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Medical Hypotheses (2006) 67, 411–418

http://intl.elsevierhealth.com/journals/mehy

What frontotemporal dementia reveals about


the neurobiological basis of morality
Mario F. Mendez *

Departments of Neurology and Psychiatry and Biobehavioral Sciences, University of California


at Los Angeles, Neurobehavior Unit (691/116AF), V.A. Greater Los Angeles Healthcare Center,
11301 Wilshire Blvd, Los Angeles, CA 90073, USA

Received 1 January 2006; accepted 4 January 2006

Summary There is evidence that moral behavior is a product of evolution and an innate aspect of the human brain.
Functional magnetic resonance studies in normals, investigations of psychopaths, and acquired sociopathy from brain
lesions suggest a neurobiology of moral behavior. Reports of sociopathy among patients with frontotemporal dementia
(FTD) have provided a further opportunity to clarify the neurobiology of morality. They confirm a morality network that
includes the ventromedial frontal cortex, the orbitofrontal cortex, and the amygdalae. The right ventromedial region
is critical for the emotional tagging of moral situations, the orbitofrontal cortex responds to social cues and mitigates
impulsive reactions, and the amygdalae are necessary for threat detection and moral learning. Alterations in moral
behavior in FTD may result from a loss of the emotional label of moral dilemmas, coupled with disinhibited responses.
More investigations are needed to fully understand how the brain mediates moral or ethical behavior.
c 2006 Elsevier Ltd. All rights reserved.

Introduction and hypothesis ousy, a sense of fairness, feelings of reciprocity,


righteousness, and consolation [2–4].
Morality is about ideals of human conduct such as If much of morality is innate and a product of
empathy, fairness, self-control, and duty [1]. evolution, what is its neurobiological basis? Investi-
These ideals promote social groups through moral gations are beginning to clarify the brain substrates
emotions such as guilt, gratitude, compassion, of moral behavior. Functional magnetic resonance
xenophobia, and outrage at unfair treatment. Much imaging (fMRI) studies in normals exposed to moral
evidence indicates that moral ideals and emotions pictures implicate frontotemporal regions in moral
are the products of evolutionary pressures on social judgments [2,3]. These studies suggest a ‘‘morality
animals [1,2]. Studies with apes and other nonhu- network’’ that particularly comprises the right ven-
man animals describe moral behavior guided by tromedial (VM) frontal cortex, the orbitofrontal
moral emotions such as empathy, gratitude, jeal- (OF) cortex, and the amygdalae [2,3,5]. The VM
frontal region, or the lower inner aspect of the
frontal lobes, attaches socioemotional value to
* Tel.: +1 310 478 3711x42696; fax: +1 310 268 4181. environmental stimuli and biases moral judgments.
E-mail address: mmendez@UCLA.edu. The OF cortex, or the inferior underbelly of the


0306-9877/$ - see front matter c 2006 Elsevier Ltd. All rights reserved.
doi:10.1016/j.mehy.2006.01.048
412 Mendez

frontal lobes, processes social cues and inhibits both (see Fig. 1). The transgression of social norms
immediate and amygdalar responses [6]. The amy- is a core diagnostic feature of FTD. Another core
gdalae, located in the adjacent anteromedial tem- behavioral feature is ‘‘emotional blunting,’’ a term
poral lobes, mediate the response to threat and that includes a loss of empathy or appreciation of
aversive social and moral learning [7]. fMRI hypoac- the feelings of others [9]. Patients with FTD have
tivity in the amygdalae may represent the neural a loss of insight for their behavior and its conse-
correlate of psychopathic behavior and overactiv- quences. Together, these core behavioral features
ity may underlie social fear [8]. Finally, in humans, of FTD suggest a disturbance in the neurobiological
this morality network can be overridden by dorso- substrate of morality [10].
lateral (DL) frontal ‘‘executive’’ processes [5]. FTD patients manifest violations of moral rules
In addition to fMRI studies in normals, the study or norms early in their disease [9]. These patients
of patients with brain disease can significantly con- appear self-centered and do not respond to the
tribute to our understanding of the neurobiology of needs of others or even acknowledge them. Antiso-
morality. Focal strokes and tumors and develop- cial behavior, a measure of ‘‘immoral behavior,’’
mental disorders such as autism have also impli- occurs in more than half of patients with FTD
cated the medial and inferior frontal and anterior [11]. Investigators have described FTD patients
temporal/amygdalar regions. There is an additional with stealing and shoplifting [10,12,13], inappro-
slow, more insidious neurodegeneration of these priate sexual behavior [14,15], physical aggression
moral regions of the brain. Frontotemporal demen- and acts of violence [12,15], frequent traffic viola-
tia (FTD) gradually alters moral behavior and allows tions and hit-and-run accidents [16], and even
a specific examination of the relationship between pedophilia [10] (see Table 1).
neuropathology and moral behavior. Alterations in A review of the literature suggests different
moral behavior in FTD are, therefore, another win- mechanisms that could account for defective moral
dow to the organization of moral behavior in the judgment in FTD. It could result from a loss of the
brain. The hypothesis proposed here is that altera- knowledge of right or wrong or the development of
tions in moral behavior in FTD result from a loss of a ‘‘moral agnosia’’. It could result from an alter-
the emotional value of moral dilemmas, coupled ation in the ability to reason logically as applied
with disinhibited responses. to moral judgments. It could result from deficits
in person recognition, empathy, theory of mind,
emotional responsiveness to moral dilemmas, or a
Frontotemporal dementia general ‘‘somatic marker’’. In addition, there
may be a contribution from an inability to control
FTD is a progressive neurodegenerative disorder immediate impulses. This article examines these
that affects the frontal lobes, temporal lobes, or possibilities in FTD after first defining the neurobi-

Figure 1 2-[F-18] fluoro-D-glucose positron emission tomography (PET) images in the horizontal plane of a patient
with frontotemporal dementia. The scans are in the resting state and show prominent loss of metabolic activity in the
frontal and anterior temporal regions.
What frontotemporal dementia reveals about the neurobiological basis of morality 413

brain injury, and others. On neurological examina-


Table 1 Sociopathic acts among 16 patients with
frontotemporal dementia tions, the 31 murderers showed frequent frontal
(20; 64.5%) or temporal (9; 29%) deficits. In another
Number Type
study [26], 20% of violent males imprisoned in a max-
3 Unsolicited sexual approach or touching imum-security mental hospital had focal temporal
3 Traffic violations including hit-and-run abnormalities on electroencephalograms and 41%
accidents had temporal lobe changes on neuroimaging, com-
2 Physical assaults pared to 2.4% and 6.7% for the nonviolent group,
1 Shoplifting respectively. Single photon emission tomography
1 Deliberate non-payment of bills
has shown a relationship of psychopathological fea-
1 Pedophilia
tures with frontotemporal hypoperfusion [28], and
1 Indecent exposure in public
1 Urination in inappropriate public places magnetic resonance spectroscopy has shown a rela-
1 Stealing food tionship of violent behavior with low frontal neuro-
1 Eating food in grocery store stalls nal density and high-energy metabolism [29].
1 Breaking and entering into others’ homes Additionally, on neuropsychological measures,
executive functions from the DL frontal lobes are
From Ref. [11].
frequently impaired in institutionalized psycho-
paths, antisocial individuals, and violent psychiatric
inpatients [29–32]. This DL frontal dysfunction may
ology of developmental sociopathy in psychopaths be more related to degree of success rather than to
and of acquired sociopathy from brain lesions. the presence of psychopathy itself [33]. Some inves-
tigators suggest that, compared to DL deficits, OF
deficits are more consistently present among psy-
The neurobiological basis of psychopaths chopaths [17,34].
In addition to frontal changes [32], psychopaths
Psychopaths are egocentric, lack empathy or social are deficient in some amygdalar functions [17,22].
emotions, and commit antisocial acts [17]. They Whereas impulsive reactive aggression may follow
engage in deception, lying, manipulation, intimida- the OF damage, the more specific instrumental
tion, and violence in order to control others for aggression with impaired processing of fear and
personal gain. As children, future psychopaths distress cues, may follow amygdalar damage [17].
may torture small animals, set fires, commit van- The amygdalae play a role in averse conditioning
dalism, and be incorrigible to punishment. As (punishment) and instrumental learning (especially
adults, they can reason morally but have difficulty passive avoidance learning), and the retrieval of
distinguishing between victim-based and social socially relevant knowledge, such as facial trust-
rule-based transgressions [17]. The most specific worthiness or approachability [7]. Psychopaths
characteristics of psychopaths are the presence are impaired in these amygdalar functions and,
of instrumental (predatory, goal-directed, cold- along with autonomic hyporesponsivity to aversive
blooded) aggression and the absence of significant stimuli such as social criticism, lack moral sociali-
autonomic nervous system arousal to socioemo- zation and fail to develop moral behavior [17].
tional stimuli [17]. Psychopaths show little alter-
ation in heart rate, blood pressure, respirations,
or galvanic skin responses when they are subjected Acquired sociopathy
to fear, stress, or unpleasant pictures and, conse-
quently, seek constant stimulation [18–20]. Fur- Acquired sociopathy refers to the behavior of per-
thermore, antisocial persons with reduced sons who, after acquired brain lesions, violate so-
autonomic arousal during social stressors have re- cial and emotional norms and rules. Amygdalar
duced prefrontal gray matter volume [21]. lesions are not as related to acquired sociopathy
There is a high incidence of frontotemporal as are VM and OF lesions. The amygdalae modulate
changes among violent offenders [22]. Positron reactive, emotional aggression and the brain stem-
emission tomography (PET) studies have shown fron- hypothalamus threat response system [17], and
tal or anterior temporal hypometabolism in murder- amygdalar lesions may result in the Klüver–Bucy
ers pleading not guilty by reason of insanity and in syndrome with placidity, rather than a more perva-
violent psychiatric inpatients [19,23–26]. In one sive loss of moral behavior. Compared to later le-
study [27], 20 (64.5%) of 31 murderers had specific sions, VM or OF lesions acquired before age 16
neurological diagnoses, including mental retarda- months may lead to more severe antisocial behav-
tion, cerebral palsy, epilepsy, alcoholic dementia, ior and repeated failure to respond to interventions
414 Mendez

[35]. Like psychopaths, those with acquired sociop-


Table 2 Moral behavior inventory
athy from brain lesions have autonomic hypore-
sponsivity, especially in response to social stimuli How wrong is it if you:
[21,36,37], but, unlike psychopaths, they do not 1 – Not wrong 2 – Mildly wrong 3 – Moderately
have the constant need for stimulation, grandios- wrong 4 – Severely wrong
ity, deceitfulness, manipulativeness, and instru- _____ Fail to keep minor promises
mental aggression [38]. Moreover, the autonomic _____ Take the last seat on a crowded bus
hyporesponsivity is more general in acquired soci- _____ Sell someone a defective car
opathy and more selective for fearful and sad _____ Drive after having one drink
_____ Cut in line when in a hurry
expressions in psychopaths [39,40].
_____ Don’t give blood during blood drives
Lesion studies suggest that the VM frontal cortex,
_____ Are mean to someone you don’t like
especially on the right, is critical to socioemotional _____ Say a white lie to get a reduced fare
decision-making, emotional functioning, and social _____ Drive out the homeless from your community
behavior [41,42]. The VM frontal cortex, which has _____ Always let others pay at a restaurant
rich interconnections with limbic structures, guides _____ Not help someone pick up their dropped papers
moral and social behavior by re-experiencing previ- _____ Keep over-change at a store
ously learned somatic and emotional responses in _____ Not offer to help after an accident
novel social situations [37,43–45]. Patients with _____ Ignore a hungry stranger
VM frontal lesions have a general dampening of _____ Fail to vote in minor elections
emotional experience, autonomic responsivity, _____ Keep money found on the ground
_____ Temporarily park in a handicap spot
and insensitivity to future consequences or out-
_____ Cut off drivers on the freeway
comes of their actions [36,37,42–47]. Yet, they
_____ Take the largest piece of a pie
are aware of their actions and possess the necessary _____ Falsely get out of jury duty
knowledge to anticipate future outcomes [48]. _____ Ask others do some of your homework
The OF evaluates socioemotional cues, sup- _____ Take credit for others’ work
presses impulsive and aberrant responses, and par- _____ Refuse to help people who don’t deserve it
ticipates in response reversal learning [38]. OF _____ Get more time off than your co-workers
damage impairs the use of feedback from aversive From Ref. [10]. This questionnaire presents acts for you to
socioemotional cues, such as angry expressions or evaluate in terms of right or wrong. Please answer to the
punishment; this feedback is necessary for judging best of your ability. Choose 1 if the item seems not wrong.
the appropriateness of responses and for controlling Choose 4 if the item seems severely wrong. Use 2 and 3 for
impulsive reactions [6,35,38,49–51]. In addition to in-between degrees of wrongness.
simple motor impulsivity, patients with OF lesions
have reactive, aggressive dyscontrol with violent tory to patients with FTD (see Table 3) [10]. This
or angry emotional outbursts [49,52–54]. Finally, inventory queried patients for their responses on a
the OF is necessary for changing a response to a stim- Likert Scale to common issues requiring contempo-
ulus when the reinforcement contingencies change. rary moral knowledge. In comparison to AD patients
and normal controls, the FTD patients had retained
knowledge of moral rules and conventional norms.
Morality and FTD They did not display deficits in moral semantic mem-
ory, and they knew the conventional right and wrong
FTD patients resemble those with acquired sociop- answers to moral questions.
athy much more than they do psychopaths. FTD pa- Violations of moral rules may result from impair-
tients are emotionally shallow and autonomically ment in the ability to make rational, non-emotion-
hyporesponsive, but they lack deliberate deceitful-
ness, instrumental aggression, or the need for con-
Table 3 Possible mechanisms for disturbed moral
stant stimulation [9,15,55]. Several mechanisms behavior in FTD
could explain the moral transgressions found
Loss of moral knowledge or ‘‘moral agnosia’’
among patients with FTD (see Table 2).
Defective non-emotional moral reasoning
One possibility is that patients with FTD loss moral
Impaired person recognition network
knowledge or develop a ‘‘moral agnosia.’’ Similar to Loss of cognitive or emotional empathy
the loss of semantic knowledge in the related seman- Abnormal theory of mind
tic dementia syndrome [9], those with FTD might Defective emotional moral reasoning
lose semantic knowledge for moral rules and norms. Abnormal somatic marker
In order to evaluate for the presence of moral agno- Poor impulse control
sia, one study administered a moral behavior inven-
What frontotemporal dementia reveals about the neurobiological basis of morality 415

based moral judgments [5]. The ability to apply exact nature of the necessary lesion, however, is
non-emotional moral reasoning requires DL frontal unclear since extensive damage to the VM frontal
executive abilities. Greene et al. [56] used func- lobes bilaterally can spare most ToM functions
tional MRI data to indicate that DL frontal pro- [78]. ToM may be defective in some individuals
cesses, such as working memory and abstract with FTD [79–82]. They may be particularly unable
thought, drive reflective moral reasoning. Prior re- to read the feelings and emotions (‘‘affective
search, however, has shown that FTD patients can ToM’’) of others as evident on irony and faux pas
reason normally when the dilemmas or tasks involve tasks [82,83]. Both impaired affective ToM and loss
‘‘impersonal’’ or non-emotional decisions [10]. of empathy suggest a problem in the emotional
Disturbances along a person recognition network labeling of experience in patients with FTD.
in the right frontotemporal region may affect moral Violations of moral rules may result from damage
behavior [57,58]. Semantic information appears to to automatic, emotionally-based moral judgments
be organized into an ‘‘animate’’ category and a [1–3]. Rather than deliberate and overtly rational,
‘‘person-specific’’ discrete region in the right ante- most moral judgments are actually rapid, involun-
rior temporal region and may include a mechanism tary, emotional and intuitive, and, when violated,
for ‘‘humanness’’ [57,59–63]. Right anterior tem- elicit negative emotional feelings [5,84]. Greene
poral lesions or dementia can disproportionately im- et al. [56] showed that socioemotional dispositions,
pair access to living things, a person-specific such as discomfort at the prospect of causing direct
knowledge from faces, facial emotions, voice, and harm to a specific person, drive automatic moral re-
other modalities [57,49,61,64]. FTD studies have sponses and one associated with fMRI activity in the
shown decreased recognition of facial emotions, VM frontal lobes [5,56]. Insensitivity to personal
especially negative emotions, with right temporal moral dilemmas results when this VM system is dis-
(amygdala) and OF involvement and decreased turbed from focal lesions [43,44,48]. In a unique
detection of ‘‘humanness’’ with right temporal study, FTD patients were impaired in their ability
FTD [55,57,63,65,66]. Disturbances along this per- to immediately respond to emotionally-based moral
son recognition network, however, would not ex- dilemmas, compared to AD patients and normal
plain most victimless sociopathic acts and could controls [10]. The FTD patients solved moral dilem-
not account for a more general alteration in moral mas in an impersonal deliberate fashion. These
behavior in FTD. findings again point to a disturbance of automatic
Morality involves empathy, or the ability to iden- emotional ‘‘tagging’’ of environmental situations.
tify and understand others’ feelings and emotions. Normal individuals reactivate previously learned
Empathy has cognitive components such as perspec- and felt somatic or physiological reactions to prior
tive taking and emotional components such as emo- social situations in response to new social situa-
tional contagion. People understand the mental and tions [45]. When this ‘‘Somatic Marker’’ system is
emotional states of others by representations that disturbed, as in VM damage, there is insensitivity
simulate the same mental and emotional state in to potentially negative consequences despite re-
themselves [67]. FTD patients with predominant tained knowledge of social rules and potential out-
right hemisphere involvement develop personality comes [44,45,48]. The FTD patients with
changes consistent with a loss of empathy for other sociopathy resemble those with acquired VM le-
human beings [14,68,69]. Studies of FTD patients sions in their insensitivity to the potential conse-
have also shown decreased cognitive empathy (per- quences of their acts despite retained knowledge
spective taking) and decreased agreeableness with of potential outcomes [11]. Disturbances in the so-
right OF involvement and interpersonal coldness or matic marker system is yet another reflection of
decreased emotional empathy with anterior tempo- impaired emotional reactivity evident in the loss
ral involvement [70–73]. Similar to disturbances in of affective ToM and of emotional moral decision-
person recognition, the presence of decreased making. This emotional disconnection is critical ap-
empathy, whether cognitive or emotional, cannot pears alterations in moral behavior in FTD.
entirely explain sociopathic acts that do not involve A final and somewhat distinct consideration is the
other individuals. Loss of moral behavior in FTD is loss of control, or impulsivity, that often accompa-
even more general than their loss of empathy. nies OF injury. This can lead to impulsive theft,
Theory of mind (ToM) is the ability of individuals sexual touching, and even reactive aggression.
to attribute motivations, affects, and thoughts to Although FTD patients resemble those with OF dam-
others [74,75]. Deficits in ToM are characteristic age in their tendency to react impulsively in tempt-
of autism. In some situations, ToM can also be dis- ing situations, many of their immoral acts, such as
turbed in those with VM, OF, or DL frontal and amy- nonpayment of bills, lack of emotional support,
gdalar lesions, especially on the right [75–77]. The some traffic violations, and others (See Table 1),
416 Mendez

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