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Social Science & Medicine 117 (2014) 160e161

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Social Science & Medicine


journal homepage: www.elsevier.com/locate/socscimed

Commentary

History, complexity and health systems research


Gerald Bloom
Institute of Development Studies, University of Sussex, Brighton, BN1 9RE, UK

a r t i c l e i n f o

Article history: transition “towards more diverse and open pluralist models of
Received 27 June 2014 administration” in several countries in East and Southeast Asia. In
Accepted 18 July 2014 doing so, it challenges simplistic understandings of health policy
Available online 18 July 2014 processes that ignore the importance of context.
The Grundy et al. paper presents timelines of both political/
Keywords:
economic/social development and health policy change in the
Policy change
Institutional development study countries and demonstrates a temporal relationship between
Social transition the former and the latter. It then argues that the historical and
Health reform development context strongly influences health system organisa-
tion. The authors argue that their historical approach raises serious
questions about the way that system thinking has been applied to
the health sector. They emphasise the importance of beliefs and
social attitudes for the stability of a health system and argue that
this is one reason why health systems are highly path dependent.
There is a big gap between the clear and simple health devel- They also focus on how health policy turning points emerge in
opment goals that national governments and international orga- response to political and/or economic transformation. Their
nisations put forward and the messy reality of many health sectors. critique of certain types of systems thinking is rather similar to the
A recent paper on Bangladesh, for example, describes a pluralistic one put forward by a growing number of health systems re-
health system with a wide variety of service providers in terms of searchers, who are applying methods associated with the study of
training, ownership and relationship to the regulatory framework complex adaptive systems to the health sector (Adam and de
(Ahmed et al., 2013). It identifies several factors that have Sevigny, 2012: Paina and Peters, 2012). However, Grundy et al.
contributed to substantial mortality reductions and argues that we emphasise the need for more research that situates health system
need new ways to analyse this kind of system. In a recent paper in development in its historical and political economic context. This is
this journal, a colleague and I highlighted the challenges associated an important agenda for future research.
with the management of health system development in places The Grundy et al. paper says rather little about the political
undergoing rapid and interconnected economic, social and de- processes that have led to specific outcomes in the study countries.
mographic changes (Bloom and Wolcott 2013). We argued for more This would have required a clearly articulated theory of health
research that situates this kind of pluralistic health system in its institution-building with testable hypotheses. The lack of an
context. We identified several intellectual traditions on which this explicit analytical framework may have led the authors to make
research could draw including the study of complex adaptive sys- some unsubstantiated statements. For example, they assert that the
tems, historical institutionalism, studies of transitions of socio- so-called Washington Consensus of large international organisa-
technical or economic regimes and the political economy of social tions, such as the IMF, World Bank and Asian Development Bank,
policy. strongly influenced decisions about both broad development stra-
The paper by Grundy et al. (2014), makes an important contri- tegies and health system organisation in the study countries. This is
bution to thinking on this topic. It advocates an “ecological model the first time they include an international policy dimension in
for analysis of policy development, whereby health systems are their analysis. They do not explain why they consider these docu-
considered as dynamic social constructs shaped by changing po- ments more important than, for example, those reflecting Chinese
litical and social conditions”. It reports the findings of comparative thinking about their transition to a market economy. They also do
case studies, which explore the link between health policy and the not explore the relative influence of local and global factors,
including new ideas, on the major changes in political and eco-
nomic regime that have emerged in many of the study countries
DOI of original article: http://dx.doi.org/10.1016/j.socscimed.2014.07.047. and on how health sector reform options have been framed. In
E-mail address: G.Bloom@ids.ac.uk.

http://dx.doi.org/10.1016/j.socscimed.2014.07.048
0277-9536/© 2014 Elsevier Ltd. All rights reserved.
G. Bloom / Social Science & Medicine 117 (2014) 160e161 161

consequence, although the paper argues convincingly that changes identifying those applicable to other contexts. The increasing
in health policy have been influenced by the wider political and involvement of BRAC International, a Bangladeshi NGO, in other
economic context, it is difficult to take the analysis much further in low and middle-income countries, is providing important oppor-
exploring processes of policy change, without further research. tunities to test the degree to which health system development
The concept of a “health system” is a heuristic device for un- strategies can be transferred between contexts.
derstanding a complex reality. Analysts draw different boundaries Research that addresses questions about the processes of health
around the system depending on the questions they are trying to system development can take several forms. We need more
answer. In drawing these boundaries they exclude other questions retrospective studies that document the factors influencing health
and alternative policy options. Leach et al. (2011) argue that the way system change. These could be country-specific or could involve
a system is “framed” is influenced by the interests and un- cross-country comparisons. This kind of study is often hampered by
derstandings of the analyst and the policy options they are willing the lack of good data. This raises the possibility of prospective
to consider. They go on to argue that there is a risk that the un- studies of change processes, which anticipate the likelihood of
derstandings and interests of the poor and powerless will not be unintended outcomes and the need for constant correction of
taken into account adequately, unless an effort is made to explore implementation strategies. This kind of study could ensure that
how they understand and analyse the situation. They recommend relevant data are collected and, if it were extended over a number
that researchers look for alternative framings of a system as part of of years, would provide important evidence on what works and
an analysis of policy options. One example is the way that health why in the management of large scale health system development
systems are often defined in terms of the legal status of providers of and reform.
health-related goods and services. These criteria exclude informal Many countries are in the midst of very rapid economic, social
providers, who practice outside the legal framework, despite the and demographic changes, which necessitate similarly rapid health
fact that they are an important source of health care for the poor in sector changes. Technological developments, such as the spread of
many low and middle-income countries (Sudhinaraset et al., 2013). mobile phones and the development of low cost diagnostic tests,
There is evidence that the spread of these markets has increased are also having a growing influence on health system organisation.
access to potentially life-saving drugs, but it has also exposed cli- It is impossible to predict the direction of change, but it is safe to
ents to risks from ineffective treatment and harmful side effects and predict that it will be rapid. Those responsible for overseeing health
it has increased the danger of the emergence of organisms resistant system development have little guidance on how best to manage
to drug therapies. The way the boundaries have been drawn is one this kind of rapid change. In this context, there is a major risk that
explanation for the dearth of information on these providers and health systems will fail to meet their policy goals. This is a big
the lack of effective policies for improving their performance. If challenge for the research community. Research that situates
researchers want to analyse the health system used by these clients, health systems in a wider context of history and political economy
they need to define it to include informal providers. can help reduce this risk.
One contribution of a historical approach to the analysis of
health system development is its focus on the process of change.
Grundy et al. emphasise the importance of path dependency and of Acknowledgements
major turning points. They mostly link the direction of change to
the broad macro-economic context. In doing so they leave unan- This paper is an output of the Future Health Systems Con-
swered a number of questions about the different influences on the sortium, funded by a grant from the UK Department for Interna-
particular development pathway that was chosen. This raises tional Development and the STEPS Centre, funded by the Economic
questions about the political economy of the health sector and the and Social Research Council, of the UK.
relative roles of national and transnational interest groups and of
their different understandings of the development options.
A growing body of work is bringing a historical perspective to References
the analysis of health policy and health system development. Two
Adam, T., de Sevigny, D., 2012. Systems thinking for strengthening health systems in
recent books have used retrospective case studies to explore factors LMICs: need for a paradigm shift. Health Policy Plan. 27, iv1eiv3.
contributing to successful health system development (Peters et al., Ahmed, S.M., Evans, T., Standing, H., Mahmud, S., 2013. Harnessing pluralism for
2009; Balabanova et al., 2012). They present case studies of “suc- better health in Bangladesh. Lancet 382, 1746e1755.
Bloom, G., Wolcott, S., 2013. Building institutions for health and health systems in
cessful” processes of health system reform and development and contexts of rapid change. Soc. Sci. Med. 96, 216e222.
derive general lessons from these experiences. Both books Balabanova, D., McKee, M., Mills, A., 2012. Good Health at Low Cost' 25 Years On:
conclude that the specific design of a particular policy is much less What Makes a Successful Health System. London School of Hygiene and
Tropical Medicine, London, p. 47.
important that the management of change and development. They Chowdhury, M., Bhuiya, A., Chowdhury, M., Rasheed, S., Hussain, Z., Chen, L., 2013.
conclude that in-depth studies of specific change processes are The Bangladesh paradox: exceptional health achievement despite poverty.
needed. An important recent example is presented in two papers in Lancet 382, 1734e1745.
Grundy, J., Hoban, E., Allender, S., Annear, P., 2014. The intersection of political
a special issue of the Lancet on Bangladesh (Chowdhury et al., 2013;
history and health policy in Asia: the historical foundations for health policy
Ahmed et al., 2013). The authors, many of whom have very long analysis. Soc. Sci. Med. 117, 150e159.
experience of work in the Bangladesh health sector, present their Leach, M., Scoones, I., Sterling, A., 2011. Dynamic Sustainabilities: Technology,
Environment Social Justice. Routledge, London.
reflections on its development since the 1970s. They analyse the
Paina, L., Peters, D., 2012. Understanding pathways for scaling up health services
intersection between developments in health and other sectors and through the lens of complex adaptive systems. Health Policy Plan. 5, 365e373.
identify several factors that have contributed to major health im- Peters, D., El-Saharty, S., Siadat, B., Janovsky, K., Vujicic (Eds.), 2009. Improving
provements. They provide tentative explanations which could be Health Service Delivery in Developing Countries. World Bank, Washington.
Sudhinaraset, M., Ingram, M., Lofthouse, H.K., Montagu, D., 2013. What is the role of
explored in greater depth. Although the findings are convincing for informal healthcare providers in developing countries? A systematic review.
the specific context of Bangladesh, there are great challenges in PloS ONE 8 (2), e54978.

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