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ORIGINAL CONTRIBUTION JAMA-EXPRESS

Effects of Conjugated Equine Estrogen in


Postmenopausal Women With Hysterectomy
The Women’s Health Initiative Randomized Controlled Trial
The Women’s Health Initiative Context Despite decades of use and considerable research, the role of estrogen alone
Steering Committee* in preventing chronic diseases in postmenopausal women remains uncertain.

E
STROGEN THERAPY HAS BEEN Objective To assess the effects on major disease incidence rates of the most com-
available to postmenopausal monly used postmenopausal hormone therapy in the United States.
women for more than 60 years. Design, Setting, and Participants A randomized, double-blind, placebo-
Proven benefits include relief of controlled disease prevention trial (the estrogen-alone component of the Women’s
vasomotor symptoms and vaginal at- Health Initiative [WHI]) conducted in 40 US clinical centers beginning in 1993. En-
rophy and prevention and treatment of rolled were 10739 postmenopausal women, aged 50-79 years, with prior hysterec-
tomy, including 23% of minority race/ethnicity.
osteoporosis. Observational studies pri-
marily examining unopposed estro- Intervention Women were randomly assigned to receive either 0.625 mg/d of con-
gen preparations have suggested a 30% jugated equine estrogen (CEE) or placebo.
to 50% reduction in coronary events,1-3 Main Outcome Measures The primary outcome was coronary heart disease (CHD)
and an 8% to 30% increase in breast incidence (nonfatal myocardial infarction or CHD death). Invasive breast cancer inci-
cancer with extended use.4-6 dence was the primary safety outcome. A global index of risks and benefits, including
these primary outcomes plus stroke, pulmonary embolism (PE), colorectal cancer, hip
The Women’s Health Initiative (WHI)
fracture, and deaths from other causes, was used for summarizing overall effects.
clinical trials of hormone therapy were
designed in 1991-1992 using the accu- Results In February 2004, after reviewing data through November 30, 2003, the Na-
mulated evidence available at the time.7 tional Institutes of Health (NIH) decided to end the intervention phase of the trial early.
Estimated hazard ratios (HRs) (95% confidence intervals [CIs]) for CEE vs placebo for the
Two parallel randomized, double- major clinical outcomes available through February 29, 2004 (average follow-up 6.8 years),
blind, placebo-controlled clinical trials were: CHD, 0.91 (0.75-1.12) with 376 cases; breast cancer, 0.77 (0.59-1.01) with 218
of hormone therapy were undertaken to cases; stroke, 1.39 (1.10-1.77) with 276 cases; PE, 1.34 (0.87-2.06) with 85 cases; co-
determine whether conjugated equine lorectal cancer, 1.08 (0.75-1.55) with 119 cases; and hip fracture, 0.61 (0.41-0.91) with
estrogen (CEE) alone (for women with 102 cases. Corresponding results for composite outcomes were: total cardiovascular dis-
prior hysterectomy) or in combination ease, 1.12 (1.01-1.24); total cancer, 0.93 (0.81-1.07); total fractures, 0.70 (0.63-0.79);
with progestin (medroxyprogesterone total mortality, 1.04 (0.88-1.22), and the global index, 1.01 (0.91-1.12). For the out-
acetate [MPA]) would reduce cardio- comes significantly affected by CEE, there was an absolute excess risk of 12 additional
strokes per 10000 person-years and an absolute risk reduction of 6 fewer hip fractures
vascular events in mostly healthy post-
per 10000 person-years. The estimated excess risk for all monitored events in the global
menopausal women. The WHI estro- index was a nonsignificant 2 events per 10000 person-years.
gen plus progestin trial was halted in
July 2002 after a mean 5.2 years of fol- Conclusions The use of CEE increases the risk of stroke, decreases the risk of hip
fracture, and does not affect CHD incidence in postmenopausal women with prior hys-
low-up because health risks exceeded terectomy over an average of 6.8 years. A possible reduction in breast cancer risk re-
benefits.8 Coronary heart disease (CHD), quires further investigation. The burden of incident disease events was equivalent in
stroke, and venous thromboembolic dis- the CEE and placebo groups, indicating no overall benefit. Thus, CEE should not be
ease were all increased in women as- recommended for chronic disease prevention in postmenopausal women.
signed to active treatment with estro- JAMA. 2004;291:1701-1712 www.jama.com
gen plus progestin. Breast cancer was
also increased while colorectal cancer,
*Author/Steering Committee Information, Finan-
hip fracture, and other fractures were re- cial Disclosures, and WHI Investigators appear at
For editorial comment see p 1769.
duced. The lack of benefit for CHD was the end of this article.

©2004 American Medical Association. All rights reserved. (Reprinted) JAMA, April 14, 2004—Vol 291, No. 14 1701
EFFECTS OF POSTMENOPAUSAL ESTROGEN

supported by the Heart and Estrogen/ within the last 10 years except nonmela- 1 lipid levels were measured in fasting
progestin Replacement Study (HERS), noma skin cancer), adherence and re- blood specimens from a random 8.6%
which also tested CEE plus MPA in tention concerns (eg, alcoholism, de- subsample of women. Methods for sub-
women with known coronary artery dis- mentia, and transportation problems), sampling, data collection and manage-
ease at baseline.9 or the clinical judgment of the partici- ment, and quality assurance have been
Despite the early termination of the pant’s health care practitioner to con- published.12
WHI estrogen plus progestin trial, the tinue hormone therapy in symptom-
WHI estrogen-alone trial was contin- atic or osteoporotic women. A 3-month Maintenance/Discontinuation
ued with ongoing careful scrutiny by an washout period was required of women of Study Medications
independent data and safety monitor- using postmenopausal hormones at ini- During the trial, women with intoler-
ing board (DSMB) because the health tial screening. Prior to the 1997 HERS able symptoms such as breast tender-
risks and benefits had not been ad- report,11 which led to a change in eligi- ness were managed by reducing the
equately determined. In February 2004, bility criteria, 171 women with a his- number of days per week that study
the National Institutes of Health (NIH) tory of venous thromboembolism (VTE) medication was taken. Participants and
decided to terminate the intervention were enrolled. The protocol and con- study personnel remained blinded when
phase of the estrogen-alone study, prior sent forms were approved by the insti- these adjustments were made. Study
to the scheduled close-out interval of Oc- tutional review board for each partici- medication was withheld in partici-
tober 2004 to March 2005. This report pating institution (see the end of this pants experiencing a myocardial infarc-
presents the results of the estrogen- article), and all women provided writ- tion (MI), stroke, fracture or major in-
alone trial using available data through ten informed consent. jury involving hospitalization, surgery
February 29, 2004, prior to notifying Eligible women were randomly as- involving use of anesthesia, any illness
participants of the decision on March 1, signed to receive 0.625 mg/d of CEE resulting in immobilization for longer
2004. Subsequent detailed reports will (Premarin; Wyeth, St Davids, Pa) or a than 1 week, or any other severe illness
include additional outcomes occurring matching placebo, in equal propor- in which hormone use was considered
between the participants’ last routine fol- tions. The computerized randomiza- inappropriate. The decision to resume
low-up and the date of trial termina- tion and blinding procedures have been study medication after MI or stroke was
tion. An ancillary study of dementia and described.12 A small imbalance in the left to the discretion of the clinical cen-
cognitive function will be reported sepa- number of women in each group was ter, individual participant, and her health
rately. Two remaining components of a consequence of an early protocol care clinician. Study medication was per-
the WHI clinical trial, testing the ef- change eliminating a CEE-alone inter- manently discontinued in women who
fects of a low-fat eating pattern and, in- vention in women with a uterus.8 developed breast cancer; deep vein
dependently, the effects of calcium plus thrombosis (DVT) or pulmonary em-
vitamin D supplementation, are con- Follow-up and Data Collection bolism (PE); malignant melanoma; me-
tinuing. Study participants were contacted by ningioma; triglyceride level higher than
telephone 6 weeks after randomiza- 1000 mg/dL (⬎11.3 mmol/L); or who
METHODS tion to assess symptoms and reinforce were treated by their personal health care
Study Population and adherence. Follow-up contacts by tele- practitioners with prescription estro-
Randomization phone or clinic visit occurred every 6 gen, testosterone, or selective estrogen
Detailed eligibility criteria and recruit- months, with clinic visits required an- receptor modulators.
ment methods have been published.7,10 nually. At each contact, adherence to
Briefly, most participants were re- study medication was assessed, and in- Outcome Ascertainment
cruited by population-based direct mail- formation on symptoms, safety con- Designated outcome events were evalu-
ing campaigns to age-eligible women, in cerns, and outcomes was collected. ated by review of medical records by
conjunction with local and national Electrocardiograms were recorded at centrally trained physician adjudica-
media awareness programs. Women baseline and at visit years 3, 6, and 9. tors at each clinical center who were
were eligible if they were 50 to 79 years Annual mammograms and clinical blinded to treatment assignment and
old at initial screening, had undergone breast examinations were required; symptoms related to study medica-
hysterectomy (thereby considered post- study medication was withheld if these tion. Final adjudication of key cardio-
menopausal for enrollment purposes), safety procedures were not performed vascular and cancer outcomes, as well
and were likely to reside in the area for or the results could not be verified. Par- as hip fractures and deaths, was per-
3 years. Major exclusions were related ticipants were followed up from the date formed centrally by comparably blinded
to competing risks (any medical condi- of entry until death, loss to follow-up, WHI physician adjudicators, neurolo-
tion likely to be associated with a pre- or the time of a request for no further gists, or cancer coders. Centrally adju-
dicted survival of ⬍3 years), safety (eg, contact, regardless of their adherence dicated results are reported when avail-
prior breast cancer, other prior cancer to study medication. Baseline and year able, with locally adjudicated events
1702 JAMA, April 14, 2004—Vol 291, No. 14 (Reprinted) ©2004 American Medical Association. All rights reserved.
EFFECTS OF POSTMENOPAUSAL ESTROGEN

included when central adjudication has 81% power to detect a 21% reduction mates of variability and, as such, are
not yet been completed. Centrally ad- in CHD rates over the projected 9-year comparable to most other reports of
judicated results are available for 95.7% average follow-up. This sample size hormone therapy studies. To acknowl-
of CHD events, 92.4% of strokes, 91.8% would provide 65% power to detect a edge multiple testing issues, adjusted
of PE cases, 97.2% of breast cancers, 20% reduction in hip fracture rates. An CIs were calculated using group se-
99.2% of colorectal cancers, 89.2% of additional 5 years of follow-up with- quential methods, and for secondary
hip fractures, and 80.3% of deaths. De- out intervention was planned to achieve outcomes a Bonferroni correction based
tailed outcome definitions and meth- 79% power to detect a 22% increase in on the data and safety monitoring plan
ods for ascertaining, documenting, and breast cancer risk.7 Calculations based (see below). Because the trial was near-
classifying outcomes have been pub- on the observed sample size and age dis- ing the planned termination, the im-
lished.13 tribution gave power estimates of 72%, pact of the group sequential adjust-
Cardiovascular Disease. Coronary 55%, and 71% for CHD, hip fracture, ment on the width of the CIs is small.
heart disease was defined as acute MI and breast cancer, respectively.12 The Bonferroni correction reflects the
requiring overnight hospitalization, si- Lack of adherence to study medica- study design and trial monitoring pri-
lent MI determined from serial electro- tion was summarized at each fol- orities and hence may be somewhat less
cardiograms obtained every 3 years, or low-up year as the cumulative propor- relevant for interpreting the trial re-
death due to CHD. Stroke was defined tion of randomized participants who sults. Unless otherwise indicated, all CIs
as the rapid onset of a neurologic defi- had stopped taking study medications and P values are nominal. Statistical
cit lasting more than 24 hours, sup- (dropouts) and similarly the propor- analyses were performed using SAS ver-
ported by imaging studies in most cases tion of women who began taking pre- sion 9.0 (SAS Institute, Cary, NC) and
(89.8% had computed tomography/ scription menopausal hormones significance was set at the .05 level.
magnetic resonance imaging [MRI] through their own health care practi- The possibility of important sub-
studies available). Venous thrombo- tioner (drop-ins), after excluding pre- group effects was explored by testing
embolism was defined as PE or DVT ceding deaths. Participants were clas- for interactions in expanded Cox mod-
and required clinical symptoms sup- sified by their most recent status with els. Because 23 interactions are re-
ported by relevant diagnostic studies. regard to study medications (stopped ported, chance alone could produce a
Total cardiovascular disease events in- or not). Thus, women who tempo- significant interaction at the .05 level
clude CHD, stroke, VTE, angina re- rarily stopped taking study medica- for approximately 1 factor in the se-
quiring hospitalization, coronary re- tion were considered adherent in this ries. Sensitivity analyses were con-
vascularization procedures, congestive analysis. ducted to explore the possible impact
heart failure, carotid artery disease, and Event rate comparisons were based of lack of adherence to study medica-
peripheral vascular disease. on the intent-to-treat principle using tions. In these “complier” analyses, the
Cancer. All cancers other than non- failure time methods. For a given out- randomization assignment was pre-
melanoma skin cancers were con- come, the time of event was defined to served but follow-up for a woman was
firmed by pathology reports, available be the number of days from random- censored 6 months after she first be-
for 98.2% of invasive breast, 95.0% of ization to the first postrandomization came nonadherent (defined as taking
colorectal, and 80.6% of other cancers. diagnosis of the designated event. For ⬍80% of study pills).
Fractures. All reported clinical frac- silent MIs, the date of the follow-up
tures other than those of the ribs, chest/ electrocardiogram was used as the event Data and Safety Monitoring
sternum, skull/face, fingers, toes, and date. Follow-up time was censored at Statistical monitoring boundaries were
cervical vertebrae were verified by re- the time of the last documented fol- based on O’Brien-Fleming group
view of radiology, MRI, or operative re- low-up contact or death. Compari- sequential procedures16 with asym-
ports. WHI investigators did not ob- sons of primary outcomes are pre- metric boundaries for benefit (1-sided
tain spine radiographs to ascertain sented as hazard ratios (HRs) and 95% .025-level upper boundary for CHD)
subclinical vertebral fractures. confidence intervals (CIs) from Cox and adverse effects (1-sided .05-level
Global Index. A global index of risks proportional hazard analyses,15 strati- lower boundary). The adverse effect
and benefits was defined for each fied by age, prior disease, and random- boundary for the 6 monitored out-
woman as the time to the first event ization status in the low-fat diet trial. comes of CHD, stroke, PE, hip frac-
among the monitored outcomes (CHD, Cumulative hazard rates were esti- tures, colorectal cancer, and death
stroke, PE, breast cancer, colorectal can- mated by the Kaplan-Meier method for from causes other than the monitored
cer, hip fractures, and death).14 each designated outcome. disease outcomes incorporated a Bon-
Two forms of CIs were calculated, ferroni correction. The Bonferroni cor-
Statistical Power and Analyses nominal and adjusted. This report pri- rection was not applied to breast can-
The trial design assumed 12375 women marily presents the nominal 95% CIs cer because it was the primary safety
would need to be randomized to achieve because they provide traditional esti- outcome. Early stopping was to be
©2004 American Medical Association. All rights reserved. (Reprinted) JAMA, April 14, 2004—Vol 291, No. 14 1703
EFFECTS OF POSTMENOPAUSAL ESTROGEN

considered if a disease-specific bound- RESULTS ease, strokes, and blood clots in women
ary was crossed and the global index Trial Monitoring taking active hormone pills. In 2002,
was supportive of the overall direction and Early Stopping with the early termination of the estro-
of CEE effects. Formal monitoring of In early 2000 and again in 2001, after gen plus progestin trial, participants in
disease rate comparisons began in the reviewing the data from the estrogen- the estrogen-alone trial were in-
fall of 1997 with trial termination alone and the estrogen plus progestin formed that no increase in breast can-
planned for March 2005. Additional trials, the DSMB recommended that cer rates had been observed at that point
aspects of the monitoring plan have participants in both trials be informed in women taking CEE. The DSMB con-
been published.14 of early increases in rates of heart dis- tinued to closely monitor the estrogen-
alone trial. The DSMB’s review of the
data for the 13th planned interim analy-
Table 1. Baseline Demographic and Clinical Characteristics of the Women’s Health Initiative
Estrogen-Alone Trial Participants With Prior Hysterectomy (N = 10 739) by Randomization
sis through August 31, 2003, plus an
Assignment* unplanned analysis using data through
CEE Placebo November 30, 2003, did not lead to a
Characteristics (n = 5310) (n = 5429) consensus recommendation. None of
Age at screening, mean (SD), y 63.6 (7.3) 63.6 (7.3) the predefined stopping boundaries had
Age group at screening, y, No. (%) been crossed, although the stroke com-
50-59 1637 (30.8) 1673 (30.8)
parison was approaching the adverse
60-69 2387 (45.0) 2465 (45.4)
effect boundary.
70-79 1286 (24.2) 1291 (23.8)
On February 2, 2004, following sub-
Race/ethnicity, No. (%)
White 4007 (75.5) 4075 (75.1) sequent reviews with additional advi-
Black 782 (14.7) 835 (15.4) sors, the NIH decided to stop the in-
Hispanic 322 (6.1) 333 (6.1) tervention phase of the trial. The NIH
American Indian 41 (0.8) 34 (0.6) concluded that with an average of nearly
Asian/Pacific Islander 86 (1.6) 78 (1.4) 7 years of follow-up completed, CEE
Unknown 72 (1.4) 74 (1.4) does not appear to affect the risk of
Hormone use, No. (%) heart disease, the primary outcome of
Never 2769 (52.2) 2770 (51.1) the study. Furthermore, the NIH found
Past 1871 (35.2) 1948 (35.9) an increased risk of stroke that was
Current† 669 (12.6) 708 (13.0) similar to the risk reported from the es-
Duration of prior hormone use, y, No. (%)‡ trogen plus progestin trial. Recogniz-
⬍5 1352 (53.2) 1412 (53.1)
5-⬍10 469 (18.5) 515 (19.4)
ing the risk of stroke, and the likeli-
ⱖ10 720 (28.3) 732 (27.5)
hood that neither cardioprotection nor
Body mass index, mean (SD)§ 30.1 (6.1) 30.1 (6.2)
breast cancer risk would be demon-
Body mass index, No. (%)
strated in the remaining intervention
⬍25 1110 (21.0) 1096 (20.3) period, the NIH deemed it unaccept-
25-29 1795 (34.0) 1912 (35.5) able to subject healthy women in a pre-
ⱖ30 2376 (45.0) 2383 (44.2) vention trial to this risk.17 On March 1,
Systolic BP, mean (SD), mm Hg 130.4 (17.5) 130.2 (17.6) 2004, participants were informed of the
Diastolic BP, mean (SD), mm Hg 76.5 (9.2) 76.5 (9.4) trial termination and advised to stop
Smoking, No. (%) taking their study medication. Data
Never 2723 (51.9) 2705 (50.4)
available through February 29, 2004,
Past 1986 (37.8) 2089 (38.9)
by routine data collection are in-
Current 542 (10.3) 571 (10.6)
cluded in this report.
Parity, No. (%)
Never pregnant/no term pregnancy 489 (9.3) 461 (8.5)
Baseline Characteristics
ⱖ1 Term pregnancy 4779 (90.7) 4932 (91.5)
Age at first birth, y, No. (%)㛳 Between 1993 and 1998, a total of
⬍20 1193 (28.1) 1234 (28.0) 10739 women were randomized into
20-29 2846 (67.0) 2914 (66.1) the estrogen-alone trial. Demographic
ⱖ30 210 (4.9) 260 (5.9) characteristics, medical history, and
Abbreviation: CEE, conjugated equine estrogen. health behaviors of these women have
*Subgroup totals may not sum to number randomized because of missing data.
†Required a 3-month washout prior to randomization. been described in considerable de-
‡Among women reporting hormone use.
§Measured as weight in kilograms divided by height in meters squared. Data available for 5281 CEE and 5391 placebo tail.18 In general, study participants were
participants. healthy and at average risk of CHD and
㛳Among women reporting ⱖ1 term pregnancy.
breast cancer, although 441 (4.1%) with
1704 JAMA, April 14, 2004—Vol 291, No. 14 (Reprinted) ©2004 American Medical Association. All rights reserved.
EFFECTS OF POSTMENOPAUSAL ESTROGEN

prior MI or coronary revasculariza-


Table 2. Baseline Medical History Characteristics of the Women’s Health Initiative
tion were enrolled. The intervention Estrogen-Alone Trial Participants With Prior Hysterectomy (N = 10 739) by Randomization
groups were well balanced at baseline Assignment*
on key demographic and disease risk CEE Placebo
factor characteristics (TABLE 1 and Characteristics (n = 5310) (n = 5429)
TABLE 2). Age at hysterectomy, y, No. (%)
⬍40 2100 (39.8) 2149 (39.8)
40-49 2281 (43.2) 2275 (42.2)
Follow-up, Adherence,
50-54 501 (9.5) 566 (10.5)
and Unblinding
ⱖ55 401 (7.6) 404 (7.5)
Vital status is known for 10176 (94.8%) Bilateral oophorectomy, No. (%) 1938 (39.5) 2111 (42.0)
of randomized participants, including Medical treatment, No. (%)
580 (5.4%) known to be deceased. Over Treated for diabetes 410 (7.7) 411 (7.6)
the average 6.8 years of follow-up Treated for hypertension or BP ⱖ140/90 mm Hg 2386 (48.0) 2387 (47.4)
(range, 5.7-10.7 years), only 563 Elevated cholesterol levels requiring medication 694 (14.5) 766 (15.9)
women (5.2%) withdrew, were consid- Statin use at baseline 394 (7.4) 427 (7.9)
ered lost to follow-up, or had stopped Aspirin use (ⱖ80 mg/d) at baseline 1030 (19.4) 1069 (19.7)
providing outcomes information for Medical history, No. (%)
Myocardial infarction 165 (3.1) 172 (3.2)
more than 18 months (FIGURE 1).
Angina 308 (5.8) 306 (5.7)
At the time of study termination,
CABG/PTCA 120 (2.3) 114 (2.1)
53.8% of women had already stopped
Stroke 76 (1.4) 92 (1.7)
taking study medication. Dropout rates
DVT or PE 87 (1.6) 84 (1.5)
exceeded design projections, particu-
Female relative had breast cancer, No. (%) 893 (18.0) 870 (17.1)
larly early on, but did not differ signifi-
Fracture at age ⱖ55 y, No. (%) 676 (14.0) 643 (13.2)
cantly by randomization assignment
No. of falls in last 12 mo, No. (%)
and were stable after year 1, even with 0 3300 (67.0) 3230 (64.8)
the termination of the estrogen plus 1 975 (19.8) 1024 (20.5)
progestin trial (FIGURE 2). Some women 2 422 (8.6) 478 (9.6)
initiated hormone use through their ⱖ3 231 (4.7) 255 (5.1)
own health care clinician: 5.7% of Abbreviations: BP, blood pressure; CABG/PTCA, coronary artery bypass graft/percutaneous transluminal coronary
angioplasty; CEE, conjugated equine estrogen; DVT, deep vein thrombosis; PE, pulmonary embolism.
women in the CEE group and 9.1% in *Subgroup totals may not sum to number randomized because of missing data.
the placebo group by follow-up year 6.
These drop-in rates in the placebo
group were also somewhat greater than total cholesterol from baseline to year
1 were comparable (−2.3% vs −1.4%, Figure 1. Participant Flow in the
expected. Reasons for initiating hor- Estrogen-Alone Component of the Women’s
mone therapy outside of the study were P = .41). Larger increases in triglycer- Health Initiative
not captured. Unblinding of the study ide levels at year 1 were observed in the
gynecologist to randomization assign- CEE group than in the placebo group 373 092 Women Initiated Screening
ment was infrequent, occurring for only (25.0% vs 3.0%, P⬍.001). Systolic
100 women in the CEE group and 83 blood pressure at 1 year was higher by
11 941 Provided Consent and
in the placebo group. Per protocol, the a mean (SE) of 1.1 (0.4) mm Hg in Reported a Hysterectomy
treatment assignment was not re- women taking CEE than in women tak-
vealed to other study staff members or ing placebo (P = .003) and remained
10 739 Randomized
the study participants. similarly elevated throughout follow-
up. Diastolic blood pressures did not
Intermediate Cardiovascular differ significantly between the study 5310 Assigned to Receive 5429 Assigned to Receive
Disease End Points groups (data not shown). CEE Placebo

Fasting blood lipid levels, assessed in


an 8.6% subsample of women at base- Clinical Outcomes Status on Status on
February 29, 2004 February 29, 2004
line and year 1, showed a greater re- Cardiovascular Disease. The primary
4757 Alive and Outcomes 4839 Alive and Outcomes
duction in low-density lipoprotein cho- outcome for this trial was the rate of Data Submitted in Data Submitted in
Last 18 mo Last 18 mo
lesterol (−13.7% vs –1.0%, P⬍.001) and CHD. The observed CHD incidence rate 136 Withdrew 185 Withdrew
a larger increase in high-density lipo- of 51 per 10000 person-years was 15% 126 Lost to Follow-up 116 Lost to Follow-up
protein cholesterol (15.1% vs 1.1%, lower than projected in the design. No 291 Deceased 289 Deceased

P⬍.001) in the CEE group compared significant effect of CEE was observed
with the placebo group. Reductions in on CHD rates compared with placebo CEE indicates conjugated equine estrogen.

©2004 American Medical Association. All rights reserved. (Reprinted) JAMA, April 14, 2004—Vol 291, No. 14 1705
EFFECTS OF POSTMENOPAUSAL ESTROGEN

(49 vs 54 per 10000 person-years; 9% of more than 25% during the trial pe- group (26 vs 33 per 10 000 person-
reduction) (TABLE 3). These data rule riod. The incidence of stroke was in- years) and this comparison narrowly
out a reduction in CHD rates with CEE creased by 39% in the CEE group (44 missed statistical significance (P=.06).
vs 32 per 10000 person-years, z=−2.72, No significant differences were found
P = .007), which crossed the adverse in rates of colorectal cancer for CEE vs
Figure 2. Cumulative Drop-in and Dropout
Rates by Randomization Assignment and effect monitoring boundary for the 14th placebo (17 vs 16 per 10000 person-
Follow-up Duration planned interim analysis (defined as years) or total cancer (103 vs 110 per
z = −2.69). The risk of VTE, including 10000 person-years) (Table 3).
60
Dropout Drop-in both DVT and PE, was increased for Fractures. Use of CEE reduced the
CEE CEE
Placebo Placebo
women taking CEE (28 vs 21 per 10000 rates of fractures by 30% to 39%. Hip
50
person-years; 33% increase), al- fracture rates were 11 vs 17 per 10000
40 though only the increased rate of DVT person-years (P = .01); clinical verte-
Rate, %

30 reached statistical significance (P = .03). bral fractures, 11 vs 17 per 10000 per-


20 Total cardiovascular disease event rates, son-years (P=.02); and total osteopo-
including stroke, were 12% higher in rotic fractures, 139 vs 195 per 10000
10
women taking CEE (225 vs 201 per person-years (P⬍.001) (Table 3).
0
1 2 3 4 5 6 7 8 10 000 person-years, P=.02). Summary Measures. The global in-
Year Cancer. Invasive breast cancer, the dex of health risks and benefits was bal-
primary safety outcome for this trial, anced overall (HR, 1.01; 95% CI, 0.91-
CEE indicates conjugated equine estrogen. Use of non-
study hormones to estimate drop-ins was routinely sur- was diagnosed at a 23% lower rate in 1.12). Of the 580 reported deaths,
veyed only in follow-up years 1, 3, and 6. the CEE group than in the placebo 94.8% have been adjudicated. Use of

Table 3. Clinical Outcomes by Randomization Assignment


No. of Patients
(Annualized %)

CEE Placebo
Outcomes (n = 5310) (n = 5429) Hazard Ratio* Nominal 95% CI Adjusted 95% CI
Follow-up time, mean (SD), mo 81.6 (19.3) 81.9 (19.7) NA NA NA
Cardiovascular disease†
CHD 177 (0.49) 199 (0.54) 0.91 0.75-1.12 0.72-1.15
CHD death 54 (0.15) 59 (0.16) 0.94 0.65-1.36 0.54-1.63
Nonfatal MI 132 (0.37) 153 (0.41) 0.89 0.70-1.12 0.63-1.26
Stroke 158 (0.44) 118 (0.32) 1.39 1.10-1.77 0.97-1.99
Fatal 15 (0.04) 14 (0.04) 1.13 0.54-2.34 0.38-3.36
Nonfatal 114 (0.32) 85 (0.23) 1.39 1.05-1.84 0.91-2.12
Venous thromboembolic disease 101 (0.28) 78 (0.21) 1.33 0.99-1.79 0.86-2.08
Deep vein thrombosis 77 (0.21) 54 (0.15) 1.47 1.04-2.08 0.87-2.47
Pulmonary embolism 48 (0.13) 37 (0.10) 1.34 0.87-2.06 0.70-2.55
Total cardiovascular disease 811 (2.25) 746 (2.01) 1.12 1.01-1.24 0.97-1.30
Cancer
Invasive breast 94 (0.26) 124 (0.33) 0.77 0.59-1.01 0.57-1.06
Colorectal 61 (0.17) 58 (0.16) 1.08 0.75-1.55 0.63-1.86
Total 372 (1.03) 408 (1.10) 0.93 0.81-1.07 0.75-1.15
Fractures
Hip 38 (0.11) 64 (0.17) 0.61 0.41-0.91 0.33-1.11
Vertebral 39 (0.11) 64 (0.17) 0.62 0.42-0.93 0.34-1.13
Total 503 (1.39) 724 (1.95) 0.70 0.63-0.79 0.59-0.83
Death
Due to other causes‡ 193 (0.53) 185 (0.50) 1.08 0.88-1.32 0.79-1.46
Total 291 (0.81) 289 (0.78) 1.04 0.88-1.22 0.81-1.32
Global index§ 692 (1.92) 705 (1.90) 1.01 0.91-1.12 0.89-1.14
Abbreviations: CEE, conjugated equine estrogen; CHD, coronary heart disease; CI, confidence interval; MI, myocardial infarction; NA, not applicable.
*From Cox proportional hazards model stratified by age, prior disease, and randomization status in the dietary modification trial.
†CHD includes acute MI requiring hospitalization, silent MI determined from serial electrocardiograms, and coronary death. There were 14 silent MIs. Total cardiovascular disease
is limited to events requiring or during hospitalization except venous thromboembolic disease reported after January 1, 2000.
‡All deaths except those from breast or colorectal cancer, definite/probable CHD, pulmonary embolism, or cerebrovascular disease.
§The global index represents the first event for each participant from among the following: CHD, stroke, pulmonary embolism, breast cancer, colorectal cancer, hip fracture, or
death due to other causes.

1706 JAMA, April 14, 2004—Vol 291, No. 14 (Reprinted) ©2004 American Medical Association. All rights reserved.
EFFECTS OF POSTMENOPAUSAL ESTROGEN

CEE did not significantly affect total randomization were computed for all pant characteristics modified CEE
mortality rates or cause-specific mor- of the monitored and composite out- effects on major clinical outcome
tality (TABLE 4). comes using a Cox proportional haz- event rates. There were no significant
ards model with a time-dependent treat- interactions between CEE and race/
Time Trends ment interaction term. Coronary heart
Differences in cumulative hazards for disease was the only outcome with a sta-
stroke and to a lesser extent for hip frac- tistically significant trend (P = .02) of Table 4. Causes of Death
ture began to emerge early in the slightly elevated HRs in the early fol- No. (Annualized %)
intervention period and persisted low-up period that diminished over CEE Placebo
throughout follow-up (FIGURE 3). Cu- time (year 1, 1.16; year 2, 1.20; year 3, (n = 5310) (n = 5429)
mulative breast cancer hazard rates ap- 0.89; year 4, 0.79; year 5, 1.28; year 6, Total deaths 291 (0.81) 289 (0.78)
Adjudicated deaths 278 (0.77) 272 (0.73)
peared to separate beginning in year 2. 1.24, and year ⱖ7, 0.42). Cardiovascular 93 (0.26) 95 (0.26)
Similar displays for the global index and Breast cancer 4 (0.01) 8 (0.02)
death (FIGURE 4) reinforce the compa- Further Analyses Other cancer 110 (0.30) 118 (0.32)
Other known cause 51 (0.14) 38 (0.10)
rability of these rates across treatment Exploratory analyses were conducted Unknown cause 20 (0.06) 13 (0.04)
groups. Tests for trends with time since to determine whether selected partici- Abbreviation: CEE, conjugated equine estrogen.

Figure 3. Kaplan-Meier Estimates of Cumulative Hazards for Selected Clinical Outcomes

Coronary Heart Disease Stroke Pulmonary Embolism


0.05 HR, 0.91 HR, 1.39 HR, 1.34 CEE
(95% CI, 0.75-1.12) (95% CI, 1.10-1.77) (95% CI, 0.87-2.06)
Placebo
0.04
Cumulative Hazard

0.03

0.02

0.01

Events
CEE 26 27 22 21 30 31 13 6 1 24 16 18 17 22 30 19 9 3 5 6 3 5 8 7 4 8 2
Placebo 23 23 25 27 24 26 28 17 6 15 12 22 13 15 21 11 6 3 3 2 4 3 6 9 4 4 2
No. at Risk
CEE 5310 5219 5147 5067 4978 4874 3934 2248 999 5310 5213 5147 5065 4978 4877 3940 2244 1001 5310 5229 5170 5097 5020 4931 3998 2292 1022
Placebo 5429 5336 5254 5171 5072 4959 4015 2331 1106 5429 5341 5265 5179 5084 4977 4026 2346 1119 5429 5352 5285 5215 5127 5026 4076 2382 1135

Invasive Breast Cancer Colorectal Cancer Hip Fracture


0.05 HR, 0.77 HR, 1.08 HR, 0.61
(95% CI, 0.59-1.01) (95% CI, 0.75-1.55) (95% CI, 0.41-0.91)
0.04
Cumulative Hazard

0.03

0.02

0.01

0 1 2 3 4 5 6 7 8 0 1 2 3 4 5 6 7 8 0 1 2 3 4 5 6 7 8
Time, y Time, y Time, y
Events
CEE 9 11 13 18 10 16 6 6 5 7 11 10 6 6 11 5 3 2 1 5 5 3 7 6 4 5 2
Placebo 7 20 15 22 24 18 12 6 0 7 14 5 14 7 3 5 2 1 6 4 7 10 8 7 12 7 3
No. at Risk
CEE 5310 5225 5160 5077 4986 4896 3957 2271 1011 5310 5227 5163 5085 5009 4924 3991 2285 1017 5310 5233 5174 5100 5023 4934 4000 2289 1018
Placebo 5429 5348 5265 5183 5077 4958 4007 2332 1110 5429 5348 5271 5199 5106 5007 4061 2369 1128 5429 5349 5280 5206 5112 5007 4059 2372 1129

CEE indicates conjugated equine estrogen; HR, hazard ratio; CI, confidence interval. Events shown are occurring during 1-year intervals through year 8 and beyond
year 8.

©2004 American Medical Association. All rights reserved. (Reprinted) JAMA, April 14, 2004—Vol 291, No. 14 1707
EFFECTS OF POSTMENOPAUSAL ESTROGEN

CEE increases the risk of stroke, re-


Figure 4. Kaplan-Meier Estimates of Cumulative Hazards for Global Index and Death
duces the risk of hip and other frac-
Global Index Death tures, but does not significantly affect
0.20 HR, 1.01 HR, 1.04
the incidence of CHD (the primary out-
CEE
(95% CI, 0.91-1.12) (95% CI, 0.88-1.22)
Placebo come) or overall mortality. A nonsig-
nificant reduction in breast cancer
Cumulative Hazard

0.15
incidence requires additional investi-
0.10 gation. These observed risks and
benefits of CEE for chronic disease rates
0.05 appear to be balanced over an average
6.8-year follow-up period.
0 The lack of effect of CEE on CHD
0 1 2 3 4 5 6 7 8 0 1 2 3 4 5 6 7 8 risk is substantially different from the
Time, y Time, y favorable reports from observational
Events studies that motivated this trial, and was
CEE 82 87 86 89 94 113 69 51 21 24 28 39 38 32 51 42 26 11
Placebo 69 86 94 103 98 98 89 48 20 14 25 34 42 36 43 42 36 17
observed despite an improvement in
No. at Risk cholesterol levels. However, these re-
CEE 5310 5176 5064 4948 4824 4681 3744 2130 931 5310 5234 5180 5110 5036 4954 4020 2303 1029 sults are consistent with several re-
Placebo 5429 5300 5174 5048 4902 4750 3803 2184 1032 5429 5355 5290 5223 5138 5040 4092 2392 1141
cent secondary prevention trials that
CEE indicates conjugated equine estrogen; HR, hazard ratio; CI, confidence interval. Events shown are occur-
showed no benefit of hormone therapy
ring during 1-year intervals through year 8 and beyond year 8. on atherosclerosis or clinical events.20-24
The current study suggests that younger
women who use CEE may be at re-
ethnicity or body mass index on risk of Sensitivity analyses were conducted duced risk of CHD but this possible as-
CHD, stroke, VTE, breast cancer, co- to provide an indication of the poten- sociation may be due to chance.
lorectal cancer, hip fracture, or total os- tial impact of lack of adherence to as- These CHD results for CEE also
teoporotic fracture (data not shown). signed study medication. Compared differ importantly from 2 previous
Of particular interest for all outcomes with the primary intent-to-treat analy- trials of estrogen plus progestin. In
was age at enrollment (FIGURE 5). The ses (Table 3), the “complier” models es- both the WHI estrogen plus progestin
only treatment⫻age interaction reach- timated greater risks of stroke (HR, trial25 and HERS,26 the risk of CHD
ing statistical significance was for 1.74), pulmonary embolism (HR, 1.99), was significantly elevated in the first
colorectal cancer (P = .048), for which and total mortality (HR, 1.26) but lower year of treatment and the cumulative
increasing age was associated with in- risks of breast cancer (HR, 0.65), hip effects of estrogen plus progestin
creasing risk with CEE use. fracture (HR, 0.48), and colorectal can- never appeared beneficial. In the cur-
The effect of prior disease on car- cer (HR, 0.92). The HRs for CHD (HR, rent study, a smaller, nonsignificant
diovascular event rates was also evalu- 0.89) and the global index (HR, 1.06) increase was observed in the first year
ated. Among the 441 women enrolled were essentially unchanged. of CEE exposure but the cumulative
with prior MI or revascularization effect suggests a possible modest ben-
procedures, the effect of CEE relative COMMENT efit with longer-term use. Potential
to placebo (33 vs 31; HR, 1.04; 95% The WHI estrogen-alone study was explanations for this discrepancy
CI, 0.63-1.71) did not differ signifi- a large-scale, randomized, double- include the role of progestin, differ-
cantly from the CEE effect in women blind, placebo-controlled trial de- ences in the study populations in
without documented CHD (143 vs signed to test the effects of the most baseline risk factors, 18 duration of
162; HR, 0.91; 95% CI, 0.73-1.14) commonly used postmenopausal hor- intervention and follow-up time, and
(P = .55). Similarly, in 168 women mone therapy preparation in the United the role of chance.
reporting prior stroke, the HR for sub- States19 on chronic disease incidence in The observed adverse effect of CEE
sequent stroke (6 vs 6; HR, 1.67; 95% a diverse population of mostly healthy on the risk of stroke is consistent with
CI, 0.52-5.36) did not differ from the postmenopausal women aged 50 to 79 the risks reported by the WHI and HERS
HR in women without a history of years. As conceived, the study had ad- estrogen plus progestin trials.27,28 In ad-
stroke (152 vs 112; HR, 1.39; 95% CI, equate power to detect moderate ef- dition, the use of estradiol in women af-
1.09-1.78) (P = .77). Removing from fects on CHD, hip fractures, and with ter ischemic stroke resulted in no change
analysis the few participants with a longer-term follow-up, breast cancer in mortality but a higher rate of recur-
history of PE did not alter the hazard among women across the broad age rent nonfatal stroke and a suggestion of
ratio for PE substantially (47 vs 37; range relevant for disease prevention more severe functional deficits.29 The
HR, 1.31; 95% CI, 0.85-2.01). hypotheses. This trial demonstrated that small but persistent increase in systolic
1708 JAMA, April 14, 2004—Vol 291, No. 14 (Reprinted) ©2004 American Medical Association. All rights reserved.
EFFECTS OF POSTMENOPAUSAL ESTROGEN

blood pressure in women taking CEE is The trend toward a reduction in breast cancer risk. 41 Differences in
one possible contributor to this effect be- breast cancer incidence was unantici- breast cancer screening between the
cause relatively small differences in sys- pated and is opposite of that observed CEE and placebo groups do not ex-
tolic blood pressure have been posi- in the WHI estrogen plus progestin trial, plain the observed breast cancer ef-
tively associated with differences in which reported a 24% increased risk.38 fects because the WHI protocol man-
stroke and cardiovascular disease These results also appear contrary to the dated annual mammography and
rates.30,31 preponderance of observational study clinical breast examinations. The pos-
The WHI estrogen-alone trial pro- results,4,39 including those from the re- sibility that diagnostic delay could ac-
vides strong evidence that CEE reduces cent Million Women Study.40 When ex- count for this reduction seems remote
the risk of hip, clinical vertebral, and amining breast cancer risk by type of because the effect of CEE alone on
other fractures. These reductions were hormone therapy, most of these stud- breast density is minimal.42 Longer-
of similar magnitude to those observed ies have reported a modest increase in term effects of CEE on breast cancer risk
in the WHI estrogen plus progestin trial32 breast cancer risk with estrogen alone remain uncertain. Extended follow-
and are consistent with findings from but a greater risk for estrogen plus pro- up, as is currently planned, and analy-
prior observational studies33,34 and re- gestin. Still others have recently found ses of breast cancer characteristics simi-
cent meta-analyses.35-37 little or no effect of estrogen alone on lar to those reported for the estrogen

Figure 5. Selected Clinical Outcomes by Participant Age and Randomization Assignment

No. of Cases
(Annualized %) Hazard P Value
Ratio for Favors Favors
Outcome by Age, y (95% CI) Interaction CEE Placebo
Coronary Heart Disease CEE Placebo
50-59 16 (0.14) 29 (0.24) 0.56 (0.30-1.03)
60-69 87 (0.54) 98 (0.59) 0.92 (0.69-1.23) .14
70-79 74 (0.88) 72 (0.84) 1.04 (0.75-1.44)

Stroke
50-59 19 (0.16) 19 (0.16) 1.08 (0.57-2.04)
60-69 79 (0.49) 50 (0.30) 1.65 (1.16-2.36) .59
70-79 60 (0.71) 49 (0.57) 1.25 (0.85-1.82)

Venous Thromboembolism
50-59 18 (0.15) 15 (0.13) 1.22 (0.62-2.42)
60-69 49 (0.31) 39 (0.23) 1.31 (0.86-2.00) .39
70-79 34 (0.40) 24 (0.28) 1.44 (0.86-2.44)

Invasive Breast Cancer


50-59 25 (0.21) 35 (0.29) 0.72 (0.43-1.21)
60-69 42 (0.26) 60 (0.36) 0.72 (0.49-1.07) .51
70-79 27 (0.32) 29 (0.34) 0.94 (0.56-1.60)

Colorectal Cancer
50-59 8 (0.07) 14 (0.12) 0.59 (0.25-1.41)
60-69 26 (0.16) 31 (0.19) 0.88 (0.52-1.48) .048
70-79 27 (0.32) 13 (0.15) 2.09 (1.08-4.04)

Hip Fracture
50-59 5 (0.04) 1 (0.01) 5.04 (0.59-43.17)
60-69 6 (0.04) 19 (0.11) 0.33 (0.13-0.83) .39
70-79 27 (0.32) 44 (0.52) 0.62 (0.38-1.00)

Total Death
50-59 34 (0.29) 47 (0.39) 0.73 (0.47-1.13)
60-69 127 (0.79) 131 (0.79) 1.01 (0.79-1.29) .19
70-79 130 (1.54) 111 (1.30) 1.20 (0.93-1.54)

Global Index
50-59 104 (0.89) 132 (1.11) 0.80 (0.62-1.03)
60-69 312 (1.95) 327 (1.97) 0.98 (0.84-1.15) .08
70-79 276 (3.28) 246 (2.88) 1.16 (0.97-1.37)

0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0 4.5 5.0 5.5 6.0
Hazard Ratio

CEE indicates conjugated equine estrogen; CI, confidence interval. Data are plotted as hazard ratios with error bars showing 95% CIs.

©2004 American Medical Association. All rights reserved. (Reprinted) JAMA, April 14, 2004—Vol 291, No. 14 1709
EFFECTS OF POSTMENOPAUSAL ESTROGEN

plus progestin study38 may provide ad- hip fractures, reduce the power rela- toms at the smallest effective dose for
ditional insight. tive to what was originally projected but the shortest possible time.45
In preliminary subgroup analyses, the reinforce the generally healthy status of
Authors/WHI Steering Committee: Garnet L. Ander-
estimated HRs for CEE for several moni- these participants. The fact that the trial son, PhD (writing group chair, Fred Hutchinson Can-
tored outcomes, including the global in- was stopped early further decreases the cer Research Center, Seattle, Wash); Marian Lima-
cher, MD (writing group cochair, University of Florida,
dex, were lower for women aged 50 to precision of the estimated effects. A Gainesville/Jacksonville). Members (in alphabetical or-
59 years, although differences in HRs longer intervention period may have der): Annlouise R. Assaf, PhD (Brown University, Provi-
dence, RI); Tamsen Bassford, MD (University of Ari-
across age groups were not statistically provided stronger statistical evidence of zona, Tucson/Phoenix); Shirley A. A. Beresford, PhD
significant. While these results suggest CEE effects, particularly for CHD, for (Fred Hutchinson Cancer Research Center, Seattle);
that CEE may be somewhat more favor- which some evidence of a trend with Henry Black, MD (Rush-Presbyterian-St Luke’s Medi-
cal Center, Chicago, Ill); Denise Bonds, MD (Wake For-
able in younger than in older women, time was observed, and for breast can- est University School of Medicine, Winston-Salem, NC);
these subgroup analyses must be inter- cer, for which the cumulative effect of Robert Brunner, PhD (University of Nevada, Reno);
Robert Brzyski, MD (University of Texas Health Sci-
preted with caution; we cannot exclude long-term exposure remains uncer- ence Center, San Antonio); Bette Caan, DrPH (Kaiser
the role of chance or limited power. tain. Additional data could have al- Permanente Division of Research, Oakland, Calif );
Rowan Chlebowski, MD (Harbor-UCLA Research and
lowed for more informative subgroup Education Institute, Torrance, Calif ); David Curb, MD
Limitations analyses. Extended follow-up of these (University of Hawaii, Honolulu); Margery Gass, MD
This trial was designed to test only one women without further intervention is (University of Cincinnati, Cincinnati, Ohio); Jennifer
Hays, PhD (Baylor College of Medicine, Houston, Tex);
unopposed estrogen preparation at a planned. Gerardo Heiss, MD (University of North Carolina,
single dose, administered orally. We Chapel Hill); Susan Hendrix, DO (Wayne State Uni-
versity School of Medicine/Hutzel Hospital, Detroit,
cannot determine whether these re- Clinical Implications Mich); Barbara V. Howard, PhD (MedStar Research
sults would apply to other formula- In women aged 50 to 79 years reporting Institute/Howard University, Washington, DC); Ju-
dith Hsia, MD (George Washington University Medi-
tions, doses, or routes of administra- a prior hysterectomy, CEE did not affect cal Center, Washington, DC); Allan Hubbell, MD (Uni-
tion. Care is needed in making CHD rates but did increase the risk of versity of California at Irvine, Orange); Rebecca
Jackson, MD (The Ohio State University, Columbus);
comparisons of these estrogen-alone stroke, accounting for an excess risk of Karen C. Johnson, MD (University of Tennessee, Mem-
trial results to those of the estrogen plus 12 cases per 10000 person-years, and re- phis); Howard Judd, MD (University of California at
progestin trial, even though this is of duced the risk of hip fractures, result- Los Angeles); Jane Morley Kotchen, MD (Medical Col-
lege of Wisconsin, Milwaukee); Lewis Kuller, MD (Uni-
considerable interest. The differences ing in 6 fewer cases per 10000 person- versity of Pittsburgh, Pittsburgh, Pa); Andrea Z. La-
between these 2 study populations in years. Unexpectedly, women taking CEE Croix, PhD (Fred Hutchinson Cancer Research Center,
Seattle); Dorothy Lane, MD (State University of New
their baseline characteristics,18,43 their also appeared to be diagnosed as hav- York at Stony Brook); Robert D. Langer, MD (Univer-
event rates, the length of intervention ing breast cancer at a lower rate than sity of California at San Diego, LaJolla/Chula Vista);
Norman Lasser, MD (University of Medicine and Den-
and follow-up time, and the complete- women taking placebo, but the esti- tistry of New Jersey, Newark); Cora E. Lewis, MD (Uni-
ness of data at this initial report are suf- mated 7 fewer cases per 10000 person- versity of Alabama at Birmingham); JoAnn Manson,
ficient to make simple contrasts poten- years did not reach statistical signifi- MD (Brigham and Women’s Hospital, Harvard Medi-
cal School, Boston, Mass); Karen Margolis, MD (Uni-
tially misleading. More detailed analyses cance. The totality of monitored effects, versity of Minnesota, Minneapolis); Judith Ockene, PhD
of these parallel trials are planned. as summarized in the prespecified global (University of Massachusetts/Fallon Clinic, Worces-
ter); Mary Jo O’Sullivan, MD (University of Miami, Mi-
The high rates of discontinuation of index, suggests an overall balance of risks ami, Fla); Lawrence Phillips, MD (Emory University,
study medications and higher than ex- and benefits and importantly no effect on Atlanta, Ga); Ross L. Prentice, PhD (Fred Hutchinson
Cancer Research Center, Seattle); Cheryl Riten-
pected crossover from placebo to ac- total mortality. baugh, PhD (Kaiser Permanente Center for Health Re-
tive hormone use are further limita- Based on these findings, women and search, Portland, Ore); John Robbins, MD (Univer-
tions. The rate of discontinuation is less their health care professionals now have sity of California at Davis, Sacramento); Jacques E.
Rossouw, MD (National Heart, Lung, and Blood In-
than what is usually observed in clini- usable risk estimates for the benefits and stitute, Bethesda, Md); Gloria Sarto, MD (University
cal practice44 and was similar in the 2 harms of CEE alone. Women consid- of Wisconsin, Madison); Marcia L. Stefanick, PhD
(Stanford Prevention Research Center, Stanford Uni-
groups. The somewhat higher drop-in ering taking CEE should be counseled versity, Stanford, Calif ); Linda Van Horn, PhD (North-
rate in the placebo group is not ex- about an increased risk of stroke but can western University, Chicago, Ill); Jean Wactawski-
Wende, PhD (University at Buffalo, Buffalo, NY);
plained by unblinding, which was in- be reassured about no excess risk of Robert Wallace, MD (University of Iowa, Iowa City/
frequent (1.5%) and similar in the 2 heart disease or breast cancer for at least Davenport); Sylvia Wassertheil-Smoller, PhD (Albert
Einstein College of Medicine, Bronx, NY).
groups. Sensitivity analyses suggest that 6.8 years of use. At present, these data Financial Disclosures: Dr Anderson has received
the lack of adherence to assigned study demonstrate no overall benefit of CEE speaking honoraria from academic and other non-
medication may have diluted the CEE for chronic disease prevention in post- profit institutions that may receive support for these
activities from various pharmaceutical companies, in-
effects, both positive and negative, rela- menopausal women and thus argue cluding Wyeth. Dr Assaf is an employee of Pfizer Inc.
tive to what might be observed with full against its use in this setting. Overall, Dr Chlebowski has served as a consultant for Astra-
Zeneca, Lilly, Novartis, and Pfizer. Dr Gass has re-
adherence, but it did not distort the these data support the current US Food ceived research grants and contracts from Duramed,
overall balance of effects. and Drug Administration recommen- Lilly, GlaxoSmithKline, Merck, Pfizer, Procter and
Gamble, and Wyeth; honoraria or consultant fees from
Lower than anticipated event rates for dations for postmenopausal women to Aventis, Lilly, GlaxoSmithKline, Merck, Ortho-
some outcomes, particularly CHD and use CEE only for menopausal symp- McNeil, and Procter and Gamble; and serves on the

1710 JAMA, April 14, 2004—Vol 291, No. 14 (Reprinted) ©2004 American Medical Association. All rights reserved.
EFFECTS OF POSTMENOPAUSAL ESTROGEN

advisory board for Lilly, Merck, and Procter and WHI Investigators Robert D. Langer, Michael H. Criqui, Gregory T. Ta-
Gamble. Dr Jackson has received research support from Program Office (National Heart, Lung, and Blood In- lavera, Cedric F. Garland, R. Elaine Hanson; (Univer-
Procter and Gamble and Merck and owns stock in Proc- stitute, Bethesda, Md): Barbara Alving, Leslie Ford, sity of Cincinnati, Cincinnati, Ohio) Margery Gass, Su-
ter and Gamble. Dr LaCroix has consulted with and/or Lawrence Friedman, Nancy Geller, Sheri Ludlam, Joan zanne Wernke, Nelson Watts; (University of Florida,
accepted honoraria for CME speaking engagements McGowan, Nancy Morris, Vivian Pinn, Linda Pot- Gainesville/Jacksonville) Marian Limacher, Michael
sponsored by Wyeth, Procter and Gamble, Merck, and tern, Jacques E. Rossouw. Perri, Andrew Kaunitz, R. Stan Williams, Yvonne Brin-
Pfizer; she is also currently a principal investigator in Clinical Coordinating Centers: (Fred Hutchinson Can- son; (University of Hawaii, Honolulu) David Curb,
a Pfizer-sponsored trial of a treatment for osteopo- cer Research Center, Seattle, Wash) Ross L. Prentice, Helen Petrovitch, Beatriz Rodriguez, Kamal Masaki,
rosis. Dr Langer has received research support from Garnet L. Anderson, Andrea Z. LaCroix, Charles Santosh Sharma; (University of Iowa, Iowa City/
Wyeth and Organon; and received honoraria from or Kooperberg, Barbara Cochrane, Anne McTiernan, Ju- Davenport) Robert Wallace, James Torner, Susan
served on the speakers bureau for Solvay, Monarch- lie Hunt, Lesley Tinker, C. Y. Wang, Chu Chen, Debo- Johnson, Linda Snetselaar, Bradley VanVoorhis; (Uni-
King, and Ortho-McNeil. Dr Lewis has received re- rah Bowen, Alan Kristal, Ruth Patterson, Janet Stan- versity of Massachusetts/Fallon Clinic, Worcester) Ju-
search grants from Lilly, Novartis, and Pfizer. Dr Wac- ford, Noel Weiss, Emily White; (Wake Forest University dith Ockene, Milagros Rosal, Ira Ockene, Robert Yood,
tawski-Wende has received speaking honoraria from School of Medicine, Winston-Salem, NC) Sally Shu- Patricia Aronson; (University of Medicine and Den-
Merck and research support from Wyeth. maker, Ronald Prineas, Michelle Naughton; (Medical tistry of New Jersey, Newark) Norman Lasser, Baljinder
Correspondence: Garnet L. Anderson, PhD, WHI Clini- Research Labs, Highland Heights, Ky) Evan Stein, Pe- Singh, Vera Lasser, John Kostis; (University of Miami,
cal Coordinating Center, Fred Hutchinson Cancer Re- ter Laskarzewski; (University of California at San Fran- Miami, Fla) Mary Jo O’Sullivan, Linda Parker, R. Es-
search Center, 1100 Fairview Ave N, M3-A410, Box cisco) Steven Cummings, Michael Nevitt, Maurice tape, Diann Fernandez; (University of Minnesota, Min-
19024, Seattle, WA 98109 (garnet@whi.org). Dockrell; (University of Minnesota, Minneapolis) Lisa neapolis) Karen L. Margolis, Richard H. Grimm, Don-
Marian Limacher, MD, Division of Cardiovascular Medi- Harnack; (McKesson BioServices, Rockville, Md) Frank ald B. Hunninghake, June LaValleur, Sarah Kempainen;
cine, University of Florida Health Science Center, 1600 Cammarata, Steve Lindenfelser; (University of Wash- (University of Nevada, Reno) Robert Brunner, Wil-
SW Archer Rd, Room M409, PO Box 100277, Gains- ington, Seattle) Bruce Psaty, Susan Heckbert. liam Graettinger, Vicki Oujevolk; (University of North
ville, FL 32610-0277 (limacmc@medicine.ufl.edu). Clinical Centers: (Albert Einstein College of Medi- Carolina, Chapel Hill) Gerardo Heiss, Pamela Haines,
Reprints: The WHI Clinical Coordinating Center, Di- cine, Bronx, NY) Sylvia Wassertheil-Smoller, William David Ontjes, Carla Sueta, Ellen Wells; (University of
vision of Public Health Sciences, Fred Hutchinson Can- Frishman, Judith Wylie-Rosett, David Barad, Ruth Free- Pittsburgh, Pittsburgh, Pa) Lewis Kuller, Jane Cauley,
cer Research Center, 1100 Fairview Ave N, M3- man; (Baylor College of Medicine, Houston, Tex) Jen- N. Carole Milas; (University of Tennessee, Memphis)
A410; PO Box 19024, Seattle, WA 98109-1024. nifer Hays, Ronald Young, Jill Anderson, Sandy Lith- Karen C. Johnson, Suzanne Satterfield, Raymond W.
Author Contributions: As coprincipal investigator of gow, Paul Bray; (Brigham and Women’s Hospital, Ke, Fran Tylavsky, Stephanie Connelly; (University of
the WHI Clinical Coordinating Center, Dr Anderson Harvard Medical School, Boston, Mass) JoAnn Man- Texas Health Science Center, San Antonio) Robert
had full access to all of the data in the study and takes son, Julie Buring, J. Michael Gaziano, Kathryn Rexrode, Brzyski, Robert Schenken, Jose Trabal, Mercedes Ro-
responsibility for the integrity of the data and the ac- Claudia Chae; (Brown University, Providence, RI) Ann- driguez-Sifuentes, Charles Mouton; (University of Wis-
curacy of the data analysis. louise R. Assaf, Carol Wheeler, Charles Eaton, Michelle consin, Madison) Gloria Sarto, Douglas Laube, Pa-
Study concept and design: Anderson, Black, Curb, Cyr; (Emory University, Atlanta, Ga) Lawrence Phill- trick McBride, Julie Mares-Perlman, Barbara Loevinger;
Kuller, Langer, Lewis, Manson, Margolis, Prentice, ips, Margaret Pedersen, Ora Strickland, Margaret (Wake Forest University School of Medicine, Winston-
Robbins, Rossouw, Stefanick, Wactawski-Wende, Huber, Vivian Porter; (Fred Hutchinson Cancer Re- Salem, NC) Denise Bonds, Greg Burke, Robin Crouse,
Wallace. search Center, Seattle, Wash) Shirley A. A. Beres- Mara Vitolins, Scott Washburn; (Wayne State Uni-
versity School of Medicine/Hutzel Hospital, Detroit,
Acquisition of data: Anderson, Limacher, Assaf, ford, Vicky M. Taylor, Nancy F. Woods, Maureen
Mich) Susan Hendrix, Michael Simon, Gene McNeeley.
Bassford, Beresford, Black, Bonds, Brunner, Brzyski, Henderson, Robyn Andersen; (George Washington
Data and Safety Monitoring Board: Janet Wittes (chair),
Caan, Chlebowski, Curb, Gass, Hays, Heiss, Hendrix, University, Washington, DC) Judith Hsia, Nancy Gaba,
Eugene Braunwald, Harvey Cohen, Elizabeth Barrett-
Howard, Hsia, Hubbell, Jackson, Johnson, Kotchen, Joao Ascensao; (Harbor-UCLA Research and Educa-
Connor, David DeMets, Leo Dunn, Johanna Dwyer,
Kuller, LaCroix, Lane, Langer, Lasser, Lewis, Manson, tion Institute, Torrance, Calif ) Rowan Chlebowski, Rob-
Robert P. Heaney, Daniel Marson, Victor Vogel, Le-
Margolis, Ockene, O’Sullivan, Phillips, Prentice, ert Detrano, Anita Nelson, James Heiner, John Mar-
Roy Walters, Salim Yusuf.
Ritenbaugh, Robbins, Sarto, Stefanick, Van Horn, shall; (Kaiser Permanente Center for Health Research,
Funding/Support and Role of the Sponsor: The Na-
Wactawski-Wende, Wallace, Wassertheil-Smoller. Portland, Ore) Cheryl Ritenbaugh, Barbara Valanis, Pa-
tional Heart, Lung, and Blood Institute (NHLBI) funds
Analysis and interpretation of data: Anderson, tricia Elmer, Victor Stevens, Njeri Karanja; (Kaiser
the WHI program. The NHLBI participated in the de-
Limacher, Beresford, Black, Brunner, Brzyski, Permanente Division of Research, Oakland, Calif ) Bette
sign, conduct, and oversight of the trial and reviewed
Chlebowski, Curb, Hays, Hendrix, Howard, Jackson, Caan, Stephen Sidney, Geri Bailey, Jane Hirata; (Medi- the data and this report. One NHLBI representative
Judd, LaCroix, Langer, Lewis, Manson, Margolis, cal College of Wisconsin, Milwaukee, Wis) Jane Mor- serves as a member of the WHI Steering Committee
Ockene, Prentice, Rossouw, Stefanick, Wallace, ley Kotchen, Vanessa Barnabei, Theodore A. Kotchen, and writing group. Wyeth provided study pills (active
Wassertheil-Smoller. Mary Ann C. Gilligan, Joan Neuner; (MedStar Re- and placebo) but had no other role in the study.
Drafting of the manuscript: Anderson, Limacher, Curb, search Institute/Howard University, Washington, DC) Acknowledgment: We gratefully acknowledge the
Kuller, LaCroix, Langer, Prentice. Barbara V. Howard, Lucile Adams-Campbell, Lawrence dedicated efforts of investigators and staff at the WHI
Critical revision of the manuscript for important in- Lessin, Monique Rainford, Gabriel Uwaifo; (North- clinical centers, the WHI Clinical Coordinating Cen-
tellectual content: Anderson, Limacher, Assaf, Bass- western University, Chicago, Ill) Linda Van Horn, Philip ter, and the NHLBI program office (listing available at
ford, Beresford, Black, Bonds, Brunner, Brzyski, Caan, Greenland, Janardan Khandekar, Kiang Liu, Carol http://www.whi.org) and especially Mary Pettinger
Chlebowski, Curb, Gass, Hays, Heiss, Hendrix, Howard, Rosenberg; (Rush-Presbyterian-St Luke’s Medical Cen- for statistical analysis and Sheri Greaves for assis-
Hsia, Hubbell, Jackson, Johnson, Judd, Kotchen, Kuller, ter, Chicago, Ill) Henry Black, Lynda Powell, Ellen Ma- tance in the preparation of the manuscript. Most im-
LaCroix, Lane, Langer, Lasser, Lewis, Manson, son; (Stanford Prevention Research Center, Stanford portantly, we want to recognize the WHI partici-
Margolis, Ockene, O’Sullivan, Phillips, Ritenbaugh, University, Stanford, Calif ) Marcia L. Stefanick, Mark pants for their extraordinary commitment to the WHI
Robbins, Rossouw, Sarto, Stefanick, Van Horn, A. Hlatky, Bertha Chen, Randall S. Stafford, Linda C. program.
Wactawski-Wende, Wallace, Wassertheil-Smoller. Giudice; (State University of New York at Stony Brook)
Statistical analysis: Anderson, LaCroix, Prentice. Dorothy Lane, Iris Granek, William Lawson, Gabriel
Obtained funding: Anderson, Assaf, Black, Brunner, San Roman, Catherine Messina; (The Ohio State Uni-
Curb, Heiss, Hendrix, Lane, Langer, Lewis, Manson, versity, Columbus) Rebecca Jackson, Randall Harris, REFERENCES
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1712 JAMA, April 14, 2004—Vol 291, No. 14 (Reprinted) ©2004 American Medical Association. All rights reserved.

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