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TheoreticalFramework
239
SocialCapital:FunctionalVersusCriticalInterpretations
Arguablythe most influentialconcept to emerge fromeconomic sociol-
ogy the past 20 years,social capitalis reflectedin "thecapacityof individ-
in
uals to commandscarceresourcesby virtueof theirmembershipin networks
or broadersocialstructures" (Portes,1998,p. 12).Whereverinterpersonaland
communalsocialties areexploitedforthe accumulationandexchangeof eco-
nomicand culturalcapital(Bourdieu,1986)as well as humancapital(Becker,
1964; Schultz,1961), social capital is also at work (Coleman,1988). Thus,
the conversionof actualor potentialresourcesembeddedin social networks
into othermore tangiblekindsof capital,a conversionthatoccursvia social
exchange, receives considerableattentionfrom social scientistswho study
individualagency and social structurefroma networkperspective.
SociologistJamesColemanandFrenchsocialtheoristPierreBourdieuare
most commonlyrecognizedfor introducingfundamental,albeitmarkedlydif-
ferent,conceptionsof socialcapitalto the studyof socialphenomena(Portes,
1998;Smith& Kulynych,2002;Woolcock, 1998).WhereasColeman(1988)
emphasizedthe educationalutilityin norm-drivensocial networksand rela-
tions of trust(Schneider,2000),Bourdieu(1986)took painsto illuminatethe
reproductionof power and privilegethat accompaniesthe inequitabledis-
tributionand utilityof social capitalacross social classes (Baron,Field, &
Schuller,2000;Lin,2001;Stanton-Salazar, 2004). Coleman'sinfluentialfunc-
tionalistinterpretations have been most commonlyused to studythe benefi-
cial impactof social capitalon school-relatedoutcomes(Bryk& Schneider,
2002; Croninger& Lee, 2001; Putnam,2000). Yet Bourdieu'smore critical
insightsinto the manyways thatsocial interactionnot only facilitatesbut can
also obstructthe exchangeabilityof variouskinds of capitalare beginningto
capture the attentionof education researchers(Fuller & Hannum, 2002;
Noguera,2003;Ream,2003;Stanton-Salazar, 2001;Valenzuela,1999).In this
study, we consider both the functional(i.e., educationallyuseful) and the
propertiesof variousformsof parentalsocial
reproductive(i.e., class-stratified)
capital3through the lens of social class.
FieldResearchLinkingSocialCapitaland SocialClass
Amid the rapidlyexpandingliteratureon social capitalin educational
research(Dika & Singh,2002;Goddard,2003), school ethnographiesmerit
specialattentionfor revealinghow socialinteractionand the meaningmaking
between individualsandwithingroupsfacilitatefor some people, even while
inhibitingforothers,the accumulationand exchangeof variouskindsof edu-
cationallyuseful resources(Horvatet al., 2003; Lareau,2000, 2002, 2003).
These studies also indicate how social capital may function differently across
class groupings. Drawing on a well-established European tradition that
240
The CurrentStudy
Informingconcernsaboutinequitableschool fundingschemes(Berne&
Stiefel,1999)as well as more recentadequacy-basedschool finance(Odden
& Picus,2003),surveyresearchhasmadeextensivecontributions to the debate
on how money mattersin schools (Grissmer,Flanagan,& Williamson,1997;
Hanushek, 1989; Hedges et al., 1994). Yet few quantitativestudies have
addressedthe criticalsociologicalconcern illuminatedby the field studies
listedabove:specifically,how "whoyou know"contributesconcretelyto chil-
dren'seducationaltrajectoriesandwhetherthese contributionsdifferby social
class. Usingnationallyrepresentativesurveydataconcentratedon adolescent
eighth gradersand theirparents,we pursuetwo hypothesesto addressthis
oversight.The firstsuggeststhateducationallyvaluableparentalsocialties are
moreavailableamongsocioeconomicallyadvantagedstudentsin comparison
with those who are less well off. The second hypothesisdrawsan important
distinctionbetween the distributionof socialcapitaland its educationalutility
by consideringnot only whetherthe availabilityof parentalsocialcapitaldif-
fers acrossthe familiesof upper-,middle-or working-,and lower-classyouth
butalsowhetherthe rateof its convertibilityintostudents'trackplacementand
test-scoreperformancediffersby social class.We examinethese hypotheses
via the followingresearchquestions:
241
Literature
Review
The EducationalUtilityof ParentalSocialCapital
Thereis by now a substantialliteratureon the educationalimpactof par-
ents' informalinteractionswith theirown children(Catsambis,2001;Clark,
1993;Epstein,2001;Park& Palardy,2004;Steinberg,2001),on parents'more
formally organized relationships with other parents (Carbonaro, 1998;
Coleman, 1990; Muller,1995), and with institutionalagents and school person-
nel (Chrispeels & Rivero, 2001; Comer, 1980; Delgado-Gaitan, 1991; Epstein,
242
243
244
245
Method
DataSource
Base-year(1988)datafromthe NationalEducationLongitudinal Studyof
1988(NELS:88), longitudinalpanelstudyof a cohort
a nationallyrepresentative
of approximately25,000 eighth graders,were used in this investigation."1
Accordingto the NELStwo-stagestratifiedsampledesign, schools were first
selected,andthen studentswithinschoolswere subsequentlysampled.12 NELS
includes informationfrom studentsand their parents,teachers,and school
administrators.We analyzeddatafromthe base-yearparentand studentsur-
veys becausesuch dataprovideextensiveinformationon familybackground,
includingsocioeconomicstatus(SES),familycomposition(i.e., the numberof
parentsin the householdandtheirrelationshipsto the children),and raceand
ethnicity.Students'eighthgradetrackplacementand achievementtest scores
are also documentedin NELS.Alongthese lines, NELSalso lends itselfto the
developmentof latentconstructsof parentalsocial capital,as numerousvari-
ablesin the studentquestionnaire measureschool-relatedinteractions
between
studentsand their parents,while many parentitems measurethe relations
between parentsand schools.To compensatefor nonrandomsamplingtech-
niques and unequalselectionprobabilities,we imputedsamplingweights.'3
Missingvalues were handledusing the full-information maximumlikelihood
estimatoravailablewith Mplussoftware.The degree of missingnesson our
observedvariablesrangedfrom0%to 13.6%,with an averageof less than3%.
Studentsin the samplewere retainedas long as they had valid observations
on at least one predictor in the model.
246
DependentVariables
We used two educationaloutcomes: a latent constructof academic
achievementand an indicatorof students'trackplacement.Clearly,parents'
directinteractionswith theirown childrencan facilitatethe developmentof
skillsand capabilities,resultingin improvedtest scores,but parentsmayalso
use concertedstrategiesthroughwhich they attemptto influencekey institu-
tional personnel,who make decisions on matterssuch as trackplacement.
Accordingto our hypotheses,each of these outcomemeasuresis influenced
by parentalactivationof socialcapital.Fromthe resultsof 8th gradestandard-
ized testsin math,reading,science, and history(whichwere administeredin
the springof 1988,towardthe completionof the academicyear),we were able
to estimatean achievementconstruct.'4 The four-subject test compositepro-
vides a morecomprehensiveindicatorof achievementthanany single cogni-
tive test could. Additionally,we constructedthe trackingoutcome measure
from four NELSvariablesthat indicatewhether a studentwas enrolled in
advanced,enriched,and acceleratedacademiccoursesin math,English,sci-
ence, or social studies.Studentsenrolledin two or more such courseswere
classifiedas high track."'
BackgroundVariables
Thereremainssome debateas to whetherthe impactof socialcapitalon
educationaloutcomesis a functionof socialclass,raceand ethnicity,or some
combinationof the two (Lareau,2002;Stanton-Salazar, 2001).Althoughthis
study focuses mainly on socialclassdifferences, attemptto disentanglethe
we
effectsof classand raceby controllingfor raceand ethnicityin ourmodels.In
addition,we have controlledfor familystructureso as to isolatefurtherthe
degreeto whichsocialclassaffectsparents'abilityto convertsocialcapitalinto
educational outcomes. Moreover, we have also included controls for student
SESwithin each class category, because the impact of social capital on educa-
tional outcomes may covary by SESwithin each of the three class groupings.
247
ConceptualFrameworkandStatisticalModels
We studiedthe educationalutilityof parentalsocialcapitalby socialclass
using structuralequationmodeling(SEM)techniquesto investigatethe time-
orderedpath modeled here by our conceptualframework(see Figure 1).
Althoughthe frameworkalso accountsforfamilybackground,we focusedpri-
marily on how various forms of parental social capital influence educational
processes and outcomes across upper-, middle- and working-, and lower-class
248
Throughout SthGrade
Kindergarten - 86 Grade End of 8th Grade I
Formal
SOCIAL CAPITAL
SchoolDomain
Socioeconomic
Patcn& Help SArdent PTA Invlvaeent
Status
Race/Ethnicity Test
Scores
8,A
FAMILY Parent JItence Scl)
BACKGROUND
Formal
SOCIAL CAPITAL
SchoolDomain
Figure1. Conceptualframework.
249
Results
The resultsare presentedin two main sections.First,descriptiveanaly-
ses offer class-basedcomparisonsof eighth grade students'family back-
ground characteristics,trackplacement, and test scores. We also test for
statisticaldifferencesin the availabilityof parentalsocialcapitalacrosssocial
class groupings.Last,we considerthe educationalutilityof variousformsof
parentalsocial capital,againby social class.
DescriptiveFindings
Backgroundcharacteristics.Descriptionsof the NELSdata show that
race and class characteristicsare interwovento the disadvantageof minority
groups. Blacks and Hispanicsconstitutenearlyhalf of the studentpopula-
tion in the lowest class category(24%and 23%,respectively)and just9%of
the upper-classgrouping,as seen in TableAl in the Appendix.Familystruc-
ture is also deeply relatedto social class, as fewer than half (48%)of the
studentsin the lowest class groupinglived with both parents,whereas 64%
in the middleclassgroupingand82%in the highestclassgroupingwere living
with both parents.
250
251
0.70-
0.60-
0.50-
0.40-
0.30-
zero
of 0.20-
mean 0.10-
a
Upper
0.00
from Working/Middle
-0.10-
Lower
-0.20-
devilation
-0.30-
-0.40-
standard
-0.50-
-0.60-
Parents Help Parents Visit School PTA Involvement Parents Influence
Student School
252
L: .42':
M: .34- L: .04
U: .31" M: .06".
U: .08
A_2)=2.14 =0.54
Track
Placement
............
8th Grade
L:
.18
U:
-.04
M: -.02
L: -.421'
M:-.24
L: .92 U: -.78
22=1.44
, =0.2
L: .14
M: .06.' L: 1.58
Test Scores
M: 1.65'. 8th Grade
U: .01
U: 1.64..
o =5.85'
S=0.91
L = lower, M = middle/working, U = upper.
L:-.09
+p < .10; *p <.05; **p < .01. Chi square test is M: .20*
of differences among the coefficients.
Influence U: .09
[Parents School) =
X,'2, 8.47
253
254
Discussion
In ourview, the sociologicalreasonsforeducationalinequalityareoften
overlookedin equationsof adolescents'success and failurein schools. This
absence in the researchseems especiallynoticeablein the quantitativeliter-
atureon school finance.Addressingthis oversight,with an eye towardhow
the interchangeability of variouskinds of resourcesdepends on embedded
social processes that have traditionallybeen ignored (Granovetter,1985;
Loury,1977), we have used nationallyrepresentativesurvey data to build
upon field researchalreadyfocused on the ways in which parentalsocial
networksmay be implicatedin the reproductionof educationalinequality
(Horvatet al., 2003;Lareau,2000, 2002,2003).Again,our descriptiveresults
partlycorroboratepreviousobservationalfindings,as we find thatparentsat
higher rungs of the social class ladder are characterized not only by dispro-
portionate wealth and know-how but also by more bountiful stocks of what
counts for this study as parental social capital.
255
257
Conclusion
Althoughit has been suggestedthatthe educationalutilityof social cap-
italengagesthe attentionof policymakersbecause it representsa potentially
less costly, noneconomic solution to social problems (Portes, 1998), our
assertionsaboutthe educationalimportanceof socialcapitalarecertainlynot
intended to provide an excuse for policy makersto curtailmore spending
more efficientlyon schools and schoolchildren.On the contrary,it is our
contentionthatcurrentdisparitiesin educationalresourcesand in the devel-
opmentof social capitalrelevantto the educationalprocessconstitutea trou-
blingreality:Evenas some schools in our systemof publiceducation(mostly
the well-fundedones) performexceptionallywell, fartoo manyof ouryoung
learnerslanguishin underresourcedschools set amidalreadydisadvantaged,
impoverishedcommunities(Anyon,2005;Kozol, 2005). Ourresultssuggest
thatsome formsof parentalsocial capitalmay help compensatefor material
resourcedisadvantagebut thatparentsfromlower social class positionsstill
struggleto build and/or use formalsocial networksthatmightbe leveraged
on behalfof schoolchildren.So what is to be done to help realizeor develop
the forms of social capital,specificallythose availablethroughthe extrafa-
milialrelationshipnetworks,among the workingpoor?
If well-reasoned designs for incremental wealth redistributionhave not
proved to this point in time to be a politically palatable answer, then perhaps
policy makers might devote themselves to designing a social infrastructurefor
258
259
or (continued)
selection
and
enriched, course
FIS92D) on
or
education,
advanced,
label) (BYS66A-D)
parents'
(F1S92A discussions
more
or
Description (BYSES) courses
(NELS:88 parentstwo (BY2XRTH) (BYS36A)
income, (BY2XSTH)
(BY2XHTH)
in (BY2XMTH)
Groups birth
prestige
family score score
academic score school
student-parent
1) 2) 3) 5) of q q q at
score of
= = = = both enrolled q
Class is IRT IRTIRT
with IRT
occupationalaccelerated programs
Social (BYRACE
(BYRACE
(BYRACE
(BYRACE Lives Student
Composite Reading
MathScience
History Frequency
by
(0.23)
(0.22)
(0.18) (0.25) (0.39) (0.49) (8.06)
(0.14) (8.13)
(7.97)
(7.92) (0.64)
1 Upper4,227
A 0.060.050.040.021.08 0.82 0.42 51.48
50.95
50.22
50.65 2.45
Variables
of
Table
Appendix Middle (0.18)
(0.32)
(0.27) (0.43) (0.48) (0.47) (8.29)
(0.21) (8.14) (8.45)
(8.31) (0.68)
Working 15,822
and 0.030.120.080.05-0.08 0.64 0.32 45.58 2.25
(SD) 44.08
44.60
44.47
Deviations
M
(0.16)
(0.43)
(0.42) (0.29) (0.50) (0.49) (7.22)
(0.22) (6.91)
(7.47)
(8.09) (0.71)
Lower4,192
0.030.240.230.05-1.26 0.48 0.39 40.50
38.77
39.46
38.85 2.03
Standard
and
(0.18)
(0.34) (0.77) (0.48) (0.48) (8.64)
(0.20)
(0.30) (8.63) (8.94)
(8.66) (0.69)
Total 24,241
0.030.130.100.04-0.13 0.64 0.35 45.52 44.07
44.48
44.34 2.24
Means
measures
latent
to capital
outcomes
track social
family courses
sizebackground
contributing
parental
Black
Asian SES
Naive
Hispanic Academic Science
Reading
Math History Discuss
of
Sample
Variable Student Educational
Traditional Items
260
HS (BYP74J) theory.
HS
activities
you've child (BYP74K)
weight/mean
(BYS37A) policy
planning
schoolthingsplanning response
where policy
on on on on year sampleitem
school
year =
this(BYS37C) school (BYP59C)
this IRT
label) year setting base-year
discussions
discussions discussions in (BYP59B)
(BYS36B) discussions meeting
thisevent by school;
activities
(BYP59A)
saysupporting
(NELS:88 you class in PTA high
to schoolschool meetings =
(BYS36C) a a in weighted
your adequate members HS
student-father
student-parent student-mother
student-parent (BYS37D) PTA
class
interest antogether
of of (BYS50B)
of in of (BYS50A) PTA
attended
attended
visited Statistics
havework participateBYP59C.
areattend
1988.and
studied
particular program participated
program in
Frequency
Frequency Frequency
Frequency Parent(s)
Parent(s)
Parent(s) Parents
Parents Parents
Parents Parents
BYP59B,
surveyed
(0.56)(0.58)(0.68)(0.62)(0.82)
(0.92)
(0.83)(0.73)(0.49)
(0.66) (0.50)
(0.50)
Upper
2.66 2.63
Description 1.34 1.53 1.55 1.45
2.33 2.27 1.40
2.06 1.53
1.56 BYP59A,
parents
(continued) and
1
A BYP74K,
Middle
(0.64)(0.68)(0.75)(0.68)(0.94)
(0.90)
(0.94)(0.73)
(0.67)
(0.46)
(0.48)
(0.43)
and 2.50 2.40 1.06 1.42 1.90 students
Table 2.371.71 2.39 1.69
2.21 1.651.75
(SD) BYP74J,
M grade
(0.72)(0.73)(0.75)(0.72)(0.92)
(0.87)
(0.97)(0.73)
(0.68)
(0.31)
(0.45)
(0.34)eighthBYS37D,
Lower
Working
2.26 2.22 0.80 1.30 2.16 2.432.12 2.31
2.171.89
1.71
1.87
1988,
of BYS37C,
(0.66)(0.69)(0.76)(0.68)(0.93)
(0.90)
(0.95)(0.73)
(0.67)
(0.47)
(0.48)
(0.44)(NELS)
Total BYS37A,
2.48 2.40 1.05 1.41 1.90 1.74 2.362.18
2.38 1.68
1.64
1.74
Study
coded:
event reverse
fathermother
say Longitudinal
class are
with with meetings
school
your items
studies together PTA Education
adequate
program
program in
attended
attended
visited weight.
activities
class work PTA
have following
member National
The
sample
Discuss
Discuss
Discussed
Discussed
Parent(s)
Parent(s)
Parent(s)
Parents
Parents
PTA Participate
Attend
Variable Source.
year
Note.
0\
Statistics
school?
courses 24,241).
=
grader's (n
selecting 1988
eighth in
parents your
honor
meeting. at
times) surveyed
Loadings with
more school
or a parents
Factor discussed organization
competition,
three and
disagree)
= you you?
3 attended
sports
to program.
have program.
twice, HS strongly students
organization?
HS no) = policy.
oroften interest = concert,parent-teacher
4
Standardized
Description 3 parent(s)
your a policy.
grade
scale your to organization?
A2 class? participated. school
and Item ta once
=
how
in
your play,
know a agree,
2 schooleighth
Table on year,particular year as YOU belongparent-teacher
planning of
all, planning a setting
of don't
at studied I= such of strongly
in
about =
notschool about2 school where no) parent-teacher
=
sample
(1 saysupporting
= the activities event
fair2 a
Descriptions you've this
yes, in
standardized (1 of of activities
father = of
mother scale entire
school? class. yes,
spouse/partner
(1 school = the adequate
Model score scorescale school
score at
things
your
your a science
(1 in 1988,
antogether
q score
variables q q to to scale your or your meetings of
beginning beginning part weight.
IRTq IRT IRTordinal and Likert-type
have
work
IRT the programs
discussedtalkedthevisited
discussed
talked attended attend take (NELS)
. . . . . . you. . sample
theory.
or . . . . . . ceremony. .
Continuous
Reading
Math Since . . . . Categorical
3-point
Science
History Since. . Do . . 4-point,
Dichotomous Parents
Parents
Study
Measurement
response
base-year
item
=
Longitudinal
IRT
weight/mean
Education School
and school;
Labelcomposite Student School sample
high
Item =
Help Visit Influence National
Construct HS
Involvement
BY2XSTHBYS36A
BY2XHTH
BY2XRTH
BY2XMTH BYS36B
BYS36C
BYS50A
BYS50B
BYS37ABYS37DBYP59A
BYS37C BYP59C
BYP59B BYP74Kbase-year
BYP74J
Latent Achievement Parents
NELS:88 Parents PTA Parents Source.
by Note.
262
264
265
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