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Comparison of Bilateral and Unilateral Training for Upper Extremity Hemiparesis in Stroke
Mary Ellen Stoykov, Gwyn N. Lewis and Daniel M. Corcos
Neurorehabil Neural Repair 2009 23: 945 originally published online 16 June 2009
DOI: 10.1177/1545968309338190
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What is This?
Background. Upper extremity hemiparesis is the most common poststroke disability. Longitudinal studies have indicated that 30% to 66%
of stroke survivors do not have full arm function 6 months poststroke. One promising treatment approach is bilateral training. To date,
no randomized, blinded study of efficacy comparing 2 groups (bilateral training vs unilateral training) using analogous tasks has been
performed in chronic stroke survivors with moderate upper extremity impairment. Objective. To compare the effectiveness of bilateral
training with unilateral training for individuals with moderate upper limb hemiparesis. The authors hypothesized that bilateral training
would be superior to unilateral training in the proximal extremity but not the distal one. Methods. Twenty-four subjects participated in a
randomized, single-blind training study. Subjects in the bilateral group (n = 12) practiced bilateral symmetrical activities, whereas the
unilateral group (n = 12) performed the same activity with the affected arm only. The activities consisted of reaching-based tasks that
were both rhythmic and discrete. The Motor Assessment Scale (MAS), Motor Status Scale (MSS), and muscle strength were used as
outcome measures. Assessments were administered at baseline and posttraining by a rater blinded to group assignment. Results. Both
groups had significant improvements on the MSS and measures of strength. The bilateral group had significantly greater improvement
on the Upper Arm Function scale (a subscale of the MAS-Upper Limb Items). Conclusion. Both bilateral and unilateral training are
efficacious for moderately impaired chronic stroke survivors. Bilateral training may be more advantageous for proximal arm function.
From the Department of Kinesiology and Nutrition, the University of Illinois at Chicago (MES, DMC); Sensorimotor Performance Program, Rehabilitation
Institute of Chicago, Chicago, Illinois (MES, GNL); and the Health and Rehabilitation Research Centre, AUT University, Northcote, Auckland, New Zealand
(GNL). Address correspondence to Mary Ellen Stoykov, PhD, Department of Kinesiology and Nutrition, the University of Illinois at Chicago, 1919 W Taylor
Street, 690 CMET, Chicago, IL 60612. E-mail: mphillips@ric.org.
945
Downloaded from nnr.sagepub.com at RUSH UNIV on October 7, 2011
946 Neurorehabilitation and Neural Repair
Figure 1
Motor Assessment Scales (MAS) Preintervention and Postintervention Group Means and Standard Errors
Note: MAS-Upper Limb Items (D) is the combined score of the 3 scales (A-C). Note that scales are different values. *Significant at P < .05.
the entire arm. It should be noted that the subjects in this study unilateral group were more likely to report greater ease with
were at a much higher level with a mean baseline MAS-Upper activities having more distal requirements (ie, grasping com-
Arm Function scale score of 5.5 out of a possible 6, compared munion between the fingers).
with 1.8 for subjects in the present study. Cauraugh and Kim6 Some studies, investigating bilateral training for lower func-
showed a benefit of bilateral training for the wrist over unilat- tioning subjects, have used training tasks for control groups that
eral training in mildly impaired subjects, but this was for distal were not comparable with the bilateral tasks.10,15,17 For example,
function. When comparing the 3 studies, it is clear that the neurodevelopment treatment has been used as the control inter-
beneficial differential effect of bilateral training over unilateral vention in 2 studies.10,17 Another study used electric stimulation
training was most evident in the portion of the limb that was for control treatment.15 In this study, the control electric stimu-
emphasized in the training protocols. lation group performed 60 to 80 wrist extension repetitions
Using the standards reported by van der Lee et al,39 the dif- per session compared with 800 forearm and wrist repetitions
ference in the change score of the MAS-Upper Arm Function performed by the experimental group who received bilateral
scale between the groups was 8.6% of the total scale, which robotic training. Therefore, differences in the intensity of the
approaches the minimal clinical important difference of 10%. training also could explain why the bilateral groups in both stud-
Thus, the difference is clinically relevant to some of the sub- ies had a superior outcome. Our protocol of including the same
jects in the bilateral group. After training, some subjects in the training tasks in the unilateral and bilateral treatment groups is
bilateral training group reported that it was easier to perform a superior test of the benefits of bilateral training as it allows for
activities such as bathing and carrying objects. Subjects in the a direct comparison between the 2 training modalities.
Figure 2 Figure 3
Motor Status Scales (MSS) of Preintervention and Shoulder and Wrist Strength Measures
Postintervention Group Means and Standard Errors
Note: MSS-Total scale (A) is the combined score of the 2 scales (B and C). Note: *P < .05, **P < .01.
*P < .05, **P < .01.
Our results can also be compared with unilateral training to the improvements in distal movement found in the present
studies that have used equivalent outcome measures. One study that were not manifest in the robotics-based study.
study, using a robotics-based upper limb intervention (N = 42), The improvements in distal movement found in the present
reported a 6% improvement in the MSS.40 In comparison, the study are similar to a previous study that also found changes
present study found a 14% and 19% change in the bilateral and in distal movement following bilateral training targeting only
unilateral groups, respectively. This difference is partially due the proximal arm.11 These authors speculated that changes in
distal movement were the result of neural mechanisms inherent study reported evidence of normalization of inhibitory mecha-
in bilateral training. In the present study, there were distal nisms following rhythmic bilateral symmetrical movements of
improvements in both the bilateral and unilateral groups. the wrist.48 This study was unique as bilateral movement was
Therefore, the mechanism cannot be specific to bilateral train- used as a motor priming technique prior to training in func-
ing. We can speculate that the mechanism may be because of the tional hand tasks. In comparison to a control group performing
effects of rhythmic, synchronized movement, which, according only functional tasks, the bilateral priming group demon-
to Ackerley et al,41 facilitates a generalized increase in cortical strated reestablishment of interhemispheric inhibition from the
excitability, possibly leading to use dependent plasticity. ipsilesional on to the contralesional cortex as well as normal-
Results of the MAS-Upper Arm Function scale indicated ization of short-interval intracortical inhibition in the contral-
significant differences between the bilateral and unilateral esional hemisphere. These changes in inhibitory mechanisms
groups; however, the results of the MSS-Shoulder/Elbow scale are most likely responsible for the decrease in excitability of
detected no such differences. The differences in findings may be the contralesional cortex.
because of the characteristics of the respective scales and which Some of the previously reported beneficial effects of bilat-
component(s) of movement they measure. The MAS-Upper eral training10-13 and that seen in our study may be, in part,
Arm Function scale has only 6 items and measures the stability because of neural mechanisms controlling rhythmic move-
and movement of the shoulder in various postures including ment. Synchronized movement to a beat produces a general-
supine, sitting, and standing. Because scores on this scale range ized increase in cortical excitability, not exclusive to the
from 0 to 6, improvement on the scale requires a considerable cortical areas associated with the muscle being trained.41
increase in trunk and shoulder stability. The improvement on the Neurophysiological studies have also indicated that both bilat-
MAS-Upper Arm Function scale for the bilateral group is prob- eral and unilateral synchronized movements facilitate cortical
ably because of increased proximal stability. In contrast, the excitability.41,49 The increased cortical excitability during
MSS-Shoulder/Elbow scale measures the magnitude and con- rhythmic movement may result in longer-term improvements
trol of a variety of isolated shoulder and elbow joint movements in synaptic efficacy in the motor cortex. These neural changes
in unsupported sitting. The total possible score is 40 points. provide optimal conditions for learning a motor task and can
Thus, the MSS-Shoulder/Elbow scale detects improvements in account for translation to nonrhythmic movement conditions.
isolated joint movement. The absence of a differential bilateral Indeed, there is ample evidence documenting improvements in
effect on the MSS may indicate that both bilateral and unilateral behavioral measures after rhythmic movement training for a
training are efficacious for training of isolated joint motion. number of neurorehabilitation populations.11-13,50-55 Further
evidence in support of rhythmic movement includes a bilateral
Possible Mechanisms of Bilateral Training training study that did not use rhythmic movement and subse-
quently found no improvements following a course of bilateral
In support of the hypothesis that greater improvements in the training.56 However, others have speculated that discrete
bilateral group in the MAS-Upper Arm Function scale are movement may be more beneficial to bilateral training than
related to improved trunk stability, a study examining the effect rhythmic movement.57 Future studies should compare discrete
of upper extremity exercises on the trunk found that a bilateral and rhythmic training with auditory feedback in both unilat-
symmetrical exercise produced greater electromyography activ- eral and bilateral conditions to more specifically identify the
ity in the trunk muscles than unilateral exercises.42 Trunk stabil- effective components of rehabilitation protocols.
ity is extremely important to proximal upper extremity control.
Sitting unsupported or standing while reaching symmetrically
with both arms promotes trunk extension43 and requires signifi- Study Limitations
cantly more coactivation in the trunk musculature. Physical The sample size was small and may have affected the abil-
therapists have used bilateral symmetrical arm exercises to ity to detect differences between the groups in the MSS. It is
improve core stabilization in a variety of populations.44 Also, also important to note that, although the rater was blinded to
others have indicated that changes in postural stability can group assignment, the principal investigator enrolled subjects,
improve poststroke upper extremity control.45 provided the training, and analyzed the data. This could intro-
Neural mechanisms underlying bilateral training have been duce bias in the delivery of treatment. We believe this is
speculated on. Bilateral movement training may facilitate unlikely, however, because both groups improved equally on
rebalancing of the asymmetry of poststroke hemispheric corti- the majority of measures. Another limitation is that restraining
comotor excitability. Typically, the contralesional cortex of the trunk did not include a uniform method such as a piece
increases in excitability and the lesioned cortex decreases.46 of equipment. Instead, the therapist used verbal or tactile cues
Rebalancing of hemispheric asymmetry occurs because of a to restrain subjects.
change in inhibitory mechanisms including both short interval
intracortical inhibition and interhemispheric inhibition. In
Conclusion
several bilateral training studies, a decrease in cortical excit-
ability in contralesional motor cortex was associated with an We concur with previous studies that have found bilateral
improvement in motor skill of the affected arm.9,47 A recent training to be efficacious for stroke survivors.6-15 We have
extended the bilateral training research findings by including a 9. Summers JJ, Kagerer FA, Garry MI, Hiraga CY, Loftus A, Cauraugh JH.
unilateral training group that performed nearly identical activities. Bilateral and unilateral movement training on upper limb function in
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Although Summers et al9 found significant improvements in a 10. Luft AR, McCombe-Waller S, Whitall J, et al. Repetitive bilateral arm
short-term bilateral versus unilateral training study with mildly training and motor cortex activation in chronic stroke: a randomized con-
impaired subjects, our results also suggest a superior outcome trolled trial. JAMA. 2004;292:1853-1861.
with long-term bilateral training with subjects who were much 11. McCombe Waller S, Whitall J. Fine motor control in adults with and without
more impaired. Our working hypothesis was that there would be chronic hemiparesis: baseline comparison to nondisabled adults and effects
of bilateral arm training. Arch Phys Med Rehabil. 2004;85:1076-1083.
differences between the 2 groups in proximal arm improvement. 12. McCombe Waller S, Whitall J. Hand dominance and side of stroke affect
However, the hypothesis is only partially supported as both rehabilitation in chronic stroke. Clin Rehabil. 2005;19:544-551.
groups improved on the MSS scales. We also had secondary find- 13. Whitall J, McCombe Waller S, Silver KH, Macko RF. Repetitive bilateral
ings of improvement in distal function, which, although unex- arm training with rhythmic auditory cueing improves motor function in
pected, confirmed results of previous studies that investigated chronic hemiparetic stroke. Stroke. 2000;31:2390-2395.
14. Hesse S, Schulte-Tigges G, Konrad M, Bardeleben A, Werner C. Robot-
bilateral proximal training and distal movement outcomes.11 assisted arm trainer for the passive and active practice of bilateral forearm
Previous studies have examined the effect of bilateral training and wrist movements in hemiparetic subjects. Arch Phys Med Rehabil.
on unilateral activities rather than on bilateral ones.22 This is, in 2003;84:915-920.
part, because of an absence of motor assessments dedicated to 15. Hesse S, Werner C, Pohl M, Rueckriem S, Mehrholz J, Lingnau ML.
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Acknowledgments Rehabil. 2004;18:48-59.
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