. Moayyad, "Ahmad-e Jam."
86 Potter
Stronger than all other of these religious lines of the Mongol epoch in their
position as territorial landowners and a hereditary cult, more than the
sayyids of Termez in Transoxiana,the Jami [shaykhs of Jam] stretched over
Khorasan a political influence of the first order.46
The shrine's prosperitywas closely linked to thatof the Kartsand helped provide
religious legitimacy for their rule. The shaykhs were connected by marriageto
the Kartsand repeatedlyplayed an importantmediatingrole duringconflicts be-
tween the Karts and 1l-Khans,usually negotiating on the Karts' behalf. Yet in
the end they abandonedthem to ensuretheirown survival.
The khaneqah at Chisht was founded by Abu Eshaq, a Sufi who migratedfrom
Syria around 260I874.47 At the time of its founding, the khaineqahwas out of
the reach of political authorities, in a region that was not yet Islamic. This
probablyperfectly suited the Sufis there, whose majorpreceptin latertimes was
to avoid contact with secular rulers. By around 1100, however, the Shansabani
family had assertedcontrolover Ghurand made it the capitalof a short-livedem-
pire.48 Chisht was right in the middle of this empire, close to the capital of
Firuzkuh. The Ghuridsultan Ghiyas al-Din Mohammad(1163-1202) extended
his patronageto Chisht,buildinga mosque and madrasa.49
What was the natureof relationsbetween the ordersat Jam and Chisht,located to
the east and west of Herat? Although Golombek has stated that "the rivalrybe-
tween the shaykhs of Jam and Chisht was proverbial,"55this cannot be accepted
as a characterizationfor the Kart period. It seems mostly based on an incident
between Shaykh Ahmad of Jam and the head of the order at Chisht, Khwaja
Mawdud Chishti, in the early 1lOOs,a time when Sufis were carving out their
own spiritual veldyats or areas of authority throughout Khorasan.56 These
velayats could be precisely delimited, as in north India where a hierarchy of
saints was established and political terminology employed to describe it (thus,
Nezam al-Din Awliya' was called soltain al-mashayekh).57 Generally the
khaneqahsdid not develop as rivals,58but there was competitionfor morids.
51. P. M. Currie, The Shrine and Cult of Mu'i-n al-Din Chishti of Ajmer, Oxford
University South Asian Studies Series (Delhi: Oxford University Press, 1989).
52. IqtidarHusain Siddiqui, "The Early Chishti Dargahs,"in C. W. Troll, ed., Muslim
Shrines in India: Their Character, History and Significance, in series Islam in India:
Studies and Commentaries,IV (Delhi: Oxford University Press, 1989), 4-7.
53. Khaliq Ahmad Nizami, The Life and Times of Shaikh Farid-u'd-Din Ganj-i-Shakar
(Aligarh: Muslim University, 1955).
54. I am indebted to Mr. Simon Digby for calling several such sources to my atten-
tion. See also Fawd'id al-fu'ad, trans. Lawrence, 180.
55. Lisa Golombek, The TimuridShrine at Gazur Gah, Art and Archaeology Occa-
sional Paper 15 (Toronto: Royal Ontario Museum, 1969), 81.
56. Jami, Nafahat al-uns, 326-9, is the main source for this incident. A Chishti ver-
sion of the encounter is contained in Ilah-diyah Chishti's Siyar al-aqta-b, completed
in 1056/1646. See Simon Digby, "To Ride a Tiger or a Wall," in Winand M. Calle-
waert and RupertSnell, eds., According to Tradition:Hagiographical Writingin India
(Wiesbaden: Harrassowitz, 1994).
57. Nizami, Some Aspects of Religion and Politics, 175-7.
58. Rizvi, History of Sufism in India, 98; Ahmad, "The Sufi and the Sultan," 147.
88 Potter
sources. On the contrary,around 1300 both were on friendly terms with each
otherand with the Karts.
PopularAppeal
A study of the two orders discussed in this article illustratesthe great variety of
Sufi beliefs and practices and the different ways orders evolved. As Schimmel
has noted, "most of the Sufi orders are identified with certainstrataof the popu-
lation."59 For example, the Naqshbandisin TimuridHerat were closely associ-
ated with the ruling house; the Khalvatis, who were popularwith the common
people, were not.60 What was the ideology and natureof popularappeal of the
Sufis at Jam and Chisht? Although their practices await detailed study, they ap-
pear to representopposite ends of the Sufi spectrum:one, at Jam, was an elite
group closely tied to the state; the other, at Chisht, was a more "saintly"group
that shunnedstate involvement.
The biographerof Ahmad Jam presentedhim as the successor to the great Kho-
rasani Sufi, Abu Sa'id b. Abi'l-Khayr.6' But, as Schimmel remarks,
The Sufis at Jam never became a mass movement, perhapsbecause they were
too elitist. They did not found a number of "daughtershrines," as did the
Chishtis in north India, nor do they appearto have been active in conversion.
Jam was, after all, not on the frontier of Islam, and the shrine was in a settled
agriculturalarea. Probablytheir most illustrious disciple was Shaykh Zayn al-
Din (d. 791/1389) in Tayebad, 60 kilometers south of Jam, who was honored
with his own monument in 848/1444. The shaykhs of Jam, in a manner
analagous to the Karts themselves, had a sense of their own territoriallimita-
tions.
If the shaykhs of Jam were "Sufi aristocrats,"the Sufis at Chisht seem the exact
opposite. The Chishtis appear as a "saintly"group more typical of an earlier,
pre-Mongol form of Sufism. The location of their khaneqa-hin deepest Ghur
helped insulate them from contact with political authorities. The area surround-
ing Chisht-in contrast to Jam, which was on the main road-was a sparsely
populated region that, after the Mongol conquest, had increasingly become a
backwater. There was no population or resource base to support a large and
powerful khaneqah. In short, it was much easier for the Sufis at Chisht than
for the Sufis at Jam to remain non-political.
Chishti doctrine and practice in the Indian environmentis well attested to, and
can provide clues as to the natureof Sufism at Chisht. The Chishtis were par-
ticularly famous for sama', or listening to musical recitationof poetry;this dis-
tinguished them from their main rivals, the Sohravardis,as well as the ulama.67
Nezam al-Din Awliya' permitted Hindus to take part in sama' and readily in-
ducted them into the order. The Chishtiswere toleranttowardnon-believersand
flexible in their outwardforms of religious observance.68 Although in the past
Chishtis in India have been characterizedas very active in conversion,recentre-
searchhas refutedthis view.69
Wealthand Asceticism
67. On sama' see Bruce B. Lawrence, "The Early Chishti Approachto Sama'," in M.
Israel and N. K. Wagle, eds., Islamic Society and Culture:Essays in Honour of Profes-
sor Aziz Ahmad (New Delhi: Manohar, 1983), 69-93; Ernst, Eternal Garden, 147-54.
68. Currie, Shrine and Cult, 52-3.
69. Ernst, Eternal Garden, 155-68; also Bruce B. Lawrence, "Early Indo-Muslim
Saints and Conversion," in Yohanan Friedmann, ed., Islam in Asia, vol. 1, South
Asia (Jerusalem:The Magnes Press, Hebrew University, 1984), 109-45.
70. Jo-Ann Gross, "The Economic Status of a TimuridSufi Shaykh:A Matterof Con-
flict or Perception?,"Iranian Studies 21 (1988): 84-104.
71. See furtherKiyani, Tdriikh-ekh&neqdh,310-28.
72. Ann K. S. Lambton, Continuity and Change in Medieval Persia: Aspects of Ad-
ministrative, Economic and Social History, 11th-14th Century, Columbia Lectures
on IranianStudies, no. 2, ed. Ehsan Yarshater(Albany: State University of New York
Press for Bibliotheca Persica, 1988), 322-3; Roger Savory, Iran Under the Safavids
(Cambridge: Cambridge University Press, 1980), 12.
73. Savory, Iran Under the Safavids, 14.
Sufis and Sultans 91
In India Sultan Muhammadb. Tughluq (1325-51) assigned the revenues of the
city of Ajudhanto the shrineof Faridal-Din.74
The basis of the shrine's wealth was probably waqf land, and the extent of its
holdings are revealedin an anecdoteof Buzjani. Once when Shehabal-Din asked
in jest what his young son, Shams al-Din Motahhar,would like as a present, he
cited as examples the estates (asba-b) in the velayat of Khwafto the south, in
Zia' (of Jam) and the property(amlak) of Zurabad(nearbyJam to the north),all
of which must have belonged to the shrine at the time.78 Buzjani specifically
mentions that KhwajaRazi al-Din Ahmad (d. 767/1366), the shrine's administra-
tor (motavalli) and the son of Shehab al-Din, endowed much property to the
shrine.79
74. Richard M. Eaton, "The Political and Religious Authority of the Shrine of Baba
Farid," in B. D. Metcalf, ed., Moral Conduct and Authority: The Place of Adab in
South Asian Islam (Berkeley: University of California Press, 1984), 339.
75. Buzjani, Rawzat al-raydhin, 102. One kharvar or "ass-load" equalled approxi-
mately 300 kg.
76. Ibid., 101.
77. Ibid., 103.
78. Ibid., 104-5.
79. Ibid., 107.
80. B. Nikitine, "Essai d'Analyse du Safvat-us-Safa," Journal Asiatique 245 (1957):
392.
81. Graham, "Shah Ni'matullah Wall," 187.
82. The exact location is unclear. On place names consult D. Krawulsky, Hordsan
zur Timuridenzeitnach dem Tdrih-e H4fez-e Abru (verfi 817-823 h.), Beihefte zum
Tubinger Atlas des VorderenOrients Reihe B Nr. 46/1, Edition und Einleitung, and Nr.
46/2, Ubersetzung und Ortsnamenkommentar(Wiesbaden: Dr. Ludwig Reichert Ver-
lag, 1982 and 1984). See here "Baghand"in 1:38 (Persian) and 2:35 (German).
83. Buzjani, Rawzat al-raydhin, 102-3. On his family see Charles Melville and
'Abbas Zaryab, "Chobanids,"in EIr.
92 Potter
al-Din orderedhis deputiesto distributegrainto all those who needed it.84
The fact that Jam was famous for its orchardsand silk productionindicates that
the shaykhs probablyhad a substantialcash income.85 And aside from its own
agriculturalwealth, Jam was "exemptedfrom paying taxes to the sultan, and [the
membersof the shaykh's house] live there in well-being and opulence."86Both
Ibn Battutaand Buzjani emphasize the wealth of the khaneqah, which was re-
flected in its hospitality. In a typical example, once when Amir Choban ap-
peared on short notice, the shaykh prepareda fabulous feast for him and his
army, killing so many cows and sheep that they could not be counted and heap-
ing up bread so that it reachedthe roof of the kha-neqah.87
Sufis as Mediators
What kind of interactiondid the Karts have with the two shrine communities?
In the early fourteenthcentury, leading Sufis from both Jam and Chisht acted as
mediatorson the Karts'behalf when the maleks in Heratwere threatenedby out-
side powers. After around 1330, the Chishtis disappearfrom view as the Jam
Sufis, their loyalty proven, began to exert a preponderantinfluence. They ad-
vanced from the status of mediatorsto virtual collaboratorsin governance with
the Karts, intermarrying with them and providing top aides. In return the
shaykhs of Jam were grantedpatronageand tax exemptions, and acquiredgreat
wealth. Eventually, however, loyalty to the Karts was eclipsed by pragmatism
about the dynasty's prospects, and the shaykhs threw in their lot with invading
Turkictribesmen. The Kartdynasty was destroyed,but the shrinecommunityat
Jamremained.
One of the most importantroles played by Sufis in medieval Iran was that of
mediator,especially between political adversariesand between triballeadersand
state authorities. The interventionof prominentSufis to save a city when it was
underattack seems to have ample precedent. For example, when Malek Shams
al-Din (1245-78), the founderof the Kartdynasty, capturedMultanon behalf of
the Mongol armies in 644/1246, it was the eminent Sohravardishaykh, Baha'
al-Din Zakariyeh,who negotiated the city's surrender. He brought 100,000 di-
nars in cash to Shams al-Din's "minder,"the Mongol commanderSali Noyan,
sparing the lives and propertyof the city.88 The interventionof Shaykh 'Ala'
al-Dawleh Semnanisecuredthe release from prison of Malek Ghiyas al-Din Kart
89. Fasih Khwafi,, Mujmal al-tavarikh, ed. Mahmud Farrokh (Mashhad: Ketabfo-
rushi-ye Bastan, 1339 Sh./1960), 3:23-4, cited in Lambton, Continuity and Change,
321.
90. This raises the problem of defining the office of shaykh al-Eslam at this time.
Bulliet suggests that the term originated in the Saljuq period for a person at the head
of a city's educational system who had the power to certify teachers' credentials
(Richard W. Bulliet, "The Shaikh al-Islam and the Evolution of Islamic Society," Stu-
dia Islamica 35 [19721: 53-67). Limbert found that by the Muzaffaridperiod this was
not the case in Shiraz. However, aside from observing that it was held by the most
pious and learned Sufi shaykhs, perhaps second only to the king in power, he could
not give a more specific explanation (Limbert, "Shiraz in the Age of Hafez," 133 and
160). During the period covered by this study, the term shaykh al-Eslam was obvi-
ously a high title reserved for the most eminent shaykhs. In the writing of Buzjani,
of the descendants of Shaykh Ahmad it was given alone to the great Shehab al-Din.
The others-even those who headed the khaneqdh-are simply referred to as
"khwaja.7"
91. Sayf al-Harawi, Tdrikh-eHardt, 396-8.
92. Ibid., 466. Earlier, in 688/1289, Qotb al-Din had advised the people of Herat to
close the city gates when Amir Ayachi, a Nikudariraider, arrivedat Herat while Malek
Rokn al-Din Kart was absent at Khaysar (ibid., 381).
93. A well-known incident. See, for example, Boyle, "Dynastic and Political Histo-
ry," 383-4 (evidently from Rashid al-Din); also Barbier de Meynard, "Extraitsde la
chronique persane d'Herat" (translation of Esfezari's RawzMtal-janndt) in Journal
Asiatique, 5th series, vol.17 (April-May 1861): 478, hereafter Esfezari/de Meynard,
"Extraits".
94 Potter
Heratisof a ransomof 100,000 dinarsin cash and goods.94
During a later crisis between the Karts and the Chaghatays(Mongol tribesmen
descended from a son of Changiz Khan who were active in Transoxiana), a
prominentChishti once again emerged as the key negotiator,this time on behalf
of the Chaghatays.98 In Jumada II 718/August 1318 the Chaghatay military
commanderYasurattemptedto extend his controleastward,to areastraditionally
controlled by Herat. He rendezvoused with his amirs at Chisht (friendly terri-
tory?), to which Malek Ghiyas al-Din Kart was summoned.99 When the Kart
rulerrefused,Yasurproceededto Jam,the other seat of spiritualauthority,where
he hoped to win the shaykhs to his cause. (The shaykhs were warned he was
coming by scouts of the Kart malek, who sent news to Jam by carrier pi-
geon.)100 Shaykh Shehab al-Din, in contrastto the Chishtis, refused him entry
and provisions.'0' After an unsuccessful siege, Yasur was forced to retreat,and
his deaththe following year is attributedby Buzjani to a curse put on him by the
Collaborationwith Rulers
The contacts between the Karts and Chishtis were circumspect. As a dynasty
originating in Ghur, the Karts were undoubtedly familiar with the Chishtis,
more so, probably, than with the Sufis at Jam. It is significant that Chisht was
located at a key junction on the route between Herat and the Kart strongholdof
Khaysar. The earliest source on the Chishti saints in India, the Siyar al-awliya',
counts Shams al-Din Kart as a disciple and credits him with solving a major
succession crisis at Chisht around 1265.103 This fact is not mentioned by Sayf
al-Harawior any other "court"historian. The first Kartruler, then at the height
of his power, was thereforeintimately involved with and probablya disciple of
the Sufis at Chisht. Interestinglyenough, however, at his death Shams al-Din's
body was buriedat Jam, the location of a rival kha-neqa-h.104
The Sufis at Chisht, while sometimes acting as mediatorsin the Karts' disputes,
seemed to avoid identification with the city of Herat. Oddly enough, the
Maza-rnt-eHarat, a record of the distinguished people buried at Herat written
around 864/1460, does not mention anyone with the nisba Chishti.105 Was it
because all the prominent Chishti saints were taken home for burial that they
were excluded from the list of Herat'snotables?
The long tenureof Shehab al-Din representsa high point for the shrineat Jam, a
period correspondingto the efflorescence of the shrine at Delhi underhis con-
temporary,the great Chishti saint Nezam al-Din Awliya' (d. 1325). It also pre-
saged, as in India, increasedinterferencein the shrine's activities by the secular
authorities. Shehab al-Din himself cast the die for this. When the Kartmalek,
Ghiyas al-Din, offered to marryhis daughterto any of the shaykh's sons, his el-
dest son and successor, Shams al-Din Motahhar,was duly betrothed.'12 From
then on the Kartsand the Sufis at Jam were intimatelylinked, althoughtheir fu-
tures were not inseparable. The Jam Sufis were thus similar to other powerful
ordersthat became entrenchedin society by extensive marriageties with ruling
houses.
This Shams al-Din Motahharand the Kartprincess had a son, Mo'in al-Din Jami
(702-83/1302-81), who came to Herat in 735/1335."13 Mo'in al-Din became a
famous scribe (monshi) and was, for many years, the main intermediarybetween
the Karts and his relatives at Jam."4 At the time of the decisive defeat of the
Sarbedarsby the Kartsat Zaveh nearJam (743/1342), the Kartmalek,Mo'ezz al-
Din, broughtalong Mo'in al-Din (who also had become his son-in-law) for good
luck. Buzjani credits Mo'in al-Din's decisiveness (he stopped Mo'ezz al-Din
from retreatingand goaded him on to victory) with the Kartsuccess.'15
One of the most serious political crises for the Kart dynasty, which led to
Mo'ezz al-Din's temporaryloss of power and expulsion from Herat, arose soon
after he took the audacious step of declaring independence. Qazaghan, the
Chaghatay strongmanbased in northernAfghanistan, could not countenance a
Tajik on the throne of Herat,who in addition was harassinghis tribalfollowing
of the Arlat and Apardi. Qazaghan's forces defeated the Kartmalek near Herat
I8
and soon thereafterthe malek's brother,Baqer, was placed on the throne."
What is interestingis that the main instigatorsof this attackwere the shaykhsof
Jam. As relatedby Khwandamir,
Some of the great shaykhs of Jam, among whom was Khwaja Razi al-Din
Ahmad b. Shaykh Shehab al-Din Esma'il, who were related by blood and
marriage with Malek Hosayn-the raising of whose flag of greatness was
not in accordance with their taste-went to Amir Qazaghan and complained
about the malek.119
Hafez Abru portraysthis action by the shaykhs in a negative light. In his ac-
count, when Qazaghanrealizes that a long siege would have to be laid to take
Herat, he regrets mounting the expedition, saying, "Because of the words of
116. In Yusef Ahl, Fard'ed-e Ghiyasi, Central Library of Tehran University, folio
335a-335b, cited by Moayyad in his notes to Buzjani, Rawzat al-rayWhln,146.
117. Krawulsky, Horasan zur Timuridenzeit1:32, 2:31 ("Sar-e Pol-e Taban"). Zir-e
Pol was possibly in the Morghab district, Karucheh and Faraheh in Fushanj (ibid.
1:39, 2:36).
118. Felix Tauer, ed., Cinq Opuscules de YHdfi-iAbru-concernant l'histoire de l'Iran
au temps de Tamerlan, Supplement 5 to the Archiv Orientdlni (Prague: L'Academie
Tchecoslovaque des Sciences, 1959), 43. This Persian text is the best source for the
later Kart period, from the accession of Mo'ezz al-Din Kart in 1331 until the downfall
of the dynasty (hereafterOpuscules).
119. Khwandamir,Habib al-siyar 3:381. Khwandamiris the only historian to identi-
fy any of these "shaykhs of Jam" by name.
98 Potter
interestedparties I came to this kingdom; otherwise I had no animosity against
this land."'20
The great enigma is why the shaykhs of Jam would betraythe Kartmalek, their
kinsmanand protector,to the non-Iraniantribesmenthathad long sought to con-
quer Herat. The answer seems to be that the shaykhs,so well attunedto the pol-
itics of Transoxiana, were pragmatists. They may have regarded the rise of
Chaghatay power as inevitable, and to preserve their own position they were
ready to abandonthe Kartmaleks their ancestorshad associated with for a cen-
tury.
The preferencethe shaykhs of Jam displayed for the Chaghataysin this incident
foreshadowedtheirwelcome of Timur,who in 1370 consolidatedhis controlover
the Ulus Chaghatayand a decade later was poised to invade Iran. Timurpatron-
ized the ulama and showed great regardfor the sayyids.122.But he also honored
the Sufi shaykhs of Khorasanand Transoxiana,who, considering their popular-
ity, could serve to buttresshis own legitimacy. Manz considers that
The blessing of the shaykhs of Jam was the psychological key to his victory
over the Karts in 1381. Apparentlyby then the last Kartmalek, Ghiyas al-Din
Pir 'Ali (r. 1370-81), had stoppedtreatingthe shaykhswith the accustomeddef-
erence. Timur stopped by Jam to pay his respects before proceeding to Herat.
But it was his celebrated interview with one of Shaykh Ahmad's disciples at
nearby Tayebad, Shaykh Zayn al-Din (d. 791/1389), that caught the interest of
historiansand epitomizes the hostility that the shaykhs had come to feel for Pir
(Ali. 124
Implicit in this exchange is the idea, well establishedby Sufis in medieval India,
that shaykhs had the power to bestow kingship or, should they choose, to take it
away.127 Zayn al-Din explicitly says as much in a letter to Timur, telling him
that it is the shaykhs who are the real kings of religion and state, and he should
pay them due respect.'28 This is a reminderthat Sufi shaykhs representeda po-
tent and more legitimate source of authoritythan ruling princes who, on occa-
sion when they felt threatened,expelled them from theirdomains.'29
As recountedby Hafez Abru (who got the story directly from Timur), when the
latter's army approachedTayebad he summoned Shaykh Zayn al-Din but the
shaykh refused to come, saying that they had nothing to discuss. Timur, there-
fore, came to the shaykh. He recalled that usually when he encounteredhermits
and ascetics they feared him, but when Timur met Zayn al-Din he was the one
who felt fear. As the shaykhadmonishedTimur,the conquerorasked,
Princes: Sources on TimuridHistory and Art (Cambridge, Mass.: Aga Khan Program
for Islamic Architecture, 1989), 108; Tauer, Opuscules, 61-2; and Jurgen Paul,
"Scheiche und Herrscher im Khanat Cagatay," Der Islam 67 (1990): 307-9. On the
shaykh's tomb see Sayyid Mohammad Taqi Mustafavi, "Le Masdjid-e Mowlana de
Taiyabad," Athdr-e Iran 3, no. 2 (1938): 179-99.
125. Yusef Ahl, Fara'ed-e Ghiyacst,document 104, 1:471-5.
126. Fasih, Mujmal 3:113 (under year 780/1378).
127. Simon Digby, "The Sufi Shaykh and the Sultan: A Conflict of Claims to Au-
thority in Medieval India," Iran 28 (1990): 71-81. See also Digby's important arti-
cle, "The Sufi Shaikh as a Source of Authority in Medieval Irfdia,"Purusartha 9
(1986): 57-77
128. "Maktab-e Hazrat-e Shaykh al-Eslami Mawlana AbtuBakr Tayebadi be Amir
Taymar ...," in 'Abd al-Hosayn Nava'i, Asna-dva mokatebat-e tarikhi-ye Irdn, vol.
1, Az Taymur tacShah Esma'l1, in series Entesharat-eBongah-e Tarjomeh va Nashr-e
Ketab, no. 145 (Tehran 1341 Sh./1962), 1-3.
129. Important examples are Timur's expulsion of Shah Ne'matollah Vali from
Transoxianaand Shahrokh's expulsion of Qasem Anvar from Herat. See Jean Aubin,
Materiauxpour la biographie de Shdh Ni'matullah Wali Kermani, Bibliotheque Irani-
enne, vol. 7, (Paris: Librairie d'Amerique et d'Orient and Tehran: Departement
d'Iranologie de l'Institut Franco-Iranien, 1]956), 11-18.
100 Potter
him. I say to you: if you don't listen [He] will send anotherover you." The
amir.was touched and cried, and he took leave of the mawlana- and headed for
Herat.130
The city was soon taken and the Kart dynasty extinguished. Timur heeded the
advice of Zayn al-Din not to unnecessarilyplunderor oppress the people.131He
maintained good relations with the shaykhs of Jam and became a disciple of
KhwajaZiya' al-Din Yusef, who was the head of the shrine at the time of his in-
vasion. Timur's son and successor at Herat,-Shahrokh(807-50/1405-47), was
reportedlya disciple of KhwajaShehab al-Din Abu'l-Makarem,who was either
the custodianor head of the Jam shrinefrom 796-847/1394-1436 and wrote the
book Kholasat al-maqacmat,which he dedicated to Shahrokhin 840/1436.132
Relations between the Timurids and the shaykhs of Jam cooled, however, after
Shahrokhdecided to revive the cult of Herat's patronsaint, Khwaja'Abd Allah
Ansari.133 In 829/1425 Shahrokhbuilt a shrine at Ansari's tomb at Gazor Gah
on the outskirts of Herat and provided a substantialendowment. This was the
first buildingtherein two centuriesand markeda decision to henceforthassociate
the Herat government with the Sufis at Gazor Gah, not Jam.134From then on
Heratwas "thegardenof the Ansaris,"in the words of Jami.135
Conclusions
The period following the Mongol invasion of Iran was a time of religious fer-
ment, markedby the growing influence of the Sufi shaykh at the expense of the
Sunni 'alem and the transformationof Sufism from an elitist form of spiritual
retreatto a mass movement that was at times highly political. In 14th-century
Iran, two very different kinds of Sufism flourished simultaneouslynear the city
of Herat:one, at Chisht, an ascetic, saintly form that eschewed contact with sec-
ular authority;the other, at Jam, a wealthy, elitist form that played an important
role in regional politics. In the early years the Kartsappearto have been influ-
enced by both, but by the 1330s the Sufis at Jam supplantedthe Chishtis for in-
fluence. A study of the two orders illustratesthe great variety of Sufis and the
different ways their ordersevolved, and remindsus that, in Islamic societies, re-
ligious authoritywas more lasting than the secularvariety.
It is evident that there was a close symbiotic relationship between Sufis and
rulers in this period. Even those ordersthat prided themselves on avoiding con-
tact with secular authorities,such as the Chishtis in India, in fact depended on
them for donations and tax exemptions.'37 On the other hand, secular princes
often turnedto Sufi shaykhs when in trouble with rivals or when they needed to
buttresstheir legitimacy.
The Kartsin turnbestowed patronageon the Jam shrine, enlarging its buildings
and relieving it of taxes. They tolerated what was in fact a small sacred state
nearby. They also intermarriedwith the shaykhs to enhance their own prestige
and the legitimacy of the dynasty, and permittedthe Jam Sufis unprecedentedin-
terferencein affairs at court. Above all, the Sufis at Jam providedthe Kartswith
religious sanction for their rule. It is not coincidental that when this sanction
was withdrawn,the dynastyfell.
But despite these ties, the shaykhs of Jam were above all pragmatistswhen it
came to political power. As McChesney found at Balkh,
This also applies at Jam. The shaykhs there were ready to come to an accom-
modationwith whateverpower controlledHerat-whether Turkor Tajik made no
difference. When they sensed that the Chaghataywere the wave of the future,
they quickly aligned with them. By showing such flexibility the Jam Sufis far
outlastedtheir erstwhile patrons,the Karts. As a result, hereditarycontrol of the
shrineat Jam was maintainedwithin the family of Shaykh Ahmad.